2015-07-27T15:19:25-05:00 2014-12-31 450250958 EIDE BAILLY LLP 440 INDIANA ST STE 200 GOLDEN CO 804015021 990PF 2014-01-01 050620063 CHARTER FUND INC DBA CHARTER SCHOOL GROWTH FUND CHAR 3032178090 350 INTERLOCKEN BLVD NO 390 BROOMFIELD CO 80021 KEVIN HALL PRESIDENT/CEO 3032178093 2015-07-01 1 KIM C HUNWARDSEN P00484560 3039862454 2015-07-01 2014 2016-03-07 17:11:31Z X 207144402 X 51938283 677468 677468 677468 24836 2140884 24836 1674 596678 596678 596678 53237265 1298982 1275820 831000 66500 0 764500 2090978 360845 1252916 425217 351258 51372 0 300355 18489 0 0 19189 45974 11494 0 34481 839120 0 0 850288 452549 0 0 328913 207585 0 0 206138 22904 0 22904 158776 0 0 83887 785350 0 0 850066 46690 0 0 48565 358333 15413 0 454196 6209006 505624 1275820 4365795 44399744 44599744 50608750 505624 1275820 48965539 2628515 793358 0 34907083 39105624 39105624 3659532 10720 3659532 3659532 41642480 838947 49430973 40803533 40803533 46255 129830 129830 153099 50525 41504588 41504588 41037877 1849 1849 49972 49972 22904 0 0 74664179 81939446 81939446 200323615 207144402 207144402 788998 734249 573014 801589 13308000 18308000 1253000 350000 15923012 20193838 X 139278800 121031690 45121803 65918874 184400603 186950564 200323615 207144402 184400603 2628515 0 187029118 78554 186950564 PUBLICLY TRADED SECURITIES P 2117722 2116048 1674 1674 CAPITAL GAINS DIVIDENDS P 23162 23162 23162 24836 1674 0 60694239 80912310 0.750124 31549711 60022694 0.525630 46395056 40049152 1.158453 48900938 23866756 2.048914 23212422 32374537 0.716996 5.200117 1.040023 87863810 91380383 7934 91388317 71745539 15867 0 15867 0 15867 30247 30247 14380 14380 0 0 0 0 0 0 0 0 1 0 0 1 1 CA CO DE TN FL 1 1 0 1 0 1 CHARTERGROWTHFUND.ORG RICHARD BILLINGS 3032178094 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 KEVIN HALL 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 PRESIDENT/CEO 55.00 445000 24265 0 RICHARD BILLINGS 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 VICE PRESIDENT/ASSISTANT TREASURER 40.00 177000 13485 0 MICHAEL W GREBE 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 TREASURER 1.00 0 0 0 STACY SCHUSTERMAN 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 SECRETARY 1.00 0 0 0 JULIE MAIER 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 ASSISTANT SECRETARY 40.00 209000 22822 0 JOHN FISHER 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 CHAIR/DIRECTOR 1.00 0 0 0 JAMES C RAHN 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 DIRECTOR 1.00 0 0 0 ALLAN C GOLSTON 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 DIRECTOR 1.00 0 0 0 MASON HAWKINS 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 DIRECTOR 1.00 0 0 0 CARRIE WALTON PENNER 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 DIRECTOR 1.00 0 0 0 ALEJANDRO HERNANDEZ 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 PARTNER 40.00 237500 24262 0 KATHY HAMEL 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 PARTNER 40.00 213000 24222 0 DARRYL COBB 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 PARTNER 40.00 197500 21226 0 ERIC CHAN 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 PRINCIPAL 40.00 161750 13441 0 STEPHEN HINSON 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 DIRECTOR OF EVALUATI 40.00 130500 24091 0 11 SLALOM CONSULTING PO BOX 101416 PASADENA CA 91189 TECHNOLOGY CONSULTING/SOFTWARE DEVELOPMENT 173852 DW INC 6417 ENDWOOD DRIVE LONG GROVE IL 60047 CONSULTING 140580 JM CONSULTING INC PO BOX 1563 MANCHESTERBYTHESEA MA 01944 CONSULTING 88326 CTBMCGRAW-HILL LLC 20 RYAN RANCH ROAD MONTEREY CA 93940 CONSULTING 55000 ROCKY MOUNTAIN TECH TEAM 2525 ARAPAHOE AVENUE E4-184 BOULDER CO 80302 TECHNOLOGY CONSULTING 54231 0 CHARTER FUND, INC. (THE "FUND") PRIMARILY PROVIDES GRANTS AND LOANS TO CHARTER SCHOOL MANAGEMENT ORGANIZATIONS WHICH MANAGE NETWORKS OF SCHOOLS. THE FUND ONLY SUPPORTS ORGANIZATIONS WHICH CAN DEMONSTRATE AN IMPACT ON UNDERSERVED STUDENT POPULATIONS AND OUTSTANDING VALUE ADDED ACADEMIC GAINS. THE FUND FOCUSES IN GEOGRAPHIC AREAS SUPPORTIVE OF FURTHER EXPANSION OF CHARTER SCHOOLS. THE FUND MADE $44,599,744 OF GRANTS AND PROVIDED $22,780,000 OF LOANS TO CHARTER SCHOOL MANAGEMENT ORGANIZATIONS DURING CALENDAR YEAR ENDING DECEMBER 31, 2014. SEE PART IX-B AND XV FOR A DETAILED LISTING OF LOANS AND GRANTS MADE DURING THE CURRENT YEAR. 50241359 DISCOUNT NOTE TO ROCKETSHIP EDUCATION (FACILITY LOAN) 7000000 DISCOUNT NOTE TO KIPP NEW JERSEY (FACILITY LOAN) 2500000 13280000 22780000 41421247 37642091 10138500 89201838 0 0 89201838 1338028 87863810 4393191 X 48965539 22780000 71745539 0 71745539 X 0 0 0 0 0 0 0 0 0 0 71745539 60694239 31549711 46406872 210396361 44599744 34096658 19263855 28609983 126570240 27145795 26597581 12285856 17796889 83826121 0 0 2928794 2697077 2000757 1334972 8961600 0 0 0 0 KEVIN HALL CEO CHARTER SCHOOL GROWT 350 INTERLOCKEN BLVD SUITE 390 BROOMFIELD CO 80021 3032178090 CHARTER SCHOOL GROWTH FUND APPLICATIONS SHOULD BE SUBMITTED ONLINE AT WWW.CHARTERGROWTHFUND.ORG VARIED THROUGHOUT THE YEAR CHARTER FUND, INC. (THE "FUND") PRIMARILY PROVIDES GRANTS AND LOANS TO CHARTER SCHOOL MANAGEMENT ORGANIZATIONS THAT MANAGE AND GROW NETWORKS OF SCHOOLS. THE FUND ONLY SUPPORTS ORGANIZATIONS WHICH CAN DEMONSTRATE AN IMPACT ON UNDERSERVED STUDENT POPULATIONS AND OUTSTANDING VALUE ADDED ACADEMIC GAINS. THE FUND FOCUSES IN GEOGRAPHIC AREAS SUPPORTIVE OF FURTHER EXPANSION OF CHARTER SCHOOLS. ACHIEVEMENT FIRST 403 JAMES STREET NEW HAVEN CT 06513 NONE PC IMPLEMENTATION 300000 ACHIEVEMENT FIRST 403 JAMES STREET NEW HAVEN CT 06513 NONE PC IMPLEMENTATION 500000 ACHIEVEMENT PREP 908 WAHLER PL SE WASHINGTON DC 20032 NONE PC NEXT SCHOOL 250000 ASCEND LEARNING 205 ROCKAWAY PARKWAY 6TH FLOOR BROOKLYN NY 11212 NONE PC IMPLEMENTATION 1500000 ASPIRE PUBLIC SCHOOLS 1001 22ND AVENUE OAKLAND CA 94606 NONE PC OTHER CAPACITY 1000000 ASPIRE PUBLIC SCHOOLS 1001 22ND AVENUE OAKLAND CA 94606 NONE PC START-UP 250000 ASPIRE PUBLIC SCHOOLS 1001 22ND AVENUE OAKLAND CA 94606 NONE PC IMPLEMENTATION LOAN CONVERSION 1400000 BLACKSTONE VALLEY PREP MAYORAL ACADEMY 291 BROAD STREET CUMBERLAND RI 02864 NONE PC IMPLEMENTATION 350000 BLACKSTONE VALLEY PREP MAYORAL ACADEMY 291 BROAD STREET CUMBERLAND RI 02864 NONE PC IMPLEMENTATION LOAN CONVERSION 500000 BOULWARE SPRINGS CHARTER SCHOOL INC 2021 NW 23RD TERRACE GAINESVILLE FL 32605 NONE PC NEXT SCHOOL 250000 BRONX CHARTER SCHOOL OF EXCELLENCE 1960 BENEDICT AVE BRONX NY 10462 NONE PC NEXT SCHOOL 250000 BUILDING HOPE - A CHARTER SCHOOL FACILITIES FUND 125 E SAN MARINO DRIVE MIAMI BEACH FL 33139 NONE PF NEXT SCHOOL 250000 CALIBER SCHOOLS PO BOX 522 RICHMOND CA 94805 NONE PC NEXT SCHOOL 200000 CHARTER FOR ACCELERATED LEARNING 3960 MEADOWS DRIVE INDIANAPOLIS IN 46205 NONE PC IMPLEMENTATION 550000 COMMUNITY & ECONOMIC DEVELOPMENT ORGANIZATION OF GADSDEN COUNTY INC 20 E WASHINGTON STREET SUITE A QUINCY FL 32351 NONE PC NEXT SCHOOL 250000 CORNERSTONE SCHOOLS 320 CARPENTER MEMPHIS TN 38112 NONE PC BUSINESS PLANNING 50000 DSST PUBLIC SCHOOLS 3401 QUEBEC STREET SUITE 7200 DENVER CO 80207 NONE PC IMPLEMENTATION 500000 DSST PUBLIC SCHOOLS 3401 QUEBEC STREET SUITE 7200 DENVER CO 80207 NONE PC IMPLEMENTATION 250000 DSST PUBLIC SCHOOLS 3401 QUEBEC STREET SUITE 7200 DENVER CO 80207 NONE PC START-UP 250000 EDUCATIONAL ENTERPRISES INC 2450 W SOUTH MOUNTAIN AVE PHOENIX AZ 85041 NONE PC IMPLEMENTATION 400000 EDUCATIONAL ENTERPRISES INC 2450 W SOUTH MOUNTAIN AVE PHOENIX AZ 85041 NONE PC IMPLEMENTATION 800000 EQUITAS ACADEMY 1700 W PICO BLVD LOS ANGELES CA 90015 NONE PC NEXT SCHOOL 250000 EXPLORE SCHOOLS INC 20 JAY STREET SUITE 504 BROOKLYN NY 11201 NONE PC IMPLEMENTATION LOAN CONVERSION 200000 FREEDOM PREPARATORY ACADEMY INC 964 FIELDS ROAD MEMPHIS TN 38109 NONE PC IMPLEMENTATION 1500000 FREEDOM PREPARATORY ACADEMY INC 964 FIELDS ROAD MEMPHIS TN 38109 NONE PC OTHER CAPACITY 15000 FREEDOM PREPARATORY ACADEMY INC 964 FIELDS ROAD MEMPHIS TN 38109 NONE PC START-UP 500000 FRIENDS OF BREAKTHROUGH 3615 SUPERIOR AVENUE SUITE 3103 A CLEVELAND OH 44114 NONE PC START-UP 100000 FRIENDS OF BREAKTHROUGH 3615 SUPERIOR AVENUE SUITE 3103 A CLEVELAND OH 44114 NONE PC START-UP 100000 FRIENDS OF TEAM ACADEMY CHARTER SCHOOL 60 PARK PLACE NEWARK NJ 07102 NONE PC IMPLEMENTATION 300000 GASTON COLLEGE PREPARATORY 320 PLEASANT HILL ROAD GASTON NC 27832 NONE PC IMPLEMENTATION 500000 GASTON COLLEGE PREPARATORY 320 PLEASANT HILL ROAD GASTON NC 27832 NONE PC IMPLEMENTATION 500000 GESTALT COMMUNITY SCHOOLS 6120 WINCHESTER ROAD MEMPHIS TN 38115 NONE PC OTHER CAPACITY 15000 GESTALT COMMUNITY SCHOOLS 6120 WINCHESTER ROAD MEMPHIS TN 38115 NONE PC START-UP 250000 GESTALT COMMUNITY SCHOOLS 6120 WINCHESTER ROAD MEMPHIS TN 38115 NONE PC IMPLEMENTATION 300000 GESTALT COMMUNITY SCHOOLS 6120 WINCHESTER ROAD MEMPHIS TN 38115 NONE PC OTHER CAPACITY 30000 GESTALT COMMUNITY SCHOOLS 6120 WINCHESTER ROAD MEMPHIS TN 38115 NONE PC IMPLEMENTATION 350000 GESTALT COMMUNITY SCHOOLS 6120 WINCHESTER ROAD MEMPHIS TN 38115 NONE PC IMPLEMENTATION LOAN CONVERSION 350000 GREAT HEARTS ACADEMIES 3102 N 56TH ST SUITE 300 PHOENIX AZ 85018 NONE PC IMPLEMENTATION 750000 GREAT HEARTS ACADEMIES 3102 N 56TH ST SUITE 300 PHOENIX AZ 85018 NONE PC START-UP 600000 GREAT HEARTS ACADEMIES 3102 N 56TH ST SUITE 300 PHOENIX AZ 85018 NONE PC START-UP 400000 HARVEST PREPARATORY CHARTER SCHOOL 1300 OLSON MEMORIAL HIGHWAY MINNEAPOLIS MN 55411 NONE PC BUSINESS PLANNING 50000 IDEA PUBLIC SCHOOLS 505 ANGELITA DRIVE SUITE 9 WESLACO TX 78596 NONE PC IMPLEMENTATION 2000000 IDEA PUBLIC SCHOOLS 505 ANGELITA DRIVE SUITE 9 WESLACO TX 78596 NONE PC START-UP 100000 INNOVATEEDU INC 230 ASHLAND PLACE 19C BROOKLYN NY 11217 NONE PC NEXT SCHOOL 125000 INNOVATEEDU INC 230 ASHLAND PLACE 19C BROOKLYN NY 11217 NONE PC NEXT SCHOOL 125000 INTRINSIC SCHOOLS 4517 N ARTESIAN CHICAGO IL 60625 NONE PC IMPLEMENTATION 400000 KIPP DELTA 215 CHERRY ST HELENA AR 72342 NONE PC IMPLEMENTATION LOAN CONVERSION 500000 KIPP LA SCHOOLS 4800 EAST CESAR CHAVEZ AVENUE LOS ANGELES CA 90022 NONE PC IMPLEMENTATION 719375 KIPP METRO ATLANTA 350 TEMPLE STREET NW ATLANTA GA 30314 NONE PC IMPLEMENTATION 125000 KIPP NASHVILLE 123 DOUGLAS AVENUE NASHVILLE TN 37207 NONE PC IMPLEMENTATION 125000 KIPP NASHVILLE 123 DOUGLAS AVENUE NASHVILLE TN 37207 NONE PC IMPLEMENTATION LOAN CONVERSION 50000 KIPP NEW ORLEANS SCHOOLS 3820 ST CLAUDE AVE NEW ORLEANS LA 70117 NONE PC IMPLEMENTATION 922050 KIPP NEW ORLEANS SCHOOLS 3820 ST CLAUDE AVE NEW ORLEANS LA 70117 NONE PC IMPLEMENTATION LOAN CONVERSION 300000 KIPP ST LOUIS 2647 OHIO AVENUE SAINT LOUIS MO 63118 NONE PC IMPLEMENTATION 600000 LAWNDALE EDUCATIONAL AND REGIONAL NETWORK (LEARN) CHARTER SCHOOL 212 S FRANCISCO CHICAGO IL 60612 NONE PC OTHER CAPACITY 200000 LEAD PUBLIC SCHOOLS 1814 HAYES STREET NASHVILLE TN 37203 NONE PC IMPLEMENTATION 750000 LEAD PUBLIC SCHOOLS 1814 HAYES STREET NASHVILLE TN 37203 NONE PC OTHER CAPACITY 25000 MASTERY CHARTER SCHOOLS 5700 WAYNE AVENUE PHILADELPHIA PA 19144 NONE PC IMPLEMENTATION 110876 MASTERY CHARTER SCHOOLS 5700 WAYNE AVENUE PHILADELPHIA PA 19144 NONE PC IMPLEMENTATION 1000000 MASTERY CHARTER SCHOOLS 5700 WAYNE AVENUE PHILADELPHIA PA 19144 NONE PC START-UP 200000 MONTESSORI FOR ALL INC 7302 BLINN CIRCLE AUSTIN TX 78723 NONE PC NEXT SCHOOL 200000 NAVIGATOR SCHOOLS 277 IOOF AVE GILROY CA 95020 NONE PC BUSINESS PLANNING 50000 NEW SCHOOLS FOR NEW ORLEANS INC 1555 POYDRAS SUITE 781 NEW ORLEANS LA 70112 NONE PC PARTNERSHIP GRANT 350000 NICOLE ASSISI 2711 BAINBRIDGE ROAD SAN DIEGO CA 92106 NONE N/A ENTREPRENEUR-IN-RESIDENCE 11141 NOBLE NETWORK OF CHARTER SCHOOLS 1 N STATE STREET FLOOR 7L CHICAGO IL 60602 NONE PC IMPLEMENTATION 1000000 NOBLE NETWORK OF CHARTER SCHOOLS 1 N STATE STREET FLOOR 7L CHICAGO IL 60602 NONE PC START-UP 250000 PROFECTUS LEARNING SYSTEMS INC 2771-29 MONUMENT ROAD JACKSONVILLE FL 32203 NONE PC BUSINESS PLANNING 25000 PROFECTUS LEARNING SYSTEMS INC 2771-29 MONUMENT ROAD JACKSONVILLE FL 32203 NONE PC IMPLEMENTATION 250000 PROFECTUS LEARNING SYSTEMS INC 2771-29 MONUMENT ROAD JACKSONVILLE FL 32203 NONE PC IMPLEMENTATION 500000 PROFECTUS LEARNING SYSTEMS INC 2771-29 MONUMENT ROAD JACKSONVILLE FL 32203 NONE PC IMPLEMENTATION 250000 PROFECTUS LEARNING SYSTEMS INC 2771-29 MONUMENT ROAD JACKSONVILLE FL 32203 NONE PC IMPLEMENTATION 1500000 REPUBLIC SCHOOLS 41 PEABODY STREET NASHVILLE TN 37210 NONE PC START-UP 200000 REPUBLIC SCHOOLS 41 PEABODY STREET NASHVILLE TN 37210 NONE PC IMPLEMENTATION 160000 REPUBLIC SCHOOLS 41 PEABODY STREET NASHVILLE TN 37210 NONE PC BUSINESS PLANNING 50000 REX AND MARGARET FORTUNE SCHOOL OF EDUCATION 6829 STOCKTON BLVD 380 SACRAMENTO CA 95823 NONE PC NEXT SCHOOL 250000 ROCKETSHIP EDUCATION 350 TWIN DOLPHIN DRIVE SUITE 109 REDWOOD CITY CA 94065 NONE PC START-UP 200000 ROCKETSHIP EDUCATION 350 TWIN DOLPHIN DRIVE SUITE 109 REDWOOD CITY CA 94065 NONE PC IMPLEMENTATION 250000 ROCKETSHIP EDUCATION 350 TWIN DOLPHIN DRIVE SUITE 109 REDWOOD CITY CA 94065 NONE PC IMPLEMENTATION LOAN CONVERSION 50000 ROCKETSHIP EDUCATION 350 TWIN DOLPHIN DRIVE SUITE 109 REDWOOD CITY CA 94065 NONE PC IMPLEMENTATION LOAN CONVERSION 500000 ROOTS ELEMENTARY 2930 WILLIAMS ST DENVER CO 80205 NONE PC NEXT SCHOOL 200000 STRIVE PREPARATORY SCHOOLS 2960 NORTH SPEER BLVD BUILDING 1913 DENVER CO 80211 NONE PC IMPLEMENTATION 625000 STRIVE PREPARATORY SCHOOLS 2960 NORTH SPEER BLVD BUILDING 1913 DENVER CO 80211 NONE PC IMPLEMENTATION LOAN CONVERSION 250000 SUCCESS ACADEMY CHARTER SCHOOLS 95 PINE STREET 6TH FLOOR NEW YORK NY 10005 NONE PC IMPLEMENTATION 250000 SUCCESS ACADEMY CHARTER SCHOOLS 95 PINE STREET 6TH FLOOR NEW YORK NY 10005 NONE PC IMPLEMENTATION 1000000 SUMMIT PUBLIC SCHOOLS 455 5TH AVE REDWOOD CITY CA 94063 NONE PC IMPLEMENTATION 825000 SUMMIT PUBLIC SCHOOLS 455 5TH AVE REDWOOD CITY CA 94063 NONE PC START-UP 200000 TENNESSEE CHARTER SCHOOL CENTER 209 10TH AVENUE SOUTH 416 NASHVILLE TN 37203 NONE PC PARTNERSHIP GRANT 125000 TENNESSEE CHARTER SCHOOL CENTER 209 10TH AVENUE SOUTH 416 NASHVILLE TN 37203 NONE PC PARTNERSHIP GRANT 73594 THE SEED FOUNDATION INC 1776 MASSACHUSETTS AVENUE NW - SUITE 600 WASHINGTON DC 20036 NONE PC NEXT SCHOOL 250000 TINDLEY CHARTER NETWORK 3960 MEADOWS DRIVE INDIANAPOLIS IN 46205 NONE PC START-UP 250000 UNCOMMON SCHOOLS 826 BROADWAY 9TH FLOOR NEW YORK NY 10003 NONE PC IMPLEMENTATION 300000 UNCOMMON SCHOOLS 826 BROADWAY 9TH FLOOR NEW YORK NY 10003 NONE PC IMPLEMENTATION 500000 UNCOMMON SCHOOLS 826 BROADWAY 9TH FLOOR NEW YORK NY 10003 NONE PC IMPLEMENTATION LOAN CONVERSION 500000 UNIVERSITY OF SOUTHERN CALIFORNIA ACTING ON BEHALF OF EDNOVATE INC 350 S FIGUEROA STREET SUITE 100 LOS ANGELES CA 90071 NONE PC NEXT SCHOOL 200000 UNIVERSITY PREPARATORY ACADEMIES INC 1701 10TH STREET SOUTH ST PETERSBURG FL 33705 NONE PC OTHER CAPACITY 17708 UNIVERSITY PREPARATORY ACADEMIES INC 1701 10TH STREET SOUTH ST PETERSBURG FL 33705 NONE PC IMPLEMENTATION 300000 UNIVERSITY PREPARATORY ACADEMIES INC 1701 10TH STREET SOUTH ST PETERSBURG FL 33705 NONE PC IMPLEMENTATION 700000 UPLIFT EDUCATION 606 ROYAL LANE IRVING TX 75039 NONE PC IMPLEMENTATION 500000 UPLIFT EDUCATION 606 ROYAL LANE IRVING TX 75039 NONE PC IMPLEMENTATION 500000 UPLIFT EDUCATION 606 ROYAL LANE IRVING TX 75039 NONE PC START-UP 400000 VALOR COLLEGIATE ACADEMIES 209 10TH AVE SOUTH 416 NASHVILLE TN 37203 NONE PC IMPLEMENTATION 375000 VALOR COLLEGIATE ACADEMIES 209 10TH AVE SOUTH 416 NASHVILLE TN 37203 NONE PC START-UP 100000 VALOR COLLEGIATE ACADEMIES 209 10TH AVE SOUTH 416 NASHVILLE TN 37203 NONE PC IMPLEMENTATION 225000 VILLAGE OF EXCELLENCE ACADEMY 8718 N 46TH STREET TAMPA FL 33617 NONE PC NEXT SCHOOL 250000 VOICES COLLEGE-BOUND LANGUAGE ACADEMY 4075 SACRAMENTO AVE SAN JOSE CA 95111 NONE PC NEXT SCHOOL 250000 YES PREP PUBLIC SCHOOLS INC 6201 BONHOMME ST SUITE 168N HOUSTON TX 77036 NONE PC IMPLEMENTATION 500000 YES PREP PUBLIC SCHOOLS INC 6201 BONHOMME ST SUITE 168N HOUSTON TX 77036 NONE PC IMPLEMENTATION 2300000 YES PREP PUBLIC SCHOOLS INC 6201 BONHOMME ST SUITE 168N HOUSTON TX 77036 NONE PC IMPLEMENTATION LOAN CONVERSION 1100000 44599744 0 INTEREST INCOME FROM PROGRAM RELATED INVESTMENTS 14 596678 14 677468 18 24836 0 1298982 0 1298982 0 0 0 0 0 0 0 0 0 0 X X 1 GEM FOUNDATION INC 130 STEVENS LANE FAR HILLS NJ 07931 300000 X 2 SILICON VALLEY COMMUNITY FOUNDATION 2440 W EL CAMINO REAL STE 300 MOUNTAIN VIEW CA 94040 1000000 X 3 STATE OF FLORIDA DEPARTMENT OF EDUC 325 WEST GAINES STREET TALLAHASSEE FL 32399 4781813 X 4 STATE OF TENNESSEE DEPARTMENT OF ED 710 JAMES ROBERTSON PARKWAY 5TH FLO NASHVILLE TN 37243 236742 X 5 THE LYNDE AND HARRY BRADLEY FOUNDAT 1241 NORTH FRANKLIN PLACE MILWAUKEE WI 53202 3000000 X 6 WALTON FAMILY FOUNDATION PO BOX 2030 BENTONVILLE AK 72712 14173638 X 7 WILLIAM E SIMON FOUNDATION 140 E 45TH STREET STE 14D NEW YORK NY 10017 500000 X 8 COMMUNITY FOUNDATION OF GREATER MEM 1900 UNION AVENUE MEMPHIS TN 38104 9901413 X 9 KERN FAMILY FOUNDATION W305 S4239 BROOKHILL ROAD WAUKESHA WI 53189 2500000 X 10 WINDSONG TRUST 838 MANHATTAN BEACH BLVD MANHATTAN BEACH CA 90266 1000000 X 11 HOLLYHOCK FOUNDATION 55 EAST 59TH STREET NEW YORK NY 10022 300000 X 12 LAURA JOHN ARNOLD FOUNDATION 2800 POST OAK BLVD STE 225 HOUSTON TX 77056 727729 X 13 ARTHUR ROCK TRUST 1 MARITIME PLAZA STE 1220 SAN FRANCISCO CA 94111 1520001 X 14 LOUIS CALDER FOUNDATION 125 ELM STREET NEW CANAAN CT 06840 2500000 X 15 SCHWAB CHARITABLE FUND ONE MARITIME PLAZA STE 1550 SAN FRANCISCO CA 94111 1125000 X 16 ROBERTSON FOUNDATION 101 PARK AVENUE NEW YORK NY 10178 670000 X 17 DANIELS FUND 101 MONROE STREET DENVER CO 80206 1000000 X 18 JR HYDE FAMILY FOUNDATION 17 WEST PONTOTOC AVENUE STE 200 MEMPHIS TN 38103 6385224 X 13 DONATION OF SECURITIES 1520001 2014-12-11 ACCOUNTING/BOOKKEEPING FEES 45974 11494 0 34481 DISCOUNT NOTE TO GREAT HEARTS ACADEMIES (FACILITY LOAN) 1780000 DISCOUNT NOTE TO ACHIEVEMENT FIRST 1000000 DISCOUNT NOTE TO UPLIFT EDUCATION 1000000 DISCOUNT NOTE TO KIPP NEW JERSEY (FACILITY LOAN) 1000000 DISCOUNT NOTE TO ACHIEVEMENT FIRST 850000 DISCOUNT NOTE TO UNCOMMON SCHOOLS (START-UP) 650000 DISCOUNT NOTE TO GREAT HEARTS ACADEMIES 500000 DISCOUNT NOTE TO IDEA PUBLIC SCHOOLS 500000 DISCOUNT NOTE TO KIPP EASTERN NORTH CAROLINA 500000 DISCOUNT NOTE TO ROCKETSHIP EDUCATION 500000 DISCOUNT NOTE TO MASTERY CHARTER SCHOOLS (START-UP) 500000 DISCOUNT NOTE TO ROCKETSHIP EDUCATION 500000 DISCOUNT NOTE TO BLACKSTONE VALLEY PREP MAYOR ACADEMY (START-UP) 400000 DISCOUNT NOTE TO UPLIFT EDUCATION (START-UP) 400000 DISCOUNT NOTE TO KIPP NASHVILLE 400000 DISCOUNT NOTE TO GESTALT COMMUNITY SCHOOLS 350000 DISCOUNT NOTE TO KIPP NEW JERSEY 250000 DISCOUNT NOTE TO UPLIFT EDUCATION 250000 DISCOUNT NOTE TO UPLIFT EDUCATION 250000 DISCOUNT NOTE TO KIPP ST. LOUIS 200000 DISCOUNT NOTE TO ASCEND LEARNING (START-UP) 200000 DISCOUNT NOTE TO EDUCATIONAL ENTERPRISES, INC. (START-UP) 200000 DISCOUNT NOTE TO MASTERY CHARTER SCHOOLS (START-UP) 200000 DISCOUNT NOTED TO REPUBLIC SCHOOLS (START-UP) 200000 DISCOUNT NOTE TO ROCKETSHIP EDUCATION (START-UP) 200000 DISCOUNT NOTE TO KIPP ST. LOUIS 150000 DISCOUNT NOTE TO UNCOMMON SCHOOLS 150000 DISCOUNT NOTE TO IDEA PUBLIC SCHOOLS (START-UP) 100000 DISCOUNT NOTE TO VALOR COLLEGIATE ACADEMIES (START-UP) 100000 TECHNOLOGY EQUIPMENT 2012-11-24 49972 27068 SL 2.000000000000 22904 0 22904 NICOLE ASSISI 2711 BAINBRIDGE ROAD SAN DIEGO CA 92106 2013-02-05 175000 SUPPORT THE LAUNCH OF THRIVE PUBLIC SCHOOLS - WEBSITE DEVELOPMENT, COMMUNITY ENGAGEMENT, ACCOUNTING AND BUDGETING. 175000 NONE MONTHLY BASIS, LAST REPORT RECEIVED SEPTEMBER 2014 2014-09-01 GRANTEE SENT CSGF REPORTS DETAILING ITS PERFORMANCE AGAINST GRANT DELIVERABLE MILESTONES THROUGH SCHOOL OPENING. THE GRANT IS NOW CONSIDERED COMPLETED AND CLOSED AS THE SCHOOL HAS NOW LAUNCHED AND ALL GRANT AWARDS HAVE BEEN FUNDED TO GRANTEE. DREAMBOX LEARNING INC 305 108TH AVE NE SECOND FLOOR BELLEVUE WA 98004 2010-04-15 15000000 PROGRAM RELATED INVESTMENT - CHARTER FUND, INC. ACQUIRED SUBSTANTIALLY ALL THE ASSETS (EXCLUDING ANY ASSETS SUBJECT TO LIABILITIES) OF DREAMBOX LEARNING, INC. DREAMBOX LEARNING INC. IS AN EARLY-STAGE, FOR-PROFIT SOFTWARE COMPANY THAT PROVIDES ADAPTIVE LEARNING SOFTWARE FOR ELEMENTARY SCHOOL-AGE CHILDREN. NONE MONTHLY BASIS, LAST REPORT RECEIVED 12/31/14 2014-12-31 FINANCIAL REPORTS ARE RECEIVED ON A MONTHLY BASIS. THE PRESIDENT/CEO OF CHARTER FUND, INC. SITS ON THE BOARD OF DIRECTORS OF DREAMBOX LEARNING, INC. BUILDING HOPE - A CHARTER SCHOOL FACILITIES FUND 125 E SAN MARINO DRIVE MIAMI BEACH FL 33139 2014-06-30 250000 PROVIDE SHORT-TERM INTENSIVE AND TARGETED SUPPORT FOR NEW CHARTER SCHOOLS INCLUDING ASSISTING IN THE AREAS OF ADMINISTRATION, CURRICULUM, FINANCE AND GOVERNANCE. 250000 NONE FREQUENT COMMUNICATIONS THROUGHOUT THE YEAR, LAST REPORT RECEIVED 5/12/15. 2015-05-12 DOCUMENTATION WAS RECEIVED VERIFYING THE GRANT FUNDS WERE USED FOR THEIR INTENDED PURPOSE(S) AND NO FUNDS WERE DISTRIBUTED FOR NON-CHARITABLE PURPOSES. BAIRD SHORT-TERM BOND FUND CLASS INSTITUTIONAL - CSGF RFLF 895882 895882 BAIRD SHORT-TERM BOND FUND CLASS INSTITUTIONAL - FUND 40608706 40608706 WFB INSTITUTIONAL BANK DEPOSIT FMV 1849 1849 TECHNOLOGY EQUIPMENT 49972 49972 0 LEGAL & PROFESSIONAL FEES 18489 0 0 19189 WALTON FAMILY FOUNDATION 10000000 10000000 2007-12 2018-02 3% INTEREST PER ANNUM 3.000000000000 FINANCE CONSTRUCTION & IMPROVEMENT OF HIGH QUALITY CHARTER SCHOOL FACILITIES NONE LYNDE HARRY BRADLEY FOUNDATION 5000000 2500000 2008-02 2018-02 3% INTEREST PER ANNUM 3.000000000000 TO FACILITATE AND STREAMLINE LENDING TO ESTABLISHED GRANTEES NONE BILL MELINDA GATES FOUNDATION 4300000 3308000 2012-02 2018-02 3% INTEREST PER ANNUM 3.000000000000 ASSIST CONSTRUCTION & IMPROVEMENT OF HIGH QUALITY CHARTER SCHOOL FACILITIES NONE SILICON VALLEY COMMUNITY FOUNDATION 2500000 2500000 2014-10 2015-03 3.75% INTEREST DUE AT MATURITY 3.750000000000 FINANCE CONSTRUCTION & IMPROVEMENT OF HIGH QUALITY CHARTER SCHOOL FACILITIES NONE WALTON FAMILY FOUNDATION DISQUALIFIED PERSON 10000000 10000000 2007-12 2018-02 3% INTEREST PER ANNUM 3.000000000000 FINANCE CONSTRUCTION & IMPROVEMENT OF HIGH QUALITY CHARTER SCHOOL FACILITIES NONE LYNDE & HARRY BRADLEY FOUNDATION DISQUALIFIED PERSON, DIRECTOR (MIKE GREBE) 5000000 2500000 2008-02 2018-02 3% INTEREST PER ANNUM 3.000000000000 TO FACILITATE AND STREAMLINE LENDING TO ESTABLISHED GRANTEES NONE BILL & MELINDA GATES FOUNDATION DISQUALIFIED PERSON 4300000 3308000 2012-02 2018-02 3% INTEREST PER ANNUM 3.000000000000 ASSIST CONSTRUCTION & IMPROVEMENT OF HIGH QUALITY CHARTER SCHOOL FACILITIES NONE THE ELI & EDYTHE BROAD FOUNDATION NONE 2500000 350000 2013-07 2016-07 3% INTEREST PER ANNUM 3.000000000000 FINANCE CONSTRUCTION & IMPROVEMENT OF HIGH QUALITY CHARTER SCHOOL FACILITIES NONE SILICON VALLEY COMMUNITY FOUNDATION DISQUALIFIED PERSON 2500000 2500000 2014-10 2015-03 3.75% INTEREST DUE AT MATURITY 3.750000000000 FINANCE CONSTRUCTION & IMPROVEMENT OF HIGH QUALITY CHARTER SCHOOL FACILITIES NONE INVESTMENT IN DREAMBOX LEARNING, INC. - PROGRAM RELATED INVESTMENT 15000000 15000000 15000000 INVESTMENT IN DREAMBOX LEARNING, INC. - MISSION RELATED INVESTMENT 10138500 10138500 10138500 CHARTER SCHOOL LOANS - PROGRAM RELATED INVESTMENTS 49525679 56800946 56800946 UNREALIZED LOSS 78554 TELEPHONE & INTERNET 69834 0 0 73004 OFFICE EXPENSE 231893 0 0 267987 BANK CHARGES 15413 15413 0 0 INSURANCE 25866 0 0 31038 DUES & SUBSCRIPTIONS 6635 0 0 6864 LICENSES AND FEES 8692 0 0 8692 REPAIRS & MAINTENANCE 0 0 0 66611 INTEREST INCOME FROM PROGRAM RELATED INVESTMENTS 596678 596678 596678 CONSULTING & PROFESSIONAL FEES 839120 0 0 850288 PAYROLL TAXES 179584 0 0 178137 FEDERAL EXCISE TAX 28001 0 0 28001 DBL HOLDINGS INC 350 INTERLOCKEN BLVD STE 390 BROOMFIELD CO 80021 272337263 NO TRANSFERS TO THIS ENTITY DURING CALENDAR YEAR ENDED DECEMBER 31, 2014. 0 CSGF FLORIDA LLC 350 INTERLOCKEN BLVD STE 390 BROOMFIELD CO 80021 050620063 NO TRANSFERS TO THIS ENTITY DURING CALENDAR YEAR ENDED DECEMBER 31, 2014. 0 CSGF REVOLVING FACILITIES LOAN FUND LLC 350 INTERLOCKEN BLVD STE 390 BROOMFIELD CO 80021 261666378 NO TRANSFERS TO THIS ENTITY DURING CALENDAR YEAR ENDED DECEMBER 31, 2014. 0 CSGF TENNESSEE LLC 350 INTERLOCKEN BLVD STE 390 BROOMFIELD CO 80021 050620063 NO TRANSFERS TO THIS ENTITY DURING CALENDAR YEAR ENDED DECEMBER 31, 2014. 0 DREAMBOX LEARNING INC 305 108TH AVE NE SECOND FLOOR BELLEVUE WA 98004 272358787 PROGRAM RELATED INVESTMENT. 0 CSGF MEMPHIS LLC 350 INTERLOCKEN BLVD STE 390 BROOMFIELD CO 80021 050620063 NO TRANSFERS TO THIS ENTITY DURING CALENDAR YEAR ENDED DECEMBER 31, 2014. 0 0