2015-07-14T12:25:11-05:00 2014-08-31 990 2013-09-01 136161036 NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION NEWY 2129986245 110 WEST 3RD STREET 2ND FL NEW YORK NY 10012 SARA TAYLOR TREASURER 2129986245 2015-07-14 2013 2016-03-07 17:11:31Z SARA TAYLOR 40 WASHINGTON SQ SO NEW YORK NY 10012 21820948 0 X N/A X 1949 NY FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW. 61 54 0 0 0 0 0 0 18274606 19285772 0 0 9936563 2534335 28211169 21820107 10916585 6416063 0 0 0 0 0 0 0 17931856 17272978 28848441 23689041 -637272 -1868934 175116106 168355020 29109744 36061619 146006362 132293401 THE FOUNDATION, A SUBSIDIARY OF NEW YORK UNIVERSITY, FOSTERS LEGAL EDUCATION AND RESEARCH AT NEW YORK UNIVERSITY'S SCHOOL OF LAW BY AWARDING SCHOLARSHIPS, MAKING GRANTS FOR EDUCATIONAL PURPOSES RELATED TO LAW, AND SUPPORTING PROGRAMS OF THE SCHOOL OF LAW. 0 0 23609417 6416063 19285772 SUPPORT EXEMPT ACTIVITIES OF NEW YORK UNIVERSITY SCHOOL OF LAW. 23609417 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 152 0 1 0 0 0 0 0 0 0 0 0 0 0 X 61 54 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X KERRI TRICARICO 2129982913 105 E 17TH STREET - 3RD FLOOR NEW YORK NY 10003 ANTHONY WELTERS CHAIR 0.20 X X 0 0 0 THOMAS REED BROME VICE CHAIR 0.20 X X 0 0 0 ALAN KAVA TRUSTEE 0.20 X 0 0 0 ALFRED B ENGELBERG TRUSTEE 0.20 X 0 0 0 CHARLES KLEIN TRUSTEE 0.20 X 0 0 0 DAVID A TANNER TRUSTEE 0.20 X 0 0 0 DAVID BOIES II TRUSTEE 0.20 X 0 0 0 EILEEN FITZGERALD SUDLER TRUSTEE 0.20 X 0 0 0 ERIC M ROTH TRUSTEE 0.20 X 0 0 0 EVAN CHESLER TRUSTEE 0.20 X 0 0 0 FLORENCE A DAVIS TRUSTEE 0.20 X 0 0 0 GAVIN SOLOTAR TRUSTEE 0.20 X 0 0 0 GEORGE T LOWY TRUSTEE 0.20 X 0 0 0 GREGORY N RACZ TRUSTEE 0.20 X 0 0 0 JAY FURMAN TRUSTEE 0.20 X 0 0 0 JEAN MOLINO TRUSTEE 0.20 X 0 0 0 JEFFREY ARONSON TRUSTEE 0.20 X 0 0 0 JEFFREY N GREENBLATT TRUSTEE 0.20 X 0 0 0 JEROME KERN TRUSTEE 0.20 X 0 0 0 JESSICA AMY MALKIN TRUSTEE 0.20 X 0 0 0 JOHN SUYDAM TRUSTEE 0.20 X 0 0 0 JONATHAN MECHANIC TRUSTEE 0.20 X 0 0 0 KAREN J FREEDMAN TRUSTEE 0.20 X 0 0 0 KATHRYN CASSELL CHENAULT TRUSTEE 0.20 X 0 0 0 KENNETH M RAISLER TRUSTEE 0.20 X 0 0 0 LEONARD WILF TRUSTEE 0.20 X 0 0 0 LESTER POLLACK TRUSTEE 0.20 X 0 0 0 LEWIS R STEINBERG TRUSTEE 0.20 X 0 0 0 MARK WILF TRUSTEE 0.20 X 0 0 0 MARTHA E STARK TRUSTEE 0.20 X 0 0 0 MARTIN LIPTON TRUSTEE 0.20 X 0 0 0 MITCHELL L JACOBSON TRUSTEE 0.20 X 0 0 0 PAUL FRANCIS TRUSTEE 0.20 X 0 0 0 PETER SUDLER TRUSTEE 0.20 X 0 0 0 RACHEL F ROBBINS TRUSTEE 0.20 X 0 0 0 RANDAL S MILCH TRUSTEE 0.20 X 0 0 0 RAYMOND LOHIER TRUSTEE 0.20 X 0 0 0 RITA E HAUSER TRUSTEE 0.20 X 0 0 0 ROBERT A KINDLER TRUSTEE 0.20 X 0 0 0 ROGER MELTZER TRUSTEE 0.20 X 0 0 0 RONALD GROSSMAN TRUSTEE 0.20 X 0 0 0 RONALD MOELIS TRUSTEE 0.20 X 0 0 0 SARA E MOSS TRUSTEE 0.20 X 0 0 0 SCOTT HOFFMAN TRUSTEE 0.20 X 0 0 0 SHEILA L BIRNBAUM TRUSTEE 0.20 X 0 0 0 SLOAN LINDEMANN TRUSTEE 0.20 X 0 0 0 STEPHANIE ABRAMSON TRUSTEE 0.20 X 0 0 0 STEPHEN KAPLAN TRUSTEE 0.20 X 0 0 0 STUYVESANT PIERREPONT COMFORT TRUSTEE 0.20 X 0 0 0 JOHN SEXTON EX OFFICIO TRUSTEE 0.20 70.00 X 0 1349220 203972 MARTIN DORPH EX OFFICIO TRUSTEE 0.20 50.00 X 0 635579 45398 DAVID MCLAUGHLIN EX OFFICIO TRUSTEE 0.20 50.00 X 0 647353 31262 BONNIE BRIER EX OFFICIO TRUSTEE 0.20 50.00 X 0 668738 39422 TREVOR MORRISON EX OFFICIO TRUSTEE (BEG. DATE 6/1/13) 0.20 40.00 X 0 386589 22090 BRIAN SCHORR TRUSTEE 0.20 X 0 0 0 ROCCO ANDRIOLA TRUSTEE 0.20 X 0 0 0 BARBARA BECKER TRUSTEE 0.20 X 0 0 0 JOHN DESMARAIS TRUSTEE 0.20 X 0 0 0 GARY WAY TRUSTEE 0.20 X 0 0 0 GIANCARLO BONAGURA TREASURER (END DATE 6/2/14) 0.20 40.00 X 0 234788 40146 ELIZABETH ROHLFING SECRETARY 0.20 40.00 X 0 141241 21747 0 4063508 404037 0 0 1 0 0 STUDENT HOUSING/DINING 611710 19082687 19082687 INT. FACULTY MORTGAGE 611710 203085 203085 19285772 201678 841 200837 200837 200837 TRANSFER FROM NYU 611710 2333498 2333498 2333498 21820107 19285772 0 2534335 6416063 6416063 91860 91860 27550 27550 30838 30838 9515392 9515392 52074 52074 STUDENT HOUSING/DINING 6986061 6986061 FACULTY HOUSING EXPENSE 569028 569028 TAXES & LICENSES FEES 175 175 23689041 23609417 79624 0 14101 14101 1734703 1678864 21664043 21899921 1279231 1329537 150167349 143305333 256679 127264 175116106 168355020 29109744 36061619 29109744 36061619 X 146006362 132293401 146006362 132293401 175116106 168355020 X -1868934 -11844027 X 0 1 X 0 0 X 26817400 31494429 30877761 27999639 21820107 139009336 26817400 31494429 30877761 27999639 21820107 139009336 0 0 0 139009336 2325802 215122 180606 211530 200837 3133897 2325802 215122 180606 211530 200837 3133897 29143202 31709551 31058367 28211169 22020944 142143233 0.97800 0.89640 0.02200 0.03720 X 0 BUILDINGS & EQUIPMENT 143305333 C 143305333 DUE TO NYU 36061619 36061619 0 FACULTY AND ADMINISTRATORS OF NYU SCHOOL OF LAW 152 6416063 0 1 0 0 0 0 0 0 0 JOHN SEXTON EX OFFICIO TRUSTEE 0 1242636 0 0 0 106584 0 100200 0 103772 0 1553192 0 0 MARTIN DORPH EX OFFICIO TRUSTEE 0 615841 0 0 0 19738 0 25500 0 19898 0 680977 0 0 DAVID MCLAUGHLIN EX OFFICIO TRUSTEE 0 647353 0 0 0 0 0 25500 0 5762 0 678615 0 0 BONNIE BRIER EX OFFICIO TRUSTEE 0 603234 0 65504 0 0 0 25500 0 13922 0 708160 0 0 TREVOR MORRISON EX OFFICIO TRUSTEE (BEG. DATE 6/1/13 0 261589 0 125000 0 0 0 18375 0 3715 0 408679 0 0 GIANCARLO BONAGURA TREASURER (END DATE 6/2/14) 0 234788 0 0 0 0 0 24240 0 15906 0 274934 0 0 ELIZABETH ROHLFING SECRETARY 0 137741 0 3500 0 0 0 14317 0 7430 0 162988 0 0 PART I, LINE 4B NYU PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS FROM NEW YORK UNIVERSITY ON JANUARY 15TH, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2013 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY- WHILE PRESIDENT, AND THROUGH THE SABBATICAL FOLLOWING HIS PRESIDENCY- IS REDUCED BY THE SERP ANNUAL PAYMENTS. RICHARD REVESZ EX-OFFICIO MORTGAGE X 1875000 1678864 0 1 1 1678864 FORM 990, PART VI, SECTION A, LINE 2 1) TRUSTEES MARK WILF AND LEONARD WILF ARE COUSINS. 2) TRUSTEES PETER SUDLER AND EILEEN SUDLER ARE SPOUSES. 3) TRUSTEES JAY FURMAN AND JOHN SEXTON HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2014. FORM 990, PART VI, SECTION A, LINE 7A NEW YORK UNIVERSITY'S BOARD OF TRUSTEES ELECTS THE TRUSTEES OF THE FOUNDATION (OTHER THAN EX OFFICIO TRUSTEES) AND HAS OTHER POWERS UNDER THE FOUNDATION'S BY LAWS. FORM 990, PART VI, SECTION A, LINE 7B NEW YORK UNIVERSITY'S BOARD OF TRUSTEES ELECTS THE TRUSTEES OF THE FOUNDATION (OTHER THAN EX OFFICIO TRUSTEES) AND HAS OTHER POWERS UNDER THE FOUNDATION'S BY LAWS. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1.THE FORM 990 WAS REVIEWED AND APPROVED BY THE NYU CONTROLLER. 2.THE FOUNDATION TREASURER SHARED THE FORM 990 WITH THE CHAIRMAN AND NYU OFFICE OF GENERAL COUNSEL AND PROVIDED IT TO THE FULL BOARD OF TRUSTEES. 3.FOLLOWING THE REVIEW PERIOD FOR THE BOARD OF TRUSTEES, THE FORM 990 WAS FILED ELECTRONICALLY WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN GENERAL AND PURSUANT TO THE CONLFICT OF INTEREST POLICY, TRUSTEES AND OFFICERS MUST RECUSE THEMSELVES FROM BOARD AND COMMITTEE MEETINGS SHOULD A CONLFICT OF INTEREST ARISE (REAL OR PERCEIVED). IN ADDITION, FOR FOUNDATION TRUSTEES AND OFFICERS THERE IS AN ANNUAL PROCESS THAT REQUIRES THE FILING OF A CONFLICT OF INTEREST FORM WITH THE UNIVERSITY. WITH RESPECT TO INDIVIDUALS OTHER THAN TRUSTEES AND OFFICERS, THERE ARE NO EMPLOYEES OF THE FOUNDATION; RATHER ALL EMPLOYEES ARE EMPLOYEES OF THE UNIVERSITY AND ARE THEREFORE REQUIRED TO FOLLOW APPLICABLE UNIVERSITY POLICIES. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION HAS NO EMPLOYEES, AND THE FOUNDATION'S TRUSTEES AND OFFICERS ARE NOT COMPENSATED BY THE FOUNDATION FOR THEIR SERVICE TO THE FOUNDATION. TO THE EXTENT ANY OF THESE INDIVIDUALS ARE ALSO OFFICERS OR TOP MANAGEMENT OFFICIALS OF NYU, THEIR COMPENSATION WAS APPROVED BY NYU'S COMPENSATION COMMITTEE, AN INDEPENDENT COMMITTEE OF THE NYU BOARD OF TRUSTEES, WHICH UTILIZED COMPARABILITY DATA AND CONTEMPORANEOUSLY DOCUMENTED ITS DETERMINATIONS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. NEW YORK UNIVERSITY SCHOOL OF LAW FOUNDATION - OFFICE OF THE DEAN MAINTAINS COPIES OF THE GOVERNING DOCUMENTS. CONFLICT OF INTEREST POLICY AND CONSOLIDATED FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU). FORM 990, PART XI, LINE 9: CHANGE IN BEGINNING NET ASSETS -11,844,027. 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