2015-06-25T11:09:58-05:00 2014-08-31 GRANT THORNTON LLP 757 THIRD AVENUE NEW YORK NY 10017 990 2013-09-01 111630741 ADELPHI UNIVERSITY % ROBERT DECARLO ADEL 5168773184 1 SOUTH AVENUE Suite LEV 201 GARDEN CITY NY 115300701 TIMOTHY P BURTON SENIOR VP/TREASURER 2015-06-25 2013 2016-02-25 16:41:14Z ROBERT A SCOTT SOUTH AVENUE GARDEN CITY NY 11530 318012946 false X WWW.ADELPHI.EDU X 1896 NY TO PROVIDE QUALITY UNDERGRADUATE AND GRADUATE EDUCATION AND TO OFFER PREPARATION IN ARTS, EDUCATION, BUSINESS, PSYCHOLOGY, SOCIAL WORK, NURSING AND OTHER HEALTH SCIENCES. 29 28 4666 41760 -2048 8264268 8958063 218560591 224074833 9635346 12142278 1021477 1123140 237481682 246298314 46692599 48784825 0 0 127815788 131416536 168530 186939 2443629 53984775 56258980 228661692 236647280 8819990 9651034 408304627 475522855 138968054 182775598 269336573 292747257 ADELPHI UNIVERSITY COMPRISES A LIBERAL ARTS COLLEGE AND A CLUSTER OF PROFESSIONAL SCHOOLS THAT HAVE GROWN UP IN CLOSE RELATIONSHIP TO THE NEEDS OF THE REGION. OUR MISSION IS TO PROVIDE QUALITY UNDERGRADUATE AND GRADUATE EDUCATION AND TO OFFER PROFESSIONAL PREPARATION OF THE FIRST RANK IN ARTS, EDUCATION, BUSINESS, CLINICAL PSYCHOLOGY, SOCIAL WORK, NURSING, AND OTHER HEALTH SCIENCES. THE UNIVERSITY PREPARES A BROAD SPECTRUM OF GRADUATES AND UNDERGRADUATES FOR A WIDE RANGE OF LIFE PURSUITS WHILE FOSTERING A PASSION FOR KNOWLEDGE; AN UNDERSTANDING AND A QUESTIONING OF CULTURAL VALUES; AND A VIEW OF THEMSELVES AS INDEPENDENT, LIFE LONG LEARNERS, AND CONTRIBUTORS TO KNOWLEDGE AND SERVICE IN AN EVER-CHANGING WORLD. ADELPHI UNIVERSITY IS COMMITTED TO PROVIDE A HIGH-QUALITY EDUCATION FOR ALL OF ITS STUDENTS: FOR UNDERGRADUATES AND GRADUATES, FOR THOSE COMING DIRECTLY FROM HIGH SCHOOLS, AND FOR THOSE WHO TRANSFER FROM COMMUNITY AND OTHER COLLEGES, FOR THOSE STUDYING LIBERAL ARTS AND SCIENCES, F false false 186296384 48784825 206853486 Instruction and related academic support and student services - The University provides a high-quality education for all of its undergraduate and graduate students. The average annualized student enrollment for fiscal 2013-14 was 6,609 full-time equivalent students, comprised of 4,548 undergraduate and 2,061 graduate/Postbaccalaureate full-time equivalent students. Students come from diverse backgrounds and are not only from the New York area, but are recruited nationally and internationally as well. The University's colleges and schools include the College of Arts and Sciences; the Gordon F. Derner Institute of Advanced Psychological Services; the Honors College; the Robert B. Willumstad School of Business; Ruth S. Ammon School of Education; College of Nursing and Public Health; School of Social Work and University College. Students also have accessibility to student counseling, career counseling, financial aid, mentoring and other services and programs offered by the University. 14142175 14341206 Residential housing and auxiliary enterprises - The University offers student housing in seven residence halls on the Garden City, New York campus, offering a variety of residential options to its students. In 2013-14 there were approximately 1,240 students residing in the University's residence halls. 7439323 2880141 Public Service - The University has extensive community health and human services outreach programs including the Hy Weinberg Center for Communication Disorders, the Center for Psychological Services, the Adelphi New York Statewide Breast Cancer Support Hotline as well as other community service programs. The University's students may often participate in these programs that are offered to the campus community as well as surrounding communities. 207877882 true true false true false false false true false true true false false true false true false true true false true false true true true false false false true true true false false false false false false true false true false true false false false true false false false false true 476 0 true 4666 true true true false false false false true true false false false false X 29 28 false false false false false false false true true false false true true true true true true true true false X ROBERT DECARLO 5168773184 1 SOUTH AVENUE GARDEN CITY NY 115300701 Z PAUL AKIAN Trustee 3.0 X 0 0 0 FRANK ANGELLO Trustee 3.0 X 0 0 0 LOIS PHIFER BETTS Trustee (through June 2014) 3.0 X 0 0 0 JEFFREY BOLTON Trustee 3.0 X 0 0 0 LORETTA CANGIALOSI Trustee 3.0 X 0 0 0 PHILIP DISANTO TRUSTEE 3.0 X 0 0 0 JOAN GIRGUS Trustee 3.0 X 0 0 0 JEFFREY GREENE Trustee 3.0 X 0 0 0 JOHN GUTLEBER Trustee 3.0 X 0 0 0 CHANTAL HAMLIN Trustee 3.0 X 0 0 0 NOREEN HARRINGTON TRUSTEE 3.0 X 0 0 0 OSBERT HOOD Trustee 3.0 X 0 0 0 N GERRY HOUSE Trustee 3.0 X 0 0 0 ANGELA JAGGAR Trustee 3.0 X 0 0 0 LAURENCE KESSLER Trustee 3.0 X 0 0 0 LINDSEY KUPFERMAN Trustee 3.0 X 0 0 0 RONALD LEE Trustee 3.0 X 0 0 0 THOMAS MOTAMED Trustee 3.0 X 0 0 0 SUSAN MURPHY Trustee 3.0 X 0 0 0 GRACE PILCER TRUSTEE 3.0 X 0 0 0 PETER PRINCIPATO TRUSTEE 3.0 X 0 0 0 GARY ROSENBERG TRUSTEE 3.0 X 0 0 0 PAUL SALERNO TRUSTEE 3.0 X 0 0 0 LOIS C SCHLISSEL TRUSTEE 3.0 X 0 0 0 PATRICK SMALLEY TRUSTEE 3.0 X 0 0 0 HELENE SULLIVAN TRUSTEE 3.0 X 0 0 0 WILLIAM TENET TRUSTEE 3.0 X 0 0 0 ADAEZE UDOJI TRUSTEE 3.0 X 0 0 0 ROBERT WILLUMSTAD TRUSTEE 6.0 X 0 0 0 ROBERT A SCOTT PRESIDENT 65.0 X X 546725 0 117976 TIMOTHY P BURTON SENIOR VP & TREASURER 50.0 X 324238 0 57227 GAYLE D INSLER PROVOST AND SENIOR VP 50.0 X 314275 0 31833 CHRISTIAN VAUPEL VP FOR UNIVERSITY ADVANCEMENT 50.0 X 237740 0 48200 LORI A DUGGAN GOLD VP FOR COMMUNICATIONS 50.0 X 201725 0 49094 LAUREN MOUNTY VP FOR ENROLLMENT MANAGEMENT 50.0 X 158956 0 44313 ANTHONY LIBERTELLA DEAN, SCHOOL OF BUSINESS 50.0 X 271150 0 52144 PATRICK R COONAN DEAN, SCHOOL OF NURSING 50.0 X 250160 0 35906 ANDREW W SAFYER DEAN, SOCIAL WORK 50.0 X 231264 0 47419 SAM L GROGG DEAN, ARTS AND SCIENCES 50.0 X 225549 0 53479 ROBERT DECARLO ASSOCIATE VP AND CO-TREASURER 50.0 X 200489 0 37243 JANE ASHDOWN DEAN, SCHOOL OF EDUCATION 50.0 X 189222 0 41624 RAKESH GUPTA PROFESSOR 40.0 X 218399 0 49791 RICHARD K GARNER DEAN, HONORS COLLEGE 50.0 X 198179 0 33745 JACQUES BARBER DEAN, IAPS DERNER INSTITUTE 50.0 X 195836 0 51290 JACK P CHEN CHIEF INFORMATION OFFICER 50.0 X 194022 0 48729 ROBERT F BORNSTEIN PROFESSOR 40.0 X 190143 0 42850 ANGELO B PROTO FORMER OFFICER-SEE NOTE SCH. J 50.0 X 176167 0 20214 RONALD S FEINGOLD FORMER DEAN,SEE NOTE SCH. J 40.0 X 139089 0 24820 4463328 0 887897 218 true true false COMPASS LCSLLCDBA LACKMANN CULINA SERVICES 303 CROSSWAYS PARK DRIVE WOODBURY NY 11797 Food Service 5581635 THE BALLINGER COMPANY 833 CHESTNUT STREET PHILADELPHIA PA 19107 ARCHITECTS 2782483 DAMON G DOUGLAS CO 26 WORLDS FAIR DRIVE SUITE A SOMERSET NJ 08873 Contractor 1639919 CHALLENGE GRAPHICS SERVICES INC DBA-CORPORATE COLOR 22 CONNOR LAN DEER PARK NY 11729 PRINTING SERVICES 521238 INTELLI-TEC SECURITY SERVICES 150 EILEEN WAY UNIT 2 SYOSSET NY 11791 CONTRACTOR 317092 25 135352 4257119 4565592 1578172 8958063 TUITION AND FEES 900099 206853486 206853486 SALES&SERVICES-EDUCATIONAL DEPTS 611710 2880141 2880141 STUDENT SUPPORT 721310 14341206 14341206 224074833 3570569 3570569 77838 77838 31272 31272 988262 498088 490174 0 490174 4725 485449 79414641 49498 70970268 8444373 49498 8493871 8493871 516170 135352 246276 269894 269894 0 0 FACILITY FEES 713940 37035 37035 OTHER REVENUE 294765 294765 331800 246298314 224074833 41760 13223658 0 48577125 48577125 207700 207700 0 3775512 1667415 1821927 286170 209457 207957 1500 98675383 87392126 10170050 1113207 6796163 5966117 763752 66294 14601246 12118127 2315746 167373 7358775 6334999 930760 93016 0 411719 34070 375324 2325 333024 333024 82338 82338 186939 186939 505825 505825 2784731 1811522 913860 59349 2546899 649245 1897654 10754960 8885047 1584245 285668 1907267 1460609 446658 0 9734632 9287660 437536 9436 2336340 2024135 242290 69915 0 1413802 1000375 340507 72920 5288065 4784259 503806 0 7646446 7093942 552504 1450305 1374443 73642 2220 ASSISTANTSHIP/TUIT REMISSION 5772793 5728348 44445 PROVISION-DOUBTFUL ACCOUNTS 1200000 1200000 COLLECTION COSTS 132397 78 132319 OTHER 1957437 1272583 656057 28797 236647280 207877882 26325769 2443629 1500 1500 17710548 13117464 5245084 6115638 1650914 1847799 0 0 0 0 0 0 0 0 4365292 5490912 333696727 124916899 192137064 208779828 166425099 190116954 11187938 16065981 6046005 6444097 0 0 3535183 27542682 408304627 475522855 16787907 19875916 5390543 5666162 30580497 29086693 86209107 128146827 0 0 0 0 0 0 0 0 0 0 138968054 182775598 X 226266917 243168940 18050220 21755466 25019436 27822851 269336573 292747257 408304627 475522855 X 9651034 13276691 482959 X false true X true true true X 8083348 7118265 11536269 8264268 8958063 43960213 0 0 8083348 7118265 11536269 8264268 8958063 43960213 2272915 41687298 5556148 10093843 7009163 10073087 12658999 45391240 37890 46917 37080 39167 41760 202814 0 89554267 1058565239 0.46550 0.56230 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 85347 false false 85347 false LOBBYING ADELPHI UNIVERSITY HAS ENGAGED THE FIRM, DAVIDOFF, HUTCHER AND CITRON, LLP TO ASSIST WITH ITS STRATEGIC PLANNING GOAL AND TO FORMULATE A PLAN IN THIS REGARD. THE IMPLEMENTATION OF THIS PLAN INCLUDES THE FINAL PREPARATION OF SUPPORTING DOCUMENTATION; THE PREPARATION OF TESTIMONY BEFORE RELEVANT COMMITTEES OF THE NEW YORK STATE LEGISLATURE; THE DEVELOPMENT OF LEGISLATIVE STRATEGIES CONCERNING THE INITIATIVE; AND THE DEVELOPMENT OF MEETINGS WITH MEMBERS OF THE NEW YORK STATE LEGISLATURE. IN ADDITION, THE FIRM PROVIDES STRATEGIC COUNSELING AND SERVES AS LIAISON TO APPROPRIATE GOVERNMENT AGENCIES AS NECESSARY, REPORTING ON GOVERNMENT PROGRAMS RELEVANT TO THE INITIATIVES AND OTHER POSSIBLE AREAS OF INTEREST TO ADELPHI UNIVERSITY. DURING FISCAL YEAR 2013-14, THE UNIVERSITY PAID $82,338 TO THE FIRM, DAVIDOFF, HUTCHER AND CITRON, LLP. IN ADDITION, THE UNIVERSITY PAID $40,933 TO THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES OF WHICH $3,009 IS ATTRIBUTABLE TO LOBBYING. X false 149312321 2938232 23582843 882046 474004 174477346 136116979 1122030 13247927 754376 420239 149312321 121107043 5113468 10751785 547322 307995 136116979 105999399 3584357 12202854 456198 223369 121107043 96823763 4196535 5604280 312208 312971 105999399 0.76020 0.15890 0.08090 false false 2158865 2158865 266820382 92526812 174293570 1972242 1562866 409376 38851192 30827221 8023970 23894046 23894046 208779828 CASH SURRENDER VALUE LIFE INS 2185481 UNSPENT BOND PROCEEDS 23831169 HELD FOR STUDENTS-ACTIVITIES 501036 HELD FOR 457 PLAN 1024996 27542682 0 0 X 210720286 13276691 498088 13774779 196945507 425436 48927371 49352807 246298314 187792561 498088 498088 187294473 425436 48927371 49352807 236647280 Collections of Art The University maintains an inventory of works of art. The works of art are primarily comprised of paintings and sculptures and are displayed throughout the campus. Under the provisions of SFAS 116, the University is not required to and does not report these items in its financial statements. Uncertain Tax Provisions Under "FIN 48" (ACS 740) "The University follows ASC 740-10 which clarifies the accounting for uncertainty in tax positions taken or expected to be taken in a return, including issues relating to financial statement recognition and measurement. This section provides that the tax effects from an uncertain tax position can be recognized in the financial statement only if the position is "more likely than not" to be sustained if the position were challenged by a taxing authority. The assessment of the tax position is based solely on the technical merits of the position, without regard to the likelihood that the tax position may be challenged. The University is exempt from federal income taxation by virtue of being an organization described in Section 501(c)(3) of the Internal Revenue Code. Nevertheless, the University may be subject to tax on income unrelated to its exempt purpose, unless that income is otherwise excluded by the Code. The tax years ended August 31, 2011, 2012, 2013 and 2014 are still open to audit for both federal and state purposes. Management has determined that there are no material uncertain tax positions within its consolidated financial statements." Reconciliation of Revenue & Expenses Per 990 to Financial Statements RENT EXPENSE TOTALING $498,088 IS INCLUDED ON THE 990, PART VIII, LINE 6B. RENT EXPENSE IS INCLUDED WITH EXPENDITURES IN THE FINANCIAL STATEMENTS AND IS SHOWN NET WITH REVENUE ON THE 990. Reconciliation of Revenue & Expenses per 990 to Financial Statements LINES 4B IN PARTS XI AND XII ON SCHEDULE D SHOW $48,927,371 AS "OTHER". THIS AMOUNT REPRESENTS PROFESSIONAL FUNDRAISING FEES (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $142,546 AND SCHOLARSHIPS (SHOWN NET ON FINANCIAL STATEMENTS) TOTALING $48,784,825. PURPOSE OF ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT IS AN AGGREGATION OF GIFTS PROVIDED BY DONORS WITH THE REQUIREMENT THEY BE HELD IN PERPETUITY TO GENERATE EARNINGS NOW AND IN FUTURE YEARS TO SUPPORT THE UNIVERSITY'S PROGRAMS OF INSTRUCTION, RESEARCH AND PUBLIC SERVICE, AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENT. EARNINGS FROM ENDOWMENT INVESTMENTS SUPPORT SCHOLARSHIPS, CHAIRS, PROFESSORSHIPS, FELLOWSHIPS, BASIC RESEARCH AS WELL AS ACADEMIC AND PUBLIC SERVICE PROGRAMS. true true true true true true true false false false false false false false false true false true PUBLICIZED RACIALLY NONDISCRIMINATORY POLICY THIS POLICY IS PUBLICIZED IN PRINTED MEDIA WITH NEWSPAPER ADVERTISEMENTS AS WELL AS IN THE COURSE REGISTRATION GUIDES. UNIVERSITY'S RECEIPT OF FUNDS FROM GOVERNMENT AGENCIES THE UNIVERSITY RECEIVES FUNDS FROM VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES FOR STUDENT FINANCIAL ASSISTANCE, HEALTH AND HUMAN SERVICES AND RESEARCH AND DEVELOPMENT GRANTS. true Central America and the Caribbean Investments 494000 East Asia and the Pacific Investments 12224000 Europe (Including Iceland and Greenland) Investments 22913000 Middle East and North Africa Investments 346000 North America Investments 2066000 Russia and the Newly Independent States Investments 753000 South America Investments 2589000 South Asia Investments 2618000 Sub-Saharan Africa Investments 690000 Central America and the Caribbean Program Services Travel and Recruiting 17924 East Asia and the Pacific Program Services Travel and Recruiting 33032 Europe (Including Iceland and Greenland) Program Services Travel and Recruiting 176461 Middle East and North Africa Program Services Travel and Recruiting 25738 North America Program Services Travel and Recruiting 16639 South America Program Services Travel and Recruiting 8898 South Asia Program Services Travel and Recruiting 36124 Europe (Including Iceland and Greenland) Program Services Student Study Abroad 230830 45238646 45238646 SCHOLARSHIPS - STUDY ABROAD Europe (Including Iceland and Greenland) 20 157250 CREDIT ACCT SCHOLARSHIPS - STUDY ABROAD East Asia and the Pacific 4 25750 CREDIT ACCT Scholarships - Study Abroad Middle East and North Africa 2 2000 CREDIT ACCT Scholarships - Study Abroad Sub-Saharan Africa 1 12200 CREDIT ACCT SCHOLARSHIPS - STUDY ABROAD South America 1 10500 CREDIT ACCT true false false false false false ACTIVITIES PER REGION - INVESTMENTS INVESTMENTS OUTSIDE THE UNITED STATES, LISTED ON SCHEDULE F, PART I, LINE 3 RELATE TO THE UNIVERSITY'S INVESTMENTS IN FOREIGN AND GLOBAL EQUITIES FUNDS. ACTIVITIES PER REGION - EMPLOYEE TRAVEL AND STUDENT STUDY ABROAD EXPENDITURES LISTED ON SCHEDULE F, PART I, LINE 3 FOR EMPLOYEE TRAVEL RELATE TO FOREIGN TRAVEL OF THE UNIVERSITY'S PROFESSORS AND ADMINISTRATORS FOR THE PURPOSE OF STUDENT RECRUITMENT, FACULTY TRAVEL AND STUDENT STUDY ABROAD. EXPENDITURES LISTED ON SCHEDULER F, PART I LINE 3 FOR STUDENT STUDY ABROAD ARE PAYMENTS TO FOREIGN ORGANIZATIONS THAT HOST THE STUDY ABROAD PROGRAM FOR STUDENTS THAT ARE ENROLLED AT ADELPHI WHO ARE PARTICIPATING IN THE PROGRAM. GRANTS TO INDIVIDUALS OUTSIDE THE US SCHOLARSHIPS LISTED ON SCHEDULE F, PART III WERE AWARDED TO STUDENTS, ENROLLED AT ADELPHI UNIVERSITY, WHO ARE PARTICIPATING IN A STUDY ABROAD PROGRAM. SCHOLARSHIPS ARE AWARDED BASED UPON A REVIEW AND DETERMINATION BY THE UNIVERSITY'S OFFICE OF STUDENT FINANCIAL SERVICES AND ARE GRANTED BASED UPON THE STUDENT'S ELIGIBILITY FOR THE AWARDS. SCHOLARSHIPS ARE CREDITED AGAINST TUITION CHARGES ON EACH STUDENT'S ACCOUNT. X X X X X X X true RUFFALO CODY - SEE PART IV PHONATHON false 118334 162700 BENTZ WHALEY FLESSNER CONSULTING false 0 24239 118334 186939 NY GALA 433476 84150 349326 98638 7950 23476 GOLF CLASSIC 156251 36072 120179 1785 50940 13719 2 61795 15130 46665 3010 24257 22501 651522 135352 516170 4795 173835 7950 59696 246276 269894 FUNDRAISING CONSULTANT RUFFALO CODY IS A PROFESSIONAL FUNDRAISING FIRM. IN ADDITION TO CALLING THE UNIVERSITY'S ALUMNI AND SOLICITING FINANCIAL SUPPORT FOR THE PHONATHON, RUFFALO CODY VERIFIES AND UPDATES IMPORTANT BIOGRAGPHICAL INFORMATION. THIS INFORMATION IS USED TO UPDATE THE UNIVERSITY'S ALUMNI RECORDS AND THIS PROVIDES A VALUABLE VEHICLE TO MESSAGE NEWS AND UPDATES ABOUT THE UNIVERSITY TO ITS ALUMNI. THESE FUNCTIONS PROVIDE ADDITIONAL VALUE TO ALL FUNDRAISING AND ALUMNI ENGAGEMENT EFFORTS. BENTZ WHALEY FLESSNER IS A PROFESSIONAL FUNDRAISING CONSULTING FIRM. true SCHOLARSHIPS - STUDY ABROAD 20 157250 SCHOLASHIPS TO STUDENTS 4418 48577125 Procedures for monitoring grant funds THE UNIVERSITY AWARDS BOTH INSTITUTIONALLY-FUNDED FINANCIAL AID TO STUDENTS AS WELL AS FINANCIAL AID FUNDED FROM PRIVATE GIFTS AND VARIOUS FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES. SCHOLARSHIPS ARE AWARDED ON AN EQUAL, OBJECTIVE AND NONDISCRIMINATORY BASIS USING ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. THE UNIVERSITY MAINTAINS SEPARATE ACCOUNTING FOR ALL GRANTS AND STRICTLY MONITORS THAT ANY DISBURSEMENTS ARE MADE ONLY FOR THE INTENDED PURPOSE OF THE GRANT AND IN ACCORDANCE WITH THE GRANT REQUIREMENTS. AN AUDIT OF THE UNIVERSITY'S FEDERALLY FUNDED PROGRAMS, IN ACCORDANCE WITH THE "US OFFICE OF MANAGEMENT AND BUDGET ("OMB") CIRCULAR A-133 COMPLIANCE SUPPLEMENT", IS CONDUCTED ANNUALLY BY THE UNIVERSITY'S EXTERNAL AUDITORS. X X true true X X X X false false false false false false false false false ROBERT A SCOTT PRESIDENT 517510 0 0 29215 0 29325 0 88651 0 664701 0 0 TIMOTHY P BURTON SENIOR VP & TREASURER 306738 0 0 17500 0 29325 0 27902 0 381465 0 0 0 GAYLE D INSLER PROVOST AND SENIOR VP 296775 0 0 17500 0 29325 0 2508 0 346108 0 0 0 CHRISTIAN VAUPEL VP FOR UNIVERSITY ADVANCEMENT 237740 0 0 0 23295 0 24905 0 285940 0 0 0 LORI A DUGGAN GOLD VP FOR COMMUNICATIONS 201725 0 0 0 20248 0 28846 0 250819 0 0 0 LAUREN MOUNTY VP FOR ENROLLMENT MANAGEMENT 148008 0 0 10948 0 13008 0 31305 0 203269 0 0 0 ANTHONY LIBERTELLA DEAN, SCHOOL OF BUSINESS 255324 0 0 15826 0 24225 0 27919 0 323294 0 0 0 PATRICK R COONAN DEAN, SCHOOL OF NURSING 231185 0 0 18975 0 21963 0 13943 0 286066 0 0 0 ANDREW W SAFYER DEAN, SOCIAL WORK 204224 0 0 27040 0 20319 0 27100 0 278683 0 0 0 SAM L GROGG DEAN, ARTS AND SCIENCES 225549 0 0 0 22505 0 30974 0 279028 0 0 0 ROBERT DECARLO ASSOCIATE VP AND CO-TREASURER 200489 0 0 0 23690 0 13553 0 237732 0 0 0 JANE ASHDOWN DEAN, SCHOOL OF EDUCATION 189222 0 0 0 16719 0 24905 0 230846 0 0 0 RAKESH GUPTA PROFESSOR 218149 0 0 250 0 25837 0 23954 0 268190 0 0 0 RICHARD K GARNER DEAN, HONORS COLLEGE 181279 0 0 16900 0 23083 0 10662 0 231924 0 0 0 JACQUES BARBER DEAN, IAPS DERNER INSTITUTE 185436 0 0 10400 0 23690 0 27600 0 247126 0 0 0 JACK P CHEN CHIEF INFORMATION OFFICER 176522 0 0 17500 0 19516 0 29213 0 242751 0 0 0 ROBERT F BORNSTEIN PROFESSOR 149804 0 0 40339 0 17943 0 24907 0 232993 0 0 0 ANGELO B PROTO FORMER OFFICER-SEE NOTE SCH. J 174935 0 0 1232 0 20214 0 0 196381 0 0 0 RONALD S FEINGOLD FORMER DEAN,SEE NOTE SCH. J 132443 0 0 6646 0 15499 0 9321 0 163909 0 0 0 QUESTIONS REGARDING COMPENSATION AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSTIY, THE PRESIDENT IS REQUIRED TO LIVE IN A UNIVERSITY RESIDENCE. IN ADDITION, HOUSEKEEPING SERVICES ARE REQUIRED FOR THE RESIDENCE. ANY PERSONAL USAGE IS TREATED AS TAXABLE INCOME. AMOUNTS ARE INCLUDED ON THE 990, PART VII AND SCHEDULE J, PART II. OTHER REPORTABLE COMPENSATION OTHER REPORTABLE COMPENSATION LISTED IN COLUMN B(III) FOR THE UNIVERSITY'S PROFESSORS REPORTED INCLUDES COMPENSATION FOR COURSES TAUGHT AND ADDITIONAL RESPONSIBILITIES BEYOND THE REQUIRED FULL-TIME FACULTY COURSE LOAD. IN ADDITION, EMPLOYEE CONTRIBUTIONS INTO A 457(B) PLAN ARE INCLUDED IN COLUMN B (III). COMPENSATION TO FORMER KEY EMPLOYEES ANGELO B PROTO (FORMER OFFICER) AND RONALD S FEINGOLD (FORMER KEY EMPLOYEE) WERE LISTED ON PREVIOUS FORMS 990 WITH COMPENSATION REPORTABLE FOR THEIR ROLES AS SUCH. CURRENTLY, NEITHER ARE TRUSTEES, OFFICERS OR KEY EMPLOYEES, BUT ARE LISTED DUE TO THEIR FORMER LISTING AS OFFICER AND KEY EMPLOYEE AND BECAUSE EACH WERE PAID DURING CALENDAR 2013 FOR THEIR EMPLOYMENT IN OTHER ADMINISTRATIVE AND TEACHING POSITIONS AT THE UNIVERSITY. A TOWN OF HEMPSTEAD INDUSTRIAL DEVELOPMENT AGENCY 116001929 424674CX5 2005-10-27 42436465 CONSTRUCTION-SPORTS/ARTS CENTERS false false false B TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682AW2 2009-09-30 31807584 CONSTRUCT DORMITORY/ADV REFUNDING false false false C TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682CF7 2011-06-15 25318662 CONSTRUCT DORMITORY/ADV.REFUNDING false false false D TOWN OF HEMPSTEAD LOCAL DEVELOPMENT CORPORATION 112798949 424682EY4 2013-11-14 46003624 CONSTRUCTION-NEXUS AND WELCOME CTR false false false A 0 0 44176495 0 0 0 428000 0 0 43353039 395456 0 2007 false false true true B 0 0 31814560 0 0 0 492134 0 0 24768768 6553658 0 2010 false true true true C 0 0 25318662 0 0 0 406940 0 0 10182015 14729707 0 2011 false true true true D 0 0 46081964 0 0 0 767266 0 0 21483535 0 23831163 false false false true A false true false false 0.00293 0.00020 0.00313 true false false true B false false false false 0.00569 0.00569 true false false true C false false false false 0.00331 0.00331 true false false true D false false false false 0.00000 0.00000 0.00000 true false false true A false true false false 0 true FSA CAPITAL MGMT LLC 2.1 true false true B false true false false 0 false 0 false true C false true false false 0 false 0 false true D false true false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART II, LINE 3, COLUMNS A, B AND D TOTAL PROCEEDS OF THE BOND ISSUE FOR THE BONDS LISTED IN PART II, LINE 3, COLUMNS A, B AND D DIFFER FROM THE ISSUE PRICES LISTED IN PART I, LINES A, B AND D, COLUMN E AS A RESULT OF INVESTMENT EARNINGS ON THE BOND PROCEEDS. SCHEDULE K, PART III, LINE 9 AND PART V THE UNIVERSITY COMPLIES WITH THE REGULATIONS OF INTERNAL REVENUE CODE SECTIONS 1.141-12, 1.145-2 AND 148 AS WELL AS THE REQUIREMENTS WHICH ARE DOCUMENTED IN THE TAX COMPLIANCE AGREEMENT OF THE BOND DOCUMENTS FOR EACH BOND ISSUE. ON AN ON-GOING BASIS, MANAGEMENT MONITORS ANY PRIVATE BUSINESS ACTIVITY WHICH MAY BE CONDUCTED IN FACILITIES THAT HAVE BEEN CONSTRUCTED USING TAX EXEMPT BOND FINANCING. IN ADDITION, THE UNIVERSITY'S TAX ACCOUNTING FIRM DETERMINES ANY ARBITRAGE REBATE AND YIELD REDUCTION LIABILITES UNDER THE LAWS CONTAINED IN SECTION 148 OF THE INTERNAL REVENUE CODE FOR EACH OF THE UNIVERITY'S TAX EXEMPT BOND ISSUES. SCHEDULE K, PART IV, LINE 2C ARBITRAGE - REBATE COMPUTATION FOR EACH OUTSTANDING BOND ISSUE, THE UNIVERSITY'S TAX ACCOUNTING FIRM DETERMINED THAT THERE WAS NO ARBITRAGE REBATE LIABLITIY. THE DATES THAT THE REBATE COMPUTATION WAS PERFORMED FOR EACH BOND ISSUE ARE AS FOLLOWS: TOWN OF HEMPSTEAD IDA, SERIES 2005 - JANUARY 13, 2009 TOWN OF HEMPSTEAD LDC, SERIES 2009 - AUGUST 10, 2011 TOWN OF HEMPSTEAD LDC, SERIES 2011 - JUNE 18, 2012 49350 Tuition Remission Employee benefit ANDREW SAFYER DEAN OF SOCIAL WORK SPOUSE 96586 EMPLOYMENT AT THE UNIVERSITY false TIMOTHY BURTONSENIOR VPTREASURER DAUGHTER 54260 EMPLOYMENT AT THE UNIVERSITY false SEE NOTES SCHEDULE L PART V BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS THE SPOUSE OF A KEY EMPLOYEE AND THE DAUGHTER OF AN OFFICER OF THE UNIVERSITY ARE EMPLOYED AT THE UNIVERSITY. THE EMPLOYMENT OF BOTH EMPLOYEES IS AT ARMS LENGTH. THEIR EMPLOYMENT AT THE UNIVERSITY IS NOT RELATED IN ANY WAY TO THE RESPECTIVE POSITIONS OF THE OFFICER OR THE KEY EMPLOYEE. SCHEDULE L, PART III, GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS TUITION REMISSION IS A UNIVERSITY-WIDE EDUCATIONAL BENEFIT AVAILABLE TO UNIVERSITY EMPLOYEES, THEIR SPOUSES AND DEPENDENT CHILDREN. THE AMOUNT LISTED ON SCHEDULE L, PART III IS TOTAL TUITION REMISSON GIVEN TO CERTAIN OFFICERS AND KEY EMPLOYEES OR THEIR FAMILY MEMBERS. THIS WAS PROVIDED CONSISTENTLY WITH THE UNIVERSITY'S TUITION REMISSION POLICIES. X 12 244352 MARKET QUOTATION X PLEDGES AND BEQUESTS 37 1333820 DISCOUNTED VALUE false true false CONFLICT OF INTEREST POLICY THE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY. ALL TRUSTEES, OFFICERS AND EMPLOYEES OF THE UNIVERSITY MUST SIGN A CONFLICT OF INTEREST STATEMENT ANNUALLY. THE CHAIRMAN OF THE UNIVERSITY'S AUDIT COMMITTEE AND THE CHAIRMAN OF THE TRUSTEE AFFAIRS COMMITTEE, REPORT TO THE UNIVERSITY'S GOVERNING BOARD ANNUALLY REGARDING ANY POTENTIAL CONFLICTS OF INTEREST. IN ADDITION, ANNUALLY IN PREPARATION OF THE 99O, QUESTIONNAIRES ARE COMPLETED BY ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES REGARDING TRUSTEES' INDEPENDENCE; RELATIONSHIPS AMONG TRUSTEES, OFFICERS, AND KEY EMPLOYEES; AND TRANSACTIONS INVOLVING A POTENTIAL CONFLICT OF INTEREST. ANY POTENTIAL TRANSACTIONS OR RELATIONSHIPS ARE REVIEWED AND DOCUMENTED ON THE 990 AND SCHEDULE L. PROCESS OF DETERMINING COMPENSATION AN INDEPENDENT COMPENSATION CONSULTANT HAS BEEN HIRED BY THE UNIVERSITY TO REVIEW THE COMPENSATION OF THE UNIVERSITY'S OFFICERS. THE CONSULTING FIRM REVIEWS COMPENSATION OF THE UNIVERSITY'S OFFICERS IN COMPARISON TO THOSE OFFICERS OF OTHER COLLEGES AND UNIVERSITIES WITHIN OUR SUPPORTED PEER GROUP OF OTHER UNIVERSITIES. THEIR RECOMMENDATIONS AND REPORT ARE PRESENTED TO THE UNIVERSITY'S BOARD OF TRUSTEES FOR APPROVAL. THE DATE OF THE LAST REPORT OF THE INDEPENDENT CONSULTANTS WAS DECEMBER 2012. THE COMPENSATION OF THE UNIVERSITY'S KEY EMPLOYEES IS REVIEWED ANNUALLY. COMPARISONS ARE MADE TO SALARIES REPORTED BY THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION AS WELL AS THE COMPENSATION REPORTED IN OTHER UNIVERSITY'S FORM 990. COMPENSATION OF KEY EMPLOYEES IS PRESENTED TO THE UNIVERSITY'S BOARD OF TRUSTEES ANNUALLY FOR APPROVAL. DETERMINATIONS OF COMPENSATION BY THE BOARD ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES TO THOSE MEETINGS. DOCUMENTS AVAILABLE FOR PUBLIC INSPECTION THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. REVIEW OF 990 BY UNIVERSITY'S BOARD OF TRUSTEES FORM 990 AND ALL SCHEDULES AND FORM 990T ARE PREPARED ANNUALLY BY MANAGEMENT, REVIEWED BY AN EXTERNAL AUDITING FIRM, REVIEWED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE AND PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO FILING THE FORMS WITH THE IRS. NUMBER OF EMPLOYEES REPORTED ON FORM W-3 THE UNIVERSITY REPORTED 4,666 EMPLOYEES ON FORM W-3, TRANSMITTAL OF WAGE AND TAX STATEMENT FOR 2013. THIS INCLUDES APPROXIMATELY 2,000 STUDENT EMPLOYEES AND GRADUATE ASSISTANTS WHO WORKED AT THE UNIVERSITY DURING 2013. RECONCILIATION OF NET ASSETS "OTHER CHANGES IN NET ASSETS OR FUND BALANCES" INCLUDED IN THE RECONCILATION OF OF NET ASSETS TOTALING $482,959 IS AN INCREASE IN NET ASSETS FOR POSTRETIREMENT CHANGES OTHER THAN NET PERIODIC BENEFIT COSTS. BLACKCAT ADVERTISING AGENCY LLC C/O ADELPHI UNIVERSITY SOUTH AVENU GARDEN CITY NY 11530 412109172 ADVERTISING NY 0 0 ADELPHI