2015-05-15T15:21:03-05:00 2014-06-30 951777440 GREEN HASSON & JANKS LLP 10990 WILSHIRE BLVD 16TH FLOOR LOS ANGELES CA 900243929 990 2013-07-01 956196006 CALIFORNIA STATE UNIVERSITY NORTHRIDGE FOUNDATION CALI 8186774657 18111 NORDHOFF STREET NORTHRIDGE CA 91330 IRA UNTERMAN CFO 8186773025 2015-05-14 1 RICHARD L RUVELSON P00234075 3108731600 2013 2016-02-25 16:41:14Z DIANNE HARRISON 18111 NORDHOFF ST NORTHRIDGE CA 91330 32026717 0 X WWW.CSUN.EDU/UA/FOUNDATION X 1995 CA SUPPORT AND ENHANCE THE VISION, MISSION AND VALUES OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. 48 39 0 50 0 0 10693009 17469582 464675 700151 2843062 4534606 212855 282608 14213601 22986947 6655718 6242444 0 0 34495 0 0 0 52446 1070065 1446044 7760278 7688488 6453323 15298459 110805673 137373631 561933 42193 110243740 137331438 TO SUPPORT AND ENHANCE THE VISION, MISSION AND VALUES OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE BY RAISING, INVESTING AND MANAGING PRIVATE PHILANTHROPIC GIFTS TO BENEFIT THE UNIVERSITY. 0 0 6429082 6242444 700151 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE FOUNDATION (THE FOUNDATION) SERVES AS AN AUXILIARY ORGANIZATION TO CALIFORNIA STATE UNIVERSITY, NORTHRIDGE WITH A GOAL OF FURTHERING THE PURPOSES AND OBJECTIVES OF THE UNIVERSITY. THE FOUNDATION'S MAIN FUNCTION IS TO ADMINISTER THE RECEIVING AND DISBURSING OF GIFTS, GRANTS, CONTRACTS, BEQUESTS, AND TRUSTS FROM VARIOUS DONORS TO DIFFERENT DEPARTMENTS OF THE UNIVERSITY. THE FOUNDATION ALSO ASSISTS THE UNIVERSITY IN VARIOUS ACTIVITIES, INCLUDING ACCUMULATION AND MANAGING OF LIFE INCOME, ANNUITY AND STUDENT SCHOLARSHIP FUNDS AND ADMINISTERING FUNDS FOR VARIOUS EDUCATIONAL RELATED FUNCTIONS, SPECIAL PROGRAMS AND OTHER ACTIVITIES. 6429082 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 1 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 188 0 0 0 0 0 0 0 1 1 0 0 X 48 39 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X IRA UNTERMAN 8186774657 18111 NORDHOFF ST NORTHRIDGE CA 913308275 IVAN L AXELROD DIRECTOR 1.00 X 0 0 0 VINCENT P BARABBA DIRECTOR 1.00 X 0 0 0 SARA BAUER DIRECTOR 1.00 X 0 0 0 HARVEY A BOOKSTEIN DIRECTOR 1.00 X 0 0 0 JOHN W BRADLEY DIRECTOR 1.00 X 0 0 0 CINDY L CHERNOW DIRECTOR 1.00 X 0 0 0 MARLA M CLEMOW DIRECTOR 1.00 X 0 0 0 RALPH A COURTNEY III DIRECTOR 1.00 X 0 0 0 CHRISTOPHER ERICKSON DIRECTOR 1.00 X 0 0 0 DAVID W FLEMING HOND DIRECTOR 1.00 X 0 0 0 SHANE G FREHLICH DIRECTOR 1.00 40.00 X 0 101898 40001 CHARLES B GILBERT DIRECTOR 1.00 X 0 0 0 JOHN R GOLISCH DIRECTOR 1.00 X 0 0 0 BRYAN A GREEN DIRECTOR 1.00 X 0 0 0 WILLIAM C GRIFFETH DIRECTOR 1.00 X 0 0 0 RUTH HARRIS DIRECTOR 1.00 X 0 0 0 HARRY HELLENBRAND DIRECTOR 1.00 40.00 X 0 226255 55628 DAVID S HONDA DIRECTOR 1.00 X 0 0 0 MARK LAINER DIRECTOR 1.00 X 0 0 0 ALBERT M LAPIDES DIRECTOR 1.00 X 0 0 0 DEANE LEAVENWORTH DIRECTOR 1.00 X 0 0 0 CARY LEFTON DIRECTOR 1.00 X 0 0 0 GEORGE S LEIS DIRECTOR 1.00 X 0 0 0 BARBARA LEVY DIRECTOR 1.00 X 0 0 0 DAVID MALONE DIRECTOR 1.00 X 0 0 0 PHILIP J MUNDY JR DIRECTOR 1.00 X 0 0 0 ROBERT M MYMAN DIRECTOR 1.00 X 0 0 0 RICK PARENT DIRECTOR 1.00 X 0 0 0 SANFORD PARIS DIRECTOR 1.00 X 0 0 0 ANN PERKINS DIRECTOR 1.00 X 0 0 0 JOY PICUS DIRECTOR 1.00 X 0 0 0 ROBERT J RAWITCH DIRECTOR 1.00 10.00 X 0 8550 0 TODD R REINSTEIN DECEASED DIRECTOR 1.00 X 0 9000 0 JAMES H RING DIRECTOR 1.00 X 0 0 0 ROB ROUSSELET DIRECTOR 1.00 10.00 X 0 26354 172 DALE A SUROWITZ DIRECTOR 1.00 X 0 0 0 ROBERT D TAYLOR DIRECTOR 1.00 X 0 0 0 MILTON VALERA DIRECTOR 1.00 X 0 0 0 CHRISTOPHER WOOLETT DIRECTOR 1.00 X 0 0 0 IRVING ZAKHEIM DIRECTOR 1.00 X 0 0 0 FRANCINE OSCHIN DIRECTOR 1.00 X 0 0 0 COLIN DONAHUE DIRECTOR 1.00 40.00 X 0 177918 57456 EARL S ENZER DIRECTOR 1.00 X 0 0 0 PHILIP S MAGARAM IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 DIANNE F HARRISON UNIVERSITY PRESIDENT 10.00 40.00 X X 0 337500 77265 ROBERT D GUNSALUS FOUNDATION PRESIDENT 10.00 40.00 X X 0 89585 27547 GEETHA M THOMAS CHIEF FINANCIAL OFFICER 10.00 40.00 X X 0 109522 38332 IRA UNTERMAN CHIEF FINANCIAL OFFICER AS JUNE 2014 10.00 40.00 X X 0 0 0 0 1086582 296401 0 0 1 0 NORTHERN TRUST 355 S GRAND AVE STE 2600 LOS ANGELES CA 90071 INVESTMENT MGT 469339 1 15134 155941 64516 17233991 347167 17469582 ALUMNI PROGRAM INCOME 900099 700151 700151 700151 2345666 2345666 132776 132776 11134321 8945381 2188940 2188940 2188940 94389 64516 94389 0 OTHER INCOME 900099 149832 149832 149832 22986947 700151 0 4817214 6101270 6101270 141174 141174 25800 25800 469339 469339 332744 19379 312750 615 10423 10423 184704 62166 120425 2113 30413 2632 27493 288 21410 9830 8312 3268 22475 8045 14430 DONOR CULTIVATION 211592 31603 155436 24553 PROGRAM EXPENSES 128058 39058 68344 20656 EQUIPMENT RENTAL 2990 1117 1524 349 6096 2385 3107 604 7688488 6429082 1206960 52446 1845129 770483 4241461 1910519 4581076 11770420 228809 224629 101556 37747 828979 828979 0 0 82671893 104076554 14873409 16125970 2262340 2457309 110805673 137373631 114480 31123 57292 390161 11070 561933 42193 X 12528484 18790343 57923959 69838117 39791297 48702978 110243740 137331438 110805673 137373631 X 15298459 11314307 474932 X X 0 1 X 1 0 X 8468010 9340733 6639094 10693009 17469582 52610428 8468010 9340733 6639094 10693009 17469582 52610428 9128191 43482237 2263094 2388996 2786611 2431302 2478442 12348445 75186 331022 40529 122374 149832 718943 65677816 2690979 0.66210 0.71280 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 99745 884300 X 63079491 5709163 8717527 77506181 54596067 5083644 6468265 3030952 63117024 58684304 3061022 -1664680 5484579 54596067 46460131 2357692 9935284 68803 58684304 38031584 4207680 4552254 331387 46460131 0.62000 0.38000 0 0 828979 828979 0 0 16125970 F 16125970 AMOUNTS PAYABLE TO THE UNIVERSITY 1562 AMOUNTS PAYABLE TO OTHER UNIVERSITY AUXILIARY ORGANIZATION 9508 11070 34065291 11314307 233376 11547683 22517608 469339 469339 22986947 6977593 -241556 -241556 7219149 469339 469339 7688488 PART III, LINE 4: THE FOUNDATION DISPLAYS ITS ARTWORK AT CALIFORNIA STATE UNIVERSITY, NORTHRIDGE ("CSUN") IN ORDER TO ENHANCE THE MISSION OF THE UNIVERSITY TO BRING CULTURAL DIVERSITY TO ITS CAMPUS. PART V, LINE 4: ENDOWMENTS ARE USED FOR SCHOLARSHIPS, ACADEMIC AND UNIVERSITY SUPPORT AS SPECIFIED BY THE DONORS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE 36,112. SPECIAL EVENT EXPENSES 94,389. CHANGE IN VALUE OF BENEFICIAL INTEREST IN CHARITABLE REMAINDER TRUSTS 102,875. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 94,389. BAD DEBT EXPENSE -335,945. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 6248000 0 0 0 0 0 0 6248000 0 6248000 0 0 0 0 1 0 CMT GOLF TOURNAMENT 158905 64516 94389 24018 12755 57616 0 158905 64516 94389 24018 12755 57616 94389 0 1 CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 115 5856030 245240 FMV VARIOUS WORKS OF ART, BOOKS, EQUIPMENT TO SUPPORT AND ENHANCE THE VISION, MISSION, AND VALUES OF CAL STATE UNIVERSITY, NORTHRIDGE. 1 AWARDS 134 141174 N/A PART I, LINE 2: SCHOLARSHIPS ARE FUNDS AWARDED ON A COMPETITIVE BASIS AND, IN MOST CASES, DO NOT NEED TO BE REPAID. AWARDS CAN BE BASED UPON ACADEMIC ACHIEVEMENT, TALENT, NEED, OR OTHER DONOR INTERESTS (SUCH AS COMMUNITY OF RESIDENCE, MAJOR GOAL, ETC). THE FINANCIAL AID DEPARTMENT OF THE UNIVERSITY MAINTAINS RECORDS ON ELIGIBILITY OF SCHOLARSHIPS. SCHOLARSHIPS PAID TO STUDENTS DIRECTLY BY FOUNDATION ARE COORDINATED WITH THE UNIVERSITY AND REPORTED TO THE FINACIAL AID DEPARTMENT. 0 0 0 0 0 0 0 0 0 HARRY HELLENBRAND DIRECTOR 0 226255 0 0 0 0 0 0 0 55628 0 281883 0 0 COLIN DONAHUE DIRECTOR 0 177918 0 0 0 0 0 0 0 57456 0 235374 0 0 DIANNE F HARRISON UNIVERSITY PRESIDENT 0 324500 0 0 0 13000 0 0 0 77265 0 414765 0 0 PART I, LINE 3 ALL OF THE OFFICERS ARE COMPENSATED BY THE RELATED ORGANIZATION, CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. COMPENSATION OF OFFICERS IS DETERMINED BY THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE HUMAN RESOURCE DEPARTMENT, WHICH IS BASED ON THE COMPENSATION PROCESS/METHODOLOGY OF THE ENTIRE CALIFORNIA STATE UNIVERSITY SYSTEM. X 3 99745 FAIR MARKET VALUE X 8222 FAIR MARKET VALUE X 8 101927 FAIR MARKET VALUE X INSTRUMENTS 1 62745 FAIR MARKET VALUE X EQUIPMENT 2 53833 FAIR MARKET VALUE X MISCELLANEOUS 32 20695 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): NON CASH DONATIONS ARE LISTED BY TOTAL NUMBER OF ITEMS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF FORM 990 IS PROVIDED TO THE ENTIRE BOARD FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C AN ANNUAL QUESTIONNAIRE IS GIVEN TO ALL BOARD MEMBERS TO SIGN. THE BOARD SECRETARY REVIEWS THE STATEMENTS FOR ANY POSSIBLE CONFLICT OF INTEREST. THE BOARD AND COMMITTEES ARE ROUTINELY INFORMED OF THE CONFLICT OF INTEREST POLICIES AND ASKED TO RECUSE FROM VOTING IF THERE IS A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 ALL OF THE OFFICERS ARE COMPENSATED BY THE RELATED ORGANIZATION, CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. COMPENSATION OF OFFICERS IS DETERMINED BY THE CALIFORNIA STATE UNIVERSITY, NORTHRIDGE HUMAN RESOURCE DEPARTMENT, WHICH IS BASED ON THE COMPENSATION PROCESS/METHODOLOGY OF THE ENTIRE CALIFORNIA STATE UNIVERSITY SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE AND UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF GIFT ANNUITIES RECEIVABLE 36,112. CHANGE IN VALUE OF BENEFICIAL INTEREST 102,875. BAD DEBT EXPENSE 335,945. FORM 990, PART XII, LINE 2C NO CHANGES WERE MADE TO THE OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR, AS COMPARED TO THE PRIOR TAX YEAR. FORM 990, PART V, LINE 2A CSUN FOUNDATION DID NOT FILE ANY FORM W-2'S BECAUSE ALL EMPLOYEES ARE COMPENSATED BY THE RELATED ENTITY, CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF ST NORTHRIDGE CA 91330 954358677 EDUCATION CA 501(A) N/A N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 CALIFORNIA STATE UNIVERSITY NORTHRIDGE B 6101270 FMV CALIFORNIA STATE UNIVERSITY NORTHRIDGE P 1702444 FMV CALIFORNIA STATE UNIVERSITY NORTHRIDGE Q 57566 FMV