2015-05-15T08:59:14-05:00 2014-06-30 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2013-07-01 131740455 HORACE MANN SCHOOL HORA 7184323420 231 WEST 246TH STREET BRONX NY 10471 EDWARD LEVY TREASURER 7184323420 2015-05-14 1 ISRAEL TANNENBAUM P01589203 2128674000 2013 2016-02-25 16:41:14Z EDWARD LEVY 231 WEST 246TH STREET BRONX NY 10471 99934392 0 X WWW.HORACEMANN.ORG X 1887 NY THE HORACE MANN SCHOOL SEEKS TO EDUCATE AND NURTURE ITS STUDENTS AND HELPS THEM FULFILL THEIR POTENTIAL. THE SCHOOL PROVIDES A CHALLENGING AND RIGOROUS SET OF ACADEMIC AND EXTRACURRICULAR PROGRAMS WITHIN A CARING AND SUPPORTIVE ENVIRONMENT. STUDENTS ARE ENCOURAGED TO TEST AND LEARN ABOUT THEMSELVES, TO DEVELOP A CONCERN FOR OTHERS, AND TO GROW INTELLECTUALLY, PHYSICALLY, SOCIALLY AND EMOTIONALLY. THE SCHOOL SEEKS TO FOSTER A CAPACITY IN EACH INDIVIDUAL FOR CLEAR AND CREATIVE THOUGHT. THE SCHOOL ENCOURAGES STUDENTS TO UNDERSTAND THAT LEARNING IS A LIFELONG ENDEAVOR VALUABLE IN ITSELF. THE HORACE MANN SCHOOL SEEKS A DIVERSE STUDENT BODY AND FOSTERS A RESPECT FOR INDIVIDUAL AND CULTURAL DIFFERENCES.AS A COLLEGE PREPARATORY SCHOOL, HORACE MANN EMPHASIZES LIBERAL ARTS AND PREPARES ITS STUDENTS FOR LEADERSHIP IN VARIETY OF FIELDS AND ENDEAVORS. TO ACCOMPLISH THIS TASK, THE SCHOOL OFFERS PROGRAMS AND ACTIVITIES WHICH ENCOURAGE EXELLENCE AND ALSO MAINTAINS AN OUTSTANDING FACULTY. 33 33 630 100 0 0 7820401 7831191 73901612 76130327 2214477 3370863 194757 182307 84131247 87514688 8968219 9240829 0 0 49343079 51588421 0 0 2003207 22780834 23291980 81092132 84121230 3039115 3393458 242768829 260908470 110214914 117714873 132553915 143193597 X THE HORACE MANN SCHOOL SEEKS TO EDUCATE AND NURTURE ITS STUDENTS AND HELPS THEM FULFILL THEIR POTENTIAL. THE SCHOOL PROVIDES A CHALLENGING AND RIGOROUS SET OF ACADEMIC AND EXTRACURRICULAR PROGRAMS WITHIN A CARING AND SUPPORTIVE ENVIRONMENT. STUDENTS ARE ENCOURAGED TO TEST AND LEARN ABOUT THEMSELVES, TO DEVELOP A CONCERN FOR OTHERS, AND TO GROW INTELLECTUALLY, PHYSICALLY, SOCIALLY AND EMOTIONALLY. THE SCHOOL SEEKS TO FOSTER A CAPACITY IN EACH INDIVIDUAL FOR CLEAR AND CREATIVE THOUGHT. THE SCHOOL ENCOURAGES STUDENTS TO UNDERSTAND THAT LEARNING IS A LIFELONG ENDEAVOR VALUABLE IN ITSELF. THE HORACE MANN SCHOOL SEEKS A DIVERSE STUDENT BODY AND FOSTERS A RESPECT FOR INDIVIDUAL AND CULTURAL DIFFERENCES.AS A COLLEGE PREPARATORY SCHOOL, HORACE MANN EMPHASIZES LIBERAL ARTS AND PREPARES ITS STUDENTS FOR LEADERSHIP IN VARIETY OF FIELDS AND ENDEAVORS. TO ACCOMPLISH THIS TASK, THE SCHOOL OFFERS PROGRAMS AND ACTIVITIES WHICH ENCOURAGE EXELLENCE AND ALSO MAINTAINS AN OUTSTANDING FACULTY. 0 0 75421537 9240829 76130327 HORACE MANN SCHOOL IS AN EDUCATIONAL INSTITUTION CONDUCTING PROGRAMS AT THE NURSERY, ELEMENTARY, MIDDLE AND HIGH SCHOOL LEVELS.THE STUDENT BODY CONSISTS OF 1,781 STUDENTS. 75421537 1 1 0 0 0 0 1 0 0 1 1 1 0 0 1 1 0 0 1 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 158 0 630 1 0 0 0 0 0 1 1 0 0 0 0 X 33 33 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X EDWARD L SINCLAIR JR 7184323420 231 WEST 246TH STREET BRONX NY 10471 STEVEN M FRIEDMAN CHAIR 8.00 X X 0 0 0 MICHAEL COLACINO VICE-CHAIR 8.00 X X 0 0 0 CAROLYN OKIN VICE-CHAIR 8.00 X X 0 0 0 EDWARD LEVY TREASURER 8.00 X X 0 0 0 MATTHEW MARK SECRETARY 8.00 X X 0 0 0 TRACEI AKARLILAR TRUSTEE 8.00 X 0 0 0 GLENN AUGUST TRUSTEE 8.00 X 0 0 0 MICHAEL BENNETT TRUSTEE 8.00 X 0 0 0 DANIEL BENTON TRUSTEE 8.00 X 0 0 0 STEVEN C BUSSEY TRUSTEE 8.00 X 0 0 0 ELLEN DAVIS TRUSTEE 8.00 X 0 0 0 RONALD DICKERMAN TRUSTEE 8.00 X 0 0 0 LAURENCE S GRAFSTEIN TRUSTEE 8.00 X 0 0 0 LAWRENCE OTIS GRAHAM TRUSTEE 8.00 X 0 0 0 MICHAEL HELLER TRUSTEE 8.00 X 0 0 0 HOWARD P KAGAN TRUSTEE 8.00 X 0 0 0 DOMINIC C KULIK TRUSTEE 8.00 X 0 0 0 JUSTIN D LERER TRUSTEE 8.00 X 0 0 0 HOWARD W LUTNICK TRUSTEE 8.00 X 0 0 0 MONICA M MANDELLI TRUSTEE 8.00 X 0 0 0 ERIC MINDICH TRUSTEE 8.00 X 0 0 0 MANISH MITTAL TRUSTEE 8.00 X 0 0 0 WILLIAM MONTGOMERY TRUSTEE 8.00 X 0 0 0 ANDREA OLSHAN TRUSTEE 8.00 X 0 0 0 ROBERT O OWENS TRUSTEE 8.00 X 0 0 0 MICHAEL A PRUZAN TRUSTEE 8.00 X 0 0 0 JOSEPH B ROSE TRUSTEE 8.00 X 0 0 0 RICHARD RUBEN TRUSTEE 8.00 X 0 0 0 AMANDA R SALZHAUER TRUSTEE 8.00 X 0 0 0 USHA SAXENA TRUSTEE 8.00 X 0 0 0 THOMAS SHAPIRO TRUSTEE 8.00 X 0 0 0 SAMONA JOE TAIT EDD TRUSTEE 8.00 X 0 0 0 CATHERINE GOODSTEIN WALLACE MD TRUSTEE 8.00 X 0 0 0 THOMAS KELLY HEAD OF SCHOOL 60.00 X 688676 0 43275 EDWARD L SINCLAIR JR CFO 50.00 X 383275 0 40858 GLENN SHERRATT DIRECTOR JOHN DORR NATURE 40.00 X 234375 0 28066 JOHN YEAGER DIR. OF MAINT & SECURITY 40.00 X 215727 0 34566 DAVID SCHILLER HEAD OF UPPER DIVISION 40.00 X 226563 0 37755 ROBIN INGRAM HEAD OF MIDDLE DIVISION 40.00 X 209848 0 42975 ROBERT ANNUNZIATA DIR. OF ATHLETICS & SUMMER 40.00 X 198797 0 41504 LISA MOREIRA DIRECTOR OF ADMISSIONS 40.00 X 201989 0 85244 WENDY STEINTHAL HEAD OF LOWER DIVISION 40.00 X 207373 0 30809 MARCIA LEVY HEAD OF NURSERY YEARS 40.00 X 183027 0 40517 MELISSA PARENTO DIRECTOR OF DEVELOPMENT 40.00 X 177461 0 39765 ADAM KENNER DIRECTOR OF TECHNOLOGY 40.00 X 190066 0 41245 MITCH FRANCIS REGISTRAR 40.00 X 201487 0 38780 DENNA NEUWURTH ASST HEAD LOWER DV 40.00 X 153389 0 65952 SUSAN DELANTY DEAN OF STUDENTS 40.00 X 161774 0 52343 CANH OXELSON DIR. COLL. PLACEMENT 40.00 X 245297 0 10221 PATRICIA ZUROSKI DIRECTOR DIVERSITY 40.00 X 185208 0 29217 4064332 0 703092 100 0 1 0 FLIK INTERNATIONAL CORP PO BOX 91337 CHICAGO IL 60693 FOOD SERVICE 5012655 SCHULTE ROTH & ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 LEGAL SERVICE 2674683 LUCADAMO & SONS INC 215 SOUTH 13TH AVENUE MTVERNON NY 10550 LANDSCAPING 650735 A&A MAINTENANCE ENTERPRISE 965 MIDLAND AVENUE YONKERS NY 10704 CLEANING SERVICE 615349 SUPERTRANS NY INC 60 ALEXANDER STREET YONKERS NY 10701 STUDENT TRANSPORT 612124 25 96150 284283 898017 6552741 593003 7831191 TUITION 611600 73076743 73076743 FACILITY IMPR./OTHER FEES 611600 1718765 1718765 SUMMER & OTHER PROGRAMS 611600 736578 736578 OTHER RELATED REVENUE 611600 598241 598241 76130327 2220825 2220825 12000 14986 -2986 -2986 -2986 13246065 12096027 1150038 1150038 1150038 493984 284283 308691 185293 185293 87514688 76130327 0 3553170 9240829 9240829 3777126 2610464 931415 235247 35024910 33108252 1275027 641631 2775552 2598555 130998 45999 7458175 6908669 405044 144462 2552658 2354329 142766 55563 496066 496066 87050 87050 110153 110153 377761 209284 157280 11197 3022501 2098246 858808 65447 1164867 1164867 4815897 4105760 489261 220876 204216 184095 20121 689672 128241 559650 1781 1909750 1909750 5533911 5533911 549684 549684 FOOD SERVICE 1612046 1612046 JOHN DORR NATURE LAB 809451 809451 OFFICE EVENTS 454379 454379 1454576 844788 483163 126625 84121230 75421537 6696486 2003207 291152 2858308 9771238 14209623 1139236 601036 2773744 690384 48639 60779 1369603 1112937 152953637 52260743 101683654 100692894 64126538 67948906 60883627 72122149 681398 611454 242768829 260908470 6723873 6641354 39248884 43735941 39695000 38195000 24547157 29142578 110214914 117714873 X 97861356 105132550 14095066 16988233 20597493 21072814 132553915 143193597 242768829 260908470 X 3393458 12094554 -4848330 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 67.00 1 1 0 12.00 1 22899331 475321 2671736 620181 320030 25106177 21266497 261717 2225880 520038 334725 22899331 22634519 136742 -788584 465343 250837 21266497 31793408 1346028 2304516 5057979 7751454 22634519 29807379 972078 2325083 642788 668344 31793408 0.83930 0.16070 0 0 7154103 7154103 126959705 44223080 82736625 10494026 5186123 5307903 8345803 2851540 5494263 100692894 STATE OF ISRAEL BONDS 66000 F ALTERNATIVE INVESTMENTS 72056149 F 72122149 ACCRUED EMPLOYEE BENEFITS 28500442 OTHER LIABILITIES 642136 29142578 X 90581937 12094554 323677 12418231 78163706 110153 9240829 9350982 87514688 75093925 323677 323677 74770248 110153 9240829 9350982 84121230 PART II, LINE 9: THE ORGANIZATION CARRIES THE VALUE ON THE BALANCE SHEET AT THE APPRAISED VALUE AT THE DATE OF GIFT NET OF EASEMENT. PART V, LINE 4: THE NET INVESTMENT INCOME GENERATED FROM THE INVESTED ENDOWMENT FUNDS IS USED AT THE RATE OF 4.5% PER YEAR TO SUPPORT THE PROGRAMS AND THE FACILITIES OF THE SCHOOL. USES INCLUDE FINANCIAL AID TO ENROLLED STUDENTS, SCHOOL LIBRARIES, MAINTENANCE OF FACILITIES AND FACULTY ENRICHMENT. PART X, LINE 2: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2011 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 14,986. SPECIAL EVENT EXPENSES 308,691. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 9,240,829. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS 308,691. RENTAL EXPENSE 14,986. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 9,240,829. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE SCHOOL IN CONJUNCTION WITH ISAAGNY PUBLISHES ITS NON-DISCRIMINATION POLICY IN VARIOUS NEWSPAPERS AND PUBLICATIONS INCLUDING METRO NEWS. SCHEDULE E, PART I, LINE 6 SCHOOL RECEIVED NEW YORK STATE AID FOR MANDATED SERVICES. CAYMAN ISLANDS INVESTMENTS 7200000 0 0 0 0 0 0 7200000 0 7200000 1 0 1 0 0 0 P/A ANNUAL BENEFIT 591483 284283 307200 158589 23300 32943 BOOK FAIRS 20176 20176 5656 1 166608 166608 88203 778267 284283 493984 158589 23300 126802 308691 185293 1 FINANCIAL AID FOR QUALIFIED STUDENTS 287 9240829 PART I, LINE 2: HORACE MANN SCHOOL MAKES EVERY EFFORT TO ENSURE THAT EVERY STUDENT WHO WISHES TO ENROLL AND/OR CURRENTLY ATTENDS HAS THE FINANCIAL ABILITY TO DO SO. THE FINANCIAL AID COMMITTEE DETERMINES AWARDS ON THE BASIS OF DEMONSTRATED FINANCIAL NEED. GRANTS CONSIST OF FINANCIAL AID AWARDED TO APPROXIMATELY 287 STUDENTS IN AMOUNTS REPRESENTING PORTIONS OF ANNUAL TUITION AS DETERMINED BY THE ADMINISTRATION OF THE SCHOOL. THE RECIPIENTS HAVE NO RELATIONSHIP TO THE SCHOOL OTHER THAN THEIR STATUS AS STUDENTS. THE AMOUNTS ARE BASED ON THE SCHOOL'S INTERNAL CALCULATIONS AND ADJUSTMENTS OF THE NAIS SCHOOL AND STUDENT SERVICE (SSS) METHODOLOGY. X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 THOMAS KELLY HEAD OF SCHOOL 688676 0 0 0 0 0 25470 0 17805 0 731951 0 0 0 EDWARD L SINCLAIR JR CFO 383275 0 0 0 0 0 25470 0 15388 0 424133 0 0 0 GLENN SHERRATT DIRECTOR JOHN DORR NATURE 234375 0 0 0 0 0 17600 0 10466 0 262441 0 0 0 JOHN YEAGER DIR. OF MAINT & SECURITY 215727 0 0 0 0 0 20345 0 14221 0 250293 0 0 0 DAVID SCHILLER HEAD OF UPPER DIVISION 226563 0 0 0 0 0 22934 0 14821 0 264318 0 0 0 ROBIN INGRAM HEAD OF MIDDLE DIVISION 209848 0 0 0 0 0 21699 0 21276 0 252823 0 0 0 ROBERT ANNUNZIATA DIR. OF ATHLETICS & SUMMER 198797 0 0 0 0 0 20719 0 20785 0 240301 0 0 0 LISA MOREIRA DIRECTOR OF ADMISSIONS 201989 0 0 0 0 0 20901 0 64343 0 287233 0 0 0 WENDY STEINTHAL HEAD OF LOWER DIVISION 207373 0 0 0 0 0 20403 0 10406 0 238182 0 0 0 MARCIA LEVY HEAD OF NURSERY YEARS 183027 0 0 0 0 0 19327 0 21190 0 223544 0 0 0 MELISSA PARENTO DIRECTOR OF DEVELOPMENT 177461 0 0 0 0 0 18594 0 21171 0 217226 0 0 0 ADAM KENNER DIRECTOR OF TECHNOLOGY 190066 0 0 0 0 0 20167 0 21078 0 231311 0 0 0 MITCH FRANCIS REGISTRAR 201487 0 0 0 0 0 17782 0 20998 0 240267 0 0 0 DENNA NEUWURTH ASST HEAD LOWER DV 153389 0 0 0 0 0 16115 0 49837 0 219341 0 0 0 SUSAN DELANTY DEAN OF STUDENTS 161774 0 0 0 0 0 16855 0 35488 0 214117 0 0 0 CANH OXELSON DIR. COLL. PLACEMENT 245297 0 0 0 0 0 0 0 10221 0 255518 0 0 0 PATRICIA ZUROSKI DIRECTOR DIVERSITY 185208 0 0 0 0 0 18650 0 10567 0 214425 0 0 0 PART I, LINE 1A THE HOUSING ALLOWANCE IS PROVIDED TO THOMAS KELLEY, HEAD OF SCHOOL AND LISA MOREIRA, DIRECTOR OF ADMISSIONS. HOUSING IS PROVIDED ON CAMPUS AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER PURSUANT TO CONTRACTUAL PROVISION AND IS NONTAXABLE. SOCIAL CLUB DUES ARE NON-TAXABLE BY VIRTUE OF BEING A WORKING CONDITION FRINGE UNDER IRC SECTION 132. X 20 393604 SELLING PRICE X AUCTION ITEMS 200 199399 MARKET VALUE 0 0 1 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: CONTRIBUTIONS RECEIVED AS SECURITIES ARE SOLD IMMEDIATELY BY BROKER FORM 990, PART VI, SECTION B, LINE 11 THE ENTIRE FORM 990 WAS REVIEWED BY THE CFO. THE FORM 990 WITH THE EXCEPTION OF SCHEDULE B (SCHEDULE OF CONTRIBUTIONS)WAS REVIEWED BY THE AUDIT COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ASSISTANT TO THE CFO, IN CONJUNCTION WITH THE AUDIT COMMITTEE, ANNUALLY OBTAINS COPIES OF ALL OF THE SIGNED CONFLICT OF INTEREST POLICIES. IN ADDITION TO THE VOTING BOARD MEMBERS, CONFLICT OF INTEREST AND CONFIDENTIALITY STATEMENTS ARE ALSO ANNUALLY SIGNED BY MEMBERS OF THE ADMINISTRATIVE COUNCIL WHO ARE KEY EMPLOYEES. IF AT ANY TIME DURING HIS OR HER TERM OF SERVICE, A TRUSTEE OR AN OFFICER HAS ANY INTEREST WHICH MAY POSE A CONFLICT OF INTEREST,HE OR SHE SHALL PROMPTLY DISCLOSE THE MATERIAL FACTS OF THAT INTEREST IN WRITING TO THE CHAIR OF THE BOARD AND CHAIR OF THE AUDIT COMMITTEE OF THE BOARD. WHEN ANY MATTER IN WHICH A TRUSTEE OR AN OFFICER HAS AN INTEREST COMES BEFORE THE BOARD OR ANY COMMITTEE OF THE BOARD FOR DECISION OR APPROVAL, THAT INTEREST SHALL BE IMMEDIATELY DISCLOSED TO THE BOARD OR THE COMMITTEE BY THAT TRUSTEE OR OFFICER, AND THE TRUSTEE OR OFFICER SHALL RECUSE HIMSELF/HERSELF FROM ANY DISCUSSION AND/OR VOTE RELATING THERETO. FORM 990, PART VI, SECTION B, LINE 15 DURING THE ANNUAL BUDGET PROCESS, THE EXECUTIVE COMMITTEE ACTING AS THE COMPENSATION COMMITTEE, REVIEWS RELEVANT COMPARABLE COMPENSATION DATA AND FORMALLY MEETS AND APPROVES RECOMMENDED COMPENSATION FOR OFFICERS AND KEY EMPLOYEES. THEY DOCUMENT THIS REVIEW CONTEMPORANEOUSLY. THIS PROCESS WAS LAST PERFORMED IN MAY 2013. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE THESE DOCUMENTS PUBLIC OTHER THAN TO THE BOARD OF TRUSTEES. FORM 990, PART XI, LINE 9: POST RETIERMENT BENEFIT ADJUSTMENT -3,326,852. SETTLEMENT COSTS -1,380,131. BAD DEBT LOSS -137,000. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT -4,347. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR JOHN DORR NATURE LAB OF HORACE MANN SCHOOL INC 231 W 246TH STREET BRONX NY 10471 066085965 HOLDING COMPANY NY 501(C)(3) PF N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0