2015-05-14T13:32:36-05:00 2014-06-30 941254756 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 990 2013-07-01 941384645 UNIVERSITY CORPORATION SAN FRANCISCO STATE UNIV 4153386880 1600 HOLLOWAY AVENUE ADM 361 SAN FRANCISCO CA 94132 JASON PORTH EXECUTIVE DIRECTOR 4153386880 2015-05-13 1 MAGA E KISRIEV P01008919 4157810793 2013 2016-03-07 17:11:31Z JASON PORTH 1600 HOLLOWAY AVENUE ADM 361 SAN FRANCISCO CA 94132 25662459 0 X HTTP://UCORP.SFSU.EDU X 1946 CA UNIVERSITY CORPORATION SERVES AS AN AUXILIARY ORGANIZATION OF SAN FRANCISCO STATE UNIVERSITY. 12 3 195 10 0 0 9675145 5703887 4926546 3833570 240588 413273 902577 1022559 15744856 10973289 1138644 1161011 0 0 2692614 2371006 0 0 0 7622294 5795941 11453552 9327958 4291304 1645331 23280172 26520588 1535816 1375646 21744356 25144942 X THE PURPOSE OF THE UNIVERSITY CORPORATION IS TO PROMOTE, ASSIST, AND ENHANCE THE EDUCATIONAL MISSION OF SAN FRANCISCO STATE UNIVERSITY THROUGH EDUCATIONAL PROJECTS, UNIVERSITY RESEARCH AND DEVELOPMENT PROJECTS, AND COMMUNITY OUTREACH. 0 1 488540 615112 WHIRLWIND WHEELCHAIR INTERNATIONAL IS A NON-PROFIT SOCIAL ENTERPRISE DEDICATED TO IMPROVING THE LIVES OF PEOPLE WITH DISABILITIES IN THE DEVELOPING WORLD WHILE ALSO PROMOTING SUSTAINABLE LOCAL ECONOMIC DEVELOPMENT IN THE PROCESS. WWI WORKS TO MAKE IT POSSIBLE FOR EVERY PERSON IN THE WORLD WHO NEEDS A HIGH QUALITY WHEELCHAIR TO OBTAIN ONE, LEADING TO MAXIMUM PERSONAL INDEPENDENCE AND INTEGRATION INTO SOCIETY. BY GIVING WHEELCHAIR RIDERS A CENTRAL ROLE IN ALL ASPECTS OF OUR DESIGNS AND PROJECTS, WHIRLWIND ENSURES THAT OUR CHAIRS ARE INDIVIDUALLY APPROPRIATE FOR EACH USER AND HIS OR HER RESPECTIVE ENVIRONMENT. FOR THIRTY YEARS IN OVER 40 COUNTRIES WWI HAS FOCUSED ON PRODUCING DURABLE, LOW-COST, AND HIGHLY FUNCTIONAL WHEELCHAIRS. THESE CHAIRS GIVE RIDERS THE RELIABLE AND FUNCTIONAL MOBILITY THEY NEED TO REACH THEIR FULL POTENTIAL. OUR ACTIVE ADULT WHEELCHAIR DESIGN, THE ROUGHRIDER, IS USED BY 25,000 RIDERS TRAVELING OVER EVERY TERRAIN THAT ONLY THE BEST OF WHEELCHAIRS CAN CROSS, FROM MUDDY VILLAGE PATHS TO ROUGH POT-HOLED URBAN STREETS. 479179 332013 ANNUAL FUND ACCOUNT - TO COLLECT DONATIONS FOR THE UNIVERSITY. DONATIONS ARE USED TO FURTHER UNIVERSITY MISSION OF SUPPORTING THE CAMPUS VIA OUTREACH BY PHONE. THE ANNUAL FUND IS ALSO USED TO FUND SCHOLARSHIPS. 303637 335959 PACIFIC LEADERSHIP INSTITUTE - TO BUILD A MORE POSITIVE, EFFECTIVE AND RESILIENT COMMUNITY THROUGH THE DEVELOPMENT OF OUR YOUTH. THE PLI HAS TWO KEY INGREDIENTS TO FULFILL ITS MISSION: 1) PLI DELIVERS INSPIRING TEAM ADVENTURES FOCUSING ON PERSONAL AND GROUP DEVELOPMENT THAT INCLUDE ADVENTURE CHALLENGE COURSES, TEAM BUILDING EVENTS, AND WORKSHOPS TO A WIDE RANGE OF THE COMMUNITY. 2) THE YOUTH LEAD! TEEN LEADERSHIP INITIATIVE: PLI TRAINS AND ENGAGES YOUTH TO PLAY A LEADERSHIP ROLE IN ITS PROGRAMS. PLI SEEKS TO HAVE LEADERS REFLECT THE PEOPLE AND GROUPS BEING SERVED. THE YOUTH LEAD! PROGRAM OFFERS PRACTICAL EXPERIENCE, POSITIVE CIVIC ENGAGEMENT, AND CULTIVATES LEADERSHIP AND PERSONAL GROWTH. PLI GIVES THESE YOUTH THE TRAINING, EXPERIENCE AND RESPONSIBILITY TO BE LEADERS IN ITS PROGRAMS AND THEIR LIVES. 6447120 1161011 3430678 ALL OTHER PROGRAM SERVICE ACCOMPLISHMENTS - IN KEEPING WITH THE MISSION OF THE UNIVERSITY CORPORATION, EXPENSES INCURRED IN THE OSHER LIFE-LONG LEARNING INSTITUTE IS AN ACTIVE COMMUNITY OF PEERS AGE 50 AND UP ENGAGED IN LEARNING THROUGH THREE- AND SIX-WEEK CLASSES, INTEREST GROUPS AND EVENTS AT THE SF STATE DOWNTOWN AND MAIN CAMPUSES. IN COLLABORATION WITH THE SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES ADMINISTRATION, CREATED THE BOOKLET, "HELPING FAMILIES TO SUPPORT THEIR LESBIAN, GAY, BISEXUAL AND TRANSGENDER (LGBT) CHILDREN." MOST RECENTLY, THE STORY OF MORMON FAMILY COMING TO TERMS WITH THEIR SON'S HOMOSEXUALITY. DISSERTATION SCHOLARS HELP PAY 4 GRADUATE STUDENTS PER YEAR TO INCREASE DIVERSITY. THE GUARDIAN SCHOLARSHIP PROGRAM PROVIDES FOR TUITION AND YEAR-ROUND LIVING EXPENSES FOR THOSE WHO AGE OUT OF FOSTER CARE. SNFC NEEDS A LOCAL BANK DUE TO ITS REMOTE LOCATION. MORRISON CONCERT SERIES OFFERS CONCERTS AND MASTER CASES TO THE CAMPUS COMMUNITY AND THE PUBLIC FREE OF CHARGE. THE RET PROJECT SUPPORTS THE UNIVERSITY AND ITS ECONOMIC ENDEAVORS WITH ITS DIRECT SERVICES TO HUNDREDS OF PEOPLE WITH DISABILITIES THROUGHOUT NORTHERN CALIFORNIA, INCLUDING SF STATE FACULTY, STAFF AND STUDENTS. OVER THE PAST 5 YEARS, THE RET PROJECT HAS PROVIDED SERVICES TO APPROXIMATELY 165 SFSU FACULTY AND STAFF THROUGH THE UNIVERSITY'S WORKERS COMPENSATION PROGRAM; 90 SFSU FACULTY AND STAFF REQUIRING DISABILITY-RELATED ACCOMMODATIONS; AND 1550 STUDENTS AND OTHER ADULTS SERVED THROUGH THE DEPARTMENT OF REHABILITATION AND OTHER ENTITIES. 6447120 1161011 3430678 7718476 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 131 0 1 195 1 0 0 0 0 0 1 1 1 0 0 0 X 12 3 0 0 1 0 0 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X TAMMIE RIDGELL 4153381706 1600 HOLLOWAY AVE ADM 361 SAN FRANCISCO CA 94132 CHARLOTTE FERRETTI CHAIR OF BOD 0.30 39.70 X X 0 140881 56833 JO VOLKERT VICE CHAIR 0.40 39.60 X X 0 173569 64095 JASON PORTH EXECUTIVE DIRECTOR 40.00 0.00 X X 0 96113 38220 RONALD CORTEZ BOARD MEMBER 0.30 39.70 X X 0 86854 37163 NEIL S COHEN BOARD MEMBER 0.10 39.90 X 0 12581 182 LAWRENCE HANLEY CHAIR, ACADEMIC SENATE 0.20 39.80 X 0 71164 36797 PHILIP KING BOARD MEMBER 0.30 39.70 X 0 96450 61188 MICHAEL POTEPAN BOARD MEMBER 0.30 39.70 X 0 84411 43944 ALISON SANDERS SECRETARY 0.30 39.70 X X 0 97077 36932 AGNES WONG-NICKERSON COO/CFO (THRU 2/28/14) 0.30 39.70 X 0 154029 58894 JULIO CESAR CHAVEZ STUDENT REPRESENTATIVE 0.30 0.00 X 0 0 0 JULIE TAYLOR COMMUNITY MEMBER 0.20 0.00 X 0 0 0 ALEXANDRA KHARMATS COMMUNITY MEMBER 0.20 0.00 X 0 0 0 0 1013129 434248 0 0 1 0 0 113929 1734649 195995 3659314 203016 5703887 COMMISSION EARNED 611710 1188296 1188296 PROJECT REVENUE 611710 1107544 1107544 WHIRLWIND WHEELCHAIR PROJECT 611710 615112 615112 FACILITIES RENTAL 611710 438643 438643 REGISTRATION FEES 611710 288733 288733 195242 195242 3833570 412371 412371 188108 188108 13775555 13774653 902 902 902 22293 113929 68034 -45741 -45741 1726675 846483 880192 880192 10973289 4713762 0 555640 1161011 1161011 1873473 1808232 65241 497533 402311 95222 32603 32603 1673052 595988 1077064 144206 144206 269510 254894 14616 30180 30080 100 1000167 995326 4841 16651 16651 753018 649800 103218 208361 203680 4681 18188 16998 1190 453 453 116238 116238 202832 202832 29935 11588 18347 HOSPITALITY 351546 350716 830 HONORARIA 252283 252283 696718 649395 47323 9327958 7718476 1609482 0 511716 119760 1623298 1112429 814497 674761 596586 652964 32101 30818 146250 21 3570025 2471642 1015301 1098383 14867607 17133742 3672816 5697710 23280172 26520588 1209484 1135716 326332 239930 1535816 1375646 X 9265917 10625369 11934167 13925228 544272 594345 21744356 25144942 23280172 26520588 1645331 1755255 0 X 0 1 X 1 0 X 5177002 7927619 8535509 9675145 5703887 37019162 5177002 7927619 8535509 9675145 5703887 37019162 37019162 626914 227381 283725 261954 600479 2000453 283340 200843 22293 506476 39526091 12956567 0.93660 0.86910 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 544272 63830 13757 594345 544272 544272 540381 3891 544272 509411 36184 5214 540381 33738564 3916885 5844414 42921552 68900 509411 1.00000 0 0 1642418 758738 883680 1927607 1712904 214703 1098383 INVESTMENT IN LAIF 3711864 F ALTERNATIVE INVESTMENTS 1985846 F 5697710 X 13575027 1755255 1755255 11819772 -846483 -846483 10973289 10174441 846483 846483 9327958 0 9327958 PART X, LINE 2: THE ORGANIZATION PREPARED ITS AUDITED FINANCIAL STATEMENTS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES AS PRESCRIBED BY THE GOVERNMENTAL ACCOUNTING STANDARDS BOARD (GASB). THE FOOTNOTE ON INCOME TAXES DOES NOT REPORT LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER ASC 740. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD MOVED TO REVENUE -846,483. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD MOVED TO REVENUE 846,483. PART X, LINE 2 PART X, LINE 2 THE ORGANIZATION PREPARED ITS AUDITED FINANCIAL STATEMENTS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES AS PRESCRIBED BY THE GOVERNMENTAL ACCOUNTING STANDARDS BOARD (GASB). THE FOOTNOTE ON INCOME TAXES DOES NOT REPORT LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER ASC 740. 1 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICE WHEELCHAIR COSTS 340863 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICE WHEELCHAIR COSTS 35650 0 0 0 0 0 0 376513 0 376513 0 0 0 0 0 0 HOSPITALITY MGMT PROG FUNDRAISER 105797 85254 20543 4752 9869 31497 PERSONALIZED MEDICINE CONFERENCE 30425 28675 1750 1790 5293 14833 136222 113929 22293 6542 15162 46330 68034 -45741 1 SAN FRANCISCO STATE UNIVERSITY 1600 HOLLOWAY AVE SAN FRANCISCO CA 94132 931137247 501(C)(3) 1161011 EDUCATIONAL SUPPORT 1 0 PART I, LINE 2: THE GRANT FUNDS ARE RECORDED SEPARATELY WITH BUDGET INPUT INTO FINANCIAL SYSTEM. WHEN PROJECTS SUBMIT REQUEST FOR EXPENDITURES, THEY ARE REVIEWED FOR AVAILABLE BALANCE AND ALLOWED COST PER EACH BUDGET LINE ITEM. 0 0 0 0 0 0 0 0 0 CHARLOTTE FERRETTI CHAIR OF BOD 0 128881 0 0 0 12000 0 31973 0 24860 0 197714 0 12000 JO VOLKERT VICE CHAIR 0 173569 0 0 0 0 0 14237 0 49858 0 237664 0 0 PHILIP KING BOARD MEMBER 0 79950 0 0 0 16500 0 33985 0 27203 0 157638 0 16500 AGNES WONG-NICKERSON COO/CFO (THRU 2/28/14) 0 131529 0 0 0 22500 0 33999 0 24895 0 212923 0 22500 SCHEDULE J, PART II OFFICERS AND DIRECTORS OF UNIVERSITY CORPORATION ARE UNCOMPENSATED. THE INDIVIDUALS LISTED ON SCHEDULE J, PART II ARE ALSO EMPLOYEES OF, AND WERE COMPENSATED BY, SAN FRANCISCO STATE UNIVERSITY. X 12 203016 FAIR MARKET VALUE 0 1 0 PART I, COLUMN (B): THE NUMBER REFLECTS THE NUMBER OF CONTRIBUTIONS RECEIVED AND NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART III, LINE 3 WHIRLWIND WHEELCHAIR PROGRAM SALES ACTIVITY DECREASED DUE TO THE PROGRAM TERMINATING ITS OPERATIONS AS OF JUNE 30, 2014. FORM 990, PART VI, SECTION A, LINE 4 THE FOLLOWING ARE BYLAW CHANGES ENACTED BY THE UNIVERSITY CORPORATION FOR FY 2014: 1) A REVISION TO THE BOARD OF DIRECTORS COMPOSITION REMOVES THE ASSOCIATE VICE PRESIDENT OF FISCAL AFFAIRS AND ADDS THE EXECUTIVE DIRECTOR. 2) A REVISION TO THE COMPOSITION OF THE EXECUTIVE COMMITTEE REMOVES THE CHIEF OPERATING OFFICER AND ADDS THE VICE PRESIDENT OF ADMINISTRATION AND FINANCE AND THE EXECUTIVE DIRECTOR. 3) THE EXECUTIVE DIRECTOR'S DUTIES INCLUDE MANAGEMENT AND CONTROL OVER OPERATIONS OF THE ORGANIZATION, TO PERIODICALLY REPORT TO THE EXECUTIVE COMMITTEE AND BOARD OF DIRECTORS, TO IMPLEMENT ORDERS AND RESOLUTIONS, THE POWER TO SIGN AND COUNTERSIGN CONTRACTS, AND TO EMPLOY, APPOINT, DISCHARGE EMPLOYEES IN ACCORDANCE WITH THE LAW AND ADVICE AND CONSENT OF THE CHAIR, EXECUTIVE COMMITTEE AND BOARD OF DIRECTORS. 4) THE VICE PRESIDENT OF ADMINISTRATION AND FINANCE'S DUTIES INCLUDE MANAGEMENT AND CONTROL OVER FINANCIAL AFFAIRS, TO PERIODICALLY REPORT TO THE FINANCE AND AUDIT COMMITTEE AND THE POWER TO SIGN AND COUNTERSIGN CONTRACTS. FORM 990, PART VI, SECTION A, LINE 7A THE PRESIDENT AND VICE PRESIDENT OF SAN FRANCISCO UNIVERSITY EACH HAVE AUTHORITY TO EITHER SERVE ON THE BOARD OF DIRECTORS OR APPOINT A DESIGNEE TO DO SO ON THEIR BEHALF. FORM 990, PART VI, SECTION A, LINE 7B THE NOMINEE COMMITTEE SELECTS STUDENT NOMINEES FOR SCHOLARSHIPS. THE PRESIDENT OF THE UNIVERSITY APPROVES THE NOMINEES BEFORE THEY CAN GO TO THE BOARD FOR APPROVAL. THE PRESIDENT OF THE UNIVERSITY ALSO HAS TO APPROVE THE BUDGET OF THE AUXILIARY AFTER THE BOARD APPROVES IT BEFORE IT BECOMES FINAL. THE PRESIDENT HAS APPOINTED A VOTING DESIGNEE. FORM 990, PART VI, SECTION B, LINE 11 THE TAXPAYER'S ACCOUNTING FIRM FORWARDED THE FORM 990 TO THE CFO/TREASURER/CONTROLLER. THE CFO/TREASURER/CONTROLLER FORWARDED THE FORM 990 TO THE BOARD MEMBERS FOR THEIR REVIEW PRIOR TO FILING THE FORM 990. BOARD MEMBERS WERE ENCOURAGED TO REVIEW THE FORM 990 AND TO FORWARD THEIR QUESTIONS TO THE CFO/TREASURER/CONTROLLER. EITHER THE CFO/TREASURER/CONTROLLER OR THE ACCOUNTING FIRM ADDRESSED THE QUESTIONS FROM THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO REVIEW AND COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT NOTING THEIR UNDERSTANDING OF THE POLICY AND THEIR WILLINGNESS TO ABIDE BY IT. THE POLICY INCLUDES FINANCIAL INTERESTS OF $250 IN THE AGGREGATE, OR REAL PROPERTY IN WHICH THE BOARD MEMBER HAS AN INTEREST OF $1,000 OR MORE, OR AN INVESTMENT INTEREST OF $1,000 OR MORE. THE POLICY IS APPLICABLE TO ALL BOARD MEMBERS AND KEY EMPLOYEES. THOSE BECOMING AWARE OF A POTENTIAL CONFLICT MUST DISCLOSE IT, ABSTAIN FROM VOTING, REVIEW IT WITH THE CHAIR AND BOARD AND ALLOW THE BOARD TO DETERMINE THE BEST COURSE OF ACTION. FORM 990, PART VI, SECTION B, LINE 15 UNIVERSITY CORPORATION EMPLOYEES' SALARIES ARE DETERMINED BY SAN FRANCISCO STATE UNIVERSITY IN COMPLIANCE WITH STATE PRACTICE AND RIGOROUS REVIEW, AS THE EMPLOYEES ARE EMPLOYEES OF THE STATE WHOSE TIME IS REIMBURSED. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D) VIA OUR WEBSITE OR BY REQUESTING AN APPOINTMENT DURING NORMAL BUSINESS HOURS. SAN FRANCISCO STATE UNIVERSITY 1600 HOLLOWAY AVE SAN FRANCISCO CA 94132 931137247 EDUCATIONAL CA 501(C)(3) LINE 2 N/A 0 SAN FRANCISCO STATE UNIVERSITY FOUNDATION 1600 HOLLOWAY AVE ADM 151 SAN FRANCISCO CA 94132 261169717 SUPPORT SAN FRANCISCO STATE UNIVERSITY CA 501(C)(3) LINE 5 SAN FRANCISCO STATE UNIVERSITY 0 FRANCISCAN SHOPS 1600 HOLLOWAY AVE SAN FRANCISCO CA 94132 941279802 STUDENT BOOKSTORE CA 501(C)(3) LINE 11C, III-FI SAN FRANCISCO STATE UNIVERSITY 1 0 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 1 1 1