2015-05-13T17:37:18-05:00 2014-06-30 KPMG LLP 60 South Street Boston MA 02111 990 2013-07-01 042103547 TRUSTEES OF BOSTON UNIVERSITY % GILLIAN EMMONS TRUS 6173532290 881 COMMONWEALTH AVENUE 4TH FL Suite BOSTON MA 022151303 MARTIN J HOWARD SVP, CFO & TREASURER 6173532290 2015-05-13 true MARILTN FARLEY P01231880 6173532290 2013 2016-02-25 16:41:14Z ROBERT A BROWN PRESIDENT ONE SILBER WAY BOSTON MA 02215 2294893374 false X http://www.bu.edu X 1869 MA SEE SCHEDULE O 41 37 25959 1754 12368952 0 416392754 442713301 1494966616 1500730318 65379241 101376793 43901308 49459815 2020639919 2094280227 362921787 374526377 0 0 979527077 980119393 132861 117314 20493119 532979624 529820291 1875561349 1884583375 145078570 209696852 4648075901 4939052767 2211659276 2216163512 2436416625 2722889255 X SEE SCHEDULE O false false 1094776936 334545390 1204646328 SEE SCHEDULE O 235701968 39980987 8819338 RESEARCH - WHAT SETS BOSTON UNIVERSITY APART AS A RESEARCH UNIVERSITY IS THE BREADTH AND DEPTH OF ITS RESEARCH AND THE UNIQUELY ENTREPRENEURIAL SPIRIT OF ITS FACULTY. RESEARCHERS AT BU ARE NOT AFRAID TO CROSS DISCIPLINARY BOUNDARIES, AS CAN BE SEEN BY STRATEGIC EFFORTS TO SUPPORT INTERDISCIPLINARY RESEARCH AND EDUCATION IN NEUROSCIENCE, RELIGION AND WORLD AFFAIRS, INTEGRATIVE BIOLOGY, CLEAN ENERGY, SUSTAINABILITY AND THE ENVIRONMENT, HEALTH CARE DELIVERY, AND GLOBAL HEALTH, TO NAME A FEW. IN EACH CASE, THE EMPHASIS IS NOT ON INTERDISCIPLINARITY FOR ITS OWN SAKE, BUT ON USING A MULTIFACETED APPROACH TO SOLVE THE IMPORTANT AND COMPLEX PROBLEMS FACING SOCIETY TODAY. 220898012 287264652 AUXILIARIES - AUXILIARY ENTERPRISES SUPPORT THE MISSION OF BOSTON UNIVERSITY BY PROVIDING ESSENTIAL SERVICES TO THE CAMPUS COMMUNITY. THEY ARE ENTERPRISES IN THAT THEY ARE GENERALLY SELF-SUPPORTING ACTIVITIES, RECOVERING THEIR COSTS THROUGH THE FEES OR PRICES THEY CHARGE FOR THEIR GOODS AND SERVICES. AT BOSTON UNIVERSITY, AUXILIARY ENTERPRISES ARE DESIGNED TO DELIVER SUPERIOR QUALITY SERVICES THAT ARE EXPECTED BY THE STUDENTS, FACULTY, STAFF AND ALUMNI. 148428113 1699805029 true false false true false false false true false true true true false false true true false true true true true true true true true false false true true true true true false false false false false false false true true true true false false true true true true false true 2776 0 true 25959 true true true true AS BE FR GM EI IT JA NZ NG SP false false false true true true 1 false false false X 41 37 false false false false false false false true true false false true true true true true true true true true true AK CA CO HI KY MD MA MI NH NY OH OK OR SC X X GILLIAN EMMONS 6173532290 881 COMMONWEALTH AVENUE 4TH FLOOR BOSTON MA 022151303 X ROBERT A BROWN PRESIDENT 55.0 1.0 X X 930409 0 532785 STEPHEN M BRADY TRUSTEE (AS OF 6/01/14) & PROF 55.0 X 136364 0 31468 KATHERYN PFISTERER DARR TRUSTEE (UNTIL 5/30/14) & PROF 55.0 X 129326 0 16494 ROBERT A KNOX CHAIRMAN 3.0 X JOHN P HOWE III VICE CHAIRMAN 3.0 X J KENNETH MENGES JR VICE CHAIRMAN 3.0 X RICHARD D COHEN TRUSTEE 3.0 X JONATHAN R COLE TRUSTEE 3.0 X SHAMIM A DAHOD TRUSTEE 3.0 X DAVID F D'ALESSANDRO TRUSTEE 3.0 X SUDARSHANA DEVADHAR TRUSTEE 3.0 X RICHARD B DEWOLFE TRUSTEE UNTIL 09/19/2013 3.0 X KENNETH J FELD TRUSTEE 3.0 X SIDNEY J FELTENSTEIN TRUSTEE 3.0 X RYAN K ROTH GALLO TRUSTEE AS OF 09/19/2013 3.0 X RONALD G GARRIQUES TRUSTEE 3.0 X RICHARD C GODFREY TRUSTEE 3.0 X SUNGEUN HAN-ANDERSEN TRUSTEE 3.0 X BAHAA R HARIRI TRUSTEE 3.0 X ROBERT J HILDRETH TRUSTEE 3.0 X STEPHEN R KARP TRUSTEE 3.0 X RAJEN A KILACHAND TRUSTEE 3.0 X CLEVE L KILLINGSWORTH JR TRUSTEE 3.0 X ELAINE B KIRSHENBAUM TRUSTEE 3.0 X ANDREW R LACK TRUSTEE 3.0 X ERIC S LANDER TRUSTEE UNTIL 09/19/2013 3.0 X ALAN M LEVENTHAL TRUSTEE 3.0 X PETER J LEVINE TRUSTEE AS OF 09/19/2013 3.0 X CARLA E MEYER TRUSTEE 3.0 X JORGE MORAN TRUSTEE AS OF 09/19/2013 3.0 X ALICIA C MULLEN TRUSTEE 3.0 X PETER T PAUL TRUSTEE 3.0 X CA LANCE PICCOLO TRUSTEE 3.0 X STUART W PRATT TRUSTEE 3.0 X ALLEN QUESTROM TRUSTEE 3.0 X RICHARD D REIDY TRUSTEE 3.0 X SHARON G RYAN TRUSTEE 3.0 X SD SHIBULAL TRUSTEE 3.0 X RICHARD C SHIPLEY TRUSTEE 3.0 X HUGO X SHONG TRUSTEE 3.0 X BIPPY M SIEGAL TRUSTEE 3.0 X NINA C TASSLER TRUSTEE 3.0 X ANDREA L TAYLOR TRUSTEE 3.0 X STEPHEN M ZIDE TRUSTEE 3.0 X MARTIN J HOWARD SR VP, CFO, & TREASURER 55.0 1.0 X 444243 0 58564 TODD L C KLIPP SR VP, SR COUNSEL, & SECRETARY 55.0 X 604444 0 61367 JEAN MORRISON UNIVERSITY PROVOST 55.0 X 588665 0 194564 KAREN H ANTMAN MEDICAL CAMPUS PROVOST 55.0 3.0 X 737406 0 34802 GARY W NICKSA SR VP FOR OPERATIONS 55.0 2.0 X 430462 0 62172 JEFFREY SPIEGEL PROFESSOR & PHYSICIAN 55.0 X 0 1906220 401905 TONY TANNOURY PROFESSOR & PHYSICIAN 55.0 X 0 1429069 54413 PUSHKAR MEHRA PROFESSOR & ORAL SURGEON 55.0 X 1117966 0 50241 CLARISSA HUNNEWELL CHIEF INVESTMENT OFFICER 55.0 X 940962 0 34763 WILLIAM CREEVY PROFESSOR & PHYSICIAN 54.0 X 0 901773 59513 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LOBBYING ACTIVITY EXPLANATION SCHEDULE C, PART II-B, LINE 1 THE UNIVERSITY DID NOT PARTICIPATE OR INTERVENE IN ANY POLITICAL CAMPAIGNS. THE UNIVERSITY HAS A FEDERAL RELATIONS OFFICE WHICH MONITORS LEGISLATION AND OTHER FEDERAL GOVERNMENTAL DEVELOPMENTS OF INTEREST TO THE UNIVERSITY, SOMETIMES WITH THE ASSISTANCE OF CONSULTANTS. THE OFFICE ALSO SERVES AS A LIAISON BETWEEN THE UNIVERSITY AND VARIOUS GOVERNMENT OFFICIALS. THE UNIVERSITY FILES QUARTERLY REPORTS WITH CONGRESS DETAILING THESE ACTIVIITES AND EXPENSES. THE UNIVERSITY ALSO HAS TWO STAFF MEMBERS WHO HAVE RESPONSIBILITY FOR MONITORING LEGISLATION AND GOVERNMENTAL DEVELOPMENTS OF INTEREST TO AND/OR AFFECTING THE UNIVERSITY ON THE STATE LEVEL. THE UNIVERSITY FILES SEMIANNUAL REPORTS WITH THE COMMONWEALTH OF MASSACHUSETTS DETAILING THESE ACTIVITIES AND EXPENSES. IT IS POSSIBLE THAT OTHER INDIVIDUALS MAY HAVE SPENT AN INSUBSTANTIAL PORTION OF THEIR TIME ON LEGISLATIVE MATTERS OF DIRECT CONCERN TO HIGHER EDUCATION AND MAY HAVE INCURRED INSUBSTANTIAL EXPENSES IN CONNECTION WITH THIS ACTIVITY. BOSTON UNIVERSITY PAYS DUES TO VARIOUS MEMBERSHIP ORGANIZATIONS IN AN EFFORT TO STAY CURRENT ON A WIDE VARIETY OF ACADEMIC, RESEARCH, GOVERNANCE, AND OTHER ISSUES. SOME OF THESE MEMBERSHIP ORGANIZATIONS CONDUCT LOBBYING ACTIVITIES, WHICH ARE REFLECTED IN THE UNIVERSITY'S LOBBYING REPORTS. SCHEDULE C, PART II-B, LINES 1D AND 1E THE UNIVERSITY POSTS FACT SHEETS CONTAINING LOBBYING MATERIALS DIRECTED AT ITS CONSTITUENCIES AND POLICYMAKERS TO THE UNIVERSITY'S WEBSITE. THE UNIVERSITY'S FEDERAL RELATIONS OFFICE ALSO DELIVERS THESE FACT SHEETS TO RELEVANT POLICYMAKERS. THE COST OF CREATING, POSTING, AND DELIVERING THE FACT SHEETS IS INCLUDED IN THE TOTAL LOBBYING EXPENSES REPORTED ON PART II-B, LINE 1J. 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PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS ON THE STATEMENT IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS RELEASES FROM TEMPORARILY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS HAD BEEN RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES. SCHEDULE D, PART III, LINE 4 THE UNIVERSITY'S COLLECTIONS CONSIST OF WORKS OF ART, ARTIFACTS, RARE BOOKS, HISTORICAL DOCUMENTS, AND OTHER SIMILAR MATERIALS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED REGULARLY. THE COLLECTIONS ARE SUBJECT TO A DEACCESSION POLICY REQUIRING THAT PROCEEDS FROM THE DISPOSITION OF AN OBJECT BE USED TO SUPPORT THE PRESERVATION AND DEVELOPMENT OF THE UNIVERSITY'S COLLECTION. SCHEDULE D, PART V, LINE 4 THE ENDOWMENT FUND PROVIDES THE UNIVERSITY WITH THE FLEXIBILITY AND FREEDOM TO EMBARK ON NEW DISCIPLINES, TO HIRE ADDITIONAL FACULTY, AND TO BUILD OR UPDATE FACILITIES. IT ENSURES REGULAR FUNDING LEVELS FOR UNIVERSITY DEPARTMENTS, PROGRAMS, AND SCHOLARSHIPS, AND HELPS STEM RISES IN TUITION BY SUPPORTING UNIVERSITY OPERATIONS THAT ARE OTHERWISE PAID FOR WITH STUDENT TUITION AND FEES. SCHEDULE D, PART X, LINE 2 THE UNIVERSITY'S FINANCIAL STATEMENTS DID NOT REPORT A LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FIN 48. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 BOSTON UNIVERSITY PROHIBITS DISCRIMINATION AGAINST ANY INDIVIDUAL ON THE BASIS OF RACE, COLOR, RELIGION, SEX, AGE, NATIONAL ORIGIN, PHYSICAL OR MENTAL DISABILITY, SEXUAL ORIENTATION, GENDER IDENTITY, GENETIC INFORMATION, MILITARY SERVICE, OR BECAUSE OF MARITAL, PARENTAL, OR VETERAN STATUS. THIS POLICY EXTENDS TO ALL RIGHTS, PRIVILEGES, PROGRAMS AND ACTIVITIES, INCLUDING ADMISSIONS, FINANCIAL ASSISTANCE, EDUCATIONAL AND ATHLETIC PROGRAMS, HOUSING, EMPLOYMENT, COMPENSATION, EMPLOYEE BENEFITS, AND THE PROVIDING OF, OR ACCESS TO, UNIVERSITY SERVICES OR FACILITIES. BOSTON UNIVERSITY RECOGNIZES THAT NON-DISCRIMINATION DOES NOT ENSURE THAT EQUAL OPPORTUNITY IS A REALITY. ACCORDINGLY, THE UNIVERSITY WILL CONTINUE TO TAKE AFFIRMATIVE ACTION TO ACHIEVE EQUAL OPPORTUNITY THROUGH RECRUITMENT, OUTREACH, AND INTERNAL REVIEWS OF POLICIES AND PRACTICES. INQUIRIES REGARDING THE APPLICATION OF THIS POLICY SHOULD BE ADDRESSED TO THE EXECUTIVE DIRECTOR OF EQUAL OPPORTUNITY, 19 DEERFIELD STREET, BOSTON, MA 02115 (617-353-9286). SCHEDULE E, PART I, LINE 6A BOSTON UNIVERSITY PARTICIPATES IN SEVERAL FEDERAL FINANCIAL AID PROGRAMS INCLUDING THE FEDERAL PELL GRANT PROGRAM AND THE FEDERAL WORK STUDY PROGRAM; IN ADDITION THE UNIVERSITY RECEIVES FEDERAL GRANTS AND CONTRACTS IN SUPPORT OF ITS RESEARCH MISSION. FEDERAL AGENCIES PROVIDING SUPPORT FOR UNIVERSITY RESEARCH AND TRAINING INCLUDED THE NATIONAL INSTITUTES OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE NATIONAL AERONAUTICS AND SPACE ADMINISTRATION, THE DEPARTMENT OF DEFENSE, THE DEPARTMENT OF ENERGY, AND THE US AGENCY FOR INTERNATIONAL DEVELOPMENT. true Antarctica Program Services RESEARCH 2714 Central America and the Caribbean Investments 417356416 Central America and the Caribbean 1 6 Program Services RESEARCH 45723 Central America and the Caribbean Program Services SEMINAR 36800 Central America and the Caribbean 3 Program Services STUDY ABROAD 212728 East Asia and the Pacific Fundraising 118057 East Asia and the Pacific Grantmaking 384167 East Asia and the Pacific Investments 5107140 East Asia and the Pacific 1 1 Program Services RESEARCH 319808 East Asia and the Pacific Program Services SEMINAR 454795 East Asia and the Pacific 4 44 Program Services STUDY ABROAD 7442489 Europe (Including Iceland and Greenland) Fundraising 72830 Europe (Including Iceland and Greenland) Grantmaking 1889639 Europe (Including Iceland and Greenland) Investments 50652448 Europe (Including Iceland and Greenland) 17 Program Services RESEARCH 1806604 Europe (Including Iceland and Greenland) Program Services SEMINAR 947564 Europe (Including Iceland and Greenland) 15 179 Program Services STUDY ABROAD 29830504 Middle East and North Africa Fundraising 13733 Middle East and North Africa Grantmaking 120684 Middle East and North Africa Investments 311873 Middle East and North Africa Program Services RESEARCH 25717 Middle East and North Africa Program Services SEMINAR 81794 Middle East and North Africa Program Services STUDY ABROAD 333239 North America Fundraising 2769 North America Grantmaking 455009 North America Investments 19557928 North America Program Services RESEARCH 39903 North America Program Services SEMINAR 86956 North America Program Services STUDY ABROAD 43500 Russia and the Newly Independent States Program Services RESEARCH 275566 Russia and the Newly Independent States Program Services SEMINAR 18413 South America Grantmaking 35372 South America Investments 3351323 South America Program Services RESEARCH 38316 South America Program Services SEMINAR 42148 South America 1 3 Program Services STUDY ABROAD 705369 South Asia Fundraising 21258 South Asia Grantmaking 24924 South Asia Program Services RESEARCH 193995 South Asia Program Services SEMINAR 52725 Sub-Saharan Africa Grantmaking 427839 Sub-Saharan Africa Investments 240638 Sub-Saharan Africa 1 7 Program Services RESEARCH 6097215 Sub-Saharan Africa Program Services SEMINAR 143900 Sub-Saharan Africa Program Services STUDY ABROAD 39628 21 250 2 10 23 260 516680426 32781734 549462160 East Asia and the Pacific RESEARCH 105950 WIRE East Asia and the Pacific RESEARCH 39867 WIRE East Asia and the Pacific RESEARCH 18900 WIRE East Asia and the Pacific RESEARCH 68450 WIRE East Asia and the Pacific RESEARCH 78450 WIRE East Asia and the Pacific RESEARCH 72550 WIRE Europe (Including Iceland and Greenland) RESEARCH 86593 WIRE Europe (Including Iceland and Greenland) RESEARCH 290288 WIRE Europe (Including Iceland and Greenland) RESEARCH 619273 CHECK Europe (Including Iceland and Greenland) RESEARCH 295752 WIRE Europe (Including Iceland and Greenland) RESEARCH 48078 WIRE Europe (Including Iceland and Greenland) RESEARCH 160000 WIRE Europe (Including Iceland and Greenland) RESEARCH 108034 WIRE Europe (Including Iceland and Greenland) RESEARCH 85500 WIRE & CHECK Europe (Including Iceland and Greenland) RESEARCH 57275 WIRE Europe (Including Iceland and Greenland) RESEARCH 43091 WIRE Europe (Including Iceland and Greenland) RESEARCH 26014 WIRE Europe (Including Iceland and Greenland) RESEARCH 59742 WIRE Middle East and North Africa RESEARCH 120684 WIRE North America RESEARCH 361014 CHECK North America RESEARCH 83289 CHECK North America RESEARCH 10705 CHECK South America RESEARCH 35372 WIRE South Asia RESEARCH 24924 WIRE Sub-Saharan Africa RESEARCH 39726 WIRE Sub-Saharan Africa RESEARCH 42549 WIRE Sub-Saharan Africa RESEARCH 179636 WIRE Sub-Saharan Africa RESEARCH 165928 WIRE 22 6 STUDENT FINANCIAL AID Europe (Including Iceland and Greenland) 1 10000 TUITION COST true false true true true true Schedule F, Part I, Line 2 THE UNIVERSITY ASSIGNS RESPONSIBILITY FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE OF THE UNITED STATES TO THE OFFICE OF POST AWARD FINANCIAL OPERATIONS. THIS OFFICE MONITORS ALL GRANT MAKING ACTIVITY INCLUDING COMPLIANCE WITH ALL APPLICABLE REGULATIONS. EXPENSES ARE ACCOUNTED FOR ON AN ACCRUAL BASIS. SCHEDULE F, PART I, LINE 3 THE INFORMATION REPORTED UNDER SCHEDULE F, PART I IS BASED ON REVIEW OF DISBURSEMENTS TO FOREIGN VENDORS AS WELL AS GRANT, PAYROLL, TRAVEL, AND INVESTMENT DATA. 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Program Inc 780 Albany Street Boston MA 02118 043160480 501C3 104699 RESEARCH Boston Housing Authority 52 Chauncy St Boston MA 02111 046001907 STATE OF MA 63941 RESEARCH Boston Medical Center Corporation 660 Harrison Ave Boston MA 02284 043314093 501C3 2639858 RESEARCH Boston Public Health Commission 1010 Massachusetts Avenue Boston MA 02118 043316655 STATE OF MA 40967 RESEARCH Boston VA Research Institute Inc 150 South Huntington Ave Boston MA 02130 043081524 501C3 46078 RESEARCH Brandeis University PO Box 549110 Waltham MA 02454 042103552 501C3 256348 RESEARCH Brentwood Biomedical Research Institute Inc PO Box 25027 Los Angeles CA 90025 954183712 501C3 9122 RESEARCH Brigham Young University A-261 ASB Grants Contract Account Provo UT 84602 870217280 501C3 67543 RESEARCH Brown University PO Box 1911 Providence RI 02912 050258809 501C3 430720 RESEARCH Butler Hospital 350 Duncan Dr Attn M Hennessey-Gre Providence RI 02906 050258812 501C3 6865 RESEARCH Cambridge Public Health Commission 1493 Cambridge St MLC 4900 Cambridge MA 02139 043320571 STATE OF MA 42837 RESEARCH Cardiovascular Engineering Inc 1 Edgewater Drive Norwood MA 02062 043428135 332038 RESEARCH Casa Esperanza Inc PO Box 191540 Roxbury MA 02119 222525437 501C3 83838 RESEARCH Chelsea Collaborative Inc 318 Broadway Suite 300 Chelsea MA 02150 222906521 501C3 20000 RESEARCH Childrens Hospital Corporation PO Box 414413 Boston MA 02241 042774441 501C3 450554 RESEARCH Childrens Research Institute 111 Michigan Ave NW Washington DC 20010 521654453 501C3 107559 RESEARCH Cleveland Clinic Foundation PO Box 931562 Lerner College of Med Cleveland OH 44193 340714585 501C3 13908 RESEARCH Commonweal PO Box 316 451 Mesa Road Mail Stop BP451 Bolinas CA 94924 942366094 501C3 12000 RESEARCH Commonwealth of Massachusetts 250 Washington St 5th Boston MA 02108 046002284 STATE OF MA 114574 RESEARCH Community AIDS Research Inc 3510 Biscayne Blvd Miami FL 33137 592564198 501C3 177476 RESEARCH Cornell University PO Box 22 VAMC 518 Ithaca NY 14851 150532082 501C3 79254 RESEARCH Dallas VA Research Corporation PO Box 516 Suite 300 Lancaster TX 75146 752329831 501C3 17975 RESEARCH Dana-Farber Cancer Institute Inc 450 Brookline Ave Boston MA 02215 042263040 501C3 117769 RESEARCH DCG Systems PO Box 54957 Suite 300 Santa Clara CA 95054 261929542 83848 RESEARCH Denver Research Institute 1055 Clermont St VAMC 151 MS 1599-001-1AH Denver CO 80220 841392442 501C3 32429 RESEARCH Drexel University PO Box 95000-1090 Ste 603 Philadelphia PA 19195 231352630 501C3 182397 RESEARCH Duke University 2200 West Main Street Durham NC 27705 560532129 501C3 29144 RESEARCH East Boston Neighborhood Health Center Corp 10 Gove STreet East Boston MA 02128 237425849 501C3 11518 RESEARCH Education Development Center Inc 43 Foundry Ave Waltham MA 02453 042241718 501C3 14446 RESEARCH Emmanuel College 400 The Fenway P Connolly Busines MS 2E1 Boston MA 02115 042105769 501C3 11650 RESEARCH EMORY UNIVERSITY 1599 Clifton Rd NE Atlanta GA 30322 580566256 501C3 614786 RESEARCH Endicott College 376 Hale St Treasurers Office Beverly MA 01915 042103567 501C3 24991 RESEARCH Family Health International 1825 Connecticut Ave NW Washington DC 27701 237413005 501C3 92545 RESEARCH Fenway Community Health Center Inc 1340 Boylston Street Boston MA 02215 042510564 501C3 19312 RESEARCH Forsyth Dental Infirmary for Children 245 First Street Cambridge MA 02142 042104230 501C3 10767 RESEARCH Fraunhofer USA Inc PO Box 673308 Detroit MI 48267 383203030 501C3 286165 RESEARCH Fred Hutchinson Cancer Research Center 1100 Fairview Ave N J6-330 POB 19 Seattle WA 98109 237156071 501C3 105078 RESEARCH Gaylord Hospital Inc PO Box 400 Gaylord Farm Road Wallingford CT 06492 060646649 501C3 143463 RESEARCH Georgetown University Box 571164 Office of Sponsored Acct Washington DC 20057 530196603 501C3 60178 RESEARCH Harris County Hospital District PO Box 66769 Houson TX 77266 741536936 501C3 9380 RESEARCH Harvard Pilgrim Health Care Inc P O Box 3672 Noncenter 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This office monitors all grant making activity including COMPLIANCE WITH all applicablE regulations. Expenses are accounted for on an accrual basis. Schedule I, Part III Boston University makes every effort to assist students with calculated financial eligibility and high academic achievement, measured against the credentials of other accepted students. A student's academic record is an important factor in determining eligibility for Boston University scholarships and need-based grants. Key indicators such as high school grade point average (GPA), rank in class, and standardized test scores are considered, as well as the strength of the student's academic program and extracurricular activities. X X X true true X X X X false true false false false true false true false ROBERT A BROWN PRESIDENT 828861 0 0 101548 0 280660 0 252125 0 1463194 0 0 0 MARTIN J HOWARD SR VP, CFO, & TREASURER 419413 0 0 24830 0 33910 0 24654 0 502807 0 0 0 TODD L C KLIPP SR VP, SR COUNSEL, & SECRETARY 541403 0 0 63041 0 33910 0 27457 0 665811 0 0 0 JEAN MORRISON UNIVERSITY PROVOST 585855 0 0 2810 0 33910 0 160654 0 783229 0 0 0 KAREN H ANTMAN MEDICAL CAMPUS PROVOST 675000 0 0 62406 0 33910 0 892 0 772208 0 0 0 GARY W NICKSA SR VP FOR OPERATIONS 407903 0 0 22559 0 33910 0 28262 0 492634 0 0 0 JOSEPH P MERCURIO EXECUTIVE VP (RETIRED) 0 0 818864 0 0 26281 0 845145 0 0 0 DAVID CAMPBELL FORMER PROVOST 370863 0 0 53081 0 33910 0 25588 0 483442 0 0 0 STEPHEN M BRADY TRUSTEE (AS OF 6/01/14) & PROF 135894 0 0 470 0 17874 0 13594 0 167832 0 0 0 JEFFREY SPIEGEL PROFESSOR & PHYSICIAN 0 243379 0 0 1662841 0 376302 0 25603 0 2308125 0 0 TONY TANNOURY PROFESSOR & PHYSICIAN 0 244304 0 0 1184765 0 28810 0 25603 0 1483482 0 0 PUSHKAR MEHRA PROFESSOR & ORAL SURGEON 315140 0 556615 0 246211 0 23710 0 26531 0 1168207 0 0 0 CLARISSA HUNNEWELL CHIEF INVESTMENT OFFICER 525500 0 391400 0 24062 0 33910 0 853 0 975725 0 0 0 WILLIAM CREEVY PROFESSOR & PHYSICIAN 0 246089 0 0 0 655684 0 33910 0 25603 0 961286 0 0 SCHEDULE J, PART I JEFFREY SPIEGEL, TONY TANNOURY, PUSHKAR MEHRA, AND WILLIAM CREEVY ARE COMPENSATED UNDER A COMMON PAYMASTER AGREEMENT FOR THEIR CLINICAL WORK AT BOSTON MEDICAL CENTER. PUSHKAR MEHRA IS ALSO COMPENSATED THROUGH BOSTON UNIVERSITY'S HENRY M. GOLDMAN SCHOOL OF DENTAL MEDICINE ORAL AND MAXILLOFACIAL SURGERY GROUP FOR HIS CLINICAL WORK AT BETH ISRAEL DECONESS MEDICAL CENTER, INC. SCHEDULE J, PART I, LINE 1A (1) AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, PRESIDENT ROBERT BROWN AND PROVOST JEAN MORRISON WERE BOTH REQUIRED TO LIVE IN UNIVERSITY RESIDENCES. AMOUNTS REPORTED IN COLUMN D INCLUDE, IN ADDITION TO OTHER NON-TAXABLE BENEFITS, THE ESTIMATED FAIR MARKET RENTAL VALUE OF THE UNIVERSITY-PROVIDED RESIDENCE, BASED UPON AN INDEPENDENT OPINION OF VALUE AND WITHOUT ANY ALLOCATION OR REDUCTION FOR UNIVERSITY USE OF THE PREMISES, FOR PRESIDENT BROWN ($233,107) AND PROVOST MORRISON ($134,586). (2) FIRST-CLASS TRAVEL: IN ACCORDANCE WITH THE UNIVERSITY'S TRAVEL AND BUSINESS EXPENSE GUIDELINES, ALL EMPLOYEES ARE REIMBURSED FOR ECONOMY AIRFARE. EXCEPTIONS FOR TRAVEL INVOLVING AN EXTENDED PERIOD OF TIME ARE PERMITTED IN ACCORDANCE WITH THE TERMS OF THE UNIVERSITY'S TRAVEL AND BUSINESS EXPENSE GUIDELINES. THE PRESIDENT'S EMPLOYMENT AGREEMENT ALLOWS FOR FIRST-CLASS TRAVEL. TRAVEL FOR BUSINESS PURPOSES, INCLUDING FIRST-CLASS TRAVEL, IS NOT INCLUDED IN TAXABLE WAGES. THE PRESIDENT IS THE ONLY INDIVIDUAL REPORTED ON FORM 990, PART VII WHO TRAVELED FIRST-CLASS DURING CALENDAR YEAR 2013. (3) TRAVEL FOR COMPANIONS: IN ACCORDANCE WITH THE TERMS OF THE UNIVERSITY'S TRAVEL AND BUSINESS EXPENSE GUIDELINES, BOSTON UNIVERSITY ALLOWS COMPANION TRAVEL FOR BONA FIDE BUSINESS PURPOSES. ALL SUCH CASES REQUIRE THE PRIOR WRITTEN APPROVAL OF AN AUTHORIZED SENIOR EXECUTIVE. THE PRESIDENT'S EMPLOYMENT AGREEMENT ALLOWS FOR SPOUSAL TRAVEL. COMPANION TRAVEL FOR BUSINESS PURPOSES IS NOT INCLUDED IN TAXABLE WAGES. THE PRESIDENT IS THE ONLY INDIVIDUAL REPORTED ON FORM 990, PART VII WHO UTILIZED COMPANION TRAVEL DURING CALENDAR YEAR 2013. 4) TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: FROM TIME TO TIME, BOSTON UNIVERSITY MAY PROVIDE CERTAIN PAYMENTS THAT HAVE BEEN GROSSED-UP FOR TAX PURPOSES. ALL SUCH CASES INVOLVING THE UNIVERSITY'S SENIOR EXECUTIVES REQUIRE THE APPROVAL OF THE BOARD OF TRUSTEES. FOR CALENDAR YEAR 2013, NO INDIVIDUAL REPORTED IN FORM 990, PART VII RECEIVED THIS BENEFIT. SCHEDULE J, PART I, LINE 4B (1) UNDER A NONQUALIFIED SUPPLEMENTAL RETIREMENT PLAN, ON AUGUST 1, 2013, PRESIDENT BROWN RECEIVED A CREDIT EQUAL TO 30% OF HIS BASE SALARY FOR THE PRECEDING 12-MONTH PERIOD. SUBJECT TO THE PERFORMANCE OF FUTURE SERVICES AND OTHER CONDITIONS, PRESIDENT BROWN'S RIGHTS IN THE PLAN WILL BECOME VESTED ON AUGUST 1, 2015, AND ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE UNTIL THAT DATE. ACCORDINGLY, SUPPLEMENTAL RETIREMENT PLAN COMPENSATION OF $246,750 WAS ACCRUED FOR PRESIDENT BROWN IN CALENDAR YEAR 2013 AND IS REPORTED ON SCHEDULE J, COLUMN C AS RETIREMENT AND OTHER DEFERRED COMPENSATION. (2) AS A RESULT OF COMMITMENTS MADE TO JOSEPH MERCURIO WHILE HE SERVED AS EXECUTIVE VICE PRESIDENT, CERTAIN COMPENSATION AND RETIREMENT BENEFITS WERE EARNED AND ACCRUED OVER MORE THAN 37 YEARS OF SERVICE. THE SUM OF $818,864 WAS PAID TO MR. MERCURIO IN CALENDAR YEAR 2013 AND IS REPORTED ON SCHEDULE J, COLUMN B(III) AS OTHER REPORTABLE COMPENSATION. (3) AMOUNTS REPORTED IN SCHEDULE J, COLUMN B(III) AS OTHER REPORTABLE COMPENSATION INCLUDE CONTRIBUTIONS MADE BY THE UNIVERSITY IN CALENDAR YEAR 2013 TO A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN TO PROVIDE FUTURE RETIREMENTS BENEFITS TO PRESIDENT BROWN AND TODD KLIPP. SCHEDULE J, PART I, LINE 6A A PORTION OF PUSHKAR MEHRA'S COMPENSATION (AS REPORTED IN SCHEDULE J, PART II, COLUMN B(II)) IS BASED ON A PERCENTAGE OF BOSTON UNIVERSITY'S HENRY M. GOLDMAN SCHOOL OF DENTAL MEDICINE ORAL MAXILLOFACIAL SURGERY GROUP REVENUES LESS OPERATING EXPENSES. SCHEDULE J, PART I, LINE 7 AS THE UNIVERSITY'S CHIEF INVESTMENT OFFICER, CLARISSA HUNNEWELL IS ELIGIBLE FOR INCENTIVE COMPENSATION, IN THE DISCRETION OF THE BOARD OF TRUSTEES, BASED IN PART UPON HER SUCCESS IN ACHIEVING CERTAIN PERFORMANCE BENCHMARKS. THIS IS A COMMON COMPONENT OF THE COMPENSATION PACKAGE FOR SUCH POSITIONS. SCHEDULE J, PART II THIS SCHEDULE INCLUDES EACH OF THE UNIVERSITY'S CURRENT AND FORMER OFFICERS, TRUSTEES, KEY EMPLOYEES, AND FIVE MOST HIGHLY COMPENSATED EMPLOYEES FOR WHOM THE SUM OF CALENDAR YEAR 2013 REPORTABLE COMPENSATION AND OTHER COMPENSATION FROM THE ORGANIZATION AND RELATED ENTITIES WAS GREATER THAN $150,000. TRUSTEE KATHERYN PFISTERER DARR'S COMPENSATION IS NOT INCLUDED BECAUSE IT WAS LESS THAN $150,000. A MASS HEALTH AND EDU FAC AUTH-SERIES S 042456011 57586CBR5 2004-03-10 35348869 CAPITAL PROJECT, PROP ACQ false false false B MASS DEV FIN AGENCY - SERIES T1 043431814 57583RBR5 2005-06-29 172664008 CAPITAL PROJECT, PROP ACQ false false false C MASS DEV FIN AGENCY - SERIES U1 U2 U3 U4 U5U6 043431814 57583RWD3 2008-05-15 536365000 PARTIAL REF/CAP PROJ/PROP ACQ false false false D MASS DEV FIN AGENCY - SERIES V1 V2 V3 043431814 57583RQ32 2009-12-01 117370000 REFUNDING false false false A 0 0 35497833 0 0 0 355425 1506076 0 33636332 0 0 2004 false false true true B 0 0 184106197 0 0 0 1008534 4981946 0 178115717 0 0 2007 false false true true C 9805000 0 539836174 0 0 0 863269 727358 0 202745547 335500000 0 2012 true false true true D 0 0 117370000 0 0 0 395000 0 0 0 116975000 0 true false true true A false true true true true true 0 false false false true B false true true true true true 0 0.01340 0.01340 false false false true C false true true true true true 0 false false false true D 0 A false false true false false false 0 false 0 false true B false false false true false false 0 false 0 true true C false false false true true true SEE PART VI false false false 0 true true D false false true false false false 0 false 0 false true A true B true C true D true SCHEDULE K, PART I, LINE C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (MDFA) - SERIES U-1, U-2, U-3, U-4, U-5, AND U-6 BONDS IN THE AMOUNT $536,365,000 WERE ISSUED TO CURRENTLY REFUND MDFA SERIES R AND MASSACHUSETTS HEFA SERIES Q BONDS IN THE AMOUNT OF $336,365,000. THE BALANCE OF SERIES U PROCEEDS IN THE AMOUNT OF $200,000,000 WERE NEW MONEY BONDS. SCHEDULE K, PART I, LINE D MDFA SERIES V1, V2, AND V3 BONDS IN THE AMOUNT OF $117,370,000 WERE ISSUED TO CURRENTLY REFUND MDFA SERIES U-6B AND U-6D BONDS IN THE AMOUNT OF $73,370,000 AND MASSACHUSETTS HEFA SERIES H BONDS IN THE AMOUNT OF $44,000,000. SCHEDULE K, PART II, LINE 3, COLUMNS A-C COLUMN A: TOTAL PROCEEDS OF $35,497,833 IS COMPRISED OF THE ISSUE PRICE IN THE AMOUNT OF $35,348,869 AND INVESTMENT EARNINGS TOTALING $148,964. COLUMN B: TOTAL PROCEEDS OF $184,106,197 IS COMPRISED OF THE ISSUE PRICE IN THE AMOUNT OF $172,664,008 AND INVESTMENT EARNINGS TOTALING $11,442,189. COLUMN C: TOTAL PROCEEDS OF $539,836,174 IS COMPRISED OF THE ISSUE PRICE IN THE AMOUNT OF $536,365,000 AND INVESTMENT EARNINGS TOTALING $3,471,174. SCHEDULE K, PART II, LINE 7, COLUMNS A-D COLUMN A: COST OF ISSUANCE IN THE AMOUNT OF $355,425 IS COMPRISED OF ISSUANCE COSTS TOTALING $197,925 AND UNDERWRITERS DISCOUNT IN THE AMOUNT OF $157,500. COLUMN B: COST OF ISSUANCE IN THE AMOUNT OF $1,008,534 IS COMPRISED OF ISSUANCE COSTS TOTALING $276,204 AND UNDERWRITERS DISCOUNT IN THE AMOUNT OF $732,330. COLUMN C: COST OF ISSUANCE IN THE AMOUNT OF $863,269 IS COMPRISED OF ISSUANCE COSTS TOTALING $364,667 AND UNDERWRITERS DISCOUNT IN THE AMOUNT OF $498,602. COLUMN D: COST OF ISSUANCE IN THE AMOUNT OF $395,000 IS COMPRISED OF ISSUANCE COSTS TOTALING $150,179 AND UNDERWRITERS DISCOUNT IN THE AMOUNT OF $244,821. SCHEDULE K, PART III, LINES 4 & 5, COLUMNS A-C (INCLUDING SERIES X BOND) THE UNIVERSITY FINANCES CAPITAL PROJECTS WITH BOTH BOND EQUITY AND DEBT AND MADE A TIMELY ELECTION TO ALLOCATE EQUITY PROCEEDS TO ANY PRIVATE BUSINESS USE FOR THE REFERENCED DEBT ISSUES. IF PRIVATE BUSINESS USE FOR THE REFERENCED DEBT ISSUES DOES NOT EXCEED THE EQUITY ALLOCATION, THE PRIVATE BUSINESS USE IS REPORTED AS 0.00%. SCHEDULE K, PART IV, LINE 2C THE REBATE COMPUTATION FOR THE SERIES T1 BOND WAS PERFORMED IN JUNE 2010. THE REBATE COMPUTATION FOR THE SERIES U-1, U-2, U-3, U-4, U-5 AND U-6 BONDS WAS PERFORMED IN MAY 2013. SCHEDULE K, PART IV, LINES 4A & 4B, COLUMN C THE HEDGES THAT ARE ALL OR IN PART IDENTIFIED WITH MDFA - SERIES U-1, U-2, U-3, U-4, U-5 AND U-6 BONDS ARE AS FOLLOWS: WELLS FARGO: 30 YEARS, GOLDMAN SACHS: 20-33 YEARS, MERRILL LYNCH: 33-34 YEARS, AND DEUTSCHE BANK: 34 YEARS. SCHEDULE K, PART IV, LINE 6, COLUMNS B-C UNSPENT PROCEEDS THAT WERE NOT DRAWN FOR CAPITAL EXPENDITURES DURING THE PRESCRIBED AVAILABLE TEMPORARY PERIOD WERE NOT INVESTED ABOVE THE BOND YIELD. SCHEDULE K, PART II, LINE 3, COLUMN A (SERIES X BOND) TOTAL PROCEEDS OF $120,779,638 IS COMPRISED OF THE ISSUE PRICE IN THE AMOUNT OF $120,736,790 AND INVESTMENT EARNINGS TOTALING $42,848. SCHEDULE K, PART II, LINE 7, COLUMN A (SERIES X BOND) COST OF ISSUANCE IN THE AMOUNT OF $734,856 IS COMPRISED OF ISSUANCE COSTS TOTALING $434,529 AND UNDERWRITERS DISCOUNT IN THE AMOUNT OF $300,327. A (E) MASS DEV FIN AGENCY - SERIES X (2013) 043431814 57583UVL9 2013-04-30 120736790 CAPITAL PROJECTS false false false A 0 0 120779638 0 0 0 734856 0 0 97684755 0 22360027 false false false A false true true true true true 0 false false false true A false true false false false false 0 false 0 false true A true IRON MOUNTAIN INC SEE PART V 200266 SEE PART V false FELD ENTERTAINMENT INC SEE PART V 1095834 SEE PART V true J LAWFORD ANDERSON SEE PART V 159815 EMPLOYMENT COMPENSATION false ANDREA MERCURIO SEE PART V 86740 EMPLOYMENT COMPENSATION false DANIEL MERCURIO SEE PART V 53778 EMPLOYMENT COMPENSATION false SCHEDULE L, PART IV, COLUMN C COMPENSATION OF FAMILY MEMBERS INCLUDES TUITION REMISSION, IF APPLICABLE. SCHEDULE L, PART IV, LINE 1 (B) A FAMILY MEMBER OF TRUSTEE CARLA E. MEYER SERVES ON THE BOARD OF DIRECTORS OF IRON MOUNTAIN, INC. THE UNIVERSITY'S RELATIONSHIP WITH IRON MOUNTAIN PREDATES MS. MEYER'S BECOMING A TRUSTEE. (D) THE TRANSACTION AMOUNT IN COLUMN (C) REPRESENTS THE COST OF ARCHIVING AND DIGITAL IMAGING SERVICES PURCHASED BY THE UNIVERSITY FOR RECORDS STORAGE. SCHEDULE L, PART IV, LINE 2 (B) TRUSTEE KENNETH J. FELD IS THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF FELD ENTERTAINMENT, INC. (D) THE TRANSACTION AMOUNT IN COLUMN (C) REPRESENTS PAYMENTS FOR LIVE SHOW PRODUCTIONS BY FELD ENTERTAINMENT, INC. AT AGGANIS ARENA. SCHEDULE L, PART IV, LINE 3 (B) FAMILY MEMBER OF UNIVERSITY PROVOST JEAN MORRISON. SCHEDULE L, PART IV, LINE 4 (B) FAMILY MEMBER OF RETIRED EXECUTIVE VICE PRESIDENT JOSEPH P. MERCURIO. SCHEDULE L, PART IV, LINE 5 (B) FAMILY MEMBER OF RETIRED EXECUTIVE VICE PRESIDENT JOSEPH P. MERCURIO. X 2112 INDEP. APPRAISAL X 161 4591036 MEAN PRICE ON DATE X 3 6910000 INDEP. APPRAISAL X EVENT SUPPORT 5 5258 EVENT SUPPORT COST X EQUIP - MED,RESEARCH,EDU 29 475200 INDEP. APPRAISAL X DONATED AUCTION ITEMS 18 41719 INDEP. APPRAISAL 5 false true true SCHEDULE M, PART I THE AMOUNTS LISTED IN COLUMN (B) OF SCHEDULE M PART I REPRESENT CONTRIBUTION TOTALS, NOT CONTRIBUTOR TOTALS. SCHEDULE M, PART I, LINE 32B THE UNIVERSITY USES A TRADING BROKERAGE ACCOUNT AT NORTHERN TRUST TO RECEIVE AND SELL GIFTS OF MARKETABLE SECURITIES. THE BANK CHARGES THE UNIVERSITY A COMMISSION WHEN EACH SECURITY IS SOLD. organization's mission FORM 990, PART I, LINE 1 & PART III, LINE 1 BOSTON UNIVERSITY IS AN INTERNATIONAL, COMPREHENSIVE, PRIVATE RESEARCH UNIVERSITY, COMMITTED TO EDUCATING STUDENTS TO BE REFLECTIVE, RESOURCEFUL INDIVIDUALS READY TO LIVE, ADAPT, AND LEAD IN AN INTERCONNECTED WORLD. BOSTON UNIVERSITY IS COMMITTED TO GENERATING NEW KNOWLEDGE TO BENEFIT SOCIETY. FORM 990, PART III, LINE 4A INSTRUCTION - BOSTON UNIVERSITY TODAY IS ONE OF THE MOST DYNAMIC, FORWARD-LOOKING PRIVATE RESEARCH UNIVERSITIES IN THE WORLD, WITH STUDENTS AND FACULTY WHO ARE IMMERSED IN INNOVATIVE EDUCATIONAL PROGRAMS AT THE FRONTIERS OF SCHOLARSHIP AND RESEARCH AND IN PUBLIC SERVICE, ALL IN A 21ST-CENTURY ATMOSPHERE OF URBAN AND GLOBAL ENGAGEMENT. WITH 16 SCHOOLS AND COLLEGES ON OUR TWO CAMPUSES, WE OFFER OUR STUDENTS MORE THAN 250 PROGRAMS OF STUDY IN THE LIBERAL ARTS, SCIENCE AND ENGINEERING, HEALTH SCIENCE, THE ARTS, AND OTHER PROFESSIONAL DISCIPLINES. OUR STUDENTS COME FROM ALL OVER THE GLOBE AND STUDY AROUND THE WORLD THROUGH STUDY-ABROAD PROGRAMS OFFERING OPPORTUNITIES IN MORE THAN 75 PROGRAMS AND 23 FOREIGN COUNTRIES. OUR FACULTY ARE COMMITTED TO EXCELLENCE IN TEACHING AND IN PATH-BREAKING RESEARCH AND SCHOLARSHIP. THROUGH THEIR RESEARCH, SCHOLARSHIP, AND CREATIVE ENDEAVORS, THEY ARE EXPANDING THE BOUNDARIES OF KNOWLEDGE ACROSS DISCIPLINES, FROM MOLECULAR MEDICINE, BIOLOGICAL EVOLUTION, AND HIGH-ENERGY PHYSICS TO MANAGEMENT, POETRY, AND THE PERFORMING ARTS. WE PLACE A STRONG EMPHASIS ON THE INTERDISCIPLINARY AND COLLABORATIVE EFFORTS OF BOTH FACULTY AND STUDENTS, WITH MAJOR INITIATIVES IN EMERGING AREAS SUCH AS NEUROSCIENCE, SYSTEMS BIOLOGY, PHOTONICS, AND GLOBAL HEALTH AND DEVELOPMENT, AS WELL AS RESEARCH AND TREATMENTS FOR EMERGING INFECTIOUS DISEASES. FORM 990, PART III, LINE 4D OTHER PROGRAM SERVICES CONSIST OF LIBRARIES, ACADEMIC SERVICES, STUDENT SERVICES, EXTERNAL PROGRAMS, AND OTHER DEDUCTIONS. FOREIGN ACCOUNTS FORM 990, PART V, LINE 4B THE TRUSTEES OF BOSTON UNIVERSITY HAS BANK ACCOUNTS IN FOREIGN COUNTRIES. THESE ACCOUNTS FUND THE OPERATIONS OF THE UNIVERSITY'S UNDERGRADUATE AND GRADUATE OVERSEAS PROGRAMS. FOREIGN COUNTRIES INCLUDE (ATTACHMENT 1 CONTINUED): SWITZERLAND THAILAND UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) ZAMBIA FORM 990, PART V, LINE 5A IN 1998, BOSTON UNIVERSITY ENTERED INTO A TRANSACTION NOW DESCRIBED IN SECTION 4965(E). THE OTHER PARTIES TO THE TRANSACTION ARE JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, AIG-FP FUNDING (CAYMAN) LIMITED, AIG-FP SPECIAL FINANCE (CAYMAN) LIMITED, AND WILMINGTON TRUST COMPANY, AS TRUSTEE. ALL INCOME EARNED BY THE UNIVERSITY FROM THIS TRANSACTION WAS ALLOCATED, IN ACCORDANCE WITH THE UNIVERSITY'S ESTABLISHED ACCOUNTING METHODS, TO ITS FISCAL YEAR ENDING JUNE 30, 1998. FORM 990, PART VI, SECTION A, LINE 1A WITH CERTAIN EXCEPTIONS SPECIFIED IN THE UNIVERSITY'S BY-LAWS OR OTHERWISE REQUIRED BY LAW, THE EXECUTIVE COMMITTEE EXERCISES THE POWERS OF THE BOARD OF TRUSTEES BETWEEN FULL BOARD MEETINGS. THE COMMITTEE HOLDS MEETINGS DURING MOST MONTHS WHEN THE FULL BOARD DOES NOT MEET AND OTHERWISE AS NECESSARY. THE MEMBERSHIP OF THE EXECUTIVE COMMITTEE CONSISTS OF THE OFFICERS OF THE BOARD, THE CHAIRS OF THE 10 OTHER STANDING COMMITTEES OF THE BOARD, THE PRESIDENT, AND UP TO THREE AT-LARGE MEMBERS ELECTED ANNUALLY BY THE BOARD. ALL MEMBERS OF THE EXECUTIVE COMMITTEE ARE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B UPON COMPLETION, A DRAFT OF THE FORM 990 IS REVIEWED BY THE UNIVERSITY'S COMPTROLLER, BY THE CHIEF FINANCIAL OFFICER (AS WELL AS OTHER FINANCE/ACCOUNTING STAFF), AND BY UNIVERSITY COUNSEL. THE UNIVERSITY'S PUBLIC ACCOUNTING FIRM, KPMG, IS INVOLVED THROUGHOUT THE PROCESS OF PREPARATION AND REVIEW OF THE RETURN. THE FORM IS THEN SENT TO THE UNIVERSITY'S AUDIT COMMITTEE TO BE REVIEWED DURING ITS ANNUAL SPRING MEETING. AFTER AUDIT COMMITTEE REVIEW, THE FINAL RETURN IS PROVIDED TO THE BOARD OF TRUSTEES VIA A SECURE INTRANET SITE BEFORE IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES, OFFICERS, KEY EMPLOYEES, AND OTHER REPRESENTATIVES (INCLUDING VICE PRESIDENTS AND OTHER MANAGERIAL PERSONNEL) ARE REQUIRED TO DISCLOSE ON THE UNIVERSITY'S CONFLICT OF INTEREST DISCLOSURE FORM ANY BUSINESS OR FINANCIAL RELATIONSHIP THEY OR MEMBERS OF THEIR IMMEDIATE FAMILIES HAVE OR PROPOSE TO HAVE WITH THE UNIVERSITY, EITHER DIRECTLY OR THROUGH ANOTHER ENTITY IN WHICH THEY HAVE A SIGNIFICANT INTEREST. THE DISCLOSURE FORM IS REQUIRED TO BE FILED ANNUALLY; AN AMENDED FORM MUST BE FILED PROMPTLY IN THE EVENT OF A MATERIAL CHANGE IN CIRCUMSTANCES. A TRUSTEE OR OFFICER IS REQUIRED TO PROVIDE ADVANCE WRITTEN DISCLOSURE OF ANY PROPOSED BUSINESS OR FINANCIAL RELATIONSHIP COVERED BY THIS POLICY TO THE CHAIRMAN OF THE AUDIT COMMITTEE. AN EMPLOYEE OR OTHER REPRESENTATIVE MUST PROVIDE ADVANCE WRITTEN DISCLOSURE OF ANY SUCH RELATIONSHIP TO THE UNIVERSITY'S COMPLIANCE COMMITTEE. TRUSTEES, OFFICERS, KEY EMPLOYEES, AND OTHER REPRESENTATIVES WHO HAVE DISCLOSED A POTENTIAL CONFLICT OF INTEREST MUST REFRAIN FROM PARTICIPATING IN THE UNIVERSITY'S CONSIDERATION OF ANY PROPOSED BUSINESS OR FINANCIAL RELATIONSHIP IN WHICH HE OR SHE IS INTERESTED, EXCEPT TO RESPOND TO QUESTIONS OR TO PROVIDE FURTHER INFORMATION. IF A TRANSACTION OR RELATIONSHIP REQUIRES A VOTE, THE INTERESTED PARTY SHOULD NOT BE PRESENT AT THE TIME OF THE VOTE. THE AUDIT COMMITTEE DETERMINES WHETHER A BUSINESS OR FINANCIAL RELATIONSHIP INVOLVING A TRUSTEE OR OFFICER SHOULD BE ENTERED INTO OR CONTINUED. IN THE CASE OF ANY SUCH RELATIONSHIP INVOLVING A TRUSTEE, SUCH A DETERMINATION IS TO BE SET FORTH IN A WRITTEN REPORT OF THE AUDIT COMMITTEE SIGNED BY THE CHAIRMAN AND A MAJORITY OF THE COMMITTEE. THE COMPLIANCE COMMITTEE DETERMINES WHETHER A BUSINESS OR FINANCIAL RELATIONSHIP INVOLVING AN EMPLOYEE OR OTHER REPRESENTATIVE SHOULD BE ENTERED INTO OR CONTINUED. THE COMPLIANCE COMMITTEE PROVIDES SUCH REPORTS AS MAY BE REQUESTED BY THE AUDIT COMMITTEE AND MAY REQUEST ADVICE OR DIRECTION FROM THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINES 15A & 15B EACH YEAR, INCLUDING THE YEAR COVERED BY THIS RETURN, THE FOLLOWING PROCESS IS USED TO ESTABLISH THE COMPENSATION OF THE FOLLOWING INDIVIDUALS: THE PRESIDENT; UNIVERSITY PROVOST; MEDICAL CAMPUS PROVOST; CHIEF INVESTMENT OFFICER; SENIOR VICE PRESIDENT FOR OPERATIONS; SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND TREASURER; AND SENIOR VICE PRESIDENT, SENIOR COUNSEL, AND SECRETARY OF THE BOARD OF TRUSTEES. THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES (WHICH CONSISTS ENTIRELY OF INDEPENDENT PERSONS HAVING NO CONFLICTS OF INTEREST AS DEFINED IN THE APPLICABLE REGULATIONS) ENGAGES THE SERVICES OF AN INDEPENDENT CONSULTING FIRM TO OBTAIN DATA AS TO COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THE COMMITTEE REVIEWS THIS DATA AND THE PERFORMANCE OF THE INDIVIDUALS HOLDING THE POSITIONS IN QUESTION, AND IT DEVELOPS A RECOMMENDATION REGARDING THE PRESIDENT'S COMPENSATION AND CONSIDERS THE PRESIDENT'S COMPENSATION RECOMMENDATIONS FOR EACH OF THE OTHER COVERED PERSONS. THE EXECUTIVE COMPENSATION COMMITTEE THEN PRESENTS THE DATA AND ITS COMPENSATION RECOMMENDATIONS TO THE FULL BOARD OF TRUSTEES FOR REVIEW AND APPROVAL. THE DELIBERATIONS AND ACTIONS OF BOTH THE EXECUTIVE COMPENSATION COMMITTEE AND THE BOARD OF TRUSTEES ARE DOCUMENTED CONTEMPORANEOUSLY. Form 990, Part VI, SECTION C, Line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC VIA ITS OWN WEBSITE. Form 990, Part VII, Section A ROBERT A. BROWN, THE PRESIDENT OF BOSTON UNIVERSITY, DEVOTES LESS THAN ONE HOUR PER WEEK TO THE MASSACHUSETTS GREEN HIGH PERFORMANCE COMPUTING CENTER, A RELATED ORGANIZATION. MARTIN J. HOWARD, AN OFFICER OF BOSTON UNIVERSITY, DEVOTES LESS THAN ONE HOUR PER WEEK TO EACH OF 660 CORPORATION AND 520 COMMONWEALTH AVENUE REAL ESTATE CORPORATION, BOTH RELATED ORGANIZATIONS. GARY W. NICKSA, A KEY EMPLOYEE OF BOSTON UNIVERSITY, DEVOTES LESS THAN TWO HOURS PER WEEK TO EACH OF BIOSQUARE REALTY TRUST, EAST CONCORD MEDICAL FOUNDATION, INC., AND PLEASANT VENTURES REALTY TRUST, ALL RELATED ORGANIZATIONS. KAREN H. ANTMAN, MD, A KEY EMPLOYEE OF BOSTON UNIVERSITY, DEVOTES THREE HOURS OR LESS PER WEEK TO EACH OF FACULTY PRACTICE FOUNDATION, INC. AND EAST CONCORD MEDICAL FOUNDATION, INC., BOTH RELATED ORGANIZATIONS. WILLIAM CREEVY, MD, ONE OF THE FIVE HIGHEST COMPENSATED EMPLOYEES OF BOSTON UNIVERSITY, DEVOTES 54 HOURS OR LESS PER WEEK TO FACULTY PRACTICE FOUNDATION, INC. JEFFREY SPIEGEL, MD, AND TONY TANNOURY, MD, TWO OF THE FIVE HIGHEST COMPENSATED EMPLOYEES OF BOSTON UNIVERSITY, EACH DEVOTE 55 HOURS OR LESS PER WEEK TO FACULTY PRACTICE FOUNDATION, INC. PUSHKAR MEHRA, DMD, DEVOTES 50 HOURS OR LESS PER WEEK TO THE ORAL SURGERY GROUP PRACTICE. STEPHEN M. BRADY AND KATHERYN PFISTERER DARR WERE COMPENSATED AS FACULTY MEMBERS, NOT AS TRUSTEES. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES NET ACTUARIAL GAINS $ LOSSES: -$2,543,000 GAIN/LOSS ON NON INVESTMENT ASSETS: -$1,126,599 OTHER CHANGES: -$743,900 TOTAL: -$4,413,499 BU FUNDING LLC 108 BAY STATE ROAD BOSTON MA 02215 870773653 LLC MA 0 53285000 BU TRUSTEES Boston Emergency Physician Foundation 860 Harrison Avenue Boston MA 02118 043286156 Medicine MA 501(C)(3) 11c III-FI na false Boston Rehabilitation Med Assoc Inc 732 Harrison Avenue Boston MA 02118 043286641 Medicine MA 501(C)(3) 11c III-FI na false BU Cardiac & Thoracic Surgical Fdn Inc 88 E Newton Street Boston MA 02118 042966416 Medicine MA 501(C)(3) 11c III-FI na false Boston University Dermatology Inc 49 Pearl Street Brockton MA 02301 043335166 Medicine MA 501(C)(3) 11c III-FI na false BU Dermatology Support Services I Inc 49 Pearl Street Brockton MA 02301 043452877 Medicine MA 501(C)(3) 11c III-FI na false BU Dermatology Support Services II Inc 49 Pearl Street Brockton MA 02301 043452874 Medicine MA 501(C)(3) 11c III-FI na false Boston University Eye Associates Inc 720 Harrison Avenue 10th Fl Boston MA 02118 043137333 Medicine MA 501(C)(3) 11c III-FI na false Boston University Family Medicine Inc 1 Boston Medical Ctr Pl Suite 2 Boston MA 02118 043354353 Medicine MA 501(C)(3) 11c III-FI na false BU General Surgical Associates Inc 720 Harrison Avenue Suite 700 Boston MA 02118 043265008 Medicine MA 501(C)(3) 11c III-FI na false BU Mallory Pathology Associates Inc 784 Massachusetts Avenue Boston MA 02118 042794543 Medicine MA 501(C)(3) 11c III-FI na false BU Medical Center Anesthesiologists Inc 88 East Newton Street Boston MA 02118 043276227 Medicine MA 501(C)(3) 11c III-FI na false BU Medical Center Urologists Inc 720 Harrison Avenue Boston MA 02118 043286643 Medicine MA 501(C)(3) 11c III-FI na false BU Neurology Associates Inc 720 Harrison Avenue 707 Boston MA 02118 043428462 Medicine MA 501(C)(3) 11c III-FI na false BU Neurosurgical Associates Inc 88 East Newton Street Boston MA 02118 043296068 Medicine MA 501(C)(3) 11c III-FI na false BU Obstetrics & Gynecology Fdn Inc 750 Harrison Avenue Suite 1105 Boston MA 02118 043067465 Medicine MA 501(C)(3) 11c III-FI na false BU Orthopaedic Surgical Associates Inc 720 Harrison Avenue 808 Boston MA 02118 043354360 Medicine MA 501(C)(3) 11c III-FI na false BU Plastic Surgery Association Inc 720 Harrison Avenue Suite 906 Boston MA 02118 043555478 Medicine MA 501(C)(3) 11c III-FI na false BU Psychiatry Associates Inc 720 Harrison Avenue Suite 906 Boston MA 02118 043355267 Medicine MA 501(C)(3) 11c III-FI na false BU Medical Center Radiologists Inc 88 East Newton Street Boston MA 02118 043283573 Medicine MA 501(C)(3) 11c III-FI na false BU Surgical Associates Inc 660 Harrison Avenue 3rd Floor Boston MA 02118 043291148 Medicine MA 501(C)(3) 11c III-FI na false Child Health Foundation of Boston Inc 1 Boston Medical Center Place Boston MA 02118 042472758 Medicine MA 501(C)(3) 11c III-FI na false Evans Medical Foundation Inc 88 East Newton Street 107 Boston MA 02118 510172171 Medicine MA 501(C)(3) 11c III-FI na false Faculty Practice Foundation Inc 660 Harrison Avenue 3rd Floor Boston MA 02118 043289381 Medicine MA 501(C)(3) 11b II na false Mercond Inc 881 Commonwealth Avenue Boston MA 02215 043099628 Holding Co. MA 501(C)(2) n/a BU TRUSTEES true BU MEDICAL CENTER OTOLARYNGOLOGIC FDN 820 HARRISON AVENUE FGH BLDG 4 FL BOSTON MA 02118 043156471 HEALTHCARE MA 501(C)(3) 11C III-FI NA false THE MASS GREEN HIGH PERF COMPUTING CTR 77 MASS AVE CAMBRIDGE MA 02139 273014805 RESEARCH CTR MA 501(C)(3) 11A-I NA false MGHPCC HOLYOKE INC 77 MASS AVE CAMBRIDGE MA 02139 452257442 RESEARCH CTR MA 501(C)(3) 11A-I NA false BOSTON UNIVERSITY (USA) LONDON CHARITY 5-10 ST PAULS CHURCHYARD LONDON UK EC4M 8AL EDU. SUPPORT UK N/A BU TRUSTEES true EAST CONCORD MEDICAL FOUNDATION INC 88 E NEWTON STREET BOSTON MA 02118 046048207 EDU. SUPPORT MA 501(C)(3) 11C III-FI NA false BOSTON UNIVERSITY FOUNDATION - INDIA S-505 LGF GREATER KAILASH-11 NEW DELHI IN 110048 EDU. 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SUPPORT UK BU(USA)EUROPE CORP 0 1 1.00000 true 660 CORPORATION 881 COMMONWEALTH AVENUE BOSTON MA 02215 042787737 CONVENIENT ST MA 520 CORP CORP. 7336830 9353118 1.00000 true AKEAH INC 881 COMMONWEALTH AVENUE BOSTON MA 02215 043003380 LESSOR OF RE MA 520 CORP CORP. 325721 412378 1.00000 true COSIF VIRIATO 73 BAJO DERECHA MADRID SP 28010 EDU. SUPPORT SP BU(USA)EUROPE CORP. -3466 3176 1.00000 true EUSA SARL RUE DES PIERRES-DUE-NITON 17-19 GENEVE SZ 1207 EDU. SUPPORT SZ EUSA LLP CORP. 142322 2091 1.00000 true PLEASANT VENTURES REALTY TRUST 125 BAY STREET BOSTON MA 02215 REAL ESTATE MA BU TRUSTEES TRUST 7268494 12021660 1.00000 true true false false false false false false false false false false true false false false false false false false 660 CORPORATION A 612420 ACTUAL PAYMENT 660 CORPORATION L 100000 ACTUAL PAYMENT