2015-05-11T16:24:03-05:00 2014-06-30 910189318 Moss Adams LLP 3121 W March Lane Ste 100 Stockton CA 95219 990 2013-07-01 954625327 Keck Graduate Institute of Applied Life Sciences KECK 9096218043 535 Watson Drive Claremont CA 91711 Mia Alonzo Controller 9096218043 2015-05-08 1 Tracy S Paglia P00366884 2099556100 2013 2016-03-07 17:11:31Z Sheldon Schuster 535 Watson Drive Claremont CA 91711 53735151 0 X www.kgi.edu X 1997 CA KGI is dedicated to education and research aimed at translating life sciences into practice. 26 24 200 170 0 0 1904874 6400767 7739570 8544857 3955273 6852622 666868 722652 14266585 22520898 1813049 1501218 0 0 8958150 11586393 0 0 1882043 6265116 7941382 17036315 21028993 -2769730 1491905 71506957 88122554 20330125 33919870 51176832 54202684 Keck Graduate Institute is dedicated to education and research aimed at translating into practice, for the benefit of society, the power and potential of the life sciences. 0 0 15104036 1501218 8544857 All program services relate to graduate education and research in the life sciences. 15104036 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 275 0 1 200 1 0 0 0 0 0 0 0 0 0 0 X 26 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 0 CA X Mia Alonzo 9096218043 101 S Mills Ave Claremont CA 91711 Sheldon M Schuster President 40.00 1.00 X X 387642 0 41275 Bonnie Anderson Trustee 1.00 X 0 0 0 John D Baldeschwieler Trustee 1.00 X 0 0 0 Karen Bernstein Trustee 1.00 X 0 0 0 Frank J Biondi Jr Trustee 1.00 X 0 0 0 Daniel M Bradbury Trustee 1.00 X 0 0 0 Catherine M Burzik Trustee (thru 9/13) 1.00 X 0 0 0 Marsh A Cooper Trustee (thru 7/13) 1.00 X 0 0 0 Robert E Curry Chair of the Board 1.00 2.00 X X 0 0 0 Joann P DiGennaro Trustee 1.00 X 0 0 0 Dennis M Fenton Vice Chair of the Board 1.00 X X 0 0 0 Alice T Kane Trustee 1.00 X 0 0 0 Bernard E Kury Trustee 1.00 X 0 0 0 Gregg A Lapointe Trustee 1.00 X 0 0 0 Rodney S Markin MD Trustee 1.00 X 0 0 0 Arthur D Riggs Trustee 1.00 X 0 0 0 Maxine Savitz Trustee 1.00 X 0 0 0 Mark Stevenson Trustee (thru 10/13) 1.00 X 0 0 0 Murli Tolaney Trustee 1.00 X 0 0 0 Martha E Vincent Trustee (thru 6/30/14) 1.00 X 0 0 0 Richmond Wolf Trustee (thru 6/30/14) 1.00 X 0 0 0 Lilian Wu Trustee 1.00 X 0 0 0 Robert Baltera Trustee 1.00 X 0 0 0 George Golumbeski Trustee 1.00 X 0 0 0 Jeereddi A Prasad Trustee 1.00 X 0 0 0 Ross Grossman Trustee 1.00 X 0 0 0 Alexander Suh Trustee 1.00 X 0 0 0 Francois Ferre Trustee 1.00 X 0 0 0 Ronald T Vera Trustee 1.00 X 0 0 0 Robert W Caragher VP Finance & Ops 40.00 X 191803 0 31695 Frances C Lehman Asst Sec to Board 40.00 X 67352 0 15528 James Sterling VP Academic Affairs 40.00 X 181171 0 23870 Elizabeth Wright Asst VP/Sec to Board 40.00 X 117693 0 31571 Karen Schneider VP Advancement 40.00 X 172832 0 27148 Mia Alonzo Controller 4.00 20.00 X 0 117397 25837 Kathy Webster Dean, School of Pharmacy 40.00 X 258552 0 16731 Sofia Toro Dean, Student Engagement and Enrollment Services 40.00 X 110217 0 28159 M Ian Phillips Research Professor 40.00 X 191089 0 23425 Steven Casper Associate Professor 40.00 X 174150 0 37784 Animesh Ray Professor 40.00 X 153294 0 18845 Eric Mack Professor 40.00 X 195499 0 8483 Ronald DeBellis Professor 40.00 X 165300 0 383 2366594 117397 330734 31 0 1 0 Moss Adams LLP PO Box 748369 Los Angeles CA 900748369 Audit and Tax 112825 Gourmet Gourmet Catering Inc 28 N Benson Avenue Upland CA 91786 Catering 112358 2 6400767 63033 6400767 Gross Tuition and Fees 611710 5790734 5790734 Fed Grants & Contracts 611710 1343512 1343512 Team Masters Project 611710 1236250 1236250 Private Contracts 611710 174361 174361 8544857 2162052 2162052 1060064 387483 672581 672581 672581 35517340 30826770 4690570 4690570 4690570 License Fees 900099 50071 50071 50071 22520898 8544857 0 7575274 1501218 1501218 1583598 109782 1055487 418329 8107845 7342930 138687 626228 639641 581553 58088 632991 571608 61383 622318 503919 41995 76404 195625 83265 112360 110119 110119 8942 8942 735955 394892 230174 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52174374 226053 710932 335022 2651731 50124606 46639193 542414 9187522 324622 3821073 49060 52174374 45244372 -1306983 4574897 297666 1575427 46639193 0.50180 0.34120 0.15700 1 0 1222667 2631157 3853824 6086355 13389016 6594749 12880622 5201963 4506799 695164 28397 28397 17458007 X 22941110 1520692 403238 1923930 21017180 1503718 1503718 22520898 19915258 387483 387483 19527775 1501218 1501218 21028993 Part III, Line 4: The Institute's works of art enhance public spaces that are used for instruction and research. Part V, Line 4: To provide funding for the general operations of the Institute as well as for specific programmatic elements such as student fellowships and faculty professorships. Part X, Line 2: The Institute had no unrecognized tax benefits, and no uncertain tax positions at June 30, 2014 and 2013. Part XI, Line 2d - Other Adjustments: Rental Expenses 387,483. Actuarial Adjustment 15,755. Part XI, Line 4b - Other Adjustments: Student Financial Aid 1,501,218. Adjustment to contributions receivable 2,500. Part XII, Line 2d - Other Adjustments: Rental Expenses 387,483. Part XII, Line 4b - Other Adjustments: Student Financial Aid 1,501,218. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 The Institute's nondiscrimination policy is included in print publications and on the web. Schedule E, Part I, Line 6 Keck Graduate Institute of Applied Life Sciences receives federal student financial aid from the Federal Direct Student Loan Program (FDSLP). 1 Student Financial Aid 122 1501218 Part I, Line 2: Keck Graduate Institute of Applied Life Sciences awards scholarships only to individual graduate students enrolled at the Institute. The scholarships are awarded in the admissions process based upon academic merit, financial need, and availability of funds. The Institute monitors that each student receiving a scholarship maintains satisfactory academic progress. In awarding donor-funded scholarships, the Institute also monitors that students selected for those scholarships meet any donor stipulations as to academic preparation or field of study. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Sheldon M Schuster President 332771 0 0 0 54871 0 30600 0 10675 0 428917 0 0 0 Robert W Caragher VP Finance & Ops 191803 0 0 0 0 0 24241 0 7454 0 223498 0 0 0 James Sterling VP Academic Affairs 181171 0 0 0 0 0 19885 0 3985 0 205041 0 0 0 Karen Schneider VP Advancement 172832 0 0 0 0 0 20943 0 6205 0 199980 0 0 0 Kathy Webster Dean, School of Pharmacy 258552 0 0 0 0 0 8742 0 7989 0 275283 0 0 0 M Ian Phillips Research Professor 191089 0 0 0 0 0 22920 0 505 0 214514 0 0 0 Steven Casper Associate Professor 174150 0 0 0 0 0 21687 0 16097 0 211934 0 0 0 Animesh Ray Professor 153294 0 0 0 0 0 18385 0 460 0 172139 0 0 0 Eric Mack Professor 195499 0 0 0 0 0 3500 0 4983 0 203982 0 0 0 Ronald DeBellis Professor 165300 0 0 0 0 0 0 0 383 0 165683 0 0 0 Part I, Line 1b A residence or housing allowance is provided for the President. The housing allowance is treated as taxable compensation. Arthur D Riggs Trustee Term Loan X 2000000 2000000 0 1 1 2000000 X 1 1013 FMV X Equipment 3 62020 FMV 0 1 0 Form 990, Part VI, Section B, line 11 The Audit and Risk Management Committee of the Institute's Board of Trustees is responsible for the annual review of the Institute's IRS Form 990 tax return before the return is filed with the IRS. To inform its review, the Committee meets with the Institute's corporate officers and the external auditors who are responsible for preparing and signing the return. The Committee reports on its review to the Board, and documents its review process and the results of the process in the Committee's minutes. The entire return is made available electronically to all members of the Board. Form 990, Part VI, Section B, line 12c The Audit and Risk Management Committee of the Institute's Board of Trustees requires that each trustee, officer, faculty member and management level staff complete an annual code of conduct and conflict of interest questionnaire. Any disclosures from the questionnaires that require Board action are referred to the appropriate Board Committees for response. Institute faculty and management also serve on a Conflict Monitoring Committee, which oversees interactions between the Institute's faculty or students and external academic collaborators to ensure that any conflicts of interest that arise are vetted and elevated to the appropriate Board Committees. Form 990, Part VI, Section B, line 15 The Personnel and Compensation Committee of the Institute's Board of Trustees is responsible for the annual review and recommendation for approval by the Board of the compensation of the President and of each of the President's direct reports, who include all senior staff members, corporate officers and key employees of the Institute. To inform its recommendations, the Committee reviews independent benchmark salary survey data for comparable positions in higher education, from sources such as the Association of Independent California Colleges and Universities (AICCU) and the College and University Professional Association for Human Resources (CUPA-HR). The Committee also reviews the specific job descriptions for each of these positions at the Institute, as well as any explanations of how the responsibilities of these positions vary from those of the positions in the survey data. The Committee also reviews the performance reviews and self-evaluations of the individuals in these positions. The Committee's review process and the results of the process are documented in the Committee's meeting minutes. Form 990, Part VI, Section C, line 19 - Governing documents are available upon request - Financial statements are available upon request - Conflict of interest policy is available on the organization's website Form 990, Part VI, Section B, Line 16B: A written policy regarding participation in joint venture arrangements was adopted after the fiscal year end by the Board of Trustees Audit Committee. Form 990, Part XI, line 9: Actuarial Adjustment 15,755. Adjustment to contributions receivable -2,500. Claremont University Consortium 101 S Mills Ave Claremont CA 91711 954786748 Provide support to Claremont Colleges CA 501(c)(3) Line 11b, II N/A 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0