2015-05-11T09:08:46-05:00 2014-12-31 464001827 SAXBST LLP 26 COMPUTER DRIVE WEST ALBANY NY 12205 990 2014-01-01 522278213 CENTER FOR INTERNET SECURITY INC CENT 5182663490 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 ALBERT SZESNAT CFO 5182663490 2015-05-06 1 TODD P TERESCO P00247720 5184596700 2014 2016-03-07 17:11:31Z WILLIAM PELGRIN 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 16807292 0 X WWW.CISECURITY.ORG X 2000 MD THE MISSION OF THE CENTER FOR INTERNET SECURITY IS TO ENHANCE THE SECURITY READINESS AND RESPONSE OF PUBLIC AND PRIVATE SECTOR ENTITIES, WITH A COMMITMENT TO EXCELLENCE THROUGH COLLABORATION. 11 10 95 257 34833 9233 8751784 9508911 6091973 7203785 16760 23167 56000 71429 14916517 16807292 0 0 0 0 7857423 8758138 0 0 0 5849025 6024445 13706448 14782583 1210069 2024709 7158766 9860747 3113562 4340834 4045204 5519913 X THE MISSION OF THE CENTER FOR INTERNET SECURITY IS TO ENHANCE THE SECURITY READINESS AND RESPONSE OF PUBLIC AND PRIVATE SECTOR ENTITIES, WITH A COMMITMENT TO EXCELLENCE THROUGH COLLABORATION. 0 0 5853588 150000 THE MS-ISAC PROGRAM PROVIDES A COMMON MECHANISM FOR RAISING THE LEVEL OF CYBER SECURITY READINESS AND RESPONSE IN EACH STATE AND WITH LOCAL GOVERNMENTS AND U.S. TERRITORIES AND FOCUSES ON IMPROVING THE OVERALL CYBER SECURITY POSTURE OF STATE, LOCAL, TERRITORIAL, AND TRIBAL (SLTT) GOVERNMENTS. THE MS-ISAC PROGRAM COLLABORATES AND SHARES INFORMATION WITH ITS SLTT GOVERNMENT MEMBERS, PRIVATE SECTOR PARTNERS, AND THE U.S. DEPARTMENT OF HOMELAND SECURITY. WITHIN THE MS-ISAC PROGRAM IS THE INTEGRATED INTELLIGENCE CENTER (IIC), WHICH LEVERAGES TRUSTED RELATIONSHIPS WITH GOVERNMENT AND PRIVATE SECTOR ENTITIES TO GENERATE COORDINATED AND ACTIONABLE INTELLIGENCE PRODUCTS TO IMPROVE THE SECURITY POSTURE OF ALL PARTNERS. 2477852 3185048 THE PARTNER PAID PROGRAM OFFERS SERVICES TO ALL STATE, LOCAL, TRIBAL AND TERRITORIAL GOVERNMENT ENTITIES (SLTT'S), AND PUBLIC AUTHORITIES TO IMPROVE THEIR OVERALL CYBER SECURITY. THESE SERVICES INCLUDE SCANNING, SECURITY ASSESSMENTS, PHISHING EXERCISES, AND OTHER CYBER SECURITY RELATED SERVICES. 1378891 3236208 THE SECURITY BENCHMARKS PROGRAM HELPS ORGANIZATIONS IMPROVE THEIR IT SECURITY POSTURE BY REDUCING RISKS RESULTING FROM INADEQUATE TECHNICAL SECURITY CONTROLS. TO ACCOMPLISH THIS, THE SECURITY BENCHMARKS PROGRAM FACILITATES THE CONSENSUS-BASED DEVELOPMENT OF: (1) BEST PRACTICE STANDARDS FOR SECURITY CONFIGURATION, (2) TOOLS FOR MEASURING INFORMATION SECURITY STATUS, AND (3) RESOURCES FOR MAKING INFORMED SECURITY INVESTMENT DECISIONS. 164260 632529 THE PRODUCT SALES PROGRAM OFFERS AGGREGATE PURCHASING TO STATE, LOCAL, TERRITORIAL AND TRIBAL GOVERNMENTS AND RELATED NOT-FOR-PROFIT ENTITIES IN ACHIEVING A GREATER CYBER SECURITY POSTURE THROUGH TRUSTED EXPERT GUIDANCE AND COST-EFFECTIVE PROCUREMENT. THIS PROGRAM ALSO PROVIDES SERVICES SUCH AS VULNERABILITY SCANNING, PENETRATION TESTING, AND OTHER CYBER SECURITY SERVICES FOR PRIVATE ENTITIES AND ORGANIZATIONS THAT WORK WITH SLTT'S OR CIS BENCHMARK MEMBERS. 164260 632529 9874591 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 14 0 1 95 1 1 1 0 0 0 0 0 0 0 0 0 X 11 10 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 NY X ALBERT SZESNAT 5182663460 31 TECH VALLEY DRIVE EAST GREENBUSH NY 12061 WILLIAM PELGRIN PRESIDENT & CEO 40.00 X X 337173 0 11695 JOHN GILLIGAN CHAIRMAN 4.00 X 0 0 0 JACK ARTHUR TREASURER 0.50 X X 0 0 0 CLINTON KREITNER DIRECTOR 0.50 X 0 0 0 RAMON BARQUIN DIRECTOR 0.50 X 0 0 0 KAREN EVANS DIRECTOR 0.50 X 0 0 0 BRUCE MOULTON DIRECTOR 0.50 X 0 0 0 ALAN PALLER DIRECTOR 0.50 X 0 0 0 FRANKLIN REEDER DIRECTOR 0.50 X 0 0 0 PHIL VENABLES DIRECTOR 0.50 X 0 0 0 MAUREEN HELMER DIRECTOR 0.50 X 0 0 0 DEIRDRE O'CALLAGHAN SECRETARY 40.00 X 152597 0 20923 ALBERT SZESNAT CHIEF FINANCIAL OFFICER 40.00 X 151731 0 6595 RICHARD COMEAU VP OF SECURITY CONTROLS & AUTOMATION 40.00 X 175000 0 29074 THOMAS DUFFY SR VP OF OPS & SERVCS 40.00 X 182550 0 9810 JULIE EVANS COO 40.00 X 179599 0 8889 BLAKE FRANTZ SR DIR OF SECURITY CONTROLS & AUTOMATION 40.00 X 160680 0 14304 RICHARD LICHT VP OF SECURITY OPS 40.00 X 164600 0 9102 ADNAN BAYKAL VP OF SECURITY SRVCS 40.00 X 138085 0 27598 LAURA IWAN SR VP OF PROGRAMS 40.00 X 150831 0 6593 SHEHZAD MIRZA SR DIRECTOR OF SECURITY OPS 40.00 X 135200 0 20156 1928046 0 164739 23 0 1 0 0 9508911 9508911 SECURITY BENCHMARKS 900099 3236208 3201375 34833 PARTNER PAID 541519 3185048 3185048 PRODUCT SALES 541519 632529 632529 MS-ISAC 541519 150000 150000 7203785 23167 23167 MISCELLANEOUS INCOME 541300 71429 71429 71429 16807292 7240381 34833 23167 1265634 396432 869202 5969319 4415675 1553644 236924 157548 79376 743608 493847 249761 542653 369904 172749 4702 4702 28823 28823 55045 3867 51178 143150 53504 89646 98168 61347 36821 3994722 3307193 687529 570274 67030 503244 520987 482953 38034 403095 403095 75685 75685 HUMAN RESOURCES AND ADM 127453 65291 62162 MISCELLANEOUS 2341 2341 14782583 9874591 4907992 0 3493560 6757490 304301 197687 1126863 933424 227004 248722 2923556 1200132 1457038 1723424 550000 0 7158766 9860747 1095743 1314481 2017819 3026353 3113562 4340834 X 4045204 5519913 4045204 5519913 7158766 9860747 2024709 -550000 0 X 0 1 X 1 1 1 X 6694048 8751784 9508911 24954743 6694048 8751784 9508911 24954743 24954743 10822 16760 23167 50749 19198 9233 28431 42269 56000 71429 169698 25203621 18025951 X 0 0 1136091 307248 828843 1756799 867319 889480 30666 25565 5101 1723424 X 16314892 -550000 57600 -492400 16807292 0 16807292 14840183 57600 57600 14782583 0 14782583 PART X, LINE 2: THE CENTER IS A NONPROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES. THE CENTER FILES A FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX) ANNUALLY. WHEN A RETURN IS FILED, IT IS HIGHLY CERTAIN THAT SOME POSITIONS TAKEN WOULD BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS MAY BE SUBJECT TO UNCERTAINTY ABOUT THE MERITS OF THE TAX POSITIONS TAKEN OR THE AMOUNT OF THE POSITIONS THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED TAX POSITIONS TAKEN, OR EXPECTED TO BE TAKEN, ON THE CENTER'S TAX RETURN, INCLUDING POSITIONS THAT THE CENTER IS EXEMPT FROM INCOME TAXES OR NOT SUBJECT TO INCOME TAXES ON UNRELATED BUSINESS INCOME. THE PORTION OF THE BENEFITS ASSOCIATED WITH TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNCERTAIN TAX BENEFITS IN THE ACCOMPANYING STATEMENT OF FINANCIAL POSITION ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. NO UNCERTAIN TAX BENEFITS OR PROVISIONS WERE IDENTIFIED AND RECORDED AS A LIABILITY OR ASSET AS OF DECEMBER 31, 2014 AND 2013. THE CENTER HAS UNRELATED BUSINESS INCOME RELATED TO CERTAIN BENCHMARK MEMBERSHIP CONTRACTS. THE CENTER'S CURRENT PROVISION FOR INCOME TAXES TOTALED APPROXIMATELY $2,300 FOR THE YEAR ENDED DECEMBER 31, 2014. FORMS 990 FILED BY THE CENTER ARE NO LONGER SUBJECT TO EXAMINATION FOR THE YEARS ENDED DECEMBER 31, 2010, AND EARLIER. X X X X 0 0 0 0 0 0 0 1 0 WILLIAM PELGRIN PRESIDENT & CEO 259900 0 77273 0 0 0 10400 0 1295 0 348868 0 0 0 DEIRDRE O'CALLAGHAN SECRETARY 142597 0 10000 0 0 0 6104 0 14819 0 173520 0 0 0 ALBERT SZESNAT CHIEF FINANCIAL OFFICER 141731 0 10000 0 0 0 6069 0 526 0 158326 0 0 0 RICHARD COMEAU VP OF SECURITY CONTROLS & AUTOMATION 165000 0 10000 0 0 0 7000 0 22074 0 204074 0 0 0 THOMAS DUFFY SR VP OF OPS & SERVCS 172550 0 10000 0 0 0 7302 0 2508 0 192360 0 0 0 JULIE EVANS COO 159599 0 20000 0 0 0 7184 0 1705 0 188488 0 0 0 BLAKE FRANTZ SR DIR OF SECURITY CONTROLS & AUTOMA 160680 0 0 0 0 0 6427 0 7877 0 174984 0 0 0 RICHARD LICHT VP OF SECURITY OPS 154600 0 10000 0 0 0 6584 0 2518 0 173702 0 0 0 ADNAN BAYKAL VP OF SECURITY SRVCS 138085 0 0 0 0 0 5523 0 22075 0 165683 0 0 0 LAURA IWAN SR VP OF PROGRAMS 150831 0 0 0 0 0 6033 0 560 0 157424 0 0 0 SHEHZAD MIRZA SR DIRECTOR OF SECURITY OPS 135200 0 0 0 0 0 5408 0 14748 0 155356 0 0 0 PART I, LINE 7 NON-FIXED PAYMENTS PART I, LINE 7 EACH YEAR THE BOARD APPROVES A BUDGET THAT INCLUDES PERFORMANCE INCENTIVES AND MERIT INCREASES. THE CENTER FOR INTERNET SECURITY, INC. MAY AWARD AN ANNUAL BONUS TO EMPLOYEES BASED UPON THEIR PERFORMANCE DURING THE YEAR. THE BONUS IS A FIXED DOLLAR AMOUNT, WHICH IS DETERMINED AT THE DISCRETION OF MANAGEMENT. ALAN PALLER BOARD MEMBER OF THE ORGANIZATION AND AN OFFICER AND DIRECTOR FOR SANS. 114345 THE ORGANIZATION PAID SANS FOR TRAINING COURSES AND MATERIALS IN THE ORDINARY COURSE OF BUSINESS. THESE TRANSACTIONS WERE ENTERED INTO AT ARMS-LENGTH. 0 ALAN PALLER BOARD MEMBER OF THE ORGANIZATION AND AN OFFICER AND DIRECTOR FOR SANS. 548082 THE ORGANIZATION RECEIVED COMMISSIONS FROM SANS FOR TRAINING THAT THE ORGANIZATION PROMOTES TO VARIOUS SLTT'S THROUGH ITS PRODUCT SALES PROGRAM. 0 FORM 990, PART VI, SECTION A, LINE 2 JOHN GILLIGAN AND WILLIAM PELGRIN HAVE A BUSINESS RELATIONSHIP IN CYBER GRIFFIN; BOTH ARE OWNERS AND DIRECTORS IN CYBER GRIFFIN, INC. DURING 2014, THE CENTER WROTE DOWN ITS INVESTMENT IN CYBER GRIFFEN, INC. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WILL BE REVIEWED BY THE BOARD OF DIRECTORS, CFO, AND COO, PRIOR TO ITS SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND INTERESTED PARTIES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST QUESTIONAIRE ON AN ANNUAL BASIS. THIS QUESTIONAIRE IS FILED WITH THE CORPORATE SECRETARY. ANY CONFLICTS OF INTEREST DISCLOSED ON THE ANNUAL QUESTIONAIRE IS REVIEWED AND RESOLVED BY THE BOARD ACCORDING TO THE CONFLICT OF INTEREST POLICY. SHOULD ANY CONFLICTS OF INTEREST ARISE DURING THE INTERIM, THE CONFLICT IS BROUGHT TO THE BOARD WHERE IT IS REVIEWED AND RESOLVED ACCORDING TO THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CARRIES OUT THE RESPONSIBILITY OF SETTING THE CEO'S COMPENSATION. THE BOARD APPOINTS A COMPENSATION COMMITTEE WHICH REVIEWS DATA PROVIDED BY MANAGEMENT THAT INCLUDES THE ABBOTT & LANGER NATIONAL NON-PROFIT COMPENSATION SURVEY AND OTHER COMPARABLES. ALL DECISIONS ABOUT THE CEO'S COMPENSATION ARE PRESENTED TO THE BOARD FOR THEIR REVIEW AND RATIFICATION. THE BOARD'S COMPENSATION COMMITTEE ALSO REVIEWS SALARY RANGES FOR ALL EXECUTIVES, BUT DECISIONS ON ALL OTHER EXECUTIVES' COMPENSATION IS THE RESPONSIBILITY OF THE CEO. IN ARRIVING AT THE COMPENSATION DECISIONS, THE CEO IS PRESENTED WITH A JOB DESCRIPTION AND A SALARY SURVEY THAT UTILIZED THE NON-PROFIT COMPENSATION SURVEY AND OTHER AVAILABLE INFORMATION FOR SIMILAR JOBS IN THE INDUSTRY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.