2015-05-11T08:50:58-05:00 2014-06-30 134008324 PricewaterhouseCoopers LLP 125 High Street Boston MA 02110 990 2013-07-01 620476822 Vanderbilt University VAND 6153436601 PMB 406310 2301 Vanderbilt Place Nashville TN 372406310 Brett Sweet CFO 6153430373 2015-05-11 1 Gwen Spencer P00641463 6175305000 2013 2016-03-07 17:11:31Z Nicholas S Zeppos 211 Kirkland 2201 WestEnd Nashville TN 37240 7214223322 0 X WWW.VANDERBILT.EDU X 1873 TN and Form 990, Part III, Line 1, Description of Organization Mission:Vanderbilt University is a center for scholarly research, informed and creative teaching, and service to the community and society at large. Vanderbilt will uphold the highest standards and be a leader in the quest for new knowledge through scholarship, dissemination of knowledge through teaching and outreach, and creative experimentation of ideas and concepts. In pursuit of these goals, Vanderbilt values most highly the intellectual freedom that supports open inquiry and equality, compassion and excellence in all endeavors. 32 24 35723 8737 6375802 -2986551 484681247 494500126 3210342170 3456017624 385968260 59237923 58071592 19224237 4139063269 4028979910 348561537 348108514 0 0 2277183804 2272262938 610091 609513 32651783 1282370441 1363277544 3908725873 3984258509 230337396 44721401 7597041734 7990839279 2261795114 2151245736 5335246620 5839593543 X See Schedule O 0 0 709364543 289975333 478318234 See Schedule O - EducationEducation: Vanderbilt University offers undergraduate programs in the Liberal Arts and Science, Engineering, Music, Education and Human Development, as well as a full range of graduate and professional degrees. Vanderbilt's ten schools and colleges include: College of Arts and Science, Graduate School, Blair School of Music, Divinity School, School of Engineering, Law School, School of Medicine, School of Nursing, Owen Graduate School of Management, and Peabody College (of Education and Human Development). Vanderbilt University has approximately 6,850 undergraduate students, 5,900 graduate and professional students, and more than 4,100 faculty members.Vanderbilt University ranked 16th among the nation's best universities and ranked 11th in the "Great Schools at a Great Price" category in an annual survey conducted by the U.S. News & World Report.Vanderbilt's Peabody College of Education and Human Development was named the No. 2 education school in the nation by U.S. News & World Report. The special education program has been ranked at No. 1. Other Vanderbilt schools with notable rankings include: School of Medicine, ranked 15th for research hopsitals in the nation; Law School ranked 16th; and the Vanderbilt Owen Graduate School of Management ranked 25th.Expenses $709,364,543. including grants of $289,975,333. Revenue $478,318,234.For more information regarding education at Vanderbilt University, visit: http://www.vanderbilt.edu 434008728 47751749 243998022 See Schedule O - Academic and Scientific ResearchAcademic and Scientific Research: Vanderbilt is an internationally recognized research university. A majority of Vanderbilt University's research funding is received from the federal government. Funding is also received from foundations, associations, corporations, and other sources. Vanderbilt University's researchers are at the forefront of posing innovative solutions to some of the most challenging questions facing the world today.Expenses $434,008,728. including grants of $47,751,749. Revenue $243,998,022.For more information regarding research at Vanderbilt University, visit: http://www.research.vanderbilt.ed 2289512677 10381432 2608474777 See Schedule O - Patient CarePatient Care: Vanderbilt University hospitals and clinics provide quality medical health care regardless of race, creed, sex, national origin, handicap, age, or ability to pay. Although reimbursement for services rendered is critical to the operation and stability of Vanderbilt University hospitals and clinics, it is recognized that not all individuals possess the ability to purchase essential medical services, and further that part of Vanderbilt's mission is to serve the community. Therefore, in keeping with Vanderbilt's commitment to serve all members of its community, free care and/or subsidized care, care provided to persons covered by governmental programs at below cost, and health activities and programs to support the community are provided where the need and/or an individual's inability to pay coexists. These activities include wellness programs, community education programs, special programs for the elderly, handicapped, medically underserved, and a variety of broad community support activities. Charity care is also provided through many reduced price services and free programs offered throughout the year based upon activities and services which Vanderbilt believes will serve a bona fide community health need. During the fiscal year, Vanderbilt serviced 59,122 inpatients and 1,953,446 emergency and outpatient clinic visits.Vanderbilt University Medical Center finished fiscal 2014 in the U.S. News and World Report annual rankings of America's Best Hospitals named, once again, among the nation's elite providers of health care services. For the third consecutive year, Vanderbilt University Medical Center was lauded as both the No. 1 hospital in Tennessee and No. 1 in the Metro Nashville area. Vanderbilt University Medical Center equaled an all-time best with 12 ranked specialties out of a possible 16 categories. Specialty programs ranking among the top 50 in their respective fields include; urology, nephrology, ear, nose and throat, pulmonology, gastroenterology, diabetes and endocrinology, geriatrics, cardiology and heart surgery, cancer, neurology and neurosurgery, orthopedics, and gynecology. In addition, the Monroe Carell Jr. Children's Hospital at Vanderbilt was included among the nation's leaders in pediatric health care in the U.S. News & World report magazine's Best Children's Hospital ranking. The hospital achieved rankings in nine out of 10 specialties: urology, neonatology, cardiology and heart surgery, gastroenterology, diabetes and endocrinology, pulmonology, neurology and neurosurgery, and cancer.Along with the various national rankings, there are several Vanderbilt University Medical Center programs unique to the Middle Tennessee region, which include:- Vanderbilt-Ingram Cancer Center, the only National Cancer Institute-designated Comprehensive Cancer Center in Tennessee that conducts research and cares for children and adults; also a member of the elite National Comprehensive Cancer Network, a group of the nation's top 21 clinical cancer institutes;- The Only Level 1 (highest level) trauma center in Middle Tennessee;- The Only Level 4 (highest level) Neonatal Intensive Care Unit, as well as a dedicated pediatric emergency department and pediatric trauma program;- The only comprehensive regional adult and pediatric burn center;- The only comprehensive solid organ transplant program in Tennessee;- Tennessee Poison Control Center; and - LifeFlight, an integrated air and ground emergency patient transport system.Expenses $2,289,512,677. including grants of $10,381,433. Revenue $2,608,474,777.For more information regarding health care at Vanderbilt University, visit: http://www.mc.vanderbilt.edu. 296589893 129509736 Other program services include public service, academic support, institutional support, student services, room and board, and other auxiliary services. Vanderbilt University engages in a variety of public service projects, including, but not limited to: supporting HIV care and treatment programs in rural Mozambique and Nigeria, Africa; developing training materials for current and future school personnel; formulating new approaches to increase health, safety, quality and outcomes, while decreasing total costs; and many other sponsored community health and educational programs. 296589893 129509736 3729475841 1 0 0 1 0 0 0 1 1 1 1 1 0 0 1 0 0 1 1 1 1 1 0 1 1 0 1 1 1 1 1 1 0 0 0 0 0 0 1 0 1 1 1 1 0 0 1 1 1 1 1 0 1 X 15854 0 1 35723 1 1 1 1 BR CA CH DA FR GM GH IN ID IV KS LU MY MZ MO NI RP TW SP TH UK ZA AE 0 0 0 1 1 0 0 0 0 X 32 24 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 X Dalana Robertson 6153436601 110 21st Avenue South Ste 900 Nashville TN 37203 X Michael L Ainslie Trustee 1.00 X 0 0 0 M Chandler Anthony Trustee 1.00 X 0 0 0 John D Arnold Trustee 1.00 X 0 0 0 Lee M Bass Trustee 1.00 X 0 0 0 Darryl D Berger Trustee 1.00 X 0 0 0 Camilla Dietz Bergeron Trustee 1.00 X 0 0 0 Dennis C Bottorff Trustee 1.00 X 0 0 0 Bill Ray Caldwell Trustee 1.00 X 0 0 0 Mark F Dalton Chairman 1.00 X 0 0 0 Claiborne P Deming Trustee 1.00 X 0 0 0 Charles H Esserman Trustee 1.00 X 0 0 0 Bruce R Evans Trustee 1.00 X 0 0 0 Joanne F Hayes Secretary 1.00 X 0 0 0 David W Head Trustee 1.00 X 1596 0 0 John J Hindle Trustee 1.00 X 0 0 0 Edith Carell Johnson Trustee 1.00 X 0 0 0 Leslie C Labruto Trustee 1.00 X 0 0 0 Mark P Mays Trustee 1.00 X 0 0 0 Jackson W Moore Vice-Chairman 1.00 X 0 0 0 Courtney C Pastrick Trustee 1.00 X 0 0 0 David W Patterson Trustee 1.00 X 0 0 0 Nancy E Perot Vice-Chairman 1.00 X 0 0 0 H Ross Perot Jr Trustee 1.00 X 0 0 0 Robert C Schiff Trustee 1.00 X 0 0 0 Eugene B Shanks Jr Trustee 1.00 X 0 0 0 Richard H Sinkfield Trustee 1.00 X 0 0 0 Wyatt H Smith Trustee 1.00 X 500 0 0 James S Turner Trustee 1.00 X 0 0 0 Rebecca Webb Wilson Trustee 1.00 X 0 0 0 William M Wilson Trustee 1.00 X 0 0 0 Jon Winkelried Trustee 1.00 X 0 0 0 Nicholas S Zeppos JD See Schedule O 40.00 X X 2116973 0 142765 Audrey Jane Anderson See Schedule O 40.00 0.10 X 636837 0 73141 Jeffrey R Balser MD PHD See Schedule O 40.00 X 1307697 0 621786 Jerry G Fife BS See Schedule O 40.00 X 479745 0 40563 Beth A Fortune MA See Schedule O 40.00 X 390016 0 39505 Anders W Hall See Schedule O 40.00 6.00 X 389976 0 410518 John M Lutz See Schedule O 40.00 2.00 X 800478 0 100246 Richard C McCarty MS PHD See Schedule O 40.00 2.00 X 697892 0 51435 Susie S Stalcup BA See Schedule O 40.00 X 588002 0 26000 Brett C Sweet MBA See Schedule O 40.00 3.00 X 1181638 0 171576 David Williams II MA MBA JD LLM See Schedule O 40.00 0.30 X 2028378 0 66121 Charles L Gregory MA MBA MHA See Schedule O 40.00 3.20 X 558633 0 63286 John F Manning Jr PHD MBA See Schedule O 40.00 0.10 X 691156 0 135153 Charles W Pinson MD MBA See Schedule O 40.00 8.00 X 1177954 0 222235 David R Posch See Schedule O 40.00 5.40 X 659531 0 30326 James G Franklin See Schedule O 40.00 X 3998985 0 56234 John W Klekamp MD See Schedule O 40.00 X 1308497 0 58650 Michael J McNamara See Schedule O 40.00 X 1363541 0 38313 Kevin E Stallings MS See Schedule O 40.00 X 2014250 0 124395 Paul A Thomas MD See Schedule O 40.00 X 1740469 0 38313 Matthew W Wright MBA See Schedule O 40.00 0.00 X 1124638 0 22219 Martin P Sandler MD See Schedule O 40.00 0.30 X 638347 0 36020 25895729 0 2568800 3446 1 1 0 Brasfield & Gorrie 2636 Elm Hill Pike 200 Nashville TN 37214 Construction 44333719 American Contructors Inc 2900 Vanderbilt Place Nashville TN 37212 Construction 20511876 Turner Universal Construction Company 5300 Virginia Way Brentwood TN 37027 Construction 12655743 Air Methods Corporation 7211 South Peoria Englewood CO 80112 Aircraft Services 11587390 Hardaway Construction Corp 615 Main Street Nashville TN 37206 Construction 7281209 322 527760 336700552 157271814 25965974 494500126 Health Care Services 622110 2608409821 2602792427 5617394 Tuition and Fees 611310 478318234 478318234 Research & Other Contr 611310 201041391 201041391 Room, Board & Auxiliar 611310 125291547 123390215 1901332 Other 611310 42956631 42956631 3456017624 120820289 -1229887 122050176 1 1 6225863 6225863 9979792 1310840 8668952 8668952 8668952 3122143802 3183726169 -61582367 -61582367 -61582367 252680 527760 206403 46277 46277 Other 900099 4283145 4196182 86963 4283145 4028979910 3452695080 6375802 75408902 X 41330063 41330063 289975333 289975333 16803118 16803118 15246448 2407248 11168841 1670359 1045476 914671 130805 1842989274 1726380081 99376610 17232583 90581199 84851694 4882795 846710 204750022 192824017 9553247 2372758 117650519 110205734 6344591 1100194 2282701 1121489 1161212 8664597 8664597 994839 994839 174140 174140 609513 609513 4459580 4459580 122173056 97196159 24796695 180202 18673132 17517777 1077271 78084 115907194 105218003 8533129 2156062 49113166 46599543 1983693 529930 2489704 2489704 198480427 179116029 17197736 2166662 37990549 35082536 2140990 767023 13465759 12571183 815558 79018 64937858 64936576 1282 175499837 164277093 9784489 1438255 16527974 15926180 601325 469 Other Medical 465622187 464642289 979898 Other 27490480 24337287 2913283 239910 Other Programs 22941235 17362951 4394233 1184051 Other Library 13573810 13573764 46 1815319 1815319 3984258509 3729475841 222130885 32651783 9763929 26417004 835473927 1217954960 120592881 130350166 362026560 358287724 15093464 13956216 47693015 49519332 32545169 35413374 3958095054 2208106457 1765758693 1749988597 1815545416 2053714052 2518096969 2299770603 69813272 50491696 4638439 4975555 7597041734 7990839279 457684601 424049272 693015 1645691 90107277 90273296 976135567 928255524 1494329 1957319 365333445 364874308 370346880 340190326 2261795114 2151245736 X 2967761869 3175677603 1235065436 1467482249 1132419315 1196433691 5335246620 5839593543 7597041734 7990839279 X 44721401 496459491 -36833969 X 0 1 X 1 1 1 X 465045250 504015837 476594262 484681246 494500126 2424836721 465045250 504015837 476594262 484681246 494500126 2424836721 2424836721 56000233 110844994 65659926 196756446 138255832 567517431 23477087 30380900 26648887 36202593 4535825 121245292 3113599444 15960631602 0.77880 X Part II Section B Line 10: The total amounts reported on Line 10 columns (a) through (e) are comprised of gross fundraising revenue and other miscellaneous operating revenue. 388622 388622 3974507809 3974896431 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 101442 137299 382544 388622 1009907 250000 250000 250000 250000 1000000 1500000 931816 6754390 X X X X X Education 1 0 1 X 3635343038 88751983 491337590 69952281 87607660 11622291 4046250379 3360035514 116470228 319370422 60864586 89692275 9976265 3635343038 3375152628 88007709 52851982 58847982 89046970 8081853 3360035514 3007607383 117059853 408026551 30779321 121479173 5282665 3375152628 2833614014 87532312 246815111 37168980 115903768 7281306 3007607383 0.39680 0.26700 0.33620 0 0 60627732 60627732 2667415501 1346661514 1320753987 77938945 28258945 49680000 1047040538 833185998 213854540 105072338 105072338 1749988597 Limited Partnerships 1750989795 F Int in Trusts Held by Others 39790294 F Other Investments & Securities 353332856 F Closely-held Equity Interests 5590336 C Allocable to Minority Int 150067322 F 2299770603 Actuarial Liab-Self Insurance 113625785 Gov Adv for Student Loans 22366213 Actuarial liab-Annuities Payable 35666824 FV of Int Rate Exchg Agreement 168451258 State Taxes Payable 80246 340190326 Part III, Line 4: - Description of Collections: Vanderbilt University maintains various collections of art, historical treasures, and other similar assets in departments across the University. Such collections include, but are not limited to, historical drawings; historical scientific instruments; historical furniture; paintings; photography; book collections; and other similar items and artifacts. All such collections further Vanderbilt's exempt purpose by providing historical materials for students and researchers, and by providing cultural, historical, and educational opportunities to Vanderbilt University students and the community at large through exhibits, displays, and loan or exchange programs. Part III, line 5: - Solicitation of Art, etc.: Vanderbilt University solicited works of art to be sold at fundraising events in silent auctions. The fair market value of these items can range in value, and in FY14 the fair market value of these items did not meet the thresholds required for Form 8282 to be filed. Part IV, Line 2b: - Agency funds: Agency funds are held by Vanderbilt University, which serves as a custodian or fiscal agent for students, student groups, faculty, staff members, and other university related organizations. Part V, Line 4: - Endowment funds: Vanderbilt University's endowment funds, as related to Part V, are intended to be used for scholarships, fellowships, endowed academic chair support, and capital and operational support. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Vanderbilt University's nondiscrimination policy is widely disseminated through various University-related websites, online application portals, orientation sessions, publication in catalogs, application materials and handbooks. - See Part II for additional detail. Schedule E, line 3, Summary of Nondiscrimination Policy: In compliance with federal law, including the provisions of Title VII of the Civil Rights Act of 1964, Title IX of the Education Amendments of 1972, Sections 503 and 504 of the Rehabilitation Act of 1973, the Americans with Disabilities Act (ADA) of 1990, the ADA Amendments Act of 2008, Executive Order 11246, and the Uniformed Services Employment and Reemployment Rights Act, as amended, and the Genetic Information Nondiscrimination Act of 2008, Vanderbilt University does not discriminate against individuals on the basis of their race, sex, religion, color, national or ethnic origin, age, disability, or military service, or genetic information in its administration of educational policies, programs, or activities, admissions policies, scholarship and loan programs, athletic or other University-administered programs, or employment. In addition, the University does not discriminate against individuals on the basis of their sexual orientation, gender identity, or gender expression consistent with the University's nondiscrimination policy. Schedule E, line 6, Explanation of Government Financial Aid: Vanderbilt University participates in the following programs: Federal Pell Grants, Federal Supplemental Educational Opportunity Grants (FSEOG), Federal Direct Stafford Subsidized/Unsubsidized Loans, Federal Perkins Loans, Federal Direct Graduate Plus Loans, Federal Direct Parent Loan for Undergraduate Students (PLUS Loans), Federal Work Study Program, Tennessee Student Assistance Awards, and the Tennessee Education Lottery Scholarship Program. Vanderbilt University also receives various federal and state grants and contracts for academic and scientific research. 1 Europe 0 0 Fundraising N/A 5247 South Asia 0 0 Fundraising N/A 5871 Central America/Caribbean 0 7 Grantmaking N/A 633588 East Asia and the Pacific 0 11 Grantmaking N/A 798839 Europe 0 18 Grantmaking N/A 1900631 Middle East and North Africa 0 2 Grantmaking N/A 199882 North America 0 11 Grantmaking N/A 773175 South America 0 15 Grantmaking N/A 2089360 South Asia 0 2 Grantmaking N/A 26210 Sub-Saharan Africa 0 13 Grantmaking N/A 10381433 Central America/Caribbean 0 0 Investments N/A 1180321691 East Asia and the Pacific 0 0 Investments N/A 56380357 Europe 0 0 Investments N/A 248512491 North America 0 0 Investments N/A 24497635 South America 0 0 Investments N/A 11888 South Asia 0 0 Investments N/A 53195119 Sub-Saharan Africa 0 0 Investments N/A 41595252 Central America/Caribbean 1 1 Program Services Education, Health-Care, Research 1228103 East Asia and the Pacific 0 0 Program Services Education, Health-Care, Research 831882 Europe 1 7 Program Services Education, Health-Care, Research 3624547 Middle East and North Africa 1 1 Program Services Education, Health-Care, Research 875510 North America 0 0 Program Services Education, Health-Care, Research 558885 Russia/Independent States 0 0 Program Services Education, Health-Care, Research 36646 South America 0 3 Program Services Education, Health-Care, Research 1304601 South Asia 0 16 Program Services Education, Health-Care, Research 688924 Sub-Saharan Africa 3 380 Program Services Education, Health-Care, Research 10114393 Central America/Caribbean 0 0 Send Agents to Seminar N/A 20162 East Asia and the Pacific 0 0 Send Agents to Seminar N/A 173819 Europe 0 0 Send Agents to Seminar N/A 399618 Middle East and North Africa 0 0 Send Agents to Seminar N/A 12485 North America 0 0 Send Agents to Seminar N/A 152478 South America 0 0 Send Agents to Seminar N/A 28315 South Asia 0 0 Send Agents to Seminar N/A 13556 Sub-Saharan Africa 0 0 Send Agents to Seminar N/A 16671 0 64 6 423 6 487 6406593 1635002671 1641409264 Central America and the Caribbean Subcontracts-Research 7949 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 374732 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 40943 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 10670 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 35188 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 37150 Wire N/A N/A East Asia and the Pacific Subcontracts-Research 6433 Wire N/A N/A East Asia and the Pacific Subcontracts-Research 18027 Wire N/A N/A East Asia and the Pacific Subcontracts-Instruction 34613 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 251785 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 278406 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 216860 Wire N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 177020 Wire N/A N/A North America Subcontracts-Research 258268 Wire N/A N/A North America Subcontracts-Research 49462 Check N/A N/A North America Subcontracts-Research 26415 Check N/A N/A North America Subcontracts-Research 93192 Check & Wire N/A N/A South America Subcontracts-Research 119998 Wire N/A N/A South America Subcontracts-Research 31160 Wire N/A N/A South America Subcontracts-Research 38878 Wire N/A N/A South America Subcontracts-Research 14107 Wire N/A N/A South America Subcontracts-Research 56910 Wire N/A N/A South America Subcontracts-Research 62250 Wire N/A N/A South America Subcontracts-Research 152963 Wire N/A N/A Central America and the Caribbean Subcontracts-Research 126957 EFT N/A N/A East Asia and the Pacific Subcontracts-Research 167720 Check N/A N/A East Asia and the Pacific Subcontracts-Research 16383 Check N/A N/A East Asia and the Pacific Subcontracts-Instruction 14060 EFT N/A N/A East Asia and the Pacific Subcontracts-Research 34560 EFT N/A N/A East Asia and the Pacific Subcontracts-Research 109244 EFT N/A N/A East Asia and the Pacific Subcontracts-Research 326279 EFT N/A N/A East Asia and the Pacific Subcontracts-Research 58020 EFT N/A N/A East Asia and the Pacific Subcontracts-Instruction 13500 EFT N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 54855 Check N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 115087 Check N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 18774 Check N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 53832 Check N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 141778 Check N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 31605 EFT N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 59560 EFT N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 60176 EFT N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 42526 EFT N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Instruction 11534 EFT N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 309602 EFT N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 66988 EFT N/A N/A Europe (Including Iceland and Greenland) Subcontracts-Research 10242 EFT N/A N/A Middle East and North Africa Subcontracts-Research 70220 EFT N/A N/A Middle East and North Africa Subcontracts-Research 129662 EFT N/A N/A North America Subcontracts-Research 69491 Check N/A N/A North America Subcontracts-Research 20467 Check N/A N/A North America Subcontracts-Research 56269 Check N/A N/A North America Subcontracts-Research 23731 Check N/A N/A North America Subcontracts-Research 95178 Check N/A N/A North America Subcontracts-Research 27728 Check N/A N/A North America Subcontracts-Research 52976 EFT N/A N/A South America Subcontracts-Instruction 29225 EFT N/A N/A South America Subcontracts-Research 327832 EFT N/A N/A South America Subcontracts-Research 155400 EFT N/A N/A South America Subcontracts-Research 618601 EFT N/A N/A South America Subcontracts-Research 18612 EFT N/A N/A South America Subcontracts-Research 116942 EFT N/A N/A South America Subcontracts-Research 195361 EFT N/A N/A South America Subcontracts-Research 121422 EFT N/A N/A South America Subcontracts-Research 29700 EFT N/A N/A South Asia Subcontracts-Instruction 17766 EFT N/A N/A South Asia Subcontracts-Instruction 8444 EFT N/A N/A Sub-Saharan Africa Subcontracts-Instruction 90345 EFT N/A N/A Sub-Saharan Africa Subcontracts-Research 32576 EFT N/A N/A Sub-Saharan Africa Subcontracts-Instruction 23439 EFT N/A N/A Sub-Saharan Africa Subcontracts-Patient Care 269754 EFT N/A N/A Sub-Saharan Africa Subcontracts-Instruction 10151 EFT N/A N/A Sub-Saharan Africa Subcontracts-Research 38511 EFT N/A N/A Sub-Saharan Africa Subcontracts-Research 5835 EFT N/A N/A Sub-Saharan Africa Subcontracts-Instruction 10940 EFT N/A N/A Sub-Saharan Africa Subcontracts-Research 50823 EFT N/A N/A Sub-Saharan Africa Subcontracts-Research 5743 EFT N/A N/A Sub-Saharan Africa Subcontracts-Instruction 52170 EFT N/A N/A Sub-Saharan Africa Subcontracts-Instruction 33185 EFT N/A N/A Sub-Saharan Africa Subcontracts-Research and Patient Care 9637588 Wire N/A N/A Sub-Saharan Africa Subcontracts-Patient Care 7961 Wire N/A N/A Sub-Saharan Africa Subcontracts-General 25776 Wire N/A N/A Sub-Saharan Africa Subcontracts-General 55907 Wire N/A N/A Sub-Saharan Africa Subcontracts-General 22025 Wire N/A N/A 45 38 1 0 1 1 1 1 Part I, Line 2: - Monitoring Use of Grant Funds: Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients located outside of the United States who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient monitoring guidelines are available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient/ subrecipientsmonitoringguidelinesfinal.pdf Part I, line 3: - Accounting method for Reporting Expenses: Expenses reported in Schedule F, Part I, Line 3 and Part II, Line 1 are derived from Vanderbilt's books and records, which are maintained on the accrual basis of accounting. X X X X X X X 1 RuffaloCody LLC 65 Kirkwood North Road SW Cedar Rapids IA 52404 Call Center 0 1108776 460253 648523 True Sense Marketing 155 Commerce Drive Freedom PA 15042 Consulting Regarding Annual Giving Direct Appeals 0 121585 35433 86152 Grenzebach Glier and Associates 401 N Michigan Avenue Suite 2800 Chicago IL 60611 Consulting Services Related to Fundraising Programs 0 0 113827 0 1230361 609513 734675 Rascal Flatts - Behind the Music 243100 176000 67100 6100 27755 18503 155 2665 Music City Tennis Invitational 121036 93037 27999 3171 3556 6446 356 6063 9 416304 258723 157581 10543 6884 29749 32044 52413 780440 527760 252680 19814 38195 54698 32555 61141 206403 46277 Schedule G, Part I, Line 2b, Column (v) - RuffaloCody: The total amount paid to RuffaloCody for Fiscal Year 2014 was $475,415 which includes professional fundraising fees of $460,253 and fundraising expenses of $15,162. The contract between Vanderbilt University and RuffaloCody calls for the reimbursement of fundraising expenses incurred by Ruffalocody, such as printing and postage, which are invoiced separately from telemarketing services fees. Schedule G, Part I, Line 2b, Column (v): - True Sense Marketing: The total amount paid to True Sense Marketing for Fiscal Year 2014 was $46,063, which includes professional fundraising fees of $35,433 and postage of $10,630. The contract between Vanderbilt University and True Sense Marketing calls for the reimbursement of travel related fundraising expenses, printing and postage incurred by True Sense Marketing, which are invoiced as incurred. Schedule G, Part I, Line 2b, Column (v): - Grenzebach Glier and Associates: The total amount paid to Grenzebach Glier and Associates for Fiscal Year 2014 was $121,156, which includes professional fundraising fees of $113,827 and expenses of $7,329. The contract between Vanderbilt University and Grenzebach Glier and Associates calls for the reimbursement of travel related fundraising expenses incurred by Grenzebach Glier and Associates, such as airfare and hotel, which are invoiced as incurred. Grenzebach Glier and Associates provide consulting services for Vanderbilt University's overall fundraising program. They do not raise funds for Vanderbilt or help raise funds for a specific purpose. 1 1 X 1 X 1 X 1 1 1 0 1 1 127044688 0 127044688 0.03180 391990480 315483043 76507436 0.01920 0 0 519035168 315483043 203552124 0.05100 6336451 2454627 3881824 0.00100 112994582 27399812 85594770 0.02140 0 0 480861467 375613562 105247905 0.02640 0 0 600192500 405468001 194724499 0.04880 1119227668 720951044 398276623 0.09980 1 30282804 731524 319061680 412302404 -93240724 X 1 0 1 Ambulatory Surgery Center of Cool Springs LLC Ambulatory Surgery Center 0.51020 0.00000 0.13260 2 Vanderbilt Imaging Services LLC Radiology Services 0.66670 0.00000 0.33330 3 New Light Imaging LLC Outpatient Diagnostic Imaging 0.66670 0.00000 0.33330 4 One Hundred Oaks Imaging LLC Outpatient Diagnostic Imaging 0.80000 0.00000 0.20000 5 Williamson Imaging LLC Outpatient Diagnostic Imaging 0.53340 0.00000 0.26660 6 VIP Midsouth LLC Pediatric Clinics 0.45690 0.00000 0.54310 7 Springfield VIP Realty LLC Own Real Estate Used as Medical Facility 0.49000 0.00000 0.51000 2 1 Vanderbilt University Hospitals 1211 22nd Avenue South Nashville TN 37212 www.vanderbilthealth.com 0000000027 X X X X X X 2 Vanderbilt Stallworth Rehab Hospital 2201 Childrens Way Nashville TN 37212 www.vanderbiltstallworthrehab.com 0000000141 X Vanderbilt University Hospitals 1 1 X X X X X X X X 12 1 1 1 X www.vanderbilthealth.com/main/38766 X X X X X 1 0 1 1 200.000000000000 1 250.000000000000 1 X X X 1 1 X X 1 0 X X 1 X 0 0 Vanderbilt Stallworth Rehab Hospital 2 1 X X X X X X X X 12 1 1 1 X See Part V, Section C X See Part V, Section C X X X X 1 0 1 1 200.000000000000 1 400.000000000000 1 X X X 1 0 1 0 X X 1 X 0 0 Form 990, Schedule H, Part V, Section B, Line 3, Facility 1 Community Health Needs Assessment:The following describes the methodologies Vanderbilt University Hospitals used to take into account input from persons who represent the community:-Online and paper surveys were used to seek the views of health care consumers and community leaders to identify gaps in services and heal priorities in their communities. The survey was completed by 2,303 people. -Fourteen focus groups were conducted across the four counties that primarily represent the community served. In each county there was a focus group of community leaders from various sectors including education, government, healthcare, faith-based organizations, and business. Form 990, Schedule H, Part V, Section B, Line 4, Facility 1 Community Health Needs Assessment:Vanderbilt University Hospitals and Clinics also conducted a health needs assessment in partnership with its affiliated hospital Vanderbilt Stallworth Rehabilitation Hospital. Form 990, Schedule H, Part V, Section B, Line 6(i), Facility 1 Community Health Needs Assessment:The Vanderbilt University Hospitals implementation plan states that "Vanderbilt is situated in a region that has many health and health care stakeholders including public health, community healthcare providers, schools, social service providers, governmental agencies, and other entities. To achieve success in any of the three strategic areas, collaboration with these organizations is critical. To move from planning to implementation over the next three years, Vanderbilt will actively engage key community stakeholders to further refine these plans and work collaboratively to improve the health of our community." Form 990, Schedule H, Part V, Section B, Line 14, Facility 1 Financial Assistance Policy:Patients are notified of potential assistance under Federal, State or local government programs or under the organization's charity care policy via signage posted in the patient care registration points including hospitals, emergency departments, and clinics; brochures available at registration points; and language included on all statements mailed to patients advising them we have a financial assistance program if they need help paying their medical bills. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial counseling personnel to discuss qualifications for free or discounted care. Form 990, Schedule H, Part V, Section B, Line 20(d), Facility 1 Charges to Individuals Eligible for Assistance Under the FAP:Individuals without insurance are extended a 50% discount off gross charges as required by Tennessee Code Annotated 68-11-262 Limit of Amount of Charges for Services to an Uninsured Patient. In addition, based on income level, a discount is offered to individuals who meet eligibility criteria for financial assistance. Gross charges are reduced by 100%, 80% or 60% depending on the individual's income level as a percent of the federal poverty guidelines. Form 990, Schedule H, Part V, Section B, Line 3, Facility 2 Community Health Needs Assessment:The following describes the methodologies Vanderbilt Stallworth Rehabilitation Hospital used to take into account input from persons who represent the community:- Online and paper surveys were used to seek the views of health care consumers and community leaders to identify gaps in services and health priorities in their communities. The survey was completed by 2,303 people.- Fourteen focus groups were conducted across the four counties that primarily represent the community served. In each county there was a focus group of community leaders from various sectors including education, government, healthcare, faith-based organizations, and business. Form 990, Schedule H, Part V, Section B, Line 4, Facility 2 Community Health Needs Assessment:Vanderbilt Stallworth Rehabilitation Hospital conducted a health needs assessment in partnership with its affiliated Vanderbilt University Hospitals. Form 990, Schedule H, Part V, Section B, Line 5(a) & (b), Facility 2 Community Health Needs Assessment - Web AddressThe Vanderbilt Stallworth Rehabilitation Hospital Community Health Needs Assessment is accessible to the public via the following web address: http://www.vanderbiltstallworthrehab.com/en/our-approach/committed-to-qualityAnd http://vanderbilthealth.com/main/38766 Form 990, Schedule H, Part V, Section B, Line 6(i), Facility 2 Community Health Needs Assessment:The Vanderbilt Stallworth Rehabilitation Hospital implementation plan states that "Vanderbilt is situated in a region that has many health and health care stakeholders including public health, community healthcare providers, schools, social service providers, governmental agencies, and other entities. To achieve success in any of the three strategic areas, collaboration with these organizations is critical. To move from planning to implementation over the next three years, Vanderbilt will actively engage key community stakeholders to further refine these plans and work collaboratively to improve the health of our community." Form 990, Schedule H, Part V, Section B, Line 14, Facility 2 Financial Assistance Policy:Although Vanderbilt Stallworth Rehabilitation Hospital's policies do not contain measures to publicize the policy, Stallworth did make the policy available to its community. A summary of the policy is posted in the main elevator to the patient care units. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial personnel to discuss qualifications for free or discounted care. Form 990, Schedule H, Part V, Section B, Line 20(d), Facility 2 Charges to Individuals Eligible for Assistance Under the FAP:Individuals without insurance are extended a 40% discount off gross charges which extends the discount required by Tennessee Code Annotated 68-11-262 Limit of Amount of Charges for Services to an Uninsured Patient. In addition, based on income level, a discount is offered to individuals who meet eligibility criteria for financial assistance. Gross charges are reduced by 100%, 75% or 50% depending on the individual's income level. 10 Ambulatory Surgery Ctr of Cool Springs 2009 Mallory Lane Suite 100 Franklin TN 37067 Ambulatory Surgery Treatment Center SCA Nashville Surgery Center 1161 21st Ave South D-3300 Nashville TN 37232 Ambulatory Surgery Treatment Center Vanderbilt-Maury Radiation Oncology 1003 Reserve Boulevard Spring Hill TN 37174 Ambulatory Surgery Treatment Center Vanderbilt Williamson Cancer Ctr 2107 Edward Curd Lane Franklin TN 37067 Ambulatory Surgery Treatment Center One Hundred Oaks Imaging 719 Thompson Lane Nashville TN 37204 Outpatient Diagnostic Center Spring Hill Imaging Center 5421 Main Street Spring Hill TN 37174 Outpatient Diagnostic Center Cool Springs Imaging 2009 Mallory Lane Suite 150 Franklin TN 37067 Outpatient Diagnostic Center Vanderbilt Gateway Cancer Center 375 Alfred Thun Road Clarksville TN 37040 Ambulatory Surgery Treatment Center Belle Meade Imaging 4525 Harding Road Suite 102 Nashville TN 37232 Outpatient Diagnostic Center Hillsboro Imaging 1909 Acklen Avenue Nashville TN 37212 Outpatient Diagnostic Center Form 990, Schedule H, Part I, Line 7 Costing Methodology - Charity Care:The costing methodology used to calculate Charity Care and certain other community benefit costs reported was based on an overall cost-to-charge ratio for all patient populations. The cost to charge ratio was caclutated using IRS worksheet 2. Form 990, Schedule H, Part I, Line 7 Community Benefit Expense:The tax year 2012 Form 990 instructions required the inclusion of research expenses without the direct offsetting grants revenue (including restricted grants) of those research activities (Line 7h). Thus, Vanderbilt reported all research expenses, including government research, without reporting the offsetting grants revenue (including restricted grants). This resulted in a total community benefit expense percentage of 19.62% in 2012. Beginning in tax year 2013, offsetting grants revenue must be included to calculate the net community benefit expense. This change resulted in a total community benefit expense percentage of 9.98% in 2013. The total community benefit expense percentage would have been 9.71% in tax year 2012 under the new guidance. Form 990, Schedule H, Part I, Line 7(k), Column (f) Community Benefit Expense:The total community benefit expense using Part I, Line 7, Column (c) (before direct offsetting revenue) as a percentage of total expenses is 28.02%. Form 990, Schedule H, Part III, Lines 2 & 3 Costing Methodology - Bad Debt Expense:The costing methodology used to calculate bad debt expense reported in Part III, Lines 2 and 3 was based on an overall cost-to-charge ratio for all patient populations. Discounts and payments on accounts considered as bad debt offset the total bad debt expense recorded. Process to determine amount of bad debt attributable to individuals eligible for financial assistance The accounts that have not been paid are first reviewed under a presumptive charity policy. For those accounts that do not meet presumptive eligibility criteria, it is estimated that 3% of the balances are attributable to individuals who would qualify for financial assistance. This estimate is based on experience of patient accounting management as well as a methodical review of outstanding patient accounts. Form 990, Schedule H, Part III, Line 4 Audited Financial Statements:The audited financial statements of Vanderbilt University disclose the consolidated amount of bad debt expense, the preponderant portion of which is attributable to its hospitals and clinics. This information is contained in Footnote 3, Accounts Receivable, on page 22 of the audited financial statements. Form 990, Schedule H, Part III, Line 8 Costing Methodology - Medicare Allowable Costs:The methodology for determining Medicare allowable costs consisted of applying an overall hospital cost-to-charge ratio to gross Medicare charges from the hospital billing system. The resulting shortfall is entirely deemed as community benefit because the cost of providing related care consistently exceeds reimbursement from Medicare. The hospital accepts all Medicare patients with the knowledge that there may be shortfalls and operates to promote the health of the community. The organization believes the Medicare shortfall should be treated as a community benefit because Medicare does not fully compensate hospitals for the cost of providing hospital care to Medicare beneficiaries.In FY14, such shortfalls amounted to $93,240,724. Form 990, Schedule H, Part III, Line 9b Collection Practices:Although Vanderbilt University's policies do not contain provisions on the collection practices to be followed for patients who are known to qualify for financial assistance, in practice, if a patient qualifies for a 100% charity care write off, the account is closed and no further collection efforts are made. If a patient qualifies for a partial charity care write off, the account is reduced for the applicable charity discount and normal collection efforts are made. The extraordinary collection actions that may be taken, after reasonable efforts are made to ensure a patient is not eligible for financial assistance on the remaining balance, include: - A Lien - Foreclosure on Real Property - Attachment or seizure of a bank account or other personal property - Commencement of a civil action against an individual - Actions that cause an individual's arrest - Actions that cause an individual to be subject to body attachment - Wage garnishment Form 990, Schedule H, Part VI, Line 2 Needs Assessment:The hospitals and clinics play an active part in assessing the health care needs of the communities it serves, by strategically targeting and proving essential health care services that would otherwise not be available to these patient populations. These services include high risk obstetrics, children's specialty services such as neonatal intensive care, pediatric intensive care, and hemophilia clinic as well as an adult AIDS program that is administered through the Department of Infectious Disease. Services have also been strategically implemented for underserved and economically disadvantaged areas and include the Vie Hill Community Clinic which is staffed by Nurse Practitioners, Certified Nurse Midwives, and Psychiatric Mental Health Nurse Practitioners from Vanderbilt University School of Nursing and the Shade Tree Family Clinic, a free health clinic run by Vanderbilt medical students. Form 990, Schedule H, Part VI, Line 3 Patient Education of Eligibility for Assistance:Patients are notified of potential assistance under Federal, State or local government programs or under the organization's charity care policy via signage posted in the patient care registration points including hospitals, emergency departments, and clinics; brochures available at registration points; and language included on all statements mailed to patients advising them we have a financial assistance program if they need help paying their medical bills. Pre-Admitting, Registration, or Billing personnel may refer uninsured or low income patients to financial counseling personnel to discuss qualifications for free or discounted care.A summary of the Vanderbilt Stallworth Rehabilitation Hospital policy is posted in the main elevator to the patient care units. Form 990, Schedule H, Part VI, Line 4, Facility 1 Community Information:The Vanderbilt University Medical Center (VUMC), located in Nashville, Tennessee, serves Tennessee, northern Alabama and southern Kentucky. Three hospitals comprise the Vanderbilt Hospital System: the Vanderbilt University Hospital (adult care), the Monroe Carell, Jr. Children's Hospital at Vanderbilt and the Vanderbilt Psychiatric Hospital. Annually, the Vanderbilt University Hospitals have approximately 59,112 discharges. Annually, VUMC also provides approximately 1.83 million outpatient visits, including 118,590 to the emergency departments of the three hospitals. Vanderbilt University Hospitals provide critical and often unique health care resources to the community and provide broad access to care. The majority of Vanderbilt's patients live in four Tennessee counties: Davidson, Williamson, Rutherford and Montgomery. Form 990, Schedule H, Part VI, Line 4, Facility 2 Community Information:The Vanderbilt Stallworth Rehabilitation Hospital (Stallworth), is located in Nashville, Tennessee, serves middle Tennessee, southern Kentucky and the northern parts of Mississippi, Alabama and Georgia. This 80-bed hospital is a joint venture between Vanderbilt University Medical Center and HealthSouth and offers comprehensive acute rehabilitation services. Annually, Stallworth has approximately 1,524 discharges. The majority of Stallworth's patients live in four Tennessee counties Davidson, Montgomery, Rutherford and Williamson. 1 ABT Associates Inc 4550 Montgomery Avenue Suite 800N Bethesda MD 208145341 423476430 N/A 304497 Not applicable Not applicable Research Adventure Science Center 800 Fort Negley Bld Nashville TN 37203 620479192 501(c)(3) 5160 Not applicable Not applicable Instruction Albert Einstein College of Medicine 1300 Morris Park Ave Bronx NY 10461 131624225 501(c)(3) 220573 Not applicable Not applicable Research Allegheny Singer Research Institute 2 Allegheny Center Pittsburgh PA 15212 251320493 501(c)(3) 34523 Not applicable Not applicable Research American Diabetes Association 220 Great Circle Rd 134 Nashville TN 37228 131623888 501(c)(3) 17500 Not applicable Not applicable Contribution American Heart Association 1101 Northchase Parkway Suite 1 Marietta GA 30067 135613799 501(c)(3) 165000 Not applicable Not applicable Contribution Anatomic & Clinical Lab Assoc PC 2010 Church 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Boston MA 021112680 422611090 501(c)(3) 8395 Not applicable Not applicable Research Trevecca Nazarene University 333 Murfreesboro Road Nashville TN 37210 620497990 501(c)(3) 33115 Not applicable Not applicable Research Trustees of Dartmouth College 11 Rope Ferry Road Unit 6210 Hanover NH 37550 202221110 501(c)(3) 226717 Not applicable Not applicable Research Trustees of Indiana University 980 Indiana Avenue Room 2232 Indianapolis IN 462022915 603007902 N/A 28493 Not applicable Not applicable Research Trustees of the University of Pennsylvania P O Box 785541 Philadelphia PA 191785541 231352685 501(c)(3) 577917 Not applicable Not applicable Research U T Southwestern Medical Center P O Box 841765 Dallas TX 75284 756002868 N/A 278602 Not applicable Not applicable Research US Army Institute of Surgical Research MCMR-SRR-P 3400 Rawley E Chamber Ave Building 3611 Ft Sam Houston TX 782346315 300440374 N/A 92899 Not applicable Not applicable Research UK Research Foundation PO Box 931113 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California Hastings College of Law 200 McAllister Street San Francisco CA 94102 942581680 501(c)(3) 31621 Not applicable Not applicable Research University of California Irvine 1400 Biological Sciences III Irvine CA 92697 952226406 501(c)(3) 61307 Not applicable Not applicable Research University of California San Diego 9500 Gilman Dr MC 0009 La Jolla CA 92093 956006144 501(c)(3) 90573 Not applicable Not applicable Research University of California San Francisco EMF Box 0897 San Francisco CA 941430897 946036493 501(c)(3) 94538 Not applicable Not applicable Research University of Chicago 6054 S Drexel Ave Suite 300 Chicago IL 60637 362177139 501(c)(3) 148792 Not applicable Not applicable Research University of Colorado Denver P O Box 910238 Denver CO 802910238 846000555 501(c)(3) 1036381 Not applicable Not applicable Research University of Connecticut 438 Whitney Road Extension Unit 1133 Storrs Mansfield CT 62690 607721600 501(c)(3) 64009 Not applicable Not applicable Research University of Delaware 209 Hullihen Hall Newark DE 19716 513000297 501(c)(3) 37374 Not applicable Not applicable Research University of Florida 1149 S Newell Dr Gainesville FL 32611 596002052 501(c)(3) 385978 Not applicable Not applicable Research University of Hawaii 2440 Campus Rd Box 368 Honolulu HI 96822 996000354 501(c)(3) 189497 Not applicable Not applicable Research University of Houston E Cullen Building Room 316 Houston TX 77204 746001399 501(c)(3) 22566 Not applicable Not applicable Research University of Illinois P O Box 20787 Springfield IL 62708 376000511 501(c)(3) 181043 Not applicable Not applicable Research University of Iowa 12306500 B5 Jessup Hall Iowa City IA 52242 426004813 501(c)(3) 22734 Not applicable Not applicable Research University of Kentucky Research P O Box 931113 Cleveland OH 44193 616033693 501(c)(3) 96608 Not applicable Not applicable Instruction University of Maryland OCGA 4101 Chesapeake Building 3112 Lee Building College Park MD 207423141 526002033 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379960100 626001636 501(c)(3) 17528 Not applicable Not applicable Instruction University of Texas 800 West Campbell Rd Houston TX 772104390 746001118 501(c)(3) 72005 Not applicable Not applicable Research University of Texas Dallas 800 West Campbell Road AD37 Richardson TX 750803021 751305566 501(c)(3) 123747 Not applicable Not applicable Research University of Texas Health Science P O Box 301418 Dallas TX 753031418 741586031 501(c)(3) 14872 Not applicable Not applicable Research University of Texas Medical Branch PO Box 660120 Dept 750 Dallas TX 75266 746000949 501(c)(3) 382500 Not applicable Not applicable Research University of Texas Southwestern Medical Post Office Box 841765 Dallas TX 752841765 756002868 501(c)(3) 492576 Not applicable Not applicable Research University of Utah 201 South Presidents Circle Room 406 Salt Lake City UT 841129020 876000525 501(c)(3) 132036 Not applicable Not applicable Research University of Vermont 217 Waterman Building 85 South Prospect Street Burlington VT 054050160 301794400 501(c)(3) 13940 Not applicable Not applicable Research University of Virginia PO Box 400195 Charlottesville VA 229044195 546001796 501(c)(3) 133893 Not applicable Not applicable Research University of Washington OSP Box 359472 Seattle WA 98195 916001537 501(c)(3) 142515 Not applicable Not applicable Research University of Wisconsin Madison GAR Prg Drawer 538 Milwaukee WI 532780538 391805963 501(c)(3) 180184 Not applicable Not applicable Research University of Wisconsin-Madison Research Sponsored Programs Madison WI 53715 396006492 501(c)(3) 969144 Not applicable Not applicable Research Urban Housing Solutions Inc 822 Woodland Street Nashville TN 37206 621466422 501(c)(3) 34555 Not applicable Not applicable Instruction Vaccine and Gene Therapy Institute of 9801 SW Discovery Way Port Saint Lucie FL 34987 364631835 501(c)(3) 85091 Not applicable Not applicable Research Virginia Commonwealth University 800 East Leigh Street Suite 3100 Richmond VA 232191551 546001758 501(c)(3) 35719 Not applicable Not applicable Research Virginia Polytechnic Institute 460 Turner Street Suite 360 Blacksburg VA 24060 546001805 501(c)(3) 358892 Not applicable Not applicable Research Wake Forest University Medical Center Boulevard Winston Salem NC 27157 560532138 501(c)(3) 21072 Not applicable Not applicable Research Wake Forest University Health Sciences Medical Center Boulevard Winston Salem NC 27157 223849199 501(c)(3) 207391 Not applicable Not applicable Research Washington State University P O Box 641039 342 Pullman WA 991641039 916001108 501(c)(3) 72869 Not applicable Not applicable Research Washington University 700 Rosedale Avenue Campus Box 1034 Saint Louis MO 631121408 430653611 501(c)(3) 746237 Not applicable Not applicable Research Weill Medical College 575 Lexington Avenue 9th Floor New York NY 10022 131623978 501(c)(3) 236884 Not applicable Not applicable Research West Tennessee Healthcare Foundation 620 Skyline Drive Jackson TN 383013956 581671241 501(c)(3) 8025 Not applicable Not applicable Instruction West Virginia University 886 Chestnut Ridge Rd 2nd Floor Room 202 Morgantown WV 26506 556000842 501(c)(3) 5900 Not applicable Not applicable Research West Virginia University Research Corp 886 Chestnut Ridge Rd Second Floor Room 202 Morgantown WV 26506 550665758 501(c)(3) 5200 Not applicable Not applicable Research Williamson County-Franklin Chamber of Commerce 1007 Mooreland Blvd Brentwood TN 37027 810644815 501(c)(3) 7500 Not applicable Not applicable Contribution Williamson Medical Center 4321 Carothers Parkway Attn Carol Lewis Franklin TN 37067 621501534 501(c)(3) 65256 Not applicable Not applicable Research Women Survivors Alliance PO Box 222 Brentwood TN 37204 454592126 501(c)(3) 10000 Not applicable Not applicable Contribution Y M C A Of Middle Tennessee 1021 Russell Street Nashville TN 37206 620476243 501(c)(3) 28500 Not applicable Not applicable Instruction Y W C A of Nashville & Middle Tennessee 1608 Woodmont Boulevard Nashville TN 37215 620475702 501(c)(3) 13500 Not applicable Not applicable Instruction Yale University P O Box 1873 New Haven CT 065081873 606469730 501(c)(3) 125867 Not applicable Not applicable Research York County Community College 112 College Drive Wells ME 04073 104160150 501(c)(3) 19803 Not applicable Not applicable Instruction 242 49 Patient Assistance 154 212605 N/A N/A Patient Assistance 5449 29970 FMV Food Patient Assistance 345 97214 FMV Medical Supplies Patient Assistance 425 81108 FMV Outreach Programs Student Financial Assistance 6768 289554436 N/A N/A Part I, Line 2: Subrecipient grants - Vanderbilt University maintains a formal policy defining its procedures for monitoring the use of sponsored funds by subrecipients who are performing a portion of a sponsored project externally awarded to Vanderbilt. The policy provides guidance to ensure that subrecipients conduct their portions of sponsored projects in compliance with laws, regulations, terms and conditions of awards and subawards, and that reimbursed costs incurred by subrecipients are allowed. The policy addresses the roles and responsibilities of central offices and academic departments of the University and describes the monitoring procedures for each area. The full text of Vanderbilt's subrecipient policy is available online at the following web address: http://www.vanderbilt.edu/ocga/vupolicies/subrecipient /SubrecipientMonitoringGuidelinesfinal.pdf Other Assistance - Assistance offered from institutional funds by Vanderbilt to our students is awarded on the basis of merit and/or financial need. Such assistance helps students and their families support the cost of attendance which includes tuition, mandatory fees, room & board, books, other course materials/supplies, and allowances for personal/miscellaneous and travel expenses. Merit-based awards are competitively awarded in recognition of academic achievement, leadership, commitment to community service, contributions to society, and other forms of accomplishment. Need-based assistance is awarded on the basis of documented financial need, resulting from a need analysis evaluation accomplished in accordance with relevant and applicable federal, state, and/or institutional programs, policies, and eligibility requirements. Financial Aid - The units responsible for administering student financial aid at Vanderbilt regularly initiate system-generated reviews, as well as other cross-checks on an ad hoc basis. Results from these reviews, along with recurring management reports, are regularly evaluated. Subsequently, follow-up corrective actions are taken when appropriate and potentially include award revisions or cancellations. These provisions are designed to help ensure that student assistance funds are awarded to eligible recipients, in accordance with applicable federal, state, institutional, and other program legislation, as well as relevant internal University policies and operational guidelines/criteria. X X X X X 1 1 X X X X X 1 1 0 0 0 0 0 1 1 1 Nicholas S Zeppos JD See Schedule O 904469 0 242352 0 970152 0 112286 0 30479 0 2259738 0 739488 0 Audrey Jane Anderson See Schedule O 462105 0 150000 0 24732 0 50507 0 22634 0 709978 0 0 0 Jeffrey R Balser MD PHD See Schedule O 1292568 0 0 0 15129 0 560401 0 61385 0 1929483 0 0 0 Jerry G Fife BS See Schedule O 429796 0 36258 0 13691 0 30097 0 10466 0 520308 0 0 0 Beth A Fortune MA See Schedule O 354893 0 23616 0 11507 0 29097 0 10408 0 429521 0 0 0 Anders W Hall See Schedule O 229296 0 150000 0 10680 0 405583 0 4935 0 800494 0 0 0 John M Lutz See Schedule O 489046 0 300000 0 11432 0 77113 0 23133 0 900724 0 0 0 Richard C McCarty MS PHD See Schedule O 569728 0 102996 0 25168 0 30097 0 21338 0 749327 0 0 0 Susie S Stalcup BA See Schedule O 526443 0 47160 0 14399 0 12597 0 13403 0 614002 0 0 0 Brett C Sweet MBA See Schedule O 1030419 0 140000 0 11219 0 138708 0 32868 0 1353214 0 0 0 David Williams II MA MBA JD LLM See Schedule O 812424 0 184616 0 1031338 0 28143 0 37978 0 2094499 0 909090 0 Charles L Gregory MA MBA MHA See Schedule O 512504 0 33307 0 12822 0 30097 0 33189 0 621919 0 0 0 John F Manning Jr PHD MBA See Schedule O 608792 0 69542 0 12822 0 112597 0 22556 0 826309 0 0 0 Charles W Pinson MD MBA See Schedule O 1093459 0 70431 0 14064 0 209920 0 12315 0 1400189 0 0 0 David R Posch See Schedule O 638939 0 6528 0 14064 0 12597 0 17729 0 689857 0 0 0 James G Franklin See Schedule O 3592611 0 395000 0 11374 0 30097 0 26137 0 4055219 0 0 0 John W Klekamp MD See Schedule O 913611 0 383576 0 11310 0 29920 0 28730 0 1367147 0 0 0 Michael J McNamara See Schedule O 878391 0 472328 0 12822 0 12420 0 25893 0 1401854 0 0 0 Kevin E Stallings MS See Schedule O 1171006 0 831942 0 11302 0 84126 0 40269 0 2138645 0 0 0 Paul A Thomas MD See Schedule O 1489784 0 237863 0 12822 0 12420 0 25893 0 1778782 0 0 0 Matthew W Wright MBA See Schedule O 50755 0 0 0 1073883 0 3636 0 18583 0 1146857 0 0 0 Martin P Sandler MD See Schedule O 600283 0 24000 0 14064 0 24420 0 11600 0 674367 0 0 0 Part I, Line 1a Vanderbilt excludes the benefits from taxable income when a documented business purpose is served. First-class or charter travel - Travelers should fly via commercial airline and work to obtain the lowest fare possible. If an airline provides business class or first class seating and the length of an individual flight segment is more than four hours, the traveler may petition his/her vice Chancellor and with this written approval purchase a business or first class ticket. In cases where it is not possible to fly commercial due to scheduling commitments, and the travel is of the highest importance, travelers may request that the Chancellor approve a charter flight, after weighing the benefits of the trip against the cost of the charter. The Board of trust has approved the first class travel or charter for the Chancellor when necessitated by his schedule. Per Vanderbilt's athletics travel policy, family members are allowed, with the approval of the Vice Chancellor for University Affairs and Athletics, to accompany the team on charter flights when there are extra seats, without having to reimburse the university since the charter fee is not determined by the number of actual passengers. Five officers and two highest compensated employees received first-class or charter travel benefits in accordance with Vanderbilt's travel policy that were not included in taxable compensation. Travel for companion - One officer and one highest compensated employee received travel for companion benefits in accordance with Vanderbilt's travel policy that were not included in taxable compensation. Tax indemnification and gross-up payments - One officer and one former officer received tax indemnification and/or gross-up payment benefits that were included in taxable compensation. Housing allowance or residence for personal use - One officer received a housing allowance or a residence for personal use that was included in taxable compensation. Health or social club dues or initiaion fees - One officer received health or social club dues or initiation fees benefits that were included in taxable compensation. One officer and one key employee received health or social club dues or initiation fees benefits that were not included in taxable compensation. Part I, Lines 4a-b Line 4a: Former Officer (Vice Chancellor for Investments) Matthew W. Wright, MBA terminated employment with Vanderbilt University in January 2013. He received a severance payment totaling $942,000, which was included in his 2013 W-2 and is included in the amount reported in Schedule J, Part II, Column b(iii). Line 4b: Certain individuals listed in Form 990, Schedule J, Part II, participate in nonqualified deferred compensation plans. Amounts contributed to the plans include fixed %s of annual bonus payments, and fixed dollar amounts. Contributions to the plan vest when individuals complete their contract term or continue employment to a designated date. Current year accruals of compensation associated with these plans are included in the amounts reported for such individuals in Schedule J, Part II, Column (C). The payout of these amounts in future years will be included in the amounts reported in Schedule J, Part II, Column (B)(iii) for such individuals. Amounts accrued in prior years and previously reported in Schedule J, Part II, Column (C) will be reported in Schedule J, Part II, Column (F). Two payouts were made under these plans to participating individuals in 2013. - David Williams - $1,000,000 - Nicholas Zeppos - $ 938,320 Part I, Line 7 Chancellor Nicholas S. Zeppos achieved various incentive goals where judgment was determined by the Board of Trust. Total incentive compensation earned from these measures was $80,784 and is included in his 2013 W-2. The following individuals achieved various incentive goals where judgment was determined by the Chancellor or the Board of Trust. Total incentive compensation earned from these measures during 2013 for each individual follows, and is included in their respective 2013 W-2s. Vice Chancellor for Health Affairs; Dean, School of Medicine; Provost and Vice Chancellor for Academic Affairs, Professor of Psychology Richard C. McCarty - $17,166; Vice Chancellor for Finance and Chief Financial Officer, and Former Interim Vice Chancellor for Investment Brett C. Sweet - $21,000; Vice Chancellor for Athletics and University Affairs and Athletics Director, Former General Counsel and Former Secretary of the University David Williams, II - $24,345; Vice Chancellor for Public Affairs Beth A. Fortune - $11,808; Vice Chancellor for Administration Jerry Fife - $12,797; Vice Chancellor for Development and Alumni Relations Susie Stalcup - $15,720 Part I, Line 8 Certain individuals are, from time to time, serving under the provisions of their initial contract to serve as officers of the university, which principally establishes their compensation, responsibilities and duties. A HEFB Vanderbilt Univ Series 2012D&E 626139016 VariousNu 2012-11-29 169603023 See Part VI 0 0 0 B HEFB Vanderbilt Univ Series 2012AB&C 626139016 VariousNu 2012-03-29 180230953 See Part VI 0 0 0 C HEFB Vanderbilt Univ Series 2009A&B 626139016 VariousNu 2009-04-01 328850840 See Part VI 0 0 0 D HEFB Vanderbilt Univ Series 2008A&B 626139016 VariousNu 2008-04-23 274405009 See Part VI 0 0 0 A 5735000 169603023 169603023 1 0 1 1 B 23695000 180231110 180231110 1 0 1 1 C 328896899 2245733 100365419 226285747 2011 1 0 1 1 D 68265000 275052312 1774403 273277909 1 0 1 1 A 0 1 1 1 1 1 0.00190 0.00000 0.00190 0 1 0.00020 0 1 B 0 1 1 1 1 1 0.00130 0.00000 0.00130 0 1 0.00010 0 1 C 0 1 1 1 1 1 0.00030 0.00000 0.00030 0 1 0.00040 0 1 D 0 1 1 1 1 1 0.00060 0.00010 0.00070 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 1 1 0 1 0 0 0 1 C 0 0 1 0 0 0 0 0 1 D 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Form 990, Schedule K, Part I, Column (a), All Rows Full Issuer Name: The Health and Educational Facilities Board of Metropolitan Government of Nashville and Davidson County, TN (HEFB). Form 990, Schedule K, Part I, Column (f) Description of Purpose: 1st group (Series 2012D&E, 2012A,B&C, 2009A&B & 2008A&B) Row A - To refund a portion of series 2000A bonds (issued on January 20, 2005); a portion of the series 2005A bonds (issued on January 20, 2005); and a portion of tax-exempt commercial paper. Row B - To refund series 2000B bonds (issued on May 16, 2000); series 2003A bonds (issued on May 29, 2003); a portion of the series 2005A bonds (issued on January 20, 2005); and the series 2001A&B bonds (both issued January 1, 2001). Row C - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance various capital projects; refund series 2005 B-1 & B-2 bonds (both issued on January 20, 2005); finance various capital improvements; to pay for costs associated with issuance of bonds. Row D - To refund tax-exempt commercial paper (issued on June 28, 2007) used to finance capital projects of the University and Hospitals; to pay for costs associated with issuance of bonds. 2nd group (CP Program 5, Series 2005 A-1 & A-2) Row A - To refund series 2005B bonds (issued on January 20, 2005 and June 28, 2007); to finance various capital projects and improvements. Row B - Issued as a private placement to fund purchase of medical transport helicopters. Form 990, Schedule K, Part II, Line 3, Proceeds: Differences between Part I, Column (e) and Part II, Line 3 is investment earnings. Form 990, Schedule K, Part III, Lines 4, 5, & 6 Private Business Use: Vanderbilt University is reporting private business use percentages on a net basis. Reporting on a net basis means that private business use has been allocated to the equity portion of any debt-financed buildings and equipment where private business use has occurred. In Vanderbilt's case, equity has substantially exceeded relatively minor private business use, resulting in zero reported amounts on a net basis. Form 990, Schedule K, Part III, Line 8a Sale or Disposition of Bond-Financed Property: Vanderbilt University calculates the percentage of sale or disposition of bond-financed property by using all disposed property in the numerator without considering if the property was sold to a private organization or disposed of in the regular course of business. This provides for a more conservative calculation. The assets that have been disposed of consist of small equipment. No bond-financed buildings or large equipment have been sold. It is not Vanderbilt's policy to sell any bond-financed assets to a nongovernmental person other than a 501(c)(3) organization. Form 990, Schedule K, Part III, Line 8b Percentage of Bond-Financed Property: 1st group (Series 2012D&E, 2012A,B&C, 2009A&B) Column A - Since a portion of series 2012D&E bonds refinanced series 2005A&B bonds, the portion of series 2005A&B bonds that have been disposed of is allocated to series 2012D&E bonds. Column B - Since a portion of series 2012A,B&C bonds refinanced series 2005A&B bonds, the portion of series 2005A&B bonds that have been disposed of is allocated to series 2012A,B&C bonds. Column C - Since a portion of series 2009A&B bonds refinanced series 2005A&B bonds, the portion of series 2005A&B bonds that have been disposed of is allocated to series 2009A&B bonds. 2nd group (CP Program 5) Column A - Since a portion of the CP Program 5 bonds refinanced the series 2005A&B bonds, the portion of series 2005A&B bonds that have been disposed of is allocated to the CP Program 5 bonds. The cost of the disposed asset was such that the calculation rounded to 0.04%. In addition, there were other assets financed by the CP Program 5 bonds that were disposed of which resulted in a calculation that rounded to 0.02%. This results in a total calculation of 0.06%. Form 990, Schedule K, Part IV, Lines 2c No Rebate Due: 2nd group (Series 2005 A-1 & A-2) Column B - No rebate is due as calculated by our rebate monitor in the report dated March 12, 2014. A HEFB Vanderbilt Univ CP Program 5 626139016 VariousNu 2010-03-29 177740000 See Part VI 0 0 0 B HEFB Vanderbilt Univ Series 2005A-1 & A-2 626139016 VariousNu 2005-02-15 16440000 See Part VI 0 0 0 A 82740000 177740000 177740000 1 0 1 1 B 8460000 16440000 64961 16375039 2005 0 0 1 1 A 0 1 1 1 0 0.00000 0.00000 0.00000 0 1 0.00060 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 0 1 0 0 0 1 B 0 0 0 1 1 0 0 0 1 A 1 B 1 See Part V See Part V 0 Schedule L, Part III (a) Name of interested person:Education assistance provided to eleven interested persons(b) Relationship between interested person and the organization:Employees, dependents, family members(c) Amount of assistance:$384,052(d) Type of assistance:Merit based scholarships and awards(e) Purpose of assistance:Scholarships and awards to assist individuals fund education costs(a) Name interested person:Tuition assistance provided to five interested persons(b) Relationship between interested person and the organization:Qualifying dependents of eligible employees(c) Amount of assistance:$71,121(d)Type of assistance:Tuition assistance(e) Purpose of assistance:Tuition to assist individuals fund education costs Schedule L, Part IV (a) Name of Person: Stacey McCarty(b) Relationship between interested person and Organization: Family member of current officer Richard McCarty(c) Amount of transaction: $57,439(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Barbara E. Wilson-Engelhardt, MD(b) Relationship between interested person and Organization: Family member of trustee William Wilson(c) Amount of transaction: $100,910(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Hava Fife, APRN-BC(b) Relationship between interested person and Organization: Family member of current officer Jerry Fife(c) Amount of transaction: $115,768(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Gail P. Carr-Williams, JD(b) Relationship between interested person and Organization: Family member of current officer David Williams, II(c) Amount of transaction: $130,805(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Glynis Sacks-Sandler, M.D.(b) Relationship between interested person and Organization: Family member of former key employee Martin Sandler(c) Amount of transaction: $461,707(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Kim Sandler(b) Relationship between interested person and Organization: Family member of former key employee Martin Sandler(c) Amount of transaction: $123,237(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Carla Sandler-Wilson(b)Relationship between interested person and Organization: Family member of former key employee Martin Sandler(c) Amount of transaction: $54,150(d) Description of transaction: Employment at Vanderbilt(e) Sharing of Organization revenues? = No(a) Name of Person: Dell, Inc.(b) Relationship between interested person and Organization: Trustee Nancy E. Perot's brother and Trustee H. Ross Perot, Jr. serve on the board of Dell, Inc.(c) Amount of transaction: $3,557,024(d) Description of transaction: Purchases of computer hardware, software, accessories and services(e) Sharing of Organization revenues? = No(a) Name of Person: Summit Partners(b) Relationship between interested person and Organization: Trustee Bruce Evans is an owner/investor and on the board of Summit Partners(c) Amount of transaction: $2,348,058(d) Description of transaction: Management fees of $375,245 and carried interest of $1,972,813(e) Sharing of Organization revenues? = No(a) Name of Person: Vanderbilt Legends Club(b) Relationship between interested person and Organization: Current Officer David Williams serves on the board of Vanderbilt Legends Club(c) Amount of transaction: $742,074(d) Description of transaction: Interest, lease payments, reimbursed expenses, and noncash contributions totaling $742,074.(e) Sharing of Organization revenues? = No X 20 157338 FMV X 54031 Various X 56191 Selling Price X 499 21839072 Market Quote X 39 58817 Various X 80 17150 Cost X 67 98896 Cost X Software 2 2687708 FMV X Sasser Papers 2 897816 FMV X Other & Aucti 175 63876 Cost X Donor Paid Ex 24 35079 Cost 4 0 1 0 Part I, Column (b): - Number of contributions or items contributed: Vanderbilt University reports the number of contributions received throughout the year for each type of property listed. Schedule M, Part I, Line 26: - Types of property, other: This line includes the personal papers of Senator Jim Sasser. Schedule M, Part I, Line 27: - Types of property, other: This line includes other donations for various fundraising events to Vanderbilt and silent auctions items, such as giftcards and tickets to performances and athletic events. Schedule M, Part I, Line 28: - Types of property, other: This line includes donor out-of-pocket expenses for hosting Vanderbilt events. Form 990, Part VI, Section A, line 2 - Family/Business Relationships: Trustees Jackson W. Moore and Rebecca W. Wilson have a family relationship. Trustees Nancy E. Perot and H. Ross Perot, Jr. have family and business relationships. Trustees Dennis C. Bottorff and John R. Ingram have a business relationship. Form 990, Part VI, Section B, line 11 - Complete Copy of Form 990 to Governing Body: The Form 990 is prepared by Vanderbilt University and provided to PricewaterhouseCoopers, Vanderbilt University's independent accounting firm for review. After review by PricewaterhouseCoopers, Vanderbilt University provides a draft copy of the Form 990 and all required schedules for review to all General Officers, which includes the Chancellor and Chief Financial Officer. Once this review process is complete, all trustees are provided electronic access to the draft Form 990 and all required schedules for review. The final Form 990 and all required schedules are made available to the full Board of Trust for review via Boardbooks prior to the filing of the return. Form 990, Part VI, Section B, line 12c - Conflict of Interest: Vanderbilt University requires that for any faculty or staff member disclosing a potential conflict of interest, the conflict be reviewed by the individual's manager, as well as by the conflict of interest and commitment management office or Vanderbilt University Medical Center faculty affairs office, and the reported conflict be managed, reduced, or eliminated. The manager is required to respond that any recommended management plan has been implemented or that the reported conflict no longer exists. For those conflicts in which Vanderbilt may have an institutional interest, those in which human subject research is performed, or those deemed unmanageable, the University Conflicts Committee reviews and determines appropriate actions. The University Conflicts Committee members are appointed by the chancellor and are made up of a faculty member representing each of the university schools, the vice chancellor for administration, the director of technology transfer, the director of the institutional review board, the assistant vice chancellor of internal audit, and the heads of research for both the university and medical center. The University Conflicts Committee is chaired by the vice chancellor for university affairs and athletics, general counsel, and secretary of the university. The University Conflicts Committee reports bi-annually to the Audit Committee of the Board of Trust the matters brought before the committee and the resulting actions. Board of Trust members and senior executive management of the university also must complete annual conflict of interest disclosures and management plans are developed to manage, reduce, or eliminate any potential conflicts of interest. Trustees are notified of their plans and the plans are thoroughly discussed with them to ensure compliance. Those with disclosed potential conflict of interest are presented to the Audit Committee of the board of trust, along with their respective management action plans, where applicable. Management plans may include restrictions on members such as recusing themselves during deliberations and decisions in which a potential conflict may exist, with the minutes of the meeting reflecting their recusal. Additionally, all members of the Vanderbilt community are required to disclose potential conflicts as they arise throughout the year. The same process noted above occurs for these disclosures. Form 990, Part VI, Section B, line 15 - Determining Compensation: To ensure that Vanderbilt is paying reasonable total compensation, is not violating the private inurement prohibition, which requires that none of the organization's income or assets unreasonably benefit any of its trustees, officers, or key employees, and is in compliance with the intermediate sanctions provisions with respect to the general officers, Vanderbilt's Board of Trust has designated a Compensation Committee made up of outside, independent, board members to review and recommend to the Executive Committee of the Board of Trust the total compensation annually for the general officers. The committee utilizes an outside consulting firm to provide expert information regarding industry-wide compensation norms and compliance with all Internal Revenue Service rules concerning executive compensation, including the Internal Revenue Code provision related to intermediate sanctions, deferred compensation, and private inurement. The Compensation Committee reviews the executive compensation philosophy and affirms that it is in line with the Board's expectation. The compensation of the general officers is disclosed in the annual Form 990, which is available to the public in accordance with regulations sections 301.6104(d)-1 through 3. Each year the total compensation review and recommendations are recorded in the minutes of the Compensation Committee meetings. The approval of the recommendations is recorded in the Executive Committee meetings. The full Board is informed annually of the total compensation of the general officers during private session. Form 990, Part VI, Section C, line 19 - Policies Available to Public: - Vanderbilt University makes its governing documents available to the public through its Board of Trust website located at: http://www.vanderbilt.edu/boardoftrust. - Vanderbilt University makes its conflict of interest policy available to the public through its Compliance Program website located at: http://www.vanderbilt.edu/compliance and Vanderbilt University Medical Center's Office of Compliance and Corporate Integrity website located at: http://www.mc.vanderbilt.edu/compliance. - Vanderbilt University makes its financial statements available to the public through its website located at: http://financialreport.vanderbilt.edu. Form 990, Part VII, Section A, Column (A) Continuation of Titles - Nicholas S. Zeppos, JD - Chancellor - Audrey Jane Anderson - Vice Chancellor, General Counsel and University Secretary - Jeffrey R. Balser, MD, PHD - Vice Chancellor for Health Affairs; Dean, School of Medicine; Associate Vice Chancellor for Research - Jerry G. Fife, BS - Vice Chancellor for Administration - Beth A. Fortune, MA - Vice Chancellor for Public Affairs - Anders W. Hall - Vice Chancellor for Investments and Chief Investment Officer (effective September 3, 2013) - John M. Lutz - Vice Chancellor for Information Technology - Richard C. McCarty, MS, PHD - Provost and Vice Chancellor for Academic Affairs, Professor of Psychology - Susie S. Stalcup, BA - Vice Chancellor for Development and Alumni Relations - Brett C. Sweet, MBA - Vice Chancellor for Finance and Chief Financial Officer and Former Interim Vice Chancellor for Investments (effective September 2, 2013) - David Williams, II, MA, MBA, JD, LLM - Vice Chancellor for Athletics and University Affairs and Athletics Director; Former General Counsel and Former Secretary of the University (effective March 11, 2013) - Charles L. Gregory, MA, MBA, MHA - Assistant Vice Chancellor and CEO, Monroe Carell, Jr. Children's Hospital at Vanderbilt; Chief Business Development Officer - John F. Manning, Jr., PHD, MBA - Associate Vice Chancellor for Health Affairs and Chief Administrative Officer, Vanderbilt University Medical Center; Senior Associate Dean for Operations and Administration, School of Medicine - Charles W. Pinson, MD, MBA - Deputy Vice Chancellor for Health Affairs; Senior Associate Dean for Clinical Affairs - David Posch - CEO, Vanderbilt University Hospital - James G. Franklin - Head Football Coach - John W. Klekamp, MD - Assistant Professor for Clinical Orthopaedic Surgery and Rehabilitation - Michael J. McNamara, MD - Associate Professor of Clinical Orthopaedic Surgery and Rehabilitation - Kevin E. Stallings, MS - Head Men's Basketball Coach - Paul A. Thomas, MD - Associate Professor of Clinical Orthopaedic Surgery - Matthew W. Wright, MBA - Former Vice Chancellor for Investments (effective January 31, 2013) - Martin P. Sandler, MD - Former Key Employee (Associate Vice Chancellor for Hospital Affairs); Terminated status as a key employee in June 2009; Professor of Radiology and Radiological Sciences Form 990, Part IX, Line 24e, All Other Functional Expenses: Bad Debts: Program service expenses 1,815,319 Management and general expenses 0 Fundraising expenses 0 Total expenses 1,815,319 Total Other Expenses of Form 990, Part IX, Line 24e Col A 1,815,319 Form 990, Part XI, line 9: Change in net assets related to noncontrolling interests -36,833,969. Dore Capital LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264337602 Investment DE 0 0 VU Dore Capital Real Estate LLC 2100 West End Ave Suite 1000 Nashville TN 37203 264581498 Investment DE 0 0 VU Vanderbilt Global Holdings LLC 2100 West End Ave Suite 750 Nashville TN 37203 463504785 Holding Company TN 190 493115 VU Vanderbilt Health Services LLC 2100 West End Ave Suite 750 Nashville TN 37203 621176354 Holding Company TN 688045 6109790 VU Friends in Global Health LLC 2100 West End Ave Suite 750 Nashville TN 37203 260170070 Public Health TN 9639873 27423 VHS Vanderbilt-Wilson Radiation Oncology LLC 2100 West End Ave Suite 750 Nashville TN 37203 261241612 Inactive TN 0 0 VHS Vanderbilt Health Affiliated Network LLC 2100 West End Ave Suite 750 Nashville TN 37203 461571024 Clinical Network TN 2104349 1030776 VHS VU Real Estate Holdings Inc 2100 West End Ste 750 Nashville TN 37203 582018307 Title Holding TN 501(C)(2) N/A VU 1 Vanderbilt Student Communications Inc 2301 Vanderbilt Place Nashville TN 37235 237030713 Support Org TN 501(c)(3) 11-A-I VU 1 Ingram Charitable Fund Inc 4400 Harding Road 9th Floor Nashville TN 37203 581916504 Support Org TN 501(c)(3) 11D-III-O N/A 0 Vanderbilt Home Care Services Inc 2120 Belcourt Avenue Nashville TN 37212 621404948 Home Health TN 501(c)(3) 9 VHS 1 Vanderbilt Global Inc 2100 West End Ste 750 Nashville TN 37203 460888454 Support Org DE 501(c)(3) 11-A-I VGH 1 Alternative Fixed Income Fund LP 1250 E Hallendale Beach Blvd PH-A Hallendale FL 33009 650769632 Investments FL Ztips Inc Excluded -110 -56 0 0 0.00240 Dore Capital LP 2100 West End Ste 1000 Nashville TN 37203 264337679 Investments DE VU Excluded -6996155 189854739 1 1 0.59070 Dore Capital Real Estate LP 2100 West End Ste 1000 Nashville TN 37203 264581574 Investments DE VU Unrelated -5330914 70841148 1 1 0.69460 Ambulatory Surgery Center of Cool Springs LLC 40 Burton Hills Blvd Ste 500 Nashville TN 37215 621809227 Ambulatory Surgery TN VHS Related 2276188 2754013 0 0 0.51020 New Light Imaging LLC 4525 Harding Road Suite 102 Nashville TN 37205 141895171 Management Services TN VHS Related 700263 325708 0 0 0.66670 One Hundred Oaks Imaging LLC 4525 Harding Road Suite 102 Nashville TN 37205 263762022 Diagnostic Imaging TN VIS Related 1773078 1885051 0 0 0.80000 Springfield VIP Realty LLC 3319 West End Ave Ste 700 Nashville TN 37203 261237360 Real Estate TN VU Excluded 11615 447503 0 1 0.49000 Vanderbilt Gateway Cancer Center GP 3319 West End Ave Ste 700 Nashville TN 37203 203844791 Oncology Services DE VHS Related 508685 1860001 0 0 0.50000 Vanderbilt Imaging Services LLC (VIS) 1909 Acklen Avenue Nashville TN 37212 621787098 Radiology Services TN VHS Related 5462535 2406629 0 0 0.66670 Vanderbilt Stallworth Rehabilitation Hospital LP 3660 Grandview Parkway Ste 200 Birmingham AL 35243 631077470 Rehab Services TN VHS Related 1194818 7709321 0 0 0.50000 Williamson Imaging LLC 2009 Mallory Lane Suite 150 Franklin TN 37067 621855535 Diag. Imaging TN VIS Related 2193314 1214691 0 0 0.53340 Third Eye Capital Credit Opportunities Fund - Insight Fund 19 rue de Bitbourg Luxemburg LU L-1273 980691142 Investments LU VU Excluded 5860078 33550502 0 0 0.48260 Investec Institutional Pan African Fund LLC 666 5th Avenue 15th Floor New York NY 10103 262188279 Investments DE VU Excluded 4885309 46514583 0 0 0.54750 Vanderbilt - Maury Radiation Oncology LLC 1031 22nd Ave South Suite B-1034 Nashville TN 37232 460757412 Oncology Services TN VHS Related -1089814 2263111 0 1 0.40000 Vanderbilt Health and Williamson Medical Center Clinics and Services 3319 West End Ave Ste 700 Nashville TN 37203 621864145 Walk-in Clinics TN VHS Related 1023758 2780780 0 0 0.51000 Vanderbilt Legends Club Inc 1500 Legends Club Lane Franklin TN 37069 621429615 Golf Club TN VU C 6737667 13446979 1.00000 1 ZTIPS Inc (ZTIPS) 2100 West End Ave Suite 750 Nashville TN 37203 621865562 Investments DE VU C -56 1.00000 1 Commodore Scottish Patron II LP 50 Lothian Road Festival Square Edinburgh Scotland UK Investments UK VU C 51007 8562930 1.00000 1 Callao Partners LTD Appleby Trust (Cayman) LTD Clifton House 75 Fort Street PO George Town CJ KY1-1108 Investments CJ VU C 4476126 92434764 0.05100 1 Emergent Pro Alia Fund Sub Fund Emergent African Land Fund 20 Boulevard Emmanuel Servais LU L-2535 980600835 Investments LU VU C 5000000 0.79600 1 Vanderbilt Integrated Providers (VIP) 3319 West End Ave Suite 700 Nashville TN 37203 621650124 Practices TN VHS C 2648837 2597214 1.00000 1 Pacific Harbor Special Holdings Ltd PO Box 957 Offshore Incorporations Tortola British Virgin Is VI Investments VI VU C 4941360 78065793 1.00000 1 Vision Borda Da Serra Fund Intertrust Corporate Svcs Cayman George Town CJ KY1-9005 Investments CJ VU C 1 Vision Sao Domingos Fund Intertrust Corporate Svcs Cayman George Town CJ KY1-9005 Investments CJ VU C 13605581 0.52230 1 0 Charitable Remainder Trust (77) Charitable Trust TN VU T 1 Perpetual Trusts (6) Charitable Trust TN VU T 1 Charitable Lead Trusts (1) Charitable Trust TN VU T 1 1 1 1 1 0 0 0 0 0 1 1 1 1 0 1 1 1 1 1 One Hundred Oaks Imaging LLC A 2371 Fair Market Value VU Real Estate Holdings Inc A 404293 Fair Market Value Vanderbilt Home Care Services Inc A 110749 Fair Market Value Vanderbilt Legends Club Inc A 546556 Fair Market Value One Hundred Oaks Imaging LLC A 173509 Fair Market Value Vanderbilt Home Care Services Inc A 86108 Fair Market Value Vanderbilt Integrated Providers A 32122 Fair Market Value Vanderbilt Student Communications Inc A 52763 Fair Market Value Lead Trust (1) C 86890 Fair Market Value One Hundred Oaks Imaging LLC D 106177 Fair Market Value VU Real Estate Holdings Inc D 5675321 Fair Market Value Vanderbilt Home Care Services Inc J 88552 Fair Market Value Vanderbilt Legends Club Inc C 89922 Fair Market Value Vanderbilt Legends Club Inc D 8217675 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP A 135000 Fair Market Value VU Real Estate Holdings Inc K 501560 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP J 54224 Fair Market Value Vanderbilt Gateway Cancer Center GP L 1000951 Fair Market Value Vanderbilt Imaging Services LLC O 416121 Fair Market Value Vanderbilt Integrated Providers L 380455 Fair Market Value Vanderbilt Home Care Services Inc L 357554 Fair Market Value New Light Imaging LLC O 265880 Fair Market Value Vanderbilt Home Care Services Inc M 1824543 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP K 400999 Fair Market Value Cool Springs Imaging LLC Q 54689 Fair Market Value New Light Imaging LLC Q 234925 Fair Market Value New Light Imaging LLC S 600268 Fair Market Value Spring Hill Imaging LLC B 73500 Fair Market Value One Hundred Oaks Imaging LLC Q 303880 Fair Market Value VU Real Estate Holdings Inc Q 415442 Fair Market Value Vanderbilt Home Care Services Inc O 85086 Fair Market Value Vanderbilt Imaging Services LLC P 69103 Fair Market Value Vanderbilt Imaging Services LLC S 4865555 Fair Market Value Vanderbilt Integrated Providers Q 269994 Fair Market Value Vanderbilt Legends Club Inc P 85094 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP Q 2386579 Fair Market Value Charitable Remainder Trust (7) R 4000457 Fair Market Value Perpetual Trusts (6) R 732755 Fair Market Value VU Real Estate Holdings Inc S 2264564 Fair Market Value Vanderbilt Gateway Cancer Center GP S 594814 Fair Market Value Vanderbilt Gateway Cancer Center GP O 51401 Fair Market Value Vanderbilt Gateway Cancer Center GP Q 93100 Fair Market Value Vanderbilt Stallworth Rehabilitation Hospital LP S 1601593 Fair Market Value One Hundred Oaks Imaging LLC S 699829 Fair Market Value Vanderbilt Home Care Services Inc S 496031 Fair Market Value Vanderbilt Health and Williamson Medical Center Clinics and Services LLC A 336608 Fair Market Value Vanderbilt Health and Williamson Medical Center Clinics and Services LLC B 710940 Fair Market Value Vanderbilt Health and Williamson Medical Center Clinics and Services LLC O 4534420 Fair Market Value Vanderbilt Health and Williamson Medical Center Clinics and Services LLC Q 1583099 Fair Market Value Vanderbilt Maury Radiation Oncology LLC B 140000 Fair Market Value Vanderbilt Maury Radiation Oncology LLC L 142286 Fair Market Value Vanderbilt Maury Radiation Oncology LLC Q 70402 Fair Market Value Vanderbilt Global Inc B 350000 Fair Market Value Form 990, Schedule R, Part V, Column C The amounts reported are derived from the books and records of Vanderbilt University, which are maintained on an accrual basis in accordance with U.S. Generally Accepted Accounting Principles. Valuation of the amounts reported in Schedule R, Part V, Column C is consistent with the valuation reflected in the University's consolidated audited financial statements.