2015-05-06T15:51:09-05:00 2014-04-30 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2013-05-01 454931719 SCREEN ACTORS GUILD-AMERICAN FEDERATION OF TELEVISION AND RADIO ARTISTS SCRE 3235496410 5757 WILSHIRE BOULEVARD 7TH FLOOR LOS ANGELES CA 90036 ARIANNA OZZANTO CFO 3235496410 2015-05-06 1 JOANN WOODSON P01293745 2023319880 2013 2016-03-07 17:11:31Z DAVID WHITE 5757 WILSHIRE BOULEVARD 7TH FLOOR LOS ANGELES CA 90036 102338396 0 X WWW.SAGAFTRA.ORG X 2012 DE SEE SCHEDULE O. 166 166 605 0 359233 209728 0 0 80881906 93612473 1496299 1168522 5178263 2578661 87556468 97359656 0 0 0 0 61317185 49265485 0 0 0 36853509 39459615 98170694 88725100 -10614226 8634556 178282976 209678969 160280582 183598115 18002394 26080854 X SEE SCHEDULE O (A) INCREASING THE POWER AND LEVERAGE OF OUR MEMBERS IN THEIR BARGAINING RELATIONSHIPS WITH THE EMPLOYERS IN OUR INDUSTRIES;(B) ORGANIZING WORKERS IN THE ENTERTAINMENT AND MEDIA INDUSTRIES IN ORDER TO MAXIMIZE OUR BARGAINING STRENGTH;(C) INCREASING OUR POWER IN DEALING WITH THE VARIOUS GOVERNMENTAL BODIES THAT ADDRESS THE SIGNIFICANT PUBLIC POLICY ISSUES CONFRONTING OUR MEMBERS;(D) PROTECTING AND SECURING THE RIGHTS OF OUR MEMBERS IN THEIR PROFESSIONAL ACTIVITIES, INCLUDING SECURING MEANINGFUL LEGISLATION AND REGULATIONS ON MATTERS AFFECTING THEIR WORK AND TAKING APPROPRIATE PROTECTIVE ACTION IN RESPONSE TO THE UNAUTHORIZED USE OF THEIR WORK;(E) COOPERATING, COORDINATING AND COMBINING WITH OTHER ORGANIZATIONS WHOSE OBJECTIVES INCLUDE THE ADVANCEMENT AND IMPROVEMENT OF MEMBERS' COMPENSATION AND WORKING CONDITIONS WHENEVER SUCH ACTION IS IN THE BEST INTEREST OF OUR MEMBERS; (F) ESTABLISHING, CONDUCTING, SPONSORING AND MAINTAINING SUCH EDUCATIONAL, RECREATIONAL, SOCIAL AND 0 0 THE UNION HOLDS FUNDS IN TRUST FOR MEMBERS IN SECONDARY MARKETS. SAG-AFTRA HOLDS AN ANNUAL AWARD SHOW TO HONOR SCREEN ACTORS FOR THEIR ACCOMPLISHMENTS. ACTIVITIES OF THE CONSERVATORY COMMITTEE PROVIDE EDUCATION IN THE CRAFT OF ACTING IN THE FORM OF SEMINARS, WORKSHOPS, LECTURES, ETC. OPTIONAL PARTICIPATION FOR MEMBERS IN THE FILM SOCIETY. MEMBERS CAN JOIN FOR THE PURPOSE OF REVIEWING FILMS. 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 172 0 1 605 1 1 1 0 0 0 0 0 X 166 166 0 0 0 0 1 1 1 1 1 0 1 1 0 1 1 1 0 1 1 1 0 CA X ANA PARKER 3235496410 5757 WILSHIRE BLVD LOS ANGELES CA 90036 KEN HOWARD PRESIDENT 1.00 X X 0 0 0 NED VAUGHN EXECUTIVE VICE PRESIDENT 1.00 X X 0 0 0 GABRIELLE CARTERIS EXECUTIVE VICE PRESIDENT 1.00 X X 0 0 0 AMY AQUINO SECRETARY/TREASURER 1.00 X X 0 0 0 MATT KIMBROUGH CO-SECRETARY-TREASURER 1.00 X X 0 0 0 CATHERINE BROWN VICE PRESIDENT, BROADCASTERS 1.00 X X 0 0 0 CLYDE KUSATSU VICE PRESIDENT, LOS ANGELES 1.00 X X 0 0 0 CRAIG DELLAMORE NAT'L VP, MID-SIZED LOCALS 1.00 X X 0 0 0 DAN NAVARRO VICE PRESIDENT, RECORDING ARTISTS 1.00 X X 0 0 0 DAVID HARTLEY-MARGOLIN VICE PRESIDENT, SMALL LOCALS 1.00 X X 0 0 0 ILYSSA FRADIN VICE PRESIDENT, MID-SIZED LOCALS 1.00 X X 0 0 0 JIM FERGUSON NAT'L VP, RECORDING ARTISTS 1.00 X X 0 0 0 MICHAEL O'KEEFE NAT'L VP, ACTORS/PERFORMERS 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X 0 0 0 MARK ROBERTS NATIONAL BOARD MEMBER 1.00 X 0 0 0 CHRISSE ROCCARO NATIONAL BOARD MEMBER 1.00 X 0 0 0 SCOTT ROGERS NATIONAL BOARD MEMBER 1.00 X 0 0 0 DAVID SCOTT NATIONAL BOARD MEMBER 1.00 X 0 0 0 SHELBY SCOTT NATIONAL BOARD MEMBER 1.00 X 0 0 0 WOODY SCHULTZ NATIONAL BOARD MEMBER 1.00 X 0 0 0 KEVIN SCULLIN NATIONAL BOARD MEMBER 1.00 X 0 0 0 NANCY SELLERS NATIONAL BOARD MEMBER 1.00 X 0 0 0 TONY SHALHOUB NATIONAL BOARD MEMBER 1.00 X 0 0 0 RICHARD SHAVZIN NATIONAL BOARD MEMBER 1.00 X 0 0 0 MARTIN SHEEN NATIONAL BOARD MEMBER 1.00 X 0 0 0 LESLIE SHREVE NATIONAL BOARD MEMBER 1.00 X 0 0 0 BILL SHUSTA NATIONAL BOARD MEMBER 1.00 X 0 0 0 FRANK SIMS NATIONAL BOARD MEMBER 1.00 X 0 0 0 SUSAN SNYDER NATIONAL BOARD MEMBER 1.00 X 0 0 0 JEFF SPURGEON NATIONAL BOARD MEMBER 1.00 X 0 0 0 SALLY STEVENS NATIONAL BOARD MEMBER 1.00 X 0 0 0 BARRY STOLTZE NATIONAL BOARD MEMBER 1.00 X 0 0 0 MARCIA STRASSMAN NATIONAL BOARD MEMBER 1.00 X 0 0 0 ANNE SWARD NATIONAL BOARD MEMBER 1.00 X 0 0 0 PETER TOCCO NATIONAL BOARD MEMBER 1.00 X 0 0 0 SHEILA IVY TRAISTER NATIONAL BOARD MEMBER 1.00 X 0 0 0 NANCY TRAVIS NATIONAL BOARD MEMBER 1.00 X 0 0 0 MONICA TROMBETTA NATIONAL BOARD MEMBER 1.00 X 0 0 0 JOAN VALENTINA NATIONAL BOARD MEMBER 1.00 X 0 0 0 LISA VIDAL NATIONAL BOARD MEMBER 1.00 X 0 0 0 DEAN VIVIAN NATIONAL BOARD MEMBER 1.00 X 0 0 0 MARCIA WALLACE NATIONAL BOARD MEMBER 1.00 X 0 0 0 SHARON WASHINGTON NATIONAL BOARD MEMBER 1.00 X 0 0 0 LIZ ZAZZI NATIONAL BOARD MEMBER 1.00 X 0 0 0 DAVID WHITE NATIONAL EXECUTIVE DIRECTOR 40.00 X 548506 0 161809 ARIANNA OZZANTO CHIEF FINANCIAL OFFICER 40.00 X 235485 0 69468 JOHN MCGUIRE SENIOR ADVISOR 40.00 X 292852 0 86391 DUNCAN CRABTREE-IRELAND CHIEF OPER OFFICER/GEN COUNSEL 40.00 X 277645 0 81906 RAY RODRIGUEZ CHIEF CONTRACTS OFFICER 40.00 X 266938 0 78747 MARTHA LOMELI HOLDRIDGE CHIEF HUMAN RESOURCES OFFICER 40.00 X 214954 0 63412 KATHY CONNELL EXEC PRODUCER SAG AWARDS & NATIONAL PROGRAMMING, A 40.00 X 241340 0 71195 DAVID VIVIANO CHIEF ECONOMIST, OFFICE OF MEDIA & LABOR ECON 40.00 X 185574 0 54745 PAMELA ANN GREENWALT CHIEF COMMUN & MARKETING OFFICER 40.00 X 213367 0 62943 DANIEL ELLIOT INUKAI CHIEF INFORMATION OFFICER 40.00 X 186226 0 54936 MATHIS DUNN JR ASSOC NATL EXECUTIVE DIRECTOR 40.00 X 244754 0 72202 MARY CAVALLARO CHIEF BROADCAST OFFICER, NEWS AND BROADCAST 40.00 X 180369 0 53209 DEBORAH SKELLY ASST NAT'L EXEC DIR INDUSTRY RELATIONS 40.00 X 187132 0 55204 LINDA DOWELL ASST NAT'L EXEC DIR, LOCALS ADMIN 40.00 X 166327 0 49067 JOAN HALPERN WEISE ASST NAT'L EXEC DIR, CONTRACTS 40.00 X 183829 0 54230 RANDALL HIMES ASST NAT'L EXEC DIR SR/EXEC DIR NASH 40.00 X 208066 0 61379 PHIL DENNISTON ASST NAT'L EXEC DIR ORGANIZING 40.00 X 162337 0 47889 3995701 0 1178732 94 0 1 0 BUSH GOTTLIEB SINGER LOPEZ 500 CENTRAL AVENUE GLENDALE CA 91203 LEGAL 799670 GRANT THORNTON LLP 515 SOUTH FLOWER STREET LOS ANGELES CA 90071 CONSULTING 667563 INTEGRITY VOTING SYSTEMS 7720 HARDESON ROAD EVERETT WA 98203 VOTING SERVICE 618612 TEKSYSTEMS 7437 RACE ROAD HANOVER MD 21076 IT PERSONNEL 609358 STAFFMARK 350 SOUTH GRAND AVENUE 1610 LOS ANGELES CA 90071 ADMINISTRATIVE 602131 35 MEMBERSHIP & INITIATION DUES 900099 90301659 90301659 AWARDS SHOW INCOME 900099 2505228 2505228 FILM SOCIETY 900099 642096 642096 CONSERVATORY 900099 163490 163490 93612473 536736 536736 771121 0 771121 771121 771121 5610526 4978740 631786 631786 631786 LATE FEES 900099 662164 662164 ADVERTISING 511120 359233 359233 LIQUIDATED DAMAGES 900099 319249 319249 466894 466894 1807540 97359656 95060780 359233 1939643 3998973 31522352 5181424 5831281 2731455 1386160 347070 261931 3067339 138113 4163255 4370596 15381411 2588360 540321 1336063 2398699 531499 TAX PAYMENT - STATE & F 39575 PROPERTY USE TAXES 1054502 CREDIT CARD FEES 794572 DUES AND SUBSCRIPTIONS 385475 674674 88725100 14311544 24052260 979867 458725 910061 1072411 40125562 30770877 8270624 9354685 18953360 21571887 134857520 153169001 178282976 209678969 16114153 13873724 11900856 5368630 132265573 153077683 0 11278078 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PERFORMERS' RESIDUAL PAYMENTS, SETTLEMENTS AND FOREIGN ROYALTIES ARE HELD IN TRUST PENDING DISTRIBUTION TO PERFORMERS. PART X, LINE 2: THE UNION IS INTENDED TO QUALIFY PURSUANT TO SECTION 501(C)(5) OF THE INTERNAL REVENUE CODE, AND ACCORDINGLY, THE UNION'S NET CHANGE IN UNRESTRICTED ASSETS IS EXEMPT FROM INCOME TAXES. MANAGEMENT BELIEVES THAT UNION CONTINUES TO QUALIFY AND TO OPERATE IN ACCORDANCE WITH APPLICABLE PROVISIONS OF THE INTERNAL REVENUE CODE. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE UNION MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE UNION AND RECOGNIZE A TAX LIABILITY (OR ASSET) IF THE UNION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. UNION MANAGEMENT HAS ANALYZED THE TAX POSITIONS BY THE UNION, AND HAS CONCLUDED THAT AS OF APRIL 30, 2014, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE UNION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. X 1 1 X X 0 0 0 DAVID WHITE NATIONAL EXECUTIVE DIRECTOR 548506 0 0 0 0 0 62749 0 99060 0 710315 0 0 0 ARIANNA OZZANTO CHIEF FINANCIAL OFFICER 235485 0 0 0 0 0 26939 0 42529 0 304953 0 0 0 JOHN MCGUIRE SENIOR ADVISOR 292852 0 0 0 0 0 33502 0 52889 0 379243 0 0 0 DUNCAN CRABTREE-IRELAND CHIEF OPER OFFICER/GEN COUNSEL 277645 0 0 0 0 0 31763 0 50143 0 359551 0 0 0 RAY RODRIGUEZ CHIEF CONTRACTS OFFICER 266938 0 0 0 0 0 30538 0 48209 0 345685 0 0 0 MARTHA LOMELI HOLDRIDGE CHIEF HUMAN RESOURCES OFFICER 214954 0 0 0 0 0 24591 0 38821 0 278366 0 0 0 KATHY CONNELL EXEC PRODUCER SAG AWARDS & NATIONAL 241340 0 0 0 0 0 27609 0 43586 0 312535 0 0 0 DAVID VIVIANO CHIEF ECONOMIST, OFFICE OF MEDIA & L 185574 0 0 0 0 0 21230 0 33515 0 240319 0 0 0 PAMELA ANN GREENWALT CHIEF COMMUN & MARKETING OFFICER 213367 0 0 0 0 0 24409 0 38534 0 276310 0 0 0 DANIEL ELLIOT INUKAI CHIEF INFORMATION OFFICER 186226 0 0 0 0 0 21304 0 33632 0 241162 0 0 0 MATHIS DUNN JR ASSOC NATL EXECUTIVE DIRECTOR 244754 0 0 0 0 0 18968 0 53234 0 316956 0 0 0 MARY CAVALLARO CHIEF BROADCAST OFFICER, NEWS AND BR 180369 0 0 0 0 0 13979 0 39230 0 233578 0 0 0 DEBORAH SKELLY ASST NAT'L EXEC DIR INDUSTRY RELATIO 187132 0 0 0 0 0 21408 0 33796 0 242336 0 0 0 LINDA DOWELL ASST NAT'L EXEC DIR, LOCALS ADMIN 166327 0 0 0 0 0 19028 0 30039 0 215394 0 0 0 JOAN HALPERN WEISE ASST NAT'L EXEC DIR, CONTRACTS 183829 0 0 0 0 0 14247 0 39983 0 238059 0 0 0 RANDALL HIMES ASST NAT'L EXEC DIR SR/EXEC DIR NASH 208066 0 0 0 0 0 16125 0 45254 0 269445 0 0 0 PHIL DENNISTON ASST NAT'L EXEC DIR ORGANIZING 162337 0 0 0 0 0 12581 0 35308 0 210226 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A THE NATIONAL BOARD OF DIRECTORS IS THE HIGHEST POLICY BODY OF THE ORGANIZATION. IT IS ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B APPROVAL OF CERTAIN ISSUES MAY BE REFERRED TO EITHER THE MEMBERSHIP FOR A REFERENDUM VOTE OR TO A BIENNUAL NATIONAL CONVENTION. FORM 990, PART VI, SECTION B, LINE 11 THE CFO AND CONTROLLER REVIEW THE 990 FOR MISSTATEMENTS OR ERRORS AND THE AMOUNTS REPORTED ARE COMPARED TO THE AUDITED FINANCIALS. THE 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR DISCUSSION AND REVIEW. THE FORM IS ALSO AVAILABLE UPON REQUEST TO ANY BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 12C THE POLICY IS REVIEWED ANNUALLY BY THE HUMAN RESOURCE DEPARTMENT AND UPDATED AS NECESSARY. EXEMPTIONS, IF ANY, WOULD HAVE TO BE APPROVED BY THE N.E.D. OR GENERAL COUNSEL FOR EMPLOYEES AND ARE SUBJECT TO CONSTITUTIONAL REVIEW FOR MEMBERS. SAG-AFTRA IS NOT AWARE OF ANY EXEMPTIONS AT THIS TIME. FORM 990, PART VI, SECTION B, LINE 15 A COMMITTEE COMPOSED OF NATIONAL BOARD MEMBERS REVIEWS AND COMPARES THE N.E.D.'S COMPENSATION WITH COMPENSATION FOR COMPARABLE POSITIONS, AND MAKES A RECOMMENDATION TO THE FULL BOARD FOR APPROVAL. THE ULTIMATE AUTHORITY RESIDES WITH THE NATIONAL BOARD. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, THESE DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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