2015-05-01T15:00:09-05:00 2014-06-30 134008324 PRICEWATERHOUSECOOPERS LLP 2001 MARKET STREET SUITE 1700 PHILADELPHIA PA 19103 990 2013-07-01 341018992 CASE WESTERN RESERVE UNIVERSITY CASE 2163682126 10900 EUCLID AVENUE CLEVELAND OH 441067006 JOHN F SIDERAS SENIOR VP OF FINANCE AND CFO 2015-04-27 true P00460263 2673303000 2013 2016-02-25 16:41:14Z BARBARA R SNYDER 10900 EUCLID AVENUE CLEVELAND OH 441067006 3815818927 false X HTTP://WWW.CASE.EDU X 1826 OH CASE WESTERN RESERVE UNIVERSITY IS AN INDEPENDENT, RESEARCH-ORIENTED UNIVERSITY WITH BROADLY BASED STRENGTHS IN HEALTH, INCLUDING MEDICINE, NURSING AND DENTISTRY; IN ENGINEERING; IN THE ARTS AND SCIENCES; AND IN LAW, MANAGEMENT AND SOCIAL WORK. THE UNIVERSITY'S COMMITMENT IS TO EXCELLENCE IN TEACHING, RESEARCH AND SCHOLARSHIP. THE UNIVERSITY BRINGS TOGETHER HIGHLY QUALIFIED FACULTY, STUDENTS AND STAFF TO: 1) OFFER UNDERGRADUATE EDUCATION THAT PRESERVES THE STRENGTHS OF THE TRADITIONAL ARTS AND SCIENCES, AND THE PROFESSIONS, 2) PREPARE STUDENTS FOR POSITIONS OF LEADERSHIP IN PROFESSIONS THAT ARE IMPORTANT TO SOCIETY, AND, 3) ADVANCE, THROUGH RESEARCH AND SCHOLARSHIP, THE UNDERSTANDING OF ITS CHOSEN DISCIPLINES AND THEIR APPLICATIONS. 45 41 10078 502 2901517 -913929 500622231 492731798 452490485 483965962 56536558 94510731 939604 1292822 1010588878 1072501313 143037095 156588190 0 0 411433117 402435845 167138 641378 17935726 445352697 452029618 999990047 1011695031 10598831 60806282 2762212531 2981715054 826305030 831031182 1935907501 2150683872 CASE WESTERN RESERVE UNIVERSITY IS AN INDEPENDENT, RESEARCH-ORIENTED UNIVERSITY WITH BROADLY BASED STRENGTHS IN HEALTH, INCLUDING MEDICINE, NURSING AND DENTISTRY; IN ENGINEERING; IN THE ARTS AND SCIENCES; AND IN LAW, MANAGEMENT AND SOCIAL WORK. THE UNIVERSITY'S COMMITMENT IS TO EXCELLENCE IN TEACHING, RESEARCH AND SCHOLARSHIP. THE UNIVERSITY BRINGS TOGETHER HIGHLY QUALIFIED FACULTY, STUDENTS AND STAFF TO: (1) OFFER UNDERGRADUATE EDUCATION THAT PRESERVES THE STRENGTHS OF TRADITIONAL DISCIPLINARY MAJORS WHILE INTEGRATING CONTENTS AND METHODS FROM TECHNOLOGY, THE ARTS AND SCIENCES, AND THE PROFESSIONS, (2) PREPARE STUDENTS FOR POSITIONS OF LEADERSHIP IN PROFESSIONS THAT ARE IMPORTANT TO SOCIETY, AND (3) ADVANCE, THROUGH RESEARCH AND SCHOLARSHIP, THE UNDERSTANDING OF ITS CHOSEN DISCIPLINES AND THEIR APPLICATIONS. false false 332534441 10356365 CASE WESTERN RESERVE UNIVERSITY IS CLASSIFIED AS A RESEARCH UNIVERSITY (VERY HIGH RESEARCH ACTIVITY) - EXTENSIVE BY THE CARNEGIE COMMISSION ON HIGHER EDUCATION. THIS CLASSIFICATION GIVEN TO THOSE INSTITUTIONS THAT TRAIN THE GREATEST NUMBER OF FUTURE RESEARCHERS (USUALLY MEASURED BY THE NUMBER OF PH.D. STUDENTS) AND TO THOSE INSTITUTIONS THAT RECEIVE THE MOST FEDERAL FUNDS. IN ADDITION TO FEDERAL SOURCES, RESEARCH IN THE SCIENCES, THE HUMANITIES AND THE HEALTH SCIENCES AREA IS FUNDED BY GIFTS AND GRANTS FROM PRIVATE FOUNDATIONS, CORPORATIONS AND INDIVIDUALS. 299440364 130688721 368739726 THE ACADEMIC PROGRAMS OF CASE WESTERN RESERVE UNIVERSITY ARE ADMINISTERED THROUGH ITS SCHOOLS AND COLLEGES. CURRENTLY 10,041 STUDENTS ARE ENROLLED IN PROGRAMS LEADING TO UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES ADMINISTERED THROUGH THE UNIVERSITY'S NINE SCHOOLS: THE CASE SCHOOL OF ENGINEERING, THE COLLEGE OF ARTS AND SCIENCES, THE MANDEL SCHOOL OF APPLIED SOCIAL SCIENCES, THE SCHOOL OF DENTAL MEDICINE, THE SCHOOL OF GRADUATE STUDIES, THE SCHOOL OF LAW, THE WEATHERHEAD SCHOOL OF MANAGEMENT, THE SCHOOL OF MEDICINE AND THE FRANCES PAYNE BOLTON SCHOOL OF NURSING. 66058560 15543104 112518703 THE AUXILIARY PROVIDES SEVERAL SERVICES WHICH, ALTHOUGH NOT DIRECTLY RELATED TO ITS ACADEMIC MISSION, ARE NEVERTHELESS AN INTEGRAL PART OF THE OVERALL EDUCATIONAL EXPERIENCE OF ITS STUDENTS. THE PROVISION OF CAMPUS HOUSING AND BOARD PLANS, AND PHONE SERVICES ARE EXAMPLES OF CURRENT AUXILIARY SERVICES. 216078628 950786 OTHER SPONSORED PROGRAMS: THE UNIVERSITY'S LIBRARY SYSTEM IS COMPOSED OF FOUR PRIMARY UNITS:' THE UNIVERSITY LIBRARY, THE CLEVELAND HEALTH SCIENCES LIBRARY, THE SCHOOL OF LAW LIBRARY AND THE LILLIAN & MILFORD HARRIS LIBRARY IN THE MANDEL SCHOOL OF APPLIED SOCIAL SCIENCES. THE LIBRARIES OF THE UNIVERSITY SUPPORT THE UNDERGRADUATE, GRADUATE AND PROFESSIONAL PROGRAMS AND CONTAIN 2.75 MILLION VOLUMES. CASE WESTERN RESERVE UNIVERSITY OFFERS ASSISTANCE TO ITS STUDENTS TO HELP MEET FINANCIAL NEED OR TO RECOGNIZE OUTSTANDING ACADEMIC ACHIEVEMENT AND PROMISE. ACADEMIC EXCELLENCE IS RECOGNIZED BY THE ACADEMIC AWARDS PROGRAM AND OTHER SCHOLARSHIP PROGRAMS OF THE UNDERGRADUATE COLLEGES AND BY VARIOUS ASSISTANTSHIPS, FELLOWSHIPS, SCHOLARSHIPS AND OTHER AWARDS OF INDIVIDUAL DEPARTMENTS IN THE SCHOOL OF GRADUATE STUDIES AND SEVERAL OF THE PROFESSIONAL SCHOOLS. CASE WESTERN RESERVE UNIVERSITY ACTIVELY PROMOTES THE DEVELOPMENT OF SERVICES AND PROGRAMS TO SUPPORT THE PHYSICAL, EMOTIONAL AND INTELLECTUAL WELL-BEING OF ITS STUDENTS.' THE PROGRAMS AND SERVICES ARE AVAILABLE TO UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS ALIKE AND ARE DESIGNED TO PROVIDE POSITIVE, DEVELOPMENTAL OPPORTUNITIES BOTH TO SUPPLEMENT THE ACADEMIC EXPERIENCE AND ENRICH CAMPUS LIFE. 216078628 950786 914111993 true false false true false false true false true true true false true true true false true true true true true false true false false false false true true true false true false false false false false false true true true true false false true true true true false false true 15363 0 true 10078 true true true false false false false false false false false false X 45 41 false false false false false false false true true false false true true true true true true true true false AK AZ CO DC ME MD MA MI NH NY OH OK OR PA WA X X JOHN F SIDERAS 2163682126 10900 EUCLID AVENUE CLEVELAND OH 441067006 BARBARA SNYDER PRESIDENT; EX OFFICIO TRUSTEE 80.00 X X 1084483 0 204058 ALAN L SCHWARTZ MD PHD TRUSTEE 2.00 X 0 0 0 ANDREW WASYNCZUK TRUSTEE 2.00 X 0 0 0 ARCHIE G CO TRUSTEE 2.00 X 0 0 0 BRIAN J RATNER TRUSTEE 2.00 X 0 0 0 CAROLINE A KOVAC PHD TRUSTEE 2.00 X 0 0 0 CHARLES D FOWLER CHAIRMAN OF THE BOARD OF TRUSTEES 2.00 X 0 0 0 CHARLES HALLBERG TRUSTEE 2.00 X 0 0 0 CHARLES J KOCH TRUSTEE 2.00 X 0 0 0 COLLEEN BATCHELER TRUSTEE 2.00 X 0 0 0 DANIEL P HARRINGTON TRUSTEE 2.00 X 0 0 0 DAVID A DABERKO TRUSTEE 2.00 X 0 0 0 DAVID P HUNT TRUSTEE 2.00 X 0 0 0 DOMINIC OZANNE TRUSTEE 2.00 X 0 0 0 DONALD J RICHARDS TRUSTEE 2.00 X 0 0 0 ELLEN STIRN MAVEC TRUSTEE 2.00 X 0 0 0 FRANK N LINSALATA TRUSTEE 2.00 X 0 0 0 FRED DISANTO TRUSTEE 2.00 X 0 0 0 GEOFFREY DUYK MD PHD TRUSTEE 2.00 X 0 0 0 GEORGE L MAJOROS JR TRUSTEE 2.00 X 0 0 0 GREGORY EASTWOOD MD TRUSTEE 2.00 X 0 0 0 HEMANT R KANAKIA PHD TRUSTEE 2.00 X 0 0 0 JAMES C WYANT PHD TRUSTEE 2.00 X 0 0 0 JAMES L BILDNER TRUSTEE 4.00 X 2000 0 0 JENNIE S HWANG PHD TRUSTEE 2.00 X 0 0 0 JOHN P CAMPI TRUSTEE 2.00 X 0 0 0 JOIE A GREGOR TRUSTEE 2.00 X 0 0 0 JOSEPH A SABATINI VICE CHAIR OF THE BOARD OF TRUSTEES 2.00 X 0 0 0 JOSEPH B RICHEY TRUSTEE 2.00 X 0 0 0 JOSEPH MANDATO TRUSTEE 2.00 X 0 0 0 JOSEPH P KEITHLEY TRUSTEE 2.00 X 0 0 0 JULIE GERBERDING MD MPH TRUSTEE 2.00 X 0 0 0 KENNETH B CHANCE DDS TRUSTEE 2.00 X 0 0 0 LAWRENCE M SEARS TRUSTEE 2.00 X 0 0 0 LINDA BURNES BOLTON PHD TRUSTEE 2.00 X 0 0 0 MARY ANN JORGENSON TRUSTEE 2.00 X 0 0 0 MICHAEL CHERKASKY TRUSTEE 2.00 X 0 0 0 SALLY GRIES TRUSTEE 2.00 X 0 0 0 SAMIR N JADALLAH TRUSTEE 2.00 X 0 0 0 SARA MOLL PHD TRUSTEE 2.00 X 0 0 0 SCOTT A WOLSTEIN TRUSTEE 2.00 X 0 0 0 STEVEN M ALTSCHULER MD TRUSTEE 2.00 X 0 0 0 SUSIE GHARIB TRUSTEE 2.00 X 0 0 0 THALIA DORWICK PHD VICE CHAIR OF THE BOARD OF TRUSTEES 2.00 X 0 0 0 THEODORE L SCHROEDER TRUSTEE 2.00 X 0 0 0 THOMAS F MCKEE TRUSTEE 2.00 X 0 0 0 TIMOTHY J CALLAHAN VICE CHAIR OF THE BOARD OF TRUSTEES 2.00 X 0 0 0 VINCENT GAUDIANI MD TRUSTEE 2.00 X 0 0 0 VIRGINIA BARBATO TRUSTEE 2.00 X 0 0 0 W NICHOLAS HOWLEY TRUSTEE 2.00 X 0 0 0 WILLIAM E BRUNER II MD TRUSTEE 2.00 X 0 0 0 ELIZABETH KEEFER GENERAL COUNSEL & SECRETARY 60.00 X 491016 0 51508 JOHN SIDERAS SR. VICE PRESIDENT FOR FINANCE & CFO 60.00 X 467950 0 78828 JOHN WHEELER SR. VICE PRESIDENT FOR ADMINISTRATION 60.00 X 414376 0 37746 ROBERT BROWN TREASURER 60.00 X 231156 0 39334 SALLY STALEY CHIEF INVESTMENT OFFICER 60.00 X 423351 0 55188 WILLIAM BAESLACK PROVOST & EXECUTIVE VICE PRESIDENT 60.00 X 503158 0 58201 BRUCE LOESSIN SR. VP FOR UNIVERSITY RELATIONS AND DEVELOPMENT 60.00 X 528453 0 56744 CYRUS TAYLOR PROFESSOR & DEAN 60.00 X 346486 0 62363 PAMELA DAVIS VICE PRESIDENT, DEAN & PROFESSOR 60.00 X 759991 0 51195 DALE BAUR ASSOCIATE PROFESSOR 60.00 X 469156 0 40901 GERALD FERRETTI PROFESSOR 60.00 X 488516 0 38200 LAWRENCE MITCHELL PROFESSOR 60.00 X 440928 0 34145 PIERLUIGI GAMBETTI PROFESSOR 60.00 X 429941 0 38286 STANTON GERSON PROFESSOR 60.00 X 434364 0 39097 GROVER GILMORE PROFESSOR & DEAN 60.00 X 282368 0 35760 JEROLD GOLDBERG PROFESSOR 60.00 X 417128 0 38627 MAY WYKLE PROFESSOR 60.00 X 252262 0 22666 MOHAN REDDY PROFESSOR 60.00 X 199237 0 54375 RICHARD JAMIESON VICE PRESIDENT 60.00 X 197338 0 21996 8863658 0 1059218 680 true true false DONLEYS 5430 WARNER ROAD CLEVELAND OH 44125 CONSTRUCTION 24728611 BON APPETIT 10900 EUCLID AVENUE CLEVELAND OH 44106 CATERING & MEAL PLAN SERVICES 11938349 KELLY SERVICES INC PO BOX 820405 PHILADALPHIA PA 191820405 STAFFING SERVICES 6036392 MCPC INC 1801 SUPERIOR AVENUE SUITE 300 CLEVELAND OH 44114 ARCHITECTURAL SERVICES 2227366 MGA PARTNERS LLC 234 MARKET STREET PHILADELPHIA PA 19106 ARCHITECTURAL SERVICES 2055338 467 281870789 210861009 6257613 492731798 TUITION AND FEES 611310 368739726 368739726 SALES AND SERVICE AUX 713940 53953879 52197132 1756747 SALES AND SERVICE EDU 541800 60321571 60321571 MEDICARE/MEDICAID 900099 950786 950786 0 0 0 0 0 483965962 -38599505 1561427 -40160932 0 0 2255817 1364327 924432 1402890 1331385 -38563 1292822 -416657 1709479 2873845998 254530 2740297923 692369 133548075 -437839 133110236 133110236 0 0 0 0 0 0 0 0 0 0 0 1072501313 482209215 2901517 94658783 0 0 150257416 150257416 6330774 6330774 0 0 8427232 4088753 3739393 599086 1474505 1075591 398914 313320429 291409682 12618317 9292430 28268707 25928639 1457274 882794 29604496 27659958 1045358 899180 21340476 19573923 1100118 666435 711374 711374 5943264 -426269 6355771 13762 491706 491706 412597 412597 641378 641378 14715291 14715291 68104316 63109832 4748587 245897 2967384 2779723 155329 32332 47403871 43554655 2354005 1495211 8108523 4968263 2809449 330811 0 0 0 0 57789933 47088898 9083569 1617466 14977342 13329970 837414 809958 0 0 0 0 3627139 2938186 591175 97778 13901826 12198622 1703204 7392383 7392383 61382587 52554106 8828481 8201191 6749725 1450452 1014 CCLCM 82996425 82996425 OTHER EXPENSES 52902466 48552738 4039534 310194 0 0 0 0 1011695031 914111993 79647312 17935726 0 69565239 108525290 81534803 72302393 131806534 140537588 10293270 10790395 0 0 0 0 52057362 53214265 168340 170716 7279594 6597895 1593832512 858183359 724547141 735649153 201837008 287880253 1177441421 1225771849 0 0 305681819 340275257 2762212531 2981715054 57116434 59582025 559045135 531774272 0 0 42934876 57173494 167208585 182501391 826305030 831031182 164525764 182866963 845027795 988939291 926353942 978877618 1935907501 2150683872 2762212531 2981715054 X 60806282 165053520 -11083431 X false true X true true true X true true false true 310911 false false true 317008 false false 627919 false Schedule C, Part II-B, Line 1, Description of the activities reported on Lines 1a through 1i STATE RELATIONS JULY 2013 - SEPTEMBER 2013 * JENNIFER RUGGLES - CONDUCTED TELEPHONE CONFERENCES WITH OHIO BOARD OF REGENTS * JENNIFER RUGGLES - ATTENDED MEETINGS OF THE THIRD FRONTIER COMMISSION * JENNIFER RUGGLES, JULIE REHM - ATTENDED CITY CLUB OF CLEVELAND FORUM FT. MARCY KAPTUR OCTOBER 2013 - DECEMBER 2013 * JENNIFER RUGGLES - ATTENDED MEETING W/ GOVERNOR RE: MEDICAL CORRIDOR * JENNIFER RUGGLES - ATTENDED MEETINGS OF THE THIRD FRONTIER COMMISSION AND ADVISORY BOARD * JENNIFER RUGGLES - PARTICIPATED IN DISCUSSIONS W/ NORM CHAGNON * JENNIFER RUGGLES - PARTICIPATED IN MEETINGS RE: OHIO CLINICAL TRIALS COLLABORATIVE * JENNIFER RUGGLES - PARTICIPATED IN MEETINGS W/ OBOR CHANCELLOR RE: UNIVERSITY-BASED RESEARCH * JENN RUGGLES, JULIE REHM - HOSTED "GR SPOTLIGHT SERIES" FOR LOCAL ELECTED OFFICIALS RE: MEDICAL RESEARCH * JENN RUGGLES - PARTICIPATED IN OHIO CONNECTED HEALTH KICKOFF MTG W/ FIRST LADY OF OHIO JANUARY 2014 - MARCH 2014 * JENNIFER RUGGLES - ATTENDED MEETINGS OF THE THIRD FRONTIER COMMISSION AND ADVISORY BOARD. * JENNIFER RUGGLES, JULIE REHM, LATISHA JAMES - HOSTED GR SPOTLIGHT SERIES ON ADVANCED MANUFACTURING * BARBARA SNYDER, JULIE REHM - MET W/ STATE REPRESENTATIVES AMSTUTZ, DUFFEY, SMITH, SPRAGUE, MCCLAIN, GROSSMAN, SPEAKER BATCHELDER, AND SENATORS OESLAGER, COLEY, AND FABER RE: ADVANCED MANUFACTURING, INNOVATION AND ENTREPRENEURSHIP. * JENN RUGGLES - MET IN COLUMBUS W/ STATE REPRESENTATIVES HAYES, FOLEY, BUDISH AND SENATORS BURKE, PETERSON, SAWYER, AND MANNING RE: ADVANCED MANUFACTURING, INNOVATION AND ENTREPRENEURSHIP. * JENN RUGGLES, JULIE REHM - HOSTED REP. AMSTUTZ AND REP. SEARS FOR TOUR OF THINK[BOX] AND LINCOLN STORAGE BUILDING. * JENN RUGGLES - PARTICIPATED IN GREATER CLEVELAND PARTNERSHIP MORNING CONVERSATION W/ SENATOR BILL BEAGLE. * JENN RUGGLES - PARTICIPATED IN MEETINGS OF THE COUNCIL OF MEDICAL SCHOOL DEANS IN COLUMBUS * JENN RUGGLES - PARTICIPATED IN CALL W/ ANTHONY HOWARD RE: OHIO RESEARCH SCHOLARS * JENN RUGGLES - PARTICIPATED IN BREAKFAST MEETING W/ SENATOR EKLUND APRIL 2014 - JUNE 2014 * JENN RUGGLES - ATTENDED MEETINGS OF THE THIRD FRONTIER COMMISSION AND ADVISORY BOARD. * JENN RUGGLES - HOSTED STATE REP. ANTONIO FOR TOUR OF THINK[BOX] * JENN RUGGLES - PARTICIPATED IN CALL W/ OHIO BOARD OF REGENTS * JENN RUGGLES - ATTENDED GREATER CLEVELAND PARTNERSHIP MORNING CONVERSATION W/ SPEAKER BATCHELDER * JENN RUGGLES - PARTICIPATED IN OHIO COLLEGE OPPORTUNITY GRANT WORKING GROUP MEETING IN COLUMBUS. FEDERAL RELATIONS JULY 2013 - SEPTEMBER 2013 * JULIE REHM, JENN RUGGLES - MET W/ STAFF IN OFFICES OF U.S. REPRESENTATIVES DAVID JOYCE, TIM RYAN, AND MARCY KAPTUR, IN ADDITION TO MEETING W/ STAFF IN OFFICE OF U.S. SENATOR ROB PORTMAN * JULIE REHM, JENN RUGGLES - MET W/ STAFF IN OFFICE OF U.S. REPRESENTATIVE MARCIA L. FUDGE AND ATTENDED STEM REFORM BRIEFING IN RAYBURN HOUSE OFFICE BUILDING * JENN RUGGLES - HOSTED STAFF FROM U.S. SENATOR SHERROD BROWN'S OFFICE ON CAMPUS RE: TECH COMMERCIALIZATION * JULIE REHM, LATISHA JAMES - HOSTED U.S. REPRESENTATIVE MARCIA FUDGE ON CAMPUS TOUR OF CWRU FARM * JENN RUGGLES - MET W/ STAFF IN OFFICES OF U.S. REPRESENTATIVES RYAN, KAPTUR AND U.S. SENATOR BROWN RE: ENGINEERING RESEARCH CENTER * JENN RUGGLES, LATISHA JAMES - HOSTED CONGRESSIONAL BLACK CAUCUS EVENT RECOGNIZING UNIVERSITY SCHOLARSHIP FOR UNDERPRIVILEGED MINORITIES. OCTOBER 2013 - DECEMBER 2013 * JULIE REHM, JENNIFER RUGGLES - ATTENDED CITY CLUB OF CLEVELAND FORUM W/ U.S. SENATOR SHERROD BROWN * JENN RUGGLES - MET WITH STAFF IN OFFICES OF U.S. REPRESENTATIVES KAPTUR AND FUDGE, AS WELL AS STAFF IN OFFICES OF U.S. SENATORS BROWN AND PORTMAN RE: FY14 BUDGET CONFERENCE, UNIVERSITY EVENTS, AND AMERICA COMPETES. * JENN RUGGLES, JULIE REHM - HOSTED "GR SPOTLIGHT SERIES" FOR LOCAL ELECTED OFFICIALS RE: MEDICAL RESEARCH * JENN RUGGLES - MET W/ STAFF IN U.S. SENATOR SHERROD BROWN'S LOCAL OFFICE * JULIE REHM - PARTICIPATED IN NORTHERN OHIO AND ENERGY INNOVATION SUMMIT W/ U.S. CONGRESSWOMAN MARCY KAPTUR JANUARY 2014 - MARCH 2014 * JENNIFER RUGGLES, JULIE REHM, LATISHA JAMES - HOSTED FORMER CONGRESSMAN LOUIS STOKES AND U.S. REPRESENTATIVE MARCIA L. FUDGE AT MLK CONVOCATION (COMMUNITY EVENT) * JENNIFER RUGGLES, JULIE REHM, LATISHA JAMES - HOSTED GR SPOTLIGHT SERIES ON ADVANCED MANUFACTURING * JULIE REHM, JENN RUGGLES - MET W/ STAFF FROM OFFICE OF U.S. SENATOR SHERROD BROWN RE: MANUFACTURING LEGISLATION. * JULIE REHM, JENN RUGGLES - CALL W/ STAFF FROM OFFICE OF U.S. REPRESENTATIVE DAVID JOYCE RE: INTERPROFESSIONAL EDUCATION. * JULIE REHM, JENN RUGGLES - CALL W/ STAFF FROM OFFICE OF U.S. SENATOR SHERROD BROWN RE: INTERPROFESSIONAL EDUCATION AND MANUFACTURING. APRIL 2014 - JUNE 2014 * JENN RUGGLES - ATTENDED MEETING WITH U.S. REP. CONGRESSMAN JOYCE'S STAFF TO DISCUSS FY15 BUDGET ISSUES (INCLUDING NIH FUNDING, ADVANCED MANUFACTURING, ARPA-E, AND STUDENT AID). * JENN RUGGLES - ATTENDED MEETING WITH U.S. REP. TIM RYAN'S STAFF TO DISCUSS FY15 BUDGET ISSUES (INCLUDING NIH FUNDING, ADVANCED MANUFACTURING, ARPA-E, AND STUDENT AID). * JENN RUGGLES - ATTENDED MEETING WITH U.S. REP. MARCY KAPTUR'S STAFF TO DISCUSS FY15 BUDGET ISSUES (INCLUDING NIH FUNDING, ADVANCED MANUFACTURING, ARPA-E, AND STUDENT AID). * JENN RUGGLES - ATTENDED MEETING WITH U.S. REP. MARCIA FUDGE'S STAFF TO DISCUSS FY15 BUDGET ISSUES (INCLUDING NIH FUNDING, ADVANCED MANUFACTURING, ARPA-E, AND STUDENT AID). * JENN RUGGLES - ATTENDED MEETING WITH U.S. SENATOR PORTMAN'S STAFF TO DISCUSS FY15 BUDGET ISSUES (INCLUDING NIH FUNDING, ADVANCED MANUFACTURING, ARPA-E, AND STUDENT AID). * JENN RUGGLES - ATTENDED MEETING WITH U.S. SENATOR BROWN'S STAFF TO DISCUSS FY15 BUDGET ISSUES (INCLUDING NIH FUNDING, ADVANCED MANUFACTURING, ARPA-E, AND STUDENT AID). * JENN RUGGLES - ATTENDED MEETING AT AMERICA MAKES W/ STAFF FROM U.S. SENATOR SHERROD BROWN'S OFFICE RE: ADVANCED MANUFACTURING. * JENN RUGGLES, JULIE REHM - ATTENDED MEETING AND TOUR OF THINK[BOX] W/ U.S. REPRESENTATIVE JIM RENACCI. * JENN RUGGLES, JULIE REHM, LISA CAMP - PARTICIPATED IN PREP MEETINGS RE: WHITE HOUSE MAKER'S FAIRE. * JENN RUGGLES - PARTICIPATED IN MEETINGS W/ STAFF FROM THE OFFICES OF U.S. REPRESENTATIVES FUDGE, JOYCE, RENACCI RE: UNIVERSITY UPDATES. * JULIE REHM, JENN RUGGLES - PARTICIPATED IN MEETING WITH HRSA RE: INTERPROFESSIONAL EDUCATION * BARBARA SNYDER, JULIE REHM, JENN RUGGLES - ATTENDED MEETINGS W/ U.S. REPS JOYCE AND FUDGE, SENATOR PORTMAN * JULIE REHM, JENN RUGGLES - PARTICIPATED IN MEETING W/ OFFICE OF MANAGEMENT AND BUDGET RE: INTERPROFESSIONAL EDUCATION X X false 1256078855 16174347 174202804 30647318 32661346 2632342 1380515000 1223893000 12199225 82557160 22426746 37768807 2374977 1256078855 1300019447 22870000 -16774824 35655563 43734884 2831176 1223893000 1154155253 23396273 201358951 21677211 54813191 2400628 1300019447 1170870419 11149026 53604809 23649955 55384686 2434360 1154155253 0.40600 0.59400 true false 40117324 40117324 1244459850 632162170 612297680 6333224 2391792 3941432 264005510 203775445 60230065 38916604 19853952 19062652 735649153 258099702 F 967592140 F EQUITY REAL ESTATE 80008 F 1225771849 FUNDS HELD BY OTHERS 340275257 340275257 0 REFUNDABLE ADVANCES 4898608 PENSION LIABILITY 55841062 REFUNDABLE FEDERAL STUDENT LOANS 26084806 ANNUITIES PAYABLE 41104823 DEFERRED INCOME AND OTHER LIABILITIES 54572092 182501391 X 1237554833 165053520 0 165053520 1072501313 0 0 1072501313 1022778462 437838 10645593 11083431 1011695031 0 0 1011695031 Schedule D, Part III, Line 1a, Collections of art - financial statement footnote THE UNIVERSITY'S COLLECTIONS OF HISTORICALLY SIGNIFICANT ARTIFACTS, SCIENTIFIC SPECIMENS, AND ART OBJECTS ARE HELD FOR EDUCATION, RESEARCH, SCIENTIFIC INQUIRY, AND PUBLIC EXHIBITION. THEIR VALUE IS NOT REFLECTED IN THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. Schedule D, Part III, Line 4, Collections of art - description of collections THE UNIVERSITY'S COLLECTION OF HISTORICALLY SIGNIFICANT ARTIFACTS, SCIENTIFIC SPECIMENS, AND ART OBJECTS ARE HELD FOR EDUCATION, RESEARCH, SCIENTIFIC INQUIRY AND PUBLIC EXHIBITION. Schedule D, Part V, Line 4, Intended uses of endowment funds THE UNIVERSITY'S ENDOWMENTS AND OTHER DONOR RESTRICTED INVESTMENTS ARE SPENT IN ACCORDANCE WITH THE WISHES OF THE DONOR. SUCH WISHES ARE TYPICALLY DIVIDED BETWEEN THE NEEDS OF THE UNIVERSITY (UNRESTRICTED IN ITS USE, PLANT FUNDS, PROFESSORSHIPS OR INSTRUCTIONAL, ETC.) AND THE NEEDS OF THE STUDENTS (SCHOLARSHIPS, AWARDS AND PRIZES, ETC.). Schedule D, Part X, Line 2, FIN 48 (ASC 740) footnote THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX TO THE EXTENT PROVIDED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY IS CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE BECAUSE IT IS DESCRIBED IN SECTIONS 509(A)(1) AND 170(B)(1)(A)(II) AND, AS SUCH, GIFTS TO THE UNIVERSITY QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX HOWEVER; IT IS REQUIRED TO PAY FEDERAL INCOME TAX ON UNRELATED BUSINESS INCOME. THE UNIVERSITY DID NOT HAVE ANY MATERIAL INCOME TAX LIABILITIES FOR THE YEARS ENDED JUNE 30, 2014 AND 2013. ASC 740, "INCOME TAXES," PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT REQUIREMENTS FOR FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. IN ADDITION, ASC 740 PROVIDES GUIDANCE ON RECOGNITION, CLASSIFICATION AND DISCLOSURE REQUIREMENTS FOR UNCERTAIN TAX PROVISIONS. THE UNIVERSITY HAS NO FINANCIAL REPORTING REQUIREMENTS ASSOCIATED WITH ASC 740 FOR THE YEARS ENDED JUNE 30, 2014 AND 2013. Schedule D, Part XII, Line 2d, Other expenses in audited financial statements not in form 990 PENSION PLAN CHANGES - 7012345; LIFE INCOME ACTUARIAL ADJUSTMENT - 3633248; true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3, Racially nondiscriminatory policy THE UNIVERSITY MEETS THE REQUIREMENTS OF REVENUE PROCEDURE 75-50, 1975-1 C.B. 587, PART III, SECTION 4.03(2)(B). Schedule E, Part I, Line 6a, Financial aid or assistance from a governmental agency THE UNIVERSITY PROVIDES FINANCIAL AID, WHICH IS FUNDED BY GIFTS, ENDOWMENT INCOME AND EXTERNALLY SPONSORED AID (INCLUDING FEDERAL AND STATE GOVERNMENTAL SOURCES), TO STUDENTS BASED ON DEMONSTRATED FINANCIAL NEED OR ACADEMIC MERIT. GOVERNMENT ADVANCES TO QUALIFIED STUDENTS ARE FUNDED PRINCIPALLY WITH FEDERAL LOANS TO THE UNIVERSITY UNDER THE PERKINS, NURSING AND HEALTH PROFESSIONS STUDENT LOAN PROGRAMS. true CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD 61956 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 1270740 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 52820878 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 1 GRANTMAKING 1064761 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 69484078 SOUTH AMERICA 0 0 GRANTMAKING 153869 SOUTH ASIA 0 0 GRANTMAKING 30833 NORTH AMERICA (CANADA & MEXICO ONLY) 0 0 GRANTMAKING 3500 SOUTH AMERICA 0 0 INVESTMENTS 22097394 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 1049 SUB-SAHARAN AFRICA 3 9 GRANTMAKING 4191135 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES CONSULTING AND TRAINING 321080 3 10 151501273 EAST ASIA AND THE PACIFIC RESEARCH 89487 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 40710 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 98300 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 294962 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 163048 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 7200 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 58539 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 5802 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 9186 WIRE TRANSFER 0 N/A N/A EAST ASIA AND THE PACIFIC RESEARCH 458234 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 6944 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 716330 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 6242 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 33000 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 10282 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) STUDY ABROAD 36533 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 122000 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 27513 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 49170 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 11500 WIRE TRANSFER 0 N/A N/A EUROPE (INCLUDING ICELAND AND GREENLAND) RESEARCH 36927 WIRE TRANSFER 0 N/A N/A SOUTH AMERICA RESEARCH 126449 WIRE TRANSFER 0 N/A N/A SOUTH AMERICA STUDY ABROAD 27420 WIRE TRANSFER 0 N/A N/A SOUTH ASIA CONSULTING 20833 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 235894 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 10132 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 9900 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 335824 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 29000 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 27144 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 68150 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 74992 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 783734 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 15384 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 585583 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 18626 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 658356 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 993311 WIRE TRANSFER 0 N/A N/A SUB-SAHARAN AFRICA RESEARCH 28135 WIRE TRANSFER 0 N/A N/A 0 39 true false false true true false Schedule F, Part I, Line 2, Procedures for monitoring use of grant funds THE UNIVERSITY REQUIRES ITEMIZED RECEIPTS AND/OR INVOICES FOR ALL EXPENDITURES. TRANSACTIONS ARE REVIEWED AND APPROVED ON MULTIPLE LEVELS. THIS ENABLES MONITORING OF THE TYPES AND AMOUNTS OF FUNDS WHICH ARE EXPENDED OUTSIDE OF THE UNITED STATES. Schedule F, Part I, Line 3, Method to account for expenditures on org.'s financial statements CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL Schedule F, Part II, Line 1, Method used to account for grants on org's financial statements EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL Schedule F, Part I, Line 3, Method to account for expenditures on org.'s financial statements CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL Schedule F, Part II, Line 1, Method used to account for grants on org's financial statements EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL X X X X X X true ADVANCEMENT SERVICES INC 1920 EAST PARHAM ROAD RICHMOND VA 23228 CONSULTING SERVICES 0 485545 -485545 ROGER CERNE 7690 MOUNTAIN ASH DRIVE CONCORD OH 44060 PROFESSIONAL SOLICITATION false 0 112282 -112282 GRENZEBACH GLIER & ASSOCIATES 401 NORTH MICHIGAN AVENUE CHICAGO IL 60611 CONSULTING SERVICES false 0 43551 -43551 0 641378 -641378 AZ CO DC ME MD MA MI NH NY OH OK OR PA SC WA true TUITION AND FEES 5798 103115676 0 N/A N/A FELLOWS - TUITION AND FEES 3242 45148602 0 N/A N/A STIPENDS AND ALLOWANCES 996 1993138 0 N/A N/A Schedule I, Part I, Line 2, Procedures for monitoring use of grant funds THE OFFICE OF SPONSORED PROJECTS ADMINISTRATION DIRECTS AND FACILITATES PRE- AND POST-AWARD PROCESSES BY ENSURING COMPLIANCE WITH FEDERAL, STATE AND UNIVERSITY GUIDELINES. IT ALSO OVERSEES REGULATORY COMPLIANCE ACTIVITIES TO ENSURE SAFE, ETHICAL AND RESPONSIBLE CONDUCT OF RESEARCH. IN ADDITION, THE OFFICE IS RESPONSIBLE FOR ENHANCING THE RESEARCH INFRASTRUCTURE OF THE INSTITUTION AS WELL AS DEVELOPING AND MONITORING POLICIES RELATED TO THE STEWARDSHIP OF RESEARCH ACTIVITIES. Schedule I, Part III, column(b), Estimated Number of Recipients NAME=TUITION AND FEES,DESCRIPTION=ESTIMATE IS BASED ON THE PERCENTAGE OF STUDENTS WHO RECEIVED ASSISTANCE FOR TUITION IN THE PRIOR YEAR.;NAME=FELLOWS - TUITION AND FEES,DESCRIPTION=ESTIMATE IS BASED ON THE PERCENTAGE OF STUDENTS WHO RECEIVED FELLOWSHIPS FOR TUITION AND FEES IN THE PRIOR YEAR.;NAME=STIPENDS AND ALLOWANCES,DESCRIPTION=ESTIMATE IS BASED ON THE PERCENTAGE OF STUDENTS WHO RECEIVED STIPENDS AND ALLOWANCES IN THE PRIOR YEAR.; X X X X X X true true X X X X X X false true false false false false false true false PIERLUIGI GAMBETTI PROFESSOR 429941 0 0 0 0 0 28062 0 10224 0 468227 0 0 0 JOHN SIDERAS SR. VICE PRESIDENT FOR FINANCE & CFO 415628 0 50000 0 2322 0 45062 0 33766 0 546778 0 0 0 RICHARD JAMIESON VICE PRESIDENT 194966 0 0 0 2372 0 21562 0 434 0 219334 0 0 0 CYRUS TAYLOR PROFESSOR & DEAN 344164 0 0 0 2322 0 28062 0 34301 0 408849 0 0 0 DALE BAUR ASSOCIATE PROFESSOR 466631 0 0 0 2525 0 28062 0 12839 0 510057 0 0 0 SALLY STALEY CHIEF INVESTMENT OFFICER 300042 0 118773 0 4536 0 45562 0 9626 0 478539 0 0 0 LAWRENCE MITCHELL PROFESSOR 438898 0 0 0 2030 0 28062 0 6083 0 475073 0 0 0 MOHAN REDDY PROFESSOR 195673 0 0 0 3564 0 41509 0 12866 0 253612 0 0 0 BRUCE LOESSIN SR. VP FOR UNIVERSITY RELATIONS AND DEVELOPMENT 472724 0 50000 0 5729 0 45562 0 11182 0 585197 0 0 0 BARBARA SNYDER PRESIDENT; EX OFFICIO TRUSTEE 635668 0 175000 0 273815 0 195562 0 8496 0 1288541 0 143750 0 PAMELA DAVIS VICE PRESIDENT, DEAN & PROFESSOR 651427 0 105000 0 3564 0 45562 0 5633 0 811186 0 0 0 WILLIAM BAESLACK PROVOST & EXECUTIVE VICE PRESIDENT 483709 0 0 0 19449 0 45562 0 12639 0 561359 0 0 0 GERALD FERRETTI PROFESSOR 488516 0 0 0 0 0 28062 0 10138 0 526716 0 0 0 MAY WYKLE PROFESSOR 252262 0 0 0 0 0 12491 0 10175 0 274928 0 0 0 ROBERT BROWN TREASURER 231156 0 0 0 0 0 26670 0 12664 0 270490 0 0 0 JEROLD GOLDBERG PROFESSOR 412937 0 0 0 4191 0 28062 0 10565 0 455755 0 0 0 GROVER GILMORE PROFESSOR & DEAN 278804 0 0 0 3564 0 28062 0 7698 0 318128 0 0 0 ELIZABETH KEEFER GENERAL COUNSEL & SECRETARY 455491 0 30000 0 5525 0 45562 0 5946 0 542524 0 0 0 JOHN WHEELER SR. VICE PRESIDENT FOR ADMINISTRATION 399376 0 15000 0 0 0 28062 0 9684 0 452122 0 0 0 STANTON GERSON PROFESSOR 430800 0 0 0 3564 0 28062 0 11035 0 473461 0 0 0 Schedule J, Part I, Line 1a, First-class or charter travel THERE MAY BE INSTANCES WHERE FIRST CLASS TRAVEL IS NECESSARY. IN THESE INSTANCES PRIOR APPROVAL MUST BE SECURED. REIMBURSEMENT FOR UPGRADED TRAVEL THAT DOES NOT COMPLY WITH THE UNIVERSITY GUIDELINES IS MADE AT THE POLICY SUPPORTED ECONOMY CLASS LEVEL. Schedule J, Part I, Line 1a, Travel for companions ON OCCASSION THE PRESIDENT IS ASKED TO PARTICIPATE IN OFF SITE PROFESSIONAL MEETINGS WHERE LEADERSHIP AND THEIR SPOUSES FROM VAROIUS UNIVERSITY'S GATHER FOR PROFESSIONAL DEVELOPMENT AND OTHER BUSINESS PURPOSES. THE CONTRACT BETWEEN THE PRESIDENT AND THE UNIVERSITY REQUIRES THE SPOUSE BE AVAILABLE FOR SUCH MEETINGS. Schedule J, Part I, Line 1a, Tax indemnification and gross-up payments THE UNIVERSITY HAS FOLLOWED ITS LONG ESTABLISHED PAST PRACTICE OF ADMINISTERING GROSS-UP PAYMENTS ADDITIONALLY, WRITTEN POLICIES WERE PUT INTO PLACE IN 2009. Schedule J, Part I, Line 1a, Housing allowance or residence for personal use THE UNIVERSITY PROVIDES HOUSING FOR THE PRESIDENT. THE HOUSING IS ON THE EDGE OF CAMPUS AND IS PROVIDED FOR THE BENEFIT OF THE UNIVERSITY BECAUSE OF THE SUBSTANTIAL DEMANDS THAT IT PLACES ON THE PRESIDENT. A WRITTEN POLICY HAS BEEN APPROVED BY THE BOARD OF DIRECTORS. Schedule J, Part I, Line 1a, Health or social club dues or initiation fees FOR HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES, A WRITTEN POLICY WAS IN PLACE AND ADHERED TO. AT EACH YEAR END A DETERMINATION IS MADE WHAT PORTION IS ALLOCABLE AS PERSONAL. THAT PORTION THAT IS DEEMED PERSONAL IS THEN ADDED TO THE W-2 EARNINGS AND IS TAXABLE TO THE EMPLOYEE. Schedule J, Part I, Line 1a, Personal services CLEANING SERVICES ARE PROVIDED AT THE UNIVERSITY OWNED HOUSE OCCUPIED BY THE PRESIDENT. PERIODICALLY THE UNIVERSITY MAKES AN ASSESSMENT OF THE SERVICES AND WHETHER ANY PORTION IS TAXABLE TO THE PRESIDENT. AT SUCH TIME (IF APPLICABLE) THE TAXABLE AMOUNT WOULD BE INCLUDABLE IN W-2 WAGES FOR THE PRESIDENT. Schedule J, Part I, Line 4b, Supplemental nonqualified retirement plan BARBARA SNYDER WAS ISSUED $200,000 OF DEFERRED COMPENSATION IN CALENDAR YEAR 2013, NONE OF WHICH HAS BEEN PAID. IN 2013 25% VESTED UPON ISSUANCE, WITH AN ADDITIONAL 25% VESTING IN EACH OF THE THREE SUBSEQUENT YEARS. Schedule J, Part I, Line 7, Non-fixed payments FOR NON-FIXED PAYMENTS, ACCOMPLISHMENT OF SET PERFORMANCE INDICATORS BOTH FINANCIAL AND NON-FINANCIAL ARE REQUIRED TO RECEIVE SUCH PAYMENTS. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BZR4 2012-11-28 33470557 REFUND 2004A AND EQUIPMENT LEASE false false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BUL1 2008-05-21 181277464 REFUND 2004B false false false C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BTA8 2006-12-21 91083060 REFUND 1997 A&B, 2002B AND 2004A false false false D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DCD6 2013-12-03 47484887 REFUND 2004A false false false A 825000 0 33470557 0 0 33073239 397318 0 0 0 0 0 2009 true true true true B 0 0 181277464 0 0 179363879 1913585 0 0 0 0 0 2009 true false true true C 2630000 0 91083060 0 0 89824927 1258132 0 0 0 0 0 2009 false true true true D 0 0 47484887 0 0 0 0 0 0 0 47484887 0 true false true true A false true true true true true 0.00000 0.00000 0.00000 false false true B false true true true true true 0.00630 0.01070 0.01700 false false true C false true true true true true 0.00000 0.00000 0.00000 false false true D false true true true true true 0.00650 0.00970 0.01620 false false true A false true false false false false 0.0 false 0.0 false true B false false false true true false false false false false true C false false false true false false 0.0 false 0.0 false true D false true false false false false 0.0 false 0.0 false true A true B true C true D true Sch K, Part IV, Line 2c, ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION: No Rebate Due. THE CALCULATION FOR COMPUTING NO REBATE DUE WAS PERFORMED ON 05/21/13. Sch K, Part IV, Line 2c, ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION: No Rebate Due. THE CALCULATION FOR COMPUTING NO REBATE DUE WAS PERFORMED ON 12/21/11. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2014-03-13 67500000 REFUND 2008B false false false A 0 0 67500000 0 0 0 0 0 0 0 67500000 0 true false true true A false true true true true true 0.00370 0.00630 0.01000 false false true A false true false false true false 0.0 false 0.0 false true A true LINSALATA CAPITAL PARTNERS TRUSTEE FRANK LINSALATA SERVES AS AN OFFICER OF THE ORGANIZATION 261276 INVESTMENT MANAGEMENT FEES false CALFEE HALTER & GRISWOLD LLP TRUSTEE THOMAS MCKEE SERVES AS AN OFFICER OF THE ORGANIZATION 183820 LEGAL SERVICES false FOREST CITY CAPITAL TRUSTEE BRIAN RATNER SERVES AS AN OFFICER OF A CLOSELY RELATED AND HELD ORGANIZATION 1784988 REAL ESTATE SERVICES false X 5 11101 COST X 2228645 COST X 375561 COST X 1 1761 COST X EQUIPMENT 22 3581295 COST X EVENTS AND SERVICES 19 59250 COST 0 false true false Schedule M, Part I, Explanations of reporting method for number of contributions ART - WORKS OF ART: THE NUMBER OF CONTRIBUTIONS RECEIVED BOOKS AND PUBLICATIONS: THE NUMBER OF CONTRIBUTIONS RECEIVED DRUGS AND MEDICAL SUPPLIES: THE NUMBER OF CONTRIBUTIONS RECEIVED OTHER: THE NUMBER OF CONTRIBUTIONS RECEIVED CLOTHING AND HOUSEHOLD GOODS: THE NUMBER OF CONTRIBUTIONS RECEIVED OTHER: THE NUMBER OF CONTRIBUTIONS RECEIVED. Schedule M, part I, column (b), Line 1, Number of contributions or items contributed. THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line 4, Number of contributions or items contributed. THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line 20, Number of contributions or items contributed. THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=EQUIPMENT : THE NUMBER OF CONTRIBUTIONS RECEIVED Form 990, Part VI, Sec B, Line 11b, Review of form 990 by governing body THE INFORMATION TO PREPARE THE FORM 990 FOR THE UNIVERSITY IS GATHERED BY THE CONTROLLERS OFFICE AND THE FORM PREPARED. ALL INFORMATION IS PROVIDED TO ITS ACCOUNTING FIRM WHO REVIEWS THE RETURN. SENIOR MANAGEMENT THEN REVIEWS THE RETURN PRIOR TO FILING. THE FORM 990 IS ALSO MADE AVAILABLE TO THE UNIVERSITY'S BOARD OF TRUSTEES PRIOR TO FILING. TRUSTEES MAY RAISE THEIR QUESTIONS AND COMMENTS WITH FINANCE STAFF. Form 990, Part VI, Sec B, Line 12c, Conflict of interest policy THE UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLES TO THE MEMBERS OF THE BOARD OF TRUSTEES; ALL UNIVERSITY OFFICERS; SENIOR OFFICIALS OF THE UNIVERSITY; ALL UNIVERSITY FACULTY EXCEPT VOLUNTEER FACULTY IN THE SCHOOL OF MEDICINE AND EXCEPT SPECIAL FACULTY MEMBERS WHO ARE NOT PAID BY THE UNIVERSITY (UNLESS ENGAGED IN SPONSORED RESEARCH); EMERITUS FACULTY WHO HAVE AN ONGOING RELATIONSHIP WITH THE UNIVERSITY OR WHO ARE ENGAGED IN SPONSORED RESEARCH; POST-DOCTORAL FELLOWS, ALL EMPLOYEES; STUDENTS; AND TRAINEES. INDIVIDUALS COVERED BY THIS POLICY MUST REPORT ANY FINANCIAL INTEREST AND THE ACCEPTANCE OF ANY GIFTS, FAVORS, OR ANYTHING OF VALUE, BY THE INDIVIDUAL OR THE INDIVIDUAL'S SPOUSE, DEPENDENT CHILDREN, DOMESTIC PARTNER, OR ANY OTHER DEPENDENT PERSON WHO IS A MEMBER OF THE SAME HOUSEHOLD AS THE INDIVIDUAL, THAT DIRECTLY OR INDIRECTLY MIGHT INFLUENCE OR APPEAR TO A REASONABLE PERSON TO INFLUENCE THE INDIVIDUAL'S RESPONSIBILITIES AS A MEMBER OF THE UNIVERSITY. INDIVIDUALS COVERED BY THE POLICY WHO ENGAGE IN RESEARCH MUST REPORT ANY FINANCIAL INTEREST, NO MATTER HOW SMALL, THAT THE INDIVIDUAL OR THE INDIVIDUAL'S SPOUSE, DEPENDENT CHILDREN, DOMESTIC PARTNER, OR ANY OTHER DEPENDENT PERSON LIVING IN THE SAME HOUSEHOLD AS THE INDIVIDUAL, HAS IN ANY ENTITY THAT SPONSORS OR SUPPORTS THE RESEARCH OR THAT HOLDS A FINANCIAL INTEREST IN THE SUBJECT OF THE RESEARCH, AND ALSO MUST REPORT THE ACCEPTANCE OF ANY GIFT, FAVOR, OR ANYTHING OF VALUE FROM AN ENTITY THAT SPONSORS THE RESEARCH OR THAT HOLDS A FINANCIAL INTEREST IN THE SUBJECT OF THE RESEARCH. INDIVIDUALS COVERED BY THE POLICY ALSO MUST REPORT WHENEVER A PREVIOUSLY REPORTED CONFLICT OF INTEREST IS ELIMINATED. THE UNIVERSITY'S REPORTING PROCESS IS ADMINISTERED BY THE UNIVERSITY'S CONFLICT OF INTEREST OFFICE, EXCEPT THAT REPORTING BY MEMBERS OF THE BOARD OF TRUSTEES, THE PRESIDENT, THE PROVOST, ALL SENIOR OFFICIALS OF THE UNIVERSITY, AS WELL AS THE CHAIR OF THE CONFLICT OF INTEREST COMMITTEE, IS ADMINISTERED BY THE OFFICE OF GENERAL COUNSEL. EACH YEAR, INDIVIDUALS COVERED BY THE POLICY MUST REPORT IN WRITING ANY ACTIVITIES LISTED ABOVE. REPORTS CALLED FOR BY THE CONFLICT OF INTEREST COMMITTEE ARE SUBMITTED TO THAT COMMITTEE. REPORTS CALLED FOR BY THE OFFICE OF GENERAL COUNSEL ARE SUBMITTED TO THAT OFFICE. THE REPORTS RECEIVED BY THE CONFLICT OF INTEREST COMMITTEE ARE SHARED WITH THE DEANS AND DEPARTMENT CHAIRS OF THE REPORTING FACULTY. INDIVIDUALS COVERED BY THIS POLICY WHO ARE NOT REQUIRED TO REPORT TO THE CONFLICT OF INTEREST COMMITTEE (OTHER THAN THOSE DESCRIBED ABOVE WHO MUST REPORT TO THE OFFICE OF GENERAL COUNSEL OR THE PRESIDENT) MUST REPORT ANY FINANCIAL INTEREST THAT RELATES TO THEIR UNIVERSITY RESPONSIBILITIES TO THEIR SUPERVISORS AT THEIR ANNUAL REVIEW. SUPERVISORS WHO DETERMINE THAT AN INDIVIDUAL MAY HAVE A CONFLICT OF INTEREST MUST REPORT THIS TO THE CONFLICT OF INTEREST OFFICE FOR FURTHER REVIEW. INDIVIDUALS ALSO MUST REPORT TO THE CONFLICT OF INTEREST OFFICE OR THE OFFICE OF GENERAL COUNSEL, AS APPROPRIATE, WITHIN 10 DAYS AFTER THEY BECOME AWARE OF A REPORTABLE INTEREST OR AFTER A CONFLICT OF INTEREST HAS BEEN ELIMINATED. INDIVIDUALS WHO HAVE NO REPORTABLE INTERESTS MUST STILL SUBMIT AN ANNUAL REPORT TO BE IN COMPLIANCE WITH THIS POLICY. THE OFFICE OF GENERAL COUNSEL CONDUCTS AN INITIAL REVIEW OF ALL THE REPORTS IT RECEIVES. THE CONFLICT OF INTEREST OFFICE CONDUCTS AN INITIAL REVIEW OF ALL REPORTS IT RECEIVES. IF NECESSARY, THEY OBTAIN ADDITIONAL INFORMATION FROM THE INDIVIDUAL COVERED BY THE POLICY AND FROM OTHER INDIVIDUALS WHO POSSESS RELEVANT INFORMATION. THE OFFICE OF THE GENERAL COUNSEL OR THE CONFLICT OF INTEREST OFFICE, AS APPROPRIATE, THEN IDENTIFIES THOSE ACTIVITIES THAT MUST BE REVIEWED AND APPROVED BY THE CONFLICT OF INTEREST COMMITTEE, AND THOSE ACTIVITIES THAT MAY PROCEED WITHOUT REVIEW BY THE CONFLICT OF INTEREST COMMITTEE. THE OFFICE OF THE GENERAL COUNSEL OR THE CONFLICT OF INTEREST OFFICE, AS APPROPRIATE, NOTIFIES THE CONFLICT OF INTEREST COMMITTEE OR THE BOARD OF TRUSTEES OF THOSE ACTIVITIES THAT MUST BE REVIEWED AND APPROVED. IN REVIEWING A REPORTED ACTIVITY, THE CONFLICT OF INTEREST COMMITTEE ASSUMES THAT THE ACTIVITY CANNOT BE UNDERTAKEN WITHOUT A SUITABLE MANAGEMENT PLAN. HOWEVER, IN SOME CASES, THE ACTIVITY MAY BE APPROVABLE WITHOUT A MANAGEMENT PLAN. IN DETERMINING WHETHER A MANAGEMENT PLAN IS REQUIRED, THE CONFLICT OF INTEREST COMMITTEE CONSIDERS THE SIGNIFICANCE OF THE CONFLICT OF INTEREST (SUCH AS THE SIZE OF THE INDIVIDUAL'S FINANCIAL INTEREST); WHETHER OR NOT THE INDIVIDUAL IS UNIQUELY QUALIFIED BY VIRTUE OF EXPERTISE AND EXPERIENCE TO CONDUCT THE RESEARCH PROJECT AND THE RESEARCH COULD NOT BE CONDUCTED AS SAFELY OR EFFECTIVELY WITHOUT THAT INDIVIDUAL; AND THE DEGREE OF RISK IMPOSED ON RESEARCH SUBJECTS. Form 990, Part VI, Sec B, Line 15a, Process to establish compensation of top management official THIS IS IN RESPONSE TO QUESTIONS 15A AND 15B. THE UNIVERSITY HAS ADOPTED AN EXECUTIVE COMPENSATION AND INTERMEDIATE SANCTIONS POLICY TO ENSURE THAT ITS COMPENSATION ARRANGEMENTS WITH RELATED PARTIES ARE EVALUATED AND COMPENSATION THAT IS PAID TO A RELATED PARTY IS REASONABLE AND REFLECTS FAIR MARKET VALUE. THE POLICY APPLIES FOR DETERMINING THE FINANCIAL ARRANGEMENTS WITH INDIVIDUALS THAT ARE DETERMINED TO BE DISQUALIFIED PERSONS WITH RESPECT TO THE UNIVERSITY. "DISQUALIFIED PERSON" MEANS A PERSON WHO IS OR HAS BEEN IN A POSITION TO EXERCISE SUBSTANTIAL INFLUENCE OVER THE AFFAIRS OF THE UNIVERSITY DURING THE FIVE YEARS ENDING ON THE DATE OF THE TRANSACTION, A MEMBER OF HIS OR HER FAMILY, OR AN ENTITY IN WHICH THE DISQUALIFIED PERSON HAS IN EXCESS OF THIRTY-FIVE (35%) PERCENT CONTROL. PERSONS HOLDING THE FOLLOWING POWERS AND RESPONSIBILITIES ARE DEEMED TO BE IN A POSITION TO EXERCISE SUBSTANTIAL CONTROL OVER THE ORGANIZATION: VOTING MEMBERS OF THE BOARD, THE PRESIDENT, THE CHIEF EXECUTIVE OFFICER, THE CHIEF OPERATING OFFICER, THE TREASURER AND THE CHIEF FINANCIAL OFFICER. OTHERS MAY BE IN A POSITION TO EXERCISE SUBSTANTIAL CONTROL OVER THE UNIVERSITY IF THE FACTS AND CIRCUMSTANCES JUSTIFY SUCH A CONCLUSION. THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF THE UNIVERSITY ENDEAVORS TO ESTABLISH THE REBUTTABLE PRESUMPTION OF REASONABLENESS BY REVIEWING TRANSACTIONS WHICH RAISE THE RISK OF CONFERRING AN EXCESS BENEFIT. THE COMMITTEE WILL ACCOMPLISH THIS BY COMPLYING WITH THE FOLLOWING PROCEDURES WHENEVER A POTENTIAL RISK IS IDENTIFIED: A. THE TRANSACTION SHALL BE APPROVED IN ADVANCE BY THE COMPENSATION COMMITTEE OF THE BOARD, OR OTHER PARTIES AUTHORIZED BY THE BOARD TO ACT ON ITS BEHALF COMPOSED ENTIRELY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE TRANSACTION. B. A PERSON HAS A CONFLICT OF INTEREST IF THAT PERSON: (1) IS A DISQUALIFIED PERSON OR A FAMILY MEMBER THEREOF; (2) IS IN AN EMPLOYMENT RELATIONSHIP SUBJECT TO THE DIRECTION OR CONTROL OF A DISQUALIFIED PERSON; (3) RECEIVES COMPENSATION SUBJECT TO APPROVAL BY A DISQUALIFIED PERSON; (4) HAS A MATERIAL FINANCIAL INTEREST AFFECTED BY THE TRANSACTION; OR (5) HAS PREVIOUSLY RECEIVED AN ECONOMIC BENEFIT THROUGH A TRANSACTION APPROVED BY THE DISQUALIFIED PERSON. C. THE COMPENSATION COMMITTEE OF THE BOARD SHALL OBTAIN AND RELY UPON APPROPRIATE DATA AS TO THE COMPARABILITY OF THE TERMS OF THE TRANSACTION PRIOR TO MAKING ITS DECISION. I. THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES HAS APPROPRIATE COMPARABILITY DATA IF, CONSIDERING THE KNOWLEDGE AND EXPERTISE OF ITS MEMBERS, IT HAS SUFFICIENT INFORMATION TO DETERMINE THAT THE TRANSACTION IN ITS ENTIRETY IS REASONABLE OR AT FAIR MARKET VALUE. II. RELEVANT INFORMATION WITH RESPECT TO A COMPENSATION TRANSACTION INCLUDES: (1) COMPENSATION PAID BY SIMILAR ORGANIZATIONS FOR FUNCTIONALLY COMPARABLE POSITIONS; (2) THE AVAILABILITY OF SIMILAR SERVICES WITHIN THE GEOGRAPHIC AREA; (3) CURRENT COMPENSATION SURVEYS PERFORMED BY INDEPENDENT FIRMS; AND (4) WRITTEN OFFERS FROM COMPETING ENTITIES FOR THE SERVICES OF THE DISQUALIFIED PERSON. III. RELEVANT INFORMATION WITH RESPECT TO A PROPERTY TRANSACTION INCLUDES: (1) CURRENT INDEPENDENT APPRAISALS; AND (2) OFFERS RECEIVED IN A COMPETITIVE AND OPEN BIDDING PROCESS. D. THE COMPENSATION COMMITTEE OR OTHER PARTIES AUTHORIZED BY THE BOARD SHALL ADEQUATELY DOCUMENT THE BASIS FOR ITS DETERMINATION CONCURRENTLY WITH MAKING THAT DECISION. ADEQUATE DOCUMENTATIONS MUST INCLUDE: I. THE TERMS OF THE TRANSACTION APPROVED; II. THE DATE THE TRANSACTION IS APPROVED; III. THE MEMBERS OF THE DECISION MAKING BODY PRESENT DURING DEBATE AND WHO PARTICIPATED IN VOTING; IV. THE COMPARABILITY DATA OBTAINED AND RELIED UPON AND HOW IT WAS OBTAINED; AND V. ANY ACTIONS TAKEN BY ANYONE WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE TRANSACTION (PERSONS WITH A CONFLICT OF INTEREST MUST NOT BE PRESENT AT THE TIME OF A VOTE AND THIS MUST BE DOCUMENTED IN THE MINUTES). Form 990, Part VI, Sec B, Line 15b, Process to establish compensation of other employees SEE ABOVE Form 990, Part VI, Sec C, Line 19, Required documents available to the public THESE DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. Form 990 , Part XI, Line 9, Other changes in net assets or fund balances LIFE INCOME ACTUARIAL ADJUSTMENTS - -3633248; LOSS ON DISPOSAL OF PLANT ASSETS - -437838; PENSION PLAN CHANGES - -7012345; Schedule M, part I, column (b), Line 5, Number of contributions or items contributed. THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=EVENTS AND SERVICES : THE NUMBER OF CONTRIBUTIONS RECEIVED. Schedule M, part I, column (b), Line 1, Number of contributions or items contributed. THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line 4, Number of contributions or items contributed. THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line 20, Number of contributions or items contributed. THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=EQUIPMENT : THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line 5, Number of contributions or items contributed. THE NUMBER OF CONTRIBUTIONS RECEIVED Schedule M, part I, column (b), Line other, Number of contributions or items contributed. OTHER=EVENTS AND SERVICES : THE NUMBER OF CONTRIBUTIONS RECEIVED. 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