2015-04-20T15:59:57-05:00 2014-06-30 341883473 CBIZ MHM LLC 1065 AVENUE OF THE AMERICAS NEW YORK NY 10018 990 2013-07-01 311705917 UBUNTU EDUCATION FUND INC UBUN 6468271190 32 BROADWAY NEW YORK NY 10004 JACOB LIFF CEO AND FOUNDER 6468271190 2015-04-20 1 SCOTT J GOLDBERG P01486877 2127905700 2013 2016-03-07 17:11:31Z JACOB LIEF 32 BROADWAY NEW YORK NY 10004 2623401 0 X WWW.UBUNTUFUND.ORG X 1998 NY MISSIONUBUNTU PROVIDES WORLD-CLASS HEALTH AND EDUCATIONAL SUPPORT TO THE ORPHANED AND VULNERABLE CHILDREN OF PORT ELIZABETH, SOUTH AFRICA, ENSURING THEY CAN ACCESS HIGHER EDUCATION AND EMPLOYMENT. UBUNTU'S MISSION IS SIMPLE, ALL-ENCOMPASSING, AND RADICAL: TO HELP RAISE TOWNSHIP CHILDREN BY PROVIDING WHAT ALL CHILDREN DESERVE-EVERYTHING. 21 20 11 9 0 0 2279716 2237791 0 0 854 82 2185 0 2282755 2237873 997838 1030804 0 0 751363 877000 0 0 747184 508630 597985 2257831 2505789 24924 -267916 883818 594335 86737 65170 797081 529165 X SEE SCHEDULE O 0 0 454181 360781 SEE SCHEDULE OUBUNTU TRANSFORMS THE LIVES OF 2,000 CHILDREN AND THEIR FAMILIESHEALTH 1.DEVELOP THE PROVINCE'S LEADING HIV HEALTH CLINIC FOR VULNERABLE CHILDREN AND THEIR CAREGIVERS. 2.INCREASE ACCESS TO LIFE-SAVING MEDICINE FOR HIV-POSITIVE CHILDREN AND THEIR CAREGIVERS. 3.ENSURE HIV-POSITIVE PREGNANT WOMEN HAVE ACCESS TO DRUGS THAT PREVENT TRANSMISSION OF THE VIRUS TO THEIR CHILDREN. 4.PROVIDE ACCESS TO HIV TESTING FOR CHILDREN AND THEIR FAMILIES. 5.ENSURE EACH CHILD IN OUR PROGRAM IS REGULARLY SEEN BY A DOCTOR. 519064 412322 SEE SCHEDULE OEDUCATION: PRESCHOOL-GRADE 12 1.PROVIDE INTENSIVE, HIGH-QUALITY EDUCATION FROM EARLY CHILDHOOD THROUGH GRADE 12 TO ENSURE ACCESS TO UNIVERSITY AND EMPLOYMENT: 2.IMPROVE SCHOOL ATTENDANCE. 3.IMPROVE ACADEMIC PERFORMANCE. 4.PROVIDE AFTER-SCHOOL AND WEEKEND PROGRAMMING AS WELL AS HOLIDAY CAMPS TO ENSURE OUR CHILDREN ARE BOTH SAFE AND LEARNING DURING NON-SCHOOL HOURS. 5.IMPROVE STUDENTS LEVEL OF LIFE SKILLS AND SELF-CONFIDENCE. 6.INCREASE THE NUMBER OF VULNERABLE CHILDREN GRADUATING FROM HIGH-SCHOOL AND UNIVERSITY. 7.ENSURE OUR STUDENTS SECURE EMPLOYMENT UPON GRADUATING.EDUCATION: UNIVERSITY & TRAINING PROGRAMS 1.STRENGTHEN OUR UNIVERSITY SCHOLARSHIP PROGRAM: 2.ENSURE OUR HIGH-SCHOOL PROGRAM PREPARES STUDENTS TO MAKE INFORMED DECISIONS ABOUT THEIR FUTURES. 3.PROVIDE MORE THAN 100 SCHOLARSHIPS PER YEAR. 4.PROVIDE FINANCIAL, EMOTIONAL, SOCIAL, AND MEDICAL SUPPORT FOR OUR CHILDREN THROUGHOUT UNIVERSITY. 5.ENSURE STUDENTS ARE PAIRED WITH PEER MENTORS FROM THEIR COMMUNITIES TO ASSIST WITH DIFFICULT LIFE CHOICES. 324414 257701 SEE SCHEDULE OHOUSEHOLD STABILITY 1.STRENGTHEN OUR HOUSEHOLD STABILITY INITIATIVE PROVIDING COMPREHENSIVE SOCIAL, MEDICAL AND NUTRITIONAL INTERVENTIONS IN ALL OUR CHILDREN'S HOMES. 2.ENSURE THE HOMES OF OUR CHILDREN ARE HEALTHY, CLEAN, SAFE AND TB-FREE. 3.IMPROVE FOOD SECURITY FOR VULNERABLE HOUSEHOLDS. 4.DECREASE LEVELS OF TRANSACTIONAL SEX FOR GIRLS IN VULNERABLE HOUSEHOLDS. 5.ENSURE ALL CHILD-HEADED HOUSEHOLDS ARE SECURE AND HAVE ADEQUATE RESOURCES TO SUPPORT THE FAMILY.SUSTAINABILITY 1.INVEST IN UBUNTU'S INSTITUTIONAL CAPACITY TO ENSURE WE DEVELOP INTO A TRULY SUSTAINABLE ORGANIZATION. 2.CREATE A FOUNDATION OF SYSTEMS, POLICIES AND PROTOCOLS TO FURTHER STRENGTHEN THE HR DEPARTMENT AND INCULCATE OUR UNIQUE MANAGEMENT CULTURE. 3.EMPOWER OUR TEAM AND ENSURE SUCCESSION PLANNING BY FURTHER DEVELOPING AND TRAINING OUR STAFF. 4.RE-BRAND UBUNTU AND LAUNCH A DIGITAL PLATFORM TO FURTHER MOBILIZE A COMMUNITY OF GLOBAL SUPPORTERS. 5.COMPLETE PHYSICAL UPGRADES AND RENOVATIONS OF THE UBUNTU. 6.CENTER TO TRANSFORM THE COMPLEX INTO A WORLD-CLASS HEALTH AND EDUCATION CAMPUSRECENT ACHIEVEMENTS AND RECOGNITIONINTERNAL ACHIEVEMENTS:1. 2,000 CHILDREN ENROLLED IN UBUNTU'S CRADLE TO CAREER PROGRAMMING 2. OPENED THE REGION'S FIRST MOTHER AND CHILD HIV TREATMENT CLINIC 3. LAUNCHED A GROUNDBREAKING EARLY CHILDHOOD DEVELOPMENT CENTER TO PROVIDE 80 OF OUR TODDLERS WITH PRE-SCHOOL EDUCATION ON PAR WITH ANY CHILD IN THE WORLD 4. DEVELOPED THE UBUNTU CENTRE INTO A WORLD-CLASS HEALTH AND EDUCATION CAMPUS 5. PILOTED THE UBUNTU PATHWAYS PROGRAM TARGETING OUR NON-UNIVERSITY TRACK STUDENTS WITH A ROBUST VOCATIONAL TRAINING PROGRAMEXTERNAL ACHIEVEMENTS:1. UBUNTU HIGHLIGHTED AT THE 2013 CLINTON GLOBAL INITIATIVE ANNUAL MEETING IN NEW YORK CITY 2. PRESIDENT BILL CLINTON BROUGHT A DELEGATION OF PHILANTHROPISTS AND DIGNITARIES TO SPEND A DAY AT UBUNTU EDUCATION FUND HEADQUARTERS IN PORT ELIZABETH SOUTH AFRICA 3. JACOB LIEF, UBUNTU'S CEO AND FOUNDER, IS A YOUNG GLOBAL LEADER THROUGH THE WORLD ECONOMIC FORUM 4. JACOB LIEF WAS SELECTED AS AN ASPEN GLOBAL FELLOW THROUGH THE ASPEN INSTITUTE 1297659 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 14 0 1 11 1 0 0 0 0 0 1 1 0 0 0 0 X 21 20 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA DC MA VA PA IL NJ MD ME CT NY X X JACOB LIEF CO UBUNTU EDUCATION FUND 6468271190 32 BROADWAY NEW YORK NY 10004 ANDREW ROLFE CHAIRMAN 2.00 X 0 0 0 BILL VOGE BOARD MEMBER 1.00 X 0 0 0 CIKO THOMAS BOARD MEMBER 1.00 X 0 0 0 DANIEL OSORIO BOARD MEMBER 1.00 X 0 0 0 DAVID LAMOND BOARD MEMBER 1.00 X 0 0 0 DRFRANK LIPMAN BOARD MEMBER 1.00 X 0 0 0 KATHERINE SCOTT BOARD MEMBER 1.00 X 0 0 0 KIM HOWARD BOARD MEMBER 1.00 X 0 0 0 BANKS GWAXULA BOARD MEMBER 1.00 X 0 0 0 NOMKHITA NQWENI BOARD MEMBER 1.00 X 0 0 0 PAULO EAPEN BOARD MEMBER 1.00 X 0 0 0 PETER MICHAU BOARD MEMBER 1.00 X 0 0 0 PHILIP VASSILIOU BOARD MEMBER 1.00 X 0 0 0 RUSH MCCLOY TREASURER 1.50 X 0 0 0 SCOTT SHLEIFER BOARD MEMBER 1.00 X 0 0 0 STEPHEN SCHAFFER BOARD MEMBER 1.00 X 0 0 0 WINSTON GINSBERG BOARD MEMBER 1.00 X 0 0 0 ZIYANDA NTSHONA SECRETARY 2.00 X 0 0 0 STEPHANIE GOLDMAN BOARD MEMBER 1.00 X 0 0 0 DEBORAH SHAINFELD BOARD MEMBER 1.00 X 0 0 0 JACOB LIEF CEO & FOUNDER 60.00 X X 167092 0 0 JORDAN LEVY CHIEF EXTERNAL RELATIONS OFFICER 40.00 X 172534 0 0 JANA ZINDELL CHIEF PROGRAM OFFICER 40.00 X 172432 0 0 512058 0 0 3 0 1 0 0 524201 1713590 180780 2237791 82 82 385528 524201 385528 0 2237873 0 0 82 1030804 1030804 167092 40837 48290 77965 590482 150868 170328 269286 55268 18791 6079 30398 64158 21941 7304 34913 133319 133319 34559 5759 28800 122210 122210 14259 1571 12688 45149 970 44179 51137 51137 73008 26232 27598 19178 1781 787 994 11767 11767 4988 4988 PAYROLL SERVICE FEE/BAN 50440 107 9214 41119 OTHER 29840 29840 BAD DEBTS 12921 12921 COMMUNICATION 6607 563 106 5938 6000 6000 2505789 1297659 460946 747184 344532 213056 449596 287895 50098 56978 107183 85277 25092 21906 14500 14500 883818 594335 83834 64340 2903 830 86737 65170 X 590194 386210 206887 142955 797081 529165 883818 594335 -267916 0 X X 0 1 X 1 0 X 1682287 3205406 3218770 2579913 2237791 12924167 1682287 3205406 3218770 2579913 2237791 12924167 3654608 9269559 594 429 95 854 82 2054 2185 2185 12928406 119364 0.71700 0.80380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 95700 73794 21906 11483 11483 0 21906 DEFERRED RENT 830 830 2433422 195549 195549 2237873 0 2237873 2701338 195549 195549 2505789 0 2505789 1 SUB-SAHARAN AFRICA 1 60 PROGRAM SERVICES INCLUDING:EDUCATION, HEALTH AND HOUSEHOLD STABILITY MEDICAL TESTING & TREATMENT EDUCATION, FOOD TRAINING 1000000 EUROPE (INCLUDING ICELAND & GREENLAND) 1 5 PROGRAM SERVICES INCLUDING:EDUCATION, HEALTH AND HOUSEHOLD STABILITY FUNDRAISING 30931 2 65 0 0 2 65 1030931 0 1030931 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA, FASO, EDUCATION/TRAINING/HEALTHCARE/COUNCELING ETC FOR CHILDREN OF SOUTH AFRICA INFECTED OR AFFECTED BY HIV/AIDS, EMPOWERING THEM TO TAKE ADVANTAGE OF EDUCATION AND TRAINING OPPORTUNITIES. 996745 WIRE FMV EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SUPPORT 30931 WIRE FMV 0 0 0 0 0 0 GALA 904573 520136 384437 163167 63905 157365 AIDS WALK 5156 4065 1091 1091 909729 524201 385528 163167 63905 158456 385528 0 X X X X X 0 0 0 0 0 0 0 0 0 JACOB LIEF CEO & FOUNDER 167092 0 0 0 0 0 0 0 0 0 167092 0 0 0 JORDAN LEVY CHIEF EXTERNAL RELATIONS OFFICER 172534 0 0 0 0 0 0 0 0 0 172534 0 0 0 JANA ZINDELL CHIEF PROGRAM OFFICER 172432 0 0 0 0 0 0 0 0 0 172432 0 0 0 UBUNTU EDUCATION FUND SOUTH AFRICA AN AFFILIATE OF UBUNTU EDUCATION FUND US UNDER COMMON CONTROL 996745 A SIGNIFICANT AMOUNT OF GRANTS FROM UBUNTU EDUCATION FUND US ARE DISBURSED THROUGH UBUNTU EDUCATION FUND IN SOUTH AFRICA FOR FUNDING OF THE CAPITAL CAMPAIGN AND HEALTH AND EDUCATION INITIATIVES IN SOUTH AFRICA. 0 FRIENDS OF UBUNTU EDUCATION FUND UNITED KINGDOM AN AFFILIATE OF UBUNTU EDUCATION FUND US UNDER COMMON CONTROL 30931 FUND RAISING EVENTS ARE ARRANGED WITH FRIENDS OF UBUNTU EDUCATION FUND UK. DONATIONS RECEIVED BY UBUNTU EDUCATION FUND INC. IN THE US THAT HAD BEEN MADE IN THE UK, WHICH ULTIMATELY BENEFIT THE CHILDREN IN SOUTH AFRICA. 0 X 3 180780 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 DRAFT RETURN IS DELIVERED TO JACOB LIEF FOR DISTRIBUTION AND REVIEW BY ALL MEMBERS OF THE BOARD OF DIRECTORS FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY REVIEWED PERIODICALLY BY BOARD MEMBERS, ALL PARTIES ARE EDUCATED ON SUCH POLICY FOR DISCLOSURE IS MANDATORY. FORM 990, PART VI, SECTION B, LINE 15 UBUNTU EDUCATION FUND'S BOARD OF DIRECTORS HAS A COMPENSATION COMMITTEE MADE UP OF THREE INDIVIDUALS. THE COMMITTEE MEETS THREE TIMES A YEAR TO DISCUSS AND REVIEW THE PERFORMANCE CRITERIA AND COMPENSATION LEVELS OF THE COMPANY'S EXECUTIVES AS WELL AS TO REVIEW THE SALARY STRUCTURE FOR THE ENTIRE ORGANIZATION. THE COMMITTEE BASES ITS DECISIONS ON OBJECTIVE, DOCUMENTED, AND COMPARABLE DATA. THE PRIMARY RESPONSIBILITIES OF THE COMMITTEE ARE BELOW: 1. ESTABLISHES AND REVIEWS THE ORGANIZATION'S OVERALL MANAGEMENT COMPENSATION PHILOSOPHY AND POLICY. 2. REVIEWS AND APPROVES THE ORGANIZATION'S GOALS AND OBJECTIVES RELEVANT TO THE COMPENSATION OF THE ORGANIZATION'S KEY EXECUTIVES, INCLUDING ANNUAL PERFORMANCE GOALS AND OBJECTIVES. 3. OVERSEES COMPLIANCE WITH THE COMPENSATION POLICIES AND PROCEDURES AND THE TERMS OF EMPLOYMENT CONTRACTS. 4. REVIEWS AND AUTHORIZES ANY EMPLOYMENT, COMPENSATION, BENEFIT OR SEVERANCE AGREEMENT WITH KEY EXECUTIVES. 5. EVALUATES AT LEAST ANNUALLY THE PERFORMANCE OF THE KEY EXECUTIVES AGAINST THE ORGANIZATION'S GOALS AND OBJECTIVES, INCLUDING THE ANNUAL PERFORMANCE OBJECTIVES AND, BASED ON THIS EVALUATION, DETERMINE AND APPROVE (OR RECOMMEND TO THE BOARD FOR APPROVAL IN THE CASE OF THE CEO) THE COMPENSATION LEVEL (INCLUDING ANY INCENTIVE AWARDS AND ANY MATERIAL PERQUISITES) FOR THE KEY EXECUTIVES, REVIEWING AS APPROPRIATE, ANY AGREEMENT OR UNDERSTANDING RELATING TO THEIR EMPLOYMENT, INCENTIVE COMPENSATION, OR OTHER BENEFITS BASED ON THIS EVALUATION. 6. DETERMINES AND APPROVES THE COMPENSATION LEVEL (INCLUDING ANY INCENTIVE AWARDS AND ANY MATERIAL PERQUISITES) FOR OTHER MEMBERS OF MANAGEMENT OF THE ORGANIZATION AS THE COMMITTEE OR THE BOARD MAY FROM TIME TO TIME DETERMINE TO BE APPROPRIATE. 7. REVIEWS ON A PERIODIC BASIS THE ORGANIZATION'S MANAGEMENT COMPENSATION PROGRAMS, INCLUDING ANY MANAGEMENT INCENTIVE COMPENSATION PLANS AS WELL AS PLANS AND POLICIES PERTAINING TO PERQUISITES, TO DETERMINE WHETHER THEY ARE APPROPRIATE, PROPERLY COORDINATED AND ACHIEVE THEIR INTENDED PURPOSE(S), AND RECOMMEND TO THE BOARD ANY APPROPRIATE MODIFICATIONS OR NEW PLANS OR PROGRAMS. 8. REVIEWS AND RECOMMENDS TO THE BOARD INCENTIVE COMPENSATION PLANS OF THE ORGANIZATION AND ANY MODIFICATIONS OF SUCH PLANS AND REVIEW AT LEAST ANNUALLY THE AWARDS MADE PURSUANT TO SUCH PLANS. 9. REVIEWS AND RECOMMENDS TO THE BOARD ANY CHANGES IN EMPLOYEE RETIREMENT PLANS OR PROGRAMS, AND OTHER EMPLOYEE BENEFIT PLANS AND PROGRAMS. 10. MAINTAINS MINUTES OF MEETINGS AND REGULARLY REPORT TO THE BOARD ON COMMITTEE FINDINGS, RECOMMENDATIONS AND ACTIONS, AND ANY OTHER MATTERS THE COMMITTEE DEEMS APPROPRIATE OR THE BOARD REQUESTS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS AVAILABLE UPON REQUEST AND ON WEBSITE FORM 990 PART XII, LINE 2C DRAFT FINANCIAL STATEMENTS ARE PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND COMMENTS. UBUNTU EDUCATION FUND SOUTH AFRICA PO BOX 14526 SIDWELL6001 PORT ELIZABETH SF EDUCATION & HEALTHCARE TO CHILDREN INFECTED & AFFECTED BY HIV/AIDS SF 0 FRIENDS OF UBUNTU EDUCATION FUND UK 7 CAVENDISH SQUARE LONDON UK WIG OPE EDUCATION & HEALTHCARE TO CHILDREN INFECTED & AFFECTED BY HIV/AIDS UK 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 UBUNTU EDUCATION FUND SOUTH AFRICA B 999873 CASH FRIENDS OF UBUNTU UK B 30931 CASH