2015-02-16T13:46:30-06:00 2014-06-30 221478099 COHNREZNICK LLP 9255 TOWNE CENTRE DRIVE - SUITE 250 SAN DIEGO CA 92121 990 2013-07-01 951648184 NEIGHBORHOOD HOUSE ASSN NEIG 8587152642 5660 COPLEY DRIVE SAN DIEGO CA 92111 KIM PECK CHIEF FINANCIAL OFFICER 8587152642 2015-02-13 1 STEPHEN M DAY P00227737 8585352000 2013 2016-03-07 17:11:31Z KIM PECK 5660 COPLEY DRIVE SAN DIEGO CA 92111 78797391 0 X WWW.NEIGHBORHOODHOUSE.ORG X 1923 CA NEIGHBORHOOD HOUSE ASSOCIATION IS THE LARGEST MULTIPURPOSE HUMAN SERVICES ORGANIZATION IN SAN DIEGO COUNTY SERVING THOUSANDS OF RESIDENTS (CHILDREN, FAMILIES, SENIORS AND YOUTH) EACH YEAR. THE AGENCY HAS 12 KEY PROGRAM AREAS OFFERED AT MORE THAN 100 LOCATIONS THROUGHOUT SAN DIEGO COUNTY. THESE PROGRAMS INCLUDE AN ARRAY OF SERVICES DESIGNED TO MEET THE CULTURAL, SOCIAL, HEALTH AND EMERGENCY DAILY LIVING NEEDS OF UNDERSERVED RESIDENTS. PROGRAM SERVICE AREAS ARE FOCUSED ON HEALTH, YOUTH, CHILD DEVELOPMENT, SENIORS, MENTAL HEALTH, NUTRITION, HIV/AIDS SERVICES, HOUSING AND EMERGENCY ASSISTANCE. 17 17 830 1000 0 0 79626323 76955665 886301 1699236 4405 4924 1108691 47201 81625720 78707026 1865104 1806777 0 0 33952466 33827775 0 0 0 47082188 43774340 82899758 79408892 -1274038 -701866 15745372 13049132 10104522 8119939 5640850 4929193 X DEVELOPING CHILDREN, FAMILIES, AND FUTURE LEADERS OF OUR COMMUNITIES THROUGH EMPOWERMENT, EDUCATION, AND WELLNESS FROM OUR HOUSE TO YOURS. THIS IS DONE BY LEADING THE WAY IN DEVELOPING CONFIDENT, SELF-SUFFICIENT, HEALTHY FAMILIES AND COMMUNITIES. 0 0 68693693 1591897 713244 CHILD CARE PROGRAMS - HEAD START, EARLY HEAD START AND CHILD DEVELOPMENT PROGRAMS. HEAD START IS A FEDERALLY FUNDED CHILD DEVELOPMENT PROGRAM FOR VERY LOW INCOME CHILDREN, AGES 3-5, AND THEIR FAMILIES. IT PROVIDES PRESCHOOL CHILDREN OF LOW INCOME FAMILIES WITH A COMPREHENSIVE PROGRAM TO MEET THEIR EMOTIONAL, SOCIAL HEALTH, NUTRITIONAL AND PSYCHOLOGICAL NEEDS. EARLY HEAD START FOCUSES ON ENROLLED CHILDREN 6 WEEKS TO 3 YEARS OF AGE AS WELL AS PREGNANT AND POST PARTUM LOW INCOME WOMEN. COMPREHENSIVE SERVICE INCLUDES PARENTING CLASS AND TRANSITION SERVICES FOR CHILDREN MOVING ON TO PRESCHOOL. TOTAL ENROLLED CHILDREN - 7,335. NHA'S NUTRITION SERVICES RECEIVES, HANDLES, PREPARES AND TRANSPORTS FOOD TO PRESCHOOLERS ACCORDING TO ALL FEDERAL, STATE AND LOCAL LAWS PERTAINING TO SAFE FOOD HANDLING. THE TEAM IS LED BY A REGISTERED DIETITIAN WHO ENSURES THAT ALL MEALS PREPARED EXCEED PATTERN GUIDELINES PROVIDED BY THE USDA'S CHILD CARE FOOD PROGRAM. TOTAL MEALS SERVED - 818,417 3552098 175392 833144 HEALTH AND NUTRITION: ADULT DAY HEALTH CARE PROVIDES NURSING, PSYCHOLOGICAL NUTRITION SERVICES AND OCCUPATIONAL THERAPY ACTIVITIES TO PARTICIPATING ADULTS WHO HAVE PHYSICAL OR MENTAL HEALTH PROBLEMS. TOTAL CLIENTS SERVED - 99. PROJECT ENABLE IS A FULL SCOPE MENTAL HEALTH PROGRAM ESTABLISHED IN 1982. IT PROVIDES OUTPATIENT MENTAL HEALTH REHABILITATION AND RECOVERY SERVICES FOCUS ON PROVIDING DAY TREATMENT, PSYCHIATRIC MEDICATION, MEDICATION MANAGEMENT, AND INDIVIDUAL GROUP THERAPY. TOTAL UNDUPLICATED CLIENTS SERVED - 1,477. THE HIV/AIDS CASE MANAGEMENT AND PEER SUPPORT SERVICES PROGRAM WAS ESTABLISHED IN 1993. IT PROVIDES COMPREHENSIVE, ONGOING ASSISTANCE TO INDIVIDUALS LIVING WITH HIV/AIDS. IT AIMS TO HELP CLIENTS MAINTAIN AND IMPROVE HEALTH WHEREVER POSSIBLE AS WELL AS GAIN ACCESS TO RESOURCES AND SERVICES THAT MEET THEIR NEEDS. THE PROGRAM CONSISTS OF INTENSIVE CASE MANAGEMENT AND PEER ADVOCACY. TOTAL CLIENTS SERVED - 280. SENIOR SERVICE CENTER PROVIDES DAILY BREAKFAST AND LUNCH MEALS TO ADULTS 60 YEARS OF AGE AND OLDER. THE MEALS ARE PREPARED AND SERVED ON SITE. THE CENTER ALSO PROVIDES SOCIALIZATION, RECREATION, EDUCATION, HEALTH AND NUTRITION SERVICES TO ASSIST IN THE INDEPENDENCE AND SAFETY OF THE PARTICIPANTS. TOTAL MEALS SERVED - 18,574. 1385063 39488 270974 YOUTH AND OTHER SERVICES - NEIGHBORHOOD HOUSE ASSOCIATIONS EMERGENCY SERVICES PROGRAM OFFERS SHORT TERM EMERGENCY FOOD AND SAN DIEGO GAS AND ELECTRIC UTILITY BILL ASSISTANCE, FREE OF CHARGE TO QUALIFYING INDIVIDUALS AND FAMILIES. COMMODITIES DISTRIBUTED AS PART OF THIS PROGRAM ARE DETERMINED BY STRICT GOVERNMENT GUIDELINES AND DEPENDENT ON FAMILY SIZE. TOTAL FOOD DISTRIBUTION RECIPIENTS - 3,975 FAMILIES SERVED; 13,618 INDIVIDUALS SERVED. TOTAL UTILITY ASSISTANCE - 381 FAMILIES SERVED. HOMEWORK CENTER PROVIDES JUNIOR HIGH AND HIGH SCHOOL STUDENTS WITH A QUIET SAFE PLACE TO STUDY WHEN THEIR ALTERNATIVES ARE LIMITED. USE OF NHA'S HOMEWORK CENTER IS FREE TO QUALIFYING STUDENTS AND FEATURES TRANSPORTATION FROM DESIGNATED AREAS TO THE CENTER, COMPUTER AND INTERNET, PRINTERS, SCHOOL SUPPLIES AND SNACKS. TOTAL STUDENTS SERVED - 80. HOUSING COUNSELING PROGRAM OFFERS EDUCATION AND COUNSELING TO RENTERS, LANDLORDS, HOMEOWNERS, AND POTENTIAL HOMEOWNERS. THIS COMPREHENSIVE HOUSING COUNSELING PROGRAM PROMOTES HOMEOWNERSHIP AND FORECLOSURE PREVENTION, SAFE AND ADEQUATE RENTAL HOUSING AND RESOLUTION OF TENANT/LANDLORD DISPUTES. TOTAL CLIENTS SERVED - 501. 73630854 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 84 0 1 830 1 0 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X THE ORGANIZATION 8587152642 5660 COPLEY DRIVE SAN DIEGO CA 92111 ANDREA WALDRON BOARD MEMBER 2.10 X 0 0 0 RANDY FRISCH ESQ BOARD MEMBER 2.10 X 0 0 0 VANESSA NELSON BOARD MEMBER 2.10 X 0 0 0 DR SHARON LEE RHODES BOARD MEMBER 2.10 X 0 0 0 JUDITH WENKER BOARD MEMBER 2.10 X 0 0 0 FELICIA BAKER BOARD MEMBER 2.10 X 0 0 0 JEFFREY CARR SR EDD BOARD MEMBER 2.10 X 0 0 0 BILL HARDT VICE CHAIRMAN 2.10 X X 0 0 0 LAUREN ABRAMS BOARD MEMBER 2.10 X 0 0 0 RUBEN BARRALES BOARD MEMBER 2.10 X 0 0 0 THERESA HUDGINS BOARD MEMBER 2.10 X 0 0 0 DORIANNE MORMANN CMP BOARD MEMBER 2.10 X 0 0 0 WALTER LAM BOARD MEMBER 2.10 X 0 0 0 VICTOR BAKER CHAIRMAN 3.10 X X 0 0 0 PATRICIA ZAHARAPOULOS ESQ SECRETARY 2.10 X X 0 0 0 DEREK BROWN TREASURER 2.10 X X 0 0 0 JACKIE LOAIZA ESQ BOARD MEMBER 2.10 X 0 0 0 MEISHA SHERMAN BOARD MEMBER 2.10 X 0 0 0 JULIA SLOCOMBE BOARD MEMBER 2.10 X 0 0 0 RUDOLPH A JOHNSON III PRESIDENT/CEO 40.00 X 382529 0 41547 MICHAEL KEMP EXECUTIVE VP/COO 40.00 X 168104 0 18277 DWIGHT SMITH EXECUTIVE VP/GENERAL COUNS 40.00 X 172623 0 23887 KIM PECK VP/CFO 40.00 X 163551 0 14852 DAMON CARSON VP/CYFS 40.00 X 149007 0 14984 FRANK ZALICH VP/INFORMATION TECHNOLOGY 40.00 X 133893 0 14887 SHERYL D GEE VP/ORG DEVELOPMENT 40.00 X 136566 0 14996 1306273 0 143430 7 0 1 0 EPISCOPAL COMMUNITY SERVICES 401 MILE OF CARS WAY NATIONAL CITY CA 91950 CHILD CARE SERVICES 17236362 ALPHA KAPPA ALPHA 620 W MADISON AVE EL CAJON CA 92020 CHILD CARE SERVICES 10740106 SAN DIEGO UNIFIED SCHOOL DISTRICT 4100 NORMAL STREET ROOM 101 SAN DIEGO CA 92103 CHILD CARE SERVICES 5771141 NATIONAL SCHOOL DISTRICT 1500 N AVENUE NATIONAL CITY CA 91950 CHILD CARE SERVICES 1581817 THE CHICANO FEDERATION OF SAN DIEGO COUN 3180 UNIVERSITY AVENUE SAN DIEGO CA 92104 CHILD CARE SERVICES 592879 12 3876 89183 76395637 466969 287665 76955665 MEDICAL/PARENT/SERVICE FEES 900099 962747 962747 PAYMENTS FROM VENDORS 900099 736489 736489 1699236 4924 4924 19440 89183 90365 -70925 -70925 ALL OTHER REVENUE 900099 118126 118126 118126 78707026 1817362 0 -66001 1806777 1806777 1621883 168926 1452957 23478101 21679832 1798269 1172449 1112668 59781 5395953 4930081 465872 2159389 1943072 216317 1184088 473208 710880 208529 187614 20915 152769 152769 199 -118545 118744 16461 11914 4547 1788561 1634637 153924 829363 844832 -15469 3236207 3199884 36323 691237 612769 78468 254855 225924 28931 253891 152241 101650 802517 606042 196475 544405 439354 105051 SUBCONTRACTS - NHA DELE 33412367 33398796 13571 398891 320828 78063 79408892 73630854 5778038 0 5382739 5306881 298224 300009 3782563 1618563 414572 357693 66798 125079 24186198 19051774 5633536 5134424 93339 132882 73601 73601 15745372 13049132 8044781 5736899 24969 128614 2034772 2254426 10104522 8119939 X 5640850 4929193 5640850 4929193 15745372 13049132 -701866 -9791 0 X X 0 1 X 1 1 1 X 83923331 84238967 78957043 79626323 76955665 403701329 83923331 84238967 78957043 79626323 76955665 403701329 403701329 10688 7037 6830 4405 4924 33884 403735213 9918224 0.99990 0.99980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1191750 1191750 4768000 2330487 2437513 9224181 8304556 919625 6164321 5672278 492043 2837946 2744453 93493 5134424 X 79297177 499786 90365 590151 78707026 0 78707026 80008834 499786 100156 599942 79408892 0 79408892 PART X, LINE 2: NHA IS A PRIVATE, NONPROFIT AGENCY ORGANIZED UNDER THE LAWS OF THE STATE OF CALIFORNIA AND IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. FOR THE YEARS ENDED JUNE 30, 2014 AND 2013, MANAGEMENT OF NHA BELIEVES IT HAS ADEQUATE SUPPORT FOR ALL MATERIAL TAX POSITIONS AND THAT IT IS MORE LIKELY THAN NOT, BASED ON THE TECHNICAL MERITS, THAT THE POSITIONS WILL BE SUSTAINED UPON EXAMINATION. NHA RECOGNIZES INTEREST AND PENALTIES, IF ANY, RELATED TO TAX IN INTEREST EXPENSE. NHA HAS ANALYZED THE TAX POSITIONS TAKEN IN ITS FILINGS WITH THE INTERNAL REVENUE SERVICE AND THE CALIFORNIA FRANCHISE TAX BOARD. ACCORDINGLY, NHA HAS NOT RECORDED ANY RESERVES, OR RELATED ACCRUALS FOR INTEREST AND PENALTIES FOR UNCERTAIN INCOME TAX POSITIONS AT JUNE 30, 2014 AND 2013. NHA'S FEDERAL AND STATE INCOME TAX RETURNS PRIOR TO FISCAL YEARS 2011 AND 2010, RESPECTIVELY, ARE CLOSED. MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAWS AND NEW AUTHORITATIVE RULINGS. MANAGEMENT IS NOT AWARE OF ANY PENDING REVIEWS OR EXAMINATIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE 90,365. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE 90,365. LOSS ON MARK TO MARKET SWAP INTEREST RATE 9,791. CHEFS TABLE 67552 67552 2556 75459 GOLF TOURNAMENT 36071 16631 19440 247 10415 1 5000 5000 548 1140 108623 89183 19440 3351 10415 76599 90365 -70925 1 IN KIND ASSISTANCE - ACTUAL AMOUNT INCURRED FOR BUS PASSES, TUITION REIMBURS 3900 160173 ACTUAL COSTS INCURRED MEALS SERVED TO HEAD START CHILDREN - NUTRITION SERVICES PROVIDEDTO ELIGIBLE CLIENTS GRANTED BY THE CHILD CARE PROGRAM UNDER THEAUSPICES OF THE U.S. DEPARTMENT OF AGRICULTURE. 2340 1448035 ACTUAL PAYMENTS ACTUAL PAYMENTS FOR MILEAGE AND CHILD CARE REIMBURSEMENTS TO PARENTS WHO PARTICIPATED IN EDUCATIONAL, NUTRITIONAL AND GOVERNING ACTIVITIES OF THE HEAD START PROGRAM. 220 198569 ACTUAL COSTS INCURRED PART I, LINE 2: ON A MONTHLY BASIS, THE ORGANIZATION RECEIVES A REPORT FROM THE HEADSTART CENTER DIRECTOR SIGNED BY THE PARENTS ACKNOWLEDGING THE SERVICES WERE PROVIDED TO THEIR CHILDREN. X 1 1 X X X X 0 1 0 0 0 0 0 0 0 RUDOLPH A JOHNSON III PRESIDENT/CEO 319729 0 44800 0 18000 0 32800 0 8747 0 424076 0 0 0 MICHAEL KEMP EXECUTIVE VP/COO 159704 0 0 0 8400 0 9979 0 8298 0 186381 0 0 0 DWIGHT SMITH EXECUTIVE VP/GENERAL COUNS 159050 0 5173 0 8400 0 9793 0 14094 0 196510 0 0 0 KIM PECK VP/CFO 151004 0 6547 0 6000 0 9169 0 5683 0 178403 0 0 0 DAMON CARSON VP/CYFS 136093 0 5564 0 7350 0 8216 0 6768 0 163991 0 0 0 SHERYL D GEE VP/ORG DEVELOPMENT 124370 0 6196 0 6000 0 7649 0 7347 0 151562 0 0 0 PART I, LINE 4B RUDOLPH A JOHNSON III, PRESIDENT/CEO - SECTION 457(B) DEFERRED COMPENSATION PLAN COMPENSATION IS $13,577. MICHAEL KEMP, EXECUTIVE VP/COO - SECTION 457(F) NONQUALIFIED DEFERRED COMPENSATION PLAN COMPENSATION IS $29,708. X OTHER DONATED 16 287665 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 NEIGHBORHOOD HOUSE IS A MEMBERSHIP ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A CURRENTLY, MEMBERS WHO CONTRIBUTE FINANCIALLY OR WHO PARTICIPATE IN PROGRAM ACTIVITIES MAY QUALIFY TO PARTICIPATE IN THE ELECTION OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE DEPARTMENT PROVIDES THE REQUIRED INPUTS TO OUR INDEPENDENT ACCOUNTANTS WHO PREPARE THE DRAFT TAX RETURNS. THE DRAFT OF THE RETURNS IS REVIEWED BY THE FINANCE DEPARTMENT AND ANY NECESSARY REVISIONS ARE MADE TO THE TAX RETURNS. THE COMPLETED RETURNS ARE THEN REVIEWED BY THE AUDIT COMMITTEE OF THE BOARD AND THEN PRESENTED TO THE BOARD PRIOR TO FILING AND ELECTRONIC SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C NEIGHBORHOOD HOUSE ASSOCIATION SENDS AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE TO ALL DIRECTORS AND KEY EMPLOYEES WHICH SOLICITS INFORMATION TO ASCERTAIN ANY CURRENT FINANCIAL INTEREST IN CERTAIN BUSINESS RELATIONSHIPS. IN ADDITION, AN ANNUAL CERTIFICATION OF COMPLIANCE WITH THE AGENCY'S APPROVED VENDOR LIST FOR ANY ACTUAL OR APPEARANCE OF CONFLICT WITH NHA. FURTHER, THE LEGAL DEPARTMENT REVIEWS THE INFORMATION FOR ANY POSSIBLE CONFLICT BETWEEN ANY NEW VENDOR AND THE INFORMATION PROVIDED IN THE CONFLICT OF INTEREST QUESTIONNAIRE. IN THE EVENT A NEW DIRECTOR OR KEY EMPLOYEE JOINS THE ORGANIZATION, A QUESTIONNAIRE AND CERTIFICATION OF COMPLIANCE IS REQUESTED AT THAT TIME. IN THE EVENT A SITUATION ARISES THAT CREATES THE APPEARANCE OF, OR AN ACTUAL CONFLICT OF INTEREST AS DEFINED BY THE HEAD START ACT REGULATIONS AND NHA CORPORATE POLICY #105, A FULL AND COMPLETE DISCLOSURE OF THE FACTS MUST BE MADE BY THE INDIVIDUAL(S) AFFECTED. THE PRESIDENT/CEO OR A MAJORITY OF DISINTERESTED DIRECTORS WILL ANALYZE THE FACTS AND ISSUES AND MAKE A DETERMINATION ABOUT HOW THE SITUATION WILL BE HANDLED. A POTENTIAL CONFLICT CAN BE ADDRESSED IN SEVERAL WAYS DEPENDING ON THE NATURE OF THE SITUATION, FOR EXAMPLE BY EXCLUSION OF THE MEMBER(S) OR PERSON(S) WITH THE CONFLICT FROM THE GOVERNING BODY, OR THE MEMBERS RECUSAL FROM DISCUSSION OF, AND VOTING ON ISSUES THAT WOULD CREATE A CONFLICT. OTHER WAYS TO ELIMINATE A CONFLICT WOULD BE TO TERMINATE THE RELATIONSHIP OR CONTRACT RELATING TO THE OFFENDING TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD SETS THE SALARY FOR THE CEO/PRESIDENT. A LABOR MARKET ANALYSIS OF DATA GATHERED FROM THE IRSS FORM 990 FILED BY COMPARABLE ORGANIZATIONS, AND SALARY SURVEYS CONDUCTED BY AN OUTSIDE CONSULTANT AND THE HUMAN RESOURCES DEPARTMENT WERE UTILIZED. DATA WERE ON JOBS MATCHED BASED ON CONTENT, RESPONSIBILITIES, LEVEL AND QUALIFICATIONS. THE SAME ANALYTICAL PROCESS IS USED FOR OTHER MANAGEMENT POSITIONS AND THE SALARIES ARE SET BY THE CEO/PRESIDENT. FORM 990, PART VI, SECTION C, LINE 19 NHA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REASONABLE REQUEST. DOCUMENTS ARE ALSO POSTED ON THE AGENCYS INTRANET. FINANCIAL STATEMENTS ARE PRESENTED ON A MONTHLY BASIS TO THE BOARDS FINANCE COMMITTEE AND THEN TO THE FULL GOVERNING BOARD. INQUIRIES ARE MADE OF ALL VENDORS TO ASCERTAIN POTENTIAL CONFLICT OF INTEREST. PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.