2015-02-13T12:39:27-06:00 2014-06-30 161092347 MENGEL METZGER BARR & CO LLP 100 CHESTNUT STREET SUITE 1200 ROCHESTER NY 14604 990 2013-07-01 160743047 THE HUMANE SOCIETY OF ROCHESTER & MONROE COUNTY FOR THE PREVENTION OF CRUELTY TO HUMA 5852231330 99 VICTOR ROAD FAIRPORT NY 14450 ALICE CALABRESE SMITH PRESIDENT/CEO 5852231330 2015-02-11 1 RAYMOND J JACOBI P00160856 5854231860 2015-02-09 2013 2016-02-25 16:41:14Z ALICE CALABRESE SMITH 99 VICTOR ROAD FAIRPORT NY 14450 17443620 0 X WWW.LOLLYPOP.ORG X 1873 NY LOLLYPOP FARM, THE HUMANE SOCIETY OF GREATER ROCHESTER, IS COMMITTED TO BUILDING LIFELONG BONDS BETWEEN PEOPLE AND ANIMALS THROUGH EDUCATION, COMMUNITY OUTREACH PROGRAMS AND THE PREVENTION OF CRUELTY 18 18 115 800 0 0 6425965 5106832 944467 1068444 684628 1256683 -140197 -42290 7914863 7389669 0 0 0 0 3203744 3236951 0 218870 828734 2288374 2362819 5492118 5818640 2422745 1571029 22010375 23953274 2894071 2283966 19116304 21669308 X LOLLYPOP FARM, THE HUMANE SOCIETY OF GREATER ROCHESTER, IS COMMITTED TO BUILDING LIFELONG BONDS BETWEEN PEOPLE AND ANIMALS THROUGH EDUCATION, COMMUNITY OUTREACH PROGRAMS AND THE PREVENTION OF CRUELTY. WE ENVISION A TIME WHEN OUR COMMUNITY CELEBRATES THE HUMAN-ANIMAL BOND; EMBRACES THE MUTUAL BENEFITS THEREIN; AND TREATS ALL FELLOW BEINGS WITH CARE, COMPASSION AND RESPECT. 0 0 2217663 557460 AS AN OPEN-ADMISSION ANIMAL SHELTER, LOLLYPOP FARM ACCEPTS EVERY ANIMAL WHO IS BROUGHT TO OUR FACILITY; NO ANIMAL IS DENIED ADMISSION FOR ANY REASON. LAST YEAR, NEARLY 9,000 ANIMALS FROM DOGS AND CATS TO RABBITS, BIRDS, HORSES, GOATS, PIGS AND MORE WERE SURRENDERED OR ADMITTED TO OUR SHELTER. WHILE THESE ANIMALS ARE WITH US, OUR STAFF AND VOLUNTEERS STRIVE TO PROVIDE THE HIGHEST QUALITY CARE AND ENRICHMENT. OUR MODERN FACILITY AND METICULOUS STANDARD OPERATING PROCEDURES ENSURE CLEANLINESS AND MINIMIZE THE SPREAD OF ILLNESS. ADDITIONALLY, WE PROVIDE HIGH-QUALITY FOOD TO ALL ANIMALS, WHILE DAILY ENRICHMENT AND TRAINING HELPS KEEP THEM MENTALLY FIT WHILE IN OUR CARE. TO FIND PERMANENT, LOVING HOMES FOR THESE PETS, LOLLYPOP FARM STRIVES TO PROVIDE AN ADOPTION EXPERIENCE THAT CONSIDERS IMPORTANT DETAILS FOR FINDING THE RIGH FIT FOR EACH ADOPTOR, SUCH AS A PERSON'S HOME, INTERESTS AND LIFESTLE. WE THEN MATCH THOSE WITH AN ANIMAL'S SOCIAL, EXERCISE, AND TRAINING NEEDS. OUR ADOPTION COUNSELORS WILL WORK WITH PROSPECTIVE FAMILIES TO ENSURE HAPPY, SUCCESSFUL ADOPTIONS THAT LAST A LIFETIME. 1002929 177382 OUR VETERINARY CLINIC EVALUATES AND VACCINATES ALL ANIMALS SURRENDERED BY THEIR OWNERS, SEIZED FROM CRUEL OR NEGLECTFUL CONDITIONS OR TRANSFERRED FROM OTHER ANIMAL WELFARE AGENCIES. THIS IMPORTANT WORK IS PERFORMED BY A STAFF OF THREE VETERINARIANS, SIX VETERINARY TECHNICIANS, AND FOUR VETERINARY ASSISTANTS. BEYOND BASIC CARE, ANIMALS ARE TREATED FOR COMMON CONDITIONS AND RARE ONES AS WELL INCLUDING SKIN PROBLEMS, EYE INJURIES, DIGESTIVE ISSUES, AND LAMENESS. LOLLYPOP FARM CONTINUES TO COMBAT PET OVERPOPULATION BY SPAYING AND NEUTERING ALL DOGS, CATS AND RABBITS BEFORE ADOPTION. 797282 214403 PROGRAMS AT LOLLYPOP FARM HELP TO ADDRESS THE ISSUES IN OUR COMMUNITY THAT CONTRIBUTE TO PET OVERPOPULATION AND THE SURRENDER OF UNWANTED ANIMALS. ANNUALLY, LOLLYPOP FARM REACHES OVER 150,000 PEOPLE IN THE COMMUNITY.S.N.I.P. (SPAY NEUTER INCENTIVE PROGRAM) PROVIDES SPAY AND NEUTER SURGERY FOR DOGS AND CATS OF INCOME-QUALIFIED PET OWNERS IN OUR VETERINARY CLINIC. THE LOW-COST SERVICE FOR APPLICANTS ENABLES AFFORDABLE ACCESS TO VETERINARY SERVICES, AND ENCOURAGES RESPONSIBLE PET OWNERSHIP. THE SERVICE ALSO REDUCES THE NUMBER OF LITTERS SURRENDERED TO THE SHELTER. THROUGH OUR PET ASSISTED THERAPY (PAT) PROGRAM, VOLUNTEERS AND THEIR TRAINED THERAPY ANIMALS VISIT FACILITIES AROUND GREATER ROCHESTER. THESE REGISTERED VOLUNTEER TEAMS BRIGHTEN THE DAYS OF RESIDENTS OF NURSING HOMES, HOSPITALS, CHILDREN'S CENTERS, MENTAL HEALTH FACILITIES, AND FACILITIES THAT SERVE INDIVIDUALS WITH DISABILITIES. FINDING A RENTAL PROPERTY THAT ALLOWS PETS DOESN'T HAVE TO BE A CHALLENGE WITH THE PETS ARE WELCOME LIST, WHICH INCLUDES MORE THAN 200 LOCAL PROPERTIES.IN RECOGNITION OF THE INTEGRAL ROLE PETS PLAY IN MANY OF OUR LIVES, LOLLYPOP FARM OFFERS A PET LOSS SUPPORT GROUP MONTHLY FOR THOSE GRIEVING THE LOSS OF A BELOVED PET.THE SENIORS-FOR-SENIORS PROGRAM ENABLES ADOPTERS SIXTY YEARS OF AGE OR OLDER TO ADOPT DOGS AND CATS SIX YEARS OF AGE OR OLDER BY WAIVING THE ADOPTION FEE.LOLLYPOP FARM IS A PROUD PARTNER IN THE PETS FOR PATRIOTS PROGRAM. THIS PROGRAM IS AVAILABLE TO VETERANS, WOUNDED WARRIORS, AND SERVICE MEMBERS OF ALL ARMED FORCES. TO JOIN, AN INDIVIDUAL MUST APPLY THROUGH PETS FOR PATRIOTS AT WWW.PETSFORPATRIOTS.ORG. ONCE AN INDIVIDUAL IS APPROVED, THEY RECEIVE A MEMBERSHIP ID AND MAY ADOPT A QUALIFYING ANIMAL AT LOLLYPOP FARM FOR HALF THE COST OF THE ADOPTION FEE. LOLLYPOP FARM'S FOSTER CARE PROGRAM ALLOWS US TO SAVE PETS WHO ARE MORE EASILY CARED FOR IN A HOME ENVIRONMENT, INCLUDING ANIMALS RECOVERING FROM ILLNESS OR INJURY, ORPHANED KITTENS AND PUPPIES, AND CATS AND DOGS WITH LITTERS.LOLLYPOP FARM OFFERS HUMANE EDUCATION FOR PEOPLE OF ALL AGES, TEACHING PEOPLE ABOUT RESPECT, RESPONSIBILITY AND COMPASSION FOR PETS AND ALL LIVING THINGS THROUGH TOURS, GIRL SCOUT BADGE PROGRAMS, BOY SCOUT PROGRAMS, AND SCHOOL BREAK AND SUMMER CAMPS.PET PEEVES, A COMPLETELY FREE SERVICE FOR PET OWNERS, OFFERS ADVICE AND SUPPORT TO CALLERS DEALING WITH DOG OR CAT BEHAVIOR ISSUES. THE TIPS WE PROVIDE FOR SIMPLE AND MORE COMPLICATED PET PROBLEMS HELP ANIMALS AND THEIR HUMANS STAY TOGETHER.DURING PUPPY, BASIC, ADVANCED, AND AGILITY CLASSES, DOG OWNERS AND THEIR PETS WORK TOGETHER TO BECOME BETTER PARTNERS. TRAINING CLASSES OFFER PEOPLE AND THEIR PETS A WONDERFUL OPPORTUNITY TO IMPROVE THEIR COMMUNICATION SKILLS AND PREVENT FUTURE BEHAVIOR PROBLEMS THROUGH POSITIVE, RELATIONSHIP-BASED METHODS.AS ONE OF THE FEW HUMANE SOCIETIES NATIONWIDE THAT ADMITS AND ADOPTS FARM ANIMALS, LOLLYPOP FARM IS IN A FORTUNATE POSITION TO OFFER THESE ANIMALS A SAFE, CARING ENVIRONMENT WHILE THEY AWAIT NEW HOMES, WHILE ALSO PROVIDING A UNIQUE EXPERIENCE TO VISITORS. EACH YEAR, OVER 150,000 FAMILIES TAKE ADVANTAGE OF THE FARM YARD PETTING AREA AND WALK WHICH OFFERS EDUCATIONAL DISPLAYS TO HELP PEOPLE OF ALL AGES LEARN MORE ABOUT THE MANY DIFFERENT FARM ANIMALS WE CARE FOR: HORSES, CATTLE, GOATS, SHEEP, PIGS, EMU AND FOWL. 338224 72639 FARM SERVICES - TO PROVIDE CARE AND REHABILITATION FOR ABANDONED OR RESCUED FARM ANIMALS AND TO PROVIDE EDUCATION TO THE COMMUNITY ABOUT FARM ANIMALS. 265716 THE LAW ENFORCEMENT DEPARTMENT ENFORCES NEW YORK STATE'S ANIMAL CRUELTY LAWS, INVESTIGATING CASES OF NEGLECT, AND WHEN POSSIBLE, EDUCATING THE PUBLIC ON PROPER ANIMAL CARE. 603940 72639 4621814 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 8 0 1 115 1 0 0 0 0 0 1 1 0 0 0 1 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY FL ME MA OK X X ALICE CALABRESE SMITH 5852231330 99 VICTOR ROAD FAIRPORT NY 14450 DIANE MCCUE CHAIRPERSON OF THE BOARD 1.00 X X 0 0 0 DONALD O CHESWORTH BOARD MEMBER 1.00 X 0 0 0 DAVID FRIEDLANDER BOARD MEMBER 1.00 X 0 0 0 DR PAUL BLACK BOARD MEMBER UNTIL 1/17/14 1.00 X 0 0 0 CHRISTOPHER LINARES BOARD MEMBER 1.00 X 0 0 0 AMIEL MOKHIBER BOARD MEMBER 1.00 X 0 0 0 PATRICK O'FLYNN BOARD MEMBER UNTIL 5/16/14 1.00 X 0 0 0 DONALD J RILEY BOARD MEMBER 1.00 X 0 0 0 CHERYL KELLEY BOARD MEMBER 1.00 X 0 0 0 RAYMOND C SHEA VICE CHAIRMAN 1.00 X X 0 0 0 THOMAS G MINIGIELLO JR BOARD MEMBER 1.00 X 0 0 0 MICHELLE DIMARZO SECRETARY 1.00 X X 0 0 0 LAURIE MARK BOARD MEMBER 1.00 X 0 0 0 ROBERT SALMON BOARD MEMBER 1.00 X 0 0 0 ROSS SHERWOOD BOARD MEMBER 1.00 X 0 0 0 KIM GANDY TREASURER 1.00 X X 0 0 0 MICHAEL LEONE BOARD MEMBER UNTIL 9/20/13 1.00 X 0 0 0 ANDY FLEMING DVM BOARD MEMBER 1.00 X 0 0 0 PETER PAPE BOARD MEMBER 1.00 X 0 0 0 MATTHEW ROBERTS BOARD MEMBER 1.00 X 0 0 0 DAVE SWINFORD BOARD MEMBER 1.00 X 0 0 0 ALICE CALABRESE SMITH PRESIDENT/CEO 40.00 X 111670 0 14759 111670 0 14759 1 0 0 0 LECHASE CONSTRUCTION SERVICES LLC 300 TROLLEY BLVD ROCHESTER NY 14606 CONSTRUCTION 620057 ALPHA DOG MARKETING 9060 ANDERMATT DR SUITE 101 LINCOLN NE 68526 DIRECT MAIL 218870 BLUE SKY ANIMAL CARE ARCHITECTURE 7 WASHINGTON STREET BEVERLY MA 01915 ARCHITECTURE 100733 3 287106 451444 4368282 217880 5106832 ANIMAL TREATMENT 900099 1068444 1068444 1068444 206386 206386 10955720 9858863 46560 1096857 -46560 1050297 -46560 1096857 106238 451444 148528 -42290 -42290 7389669 1021884 0 1260953 131122 99941 21635 9546 2616001 2177360 130800 307841 75327 65776 1851 7700 214569 180134 7878 26557 199932 172233 8112 19587 218870 218870 84515 84515 101257 76167 10630 14460 50058 34799 105 15154 132461 64859 13268 54334 27616 22201 3271 2144 169545 132654 25341 11550 368825 368825 157740 121619 25063 11058 SUPPLIES, ACCESSORIES & 445716 445324 392 MISCELLANEOUS 318106 259761 21366 36979 DONATED GOODS 169078 135412 916 32750 REPAIRS AND MAINTENANCE 164573 108393 13093 43087 173329 156356 248 16725 5818640 4621814 368092 828734 126318 354716 1351585 714177 1093799 674049 92256 98562 63680 79875 13337912 3929118 8934114 9408794 10348623 12623101 22010375 23953274 644071 283966 2250000 2000000 2894071 2283966 X 17329909 20257644 1417611 1042880 368784 368784 19116304 21669308 22010375 23953274 1571029 981975 0 X X 0 1 X 1 0 X 3240016 3452039 4391299 6425965 5106832 22616151 1554091 1549994 1476788 947735 1068444 6597052 4794107 5002033 5868087 7373700 6175276 29213203 10000 30000 40000 0 10000 30000 40000 29173203 179095 201808 166444 173085 206386 926818 179095 201808 166444 173085 206386 926818 4973202 5203841 6034531 7546785 6381662 30140021 0.96790 0.96530 0.03080 0.03470 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10348623 572345 2283880 581747 12623101 8507419 1146639 1260359 565794 10348623 8788915 356643 -77804 560335 8507419 7589530 1735686 536301 8788915 6927257 357293 1196376 891396 7589530 0.97080 0.02920 0 0 246320 246320 10906713 2339913 8566800 1744531 1263275 481256 440348 325930 114418 9408794 MONEY MARKET 274153 F CORPORATE OBLIGATIONS AND BOND FUNDS 3080214 F COMMON STOCK AND EQUITY FUNDS 8964484 F AUCTION RATE PREFERRED SECURITIES 304250 F 12623101 X 8673722 981975 106990 195088 1284053 7389669 0 7389669 6120718 106990 195088 302078 5818640 0 5818640 PART V, LINE 4: THE SOCIETY'S ENDWOMENT CONSISTS OF FUNDS EXTABLISHED FOR SPECIFIC PURPOSES AS STIPULATED BY DONORS OR IMPOSED BY DESIGNATIONS OF THE BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS. THE PERMANENTLY RESTRICTED ENDOWMENT INCOME IS FOR EDUCATIONAL PROGRAMS AND UNUSUAL EXPENSES RELATED TO THE MAINTENANCE AND CARE OF ANIMALS AS WELL AS OTHER GENERAL PURPOSES. PART X, LINE 2: THE SOCIETY IS TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE SOCIETY HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE VARIOUS JURISDICTIONS WHERE IT IS REQUIRED TO DO SO. THE SOCIETY FILES FORM 990 TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND FILES IN NEW YORK STATE. WITH FEW EXCEPTIONS, AS OF JUNE 30, 2014, THE SOCIETY IS NO LONGER SUBJECT TO U.S. FEDERAL OR STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS ENDED PRIOR TO JUNE 30, 2011. THE TAX RETURNS FOR THE YEARS ENDED JUNE 30, 2011 THROUGH JUNE 30, 2014 ARE STILL SUBJECT TO POTENTIAL AUDIT BY THE IRS AND THE TAXING AUTHORITIES IN NEW YORK STATE. MANAGEMENT OF THE SOCIETY BELIEVES IT HAS NO MATERIAL UNCERTAIN TAX POSITIONS AND, ACCORDINGLY IT WILL NOT RECOGNIZE ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT SPECIAL EVENTS EXPENSES 148,528. LOSS ON SALE OF FIXED ASSETS 46,560. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT SPECIAL EVENTS EXPENSES 148,528. LOSS ON SALE OF FIXED ASSETS 46,560. X X X 0 ALPHA DOG 9060 ANDERMATT DRIVE SUITE 101 LINCOLN NE 68526 FUNDRAISING CONSULTING 0 858818 218870 639948 858818 218870 639948 TELETHON 255376 255376 45975 GALA 200449 94211 106238 23721 5000 50662 1 101857 101857 7136 1768 14266 557682 451444 106238 7136 25489 5000 110903 148528 -42290 GILLIAN HARGRAVE FAMILY RELATIONSHIP WITH MICHAEL LEONE, MEMBER OF THE BOARD OF DIRECTORS. 54614 EMPLOYED AS THE VICE PRESIDENT AND CHIEF OPERATING OFFICER OF THE ORGANIZATION. 0 X 364 FMV X 70398 THRIFT STORE VALUE X 1 48802 QUOTED MARKET PRICE X 288 88157 FMV X 22 2659 FMV X STORM WATER D 1 7500 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE GOVERNING BODY HAS DELEGATED REVIEW OF THE IRS FORM 990 JOINTLY TO THE AUDIT AND FINANCE COMMITTEES. THESE COMMITTEES WILL PROVIDE A COPY OF THE FINAL IRS FORM 990 TO EACH MEMBER OF THE ENTIRE GOVERNING BODY ALONG WITH THEIR RECOMMENDATION THAT THE IRS FORM 990 BE APPROVED AND FILED AS PRESENTED. FORM 990, PART VI, SECTION B, LINE 12C WE REQUIRE ANNUAL UPDATES TO OUR CONFLICT OF INTEREST FROM EACH PARTY CERTIFYING THAT THE INFORMATION PROVIDED IS ACCURATE AND UP TO DATE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR ALL POSITIONS WITHIN THE ORGANIZATION ARE BENCHMARKED AGAINST LOCAL, NATIONAL AND INDUSTRY STANDARDS TO ENSURE REASONABLENESS. ANNUAL AND SEMI-ANNUAL WRITTEN PERFORMANCE REVIEWS ARE COMPLETED FOR ALL POSITIONS AND PERFORMANCE IS DIRECLY TIED TO SALARY ADJUSTMENTS. SUPERVISORS PERFORM REVIEWS AND REQUEST COMPENSATION ADJUSTMENTS WHICH ARE APPROVED ONLY FOLLOWING A REVIEW BY OUR PRESIDENT, OR IN THE CASE OF THE PRESIDENT'S REVIEW, THE CHAIRMAN OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE UPON REQUEST AS WELL AS THROUGH GUIDESTAR.ORG. FORM 990, PART XII, LINE 2C THE PROCESS IS CONSISTENT WITH PRIOR YEARS.