2015-02-13T12:14:37-06:00 2014-06-30 KPMG LLP 300 North Greene Street Suite 400 Greensboro NC 27401 990 2013-07-01 135643799 DUCKS UNLIMITED INC % EARL GROCHAU DUCK 9017583825 ONE WATERFOWL WAY Suite MEMPHIS TN 38120 EARL GROCHAU CFO/CAO 9017583825 2015-02-11 true ALLISON H FRANKLIN P00448640 9017583825 2013 2016-02-25 16:41:14Z EARL GROCHAU ONE WATERFOWL WAY MEMPHIS TN 38120 196411844 false X WWW.DUCKS.ORG X 1937 DC DUCKS UNLIMITED,INC. CONSERVES, RESTORES, AND MANAGES WETLANDS AMD ASSOCIATED HABITATS FOR NORTH AMERICA'S WATERFOWL. THESE HABITATS ALSO BENEFIT OTHER WILDLIFE AND PEOPLE. 60 59 577 53384 2709763 165177474 171352965 0 0 2258219 3321665 4906758 3731422 172342451 178406052 13658931 15077601 0 0 52537398 57682154 607872 683684 28361294 87041514 99228940 153845715 172672379 18496736 5733673 115039596 130527430 27584944 29407052 87454652 101120378 X DUCKS UNLIMITED, INC. CONSERVES, RESTORES, AND MANAGES WETLANDS AND ASSOCIATED HABITATS FOR NORTH AMERICA'S WATERFOWL. THESE HABITATS ALSO BENEFIT OTHER WILDLIFE AND PEOPLE. false false 117706330 15077601 DUCKS UNLIMITED, INC. SUPPORTS THE LIFE CYCLE OF WATERFOWL IN NORTH AMERICA BY DEVELOPING, PRESERVING, RESTORING AND MAINTAINING WATERFOWL HABITAT. DIRECT ALLOCATIONS ARE MADE TO AFFILIATED ORGANIZATIONS - DUCKS UNLIMITED CANADA ($14,600,282) AND DUCKS UNLIMITED MEXICO ($827,319). 16640945 EDUCATING THE PUBLIC ABOUT WETLANDS AND WATERFOWL MANAGEMENT IS A CRITICAL COMPONENT OF SUSTAINING THE LIFE CYCLE NEEDS OF MIGRATORY WATERFOWL. ACTIVITIES INCLUDE WETLANDS DEMONSTRATIONS, EDUCATIONAL LITERATURE, INTERPRETIVE CENTER, YOUTH PROGRAMS, AND OUTDOOR CONSERVATION EXHIBITS. 3226700 DUCKS UNLIMITED, INC. PROVIDES MEMBER SERVICES TO APPROXIMATELY 691,169 TOTAL MEMBERS (INCLUDING GREENWINGS) THROUGH EDUCATIONAL MEMBERSHIP MATERIALS, DUCKS UNLIMITED MAGAZINE, CONSERVATION BROCHURES, AND EDUCATIONAL COMPONENTS OF FUNDRAISING EVENTS. 883165 DUCKS UNLIMITED MAINTAINS A PUBLIC POLICY PRESENCE IN WASHINGTON, DC BECAUSE OF THE CRITICAL IMPORTANCE OF PUBLIC POLICY TO MAINTAINING WETLAND AND ECOSYSTEMS THAT SUPPORT MIGRATORY WATERFOWL 883165 138457140 true true false true false false false true false true true false false false true true false true false false true true false true false false false false false true false false false false true false false true true true false false false true true true false false true 613 0 true 577 true true true false false false false true true false false false false X 60 59 false false false false true true false true true false true true true true true true true true true true false AL AK AZ AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X EARL GROCHAU 9017583825 ONE WATERFOWL WAY MEMPHIS TN 38120 JOHN W NEWMAN CHAIRMAN OF THE BOARD 5.0 5.0 X X 0 0 0 GEORGE DUNKLIN JR PRESIDENT 10.0 5.0 X X PAUL R BONDERSON JR FIRST VICE PRESIDENT 10.0 5.0 X X ROBERT S HESTERJR TREASURER 5.0 5.0 X X CHUCK SMITH SECRETARY 5.0 X X H DALE HALL CHIEF EXECUTIVE OFFICER 40.0 5.0 X X 432736 36599 H J ELIZONDO SENIOR VP, REGION 4 5.0 X PETER MACGAFFIN SENIOR VP, REGION 6 5.0 X BILL D'ALONZO SENIOR VP, CONSERVATION PROG 5.0 5.0 X MIKE WOODWARD SENIOR VP, DEVELOPMENT 5.0 X JOE MAZON SENIOR VP, BUSINESS PLANNING 5.0 X REX SCHULZ SENIOR VP, EVENT & VOLUNT MGMT 5.0 X MIKE DUGGAN SENIOR VP, CORPORATE RELATIONS 5.0 X DOUG SCHOENROCK SENIOR VP, MARKETING/COMM 5.0 X ROGERS HOYT JR SENIOR VP, MEMBERSHIP 5.0 X RONAL ROBERSON SENIOR VP, YOUTH & EDUCATION 5.0 X CHRIS E DOROW SENIOR VP, REGION 1 5.0 X PAUL BOEHNE REGIONAL VP, REGION 1 5.0 X MARK F LOW REGIONAL VP, REGION 1 5.0 X JEFF HEIDELBAUER REGIONAL VP, REGION 2 5.0 X CLAY ROGERS SENIOR VP, REGION 2 2.0 X HOWARD M JOHNSON REGIONAL VP, REGION 2 5.0 X LEE NESS SENIOR VP, REGION 3 5.0 X DAVID FLINK REGIONAL VP, REGION 3 5.0 X BING TAEGE REGIONAL VP, REGION 3 5.0 X SHAWN DE CENTRO REGIONAL VP, REGION 4 5.0 X STEVE COOK REGIONAL VP, REGION 4 5.0 X GALEN L JOHNSON REGIONAL VP, REGION 5 5.0 X DR BRIAN PRIDDLE REGIONAL VP, REGION 5 5.0 X JIM TALBERT SENIOR VP, REGION 5 5.0 X SCOTT C CRAWFORD REGIONAL VP, REGION 6 5.0 X RICHARD C MAGIE REGIONAL VP, REGION 6 5.0 X JULIAN OTTLEY REGIONAL VP REGION 7 5.0 X LLOYD GOODE SENIOR VP, REGION 7 5.0 X MIKKEL R ANDERSON AT-LARGE MEMBER OF THE BOD 5.0 X RON BARTELS AT-LARGE MEMBER OF THE BOD 5.0 X VINCE CALLAHAN AT-LARGE MEMBER OF THE BOD 5.0 X EJ DEUBLER AT-LARGE MEMBER OF THE BOD 5.0 X TOM ENOS AT-LARGE MEMBER OF THE BOD 5.0 X DAVID FECKLEY AT-LARGE MEMBER OF THE BOD 5.0 X BRIAN DILLON AT-LARGE MEMBER OF THE BOD 5.0 X JERRY HARRIS AT-LARGE MEMBER OF THE BOD 5.0 X JIM CERZA JR AT-LARGE MEMBER OF THE BOD 5.0 X MIKE MCSHANE AT-LARGE MEMBER OF THE BOD 5.0 X JAMES D KONKEL AT-LARGE MEMBER OF THE BOD 5.0 X BRUCE LEWIS AT-LARGE MEMBER OF THE BOD 5.0 X DIANE A OBERHELMAN AT-LARGE MEMBER OF THE BOD 5.0 X ALFRED G MONTNA AT-LARGE MEMBER OF THE BOD 5.0 X JOHN R POPE AT-LARGE MEMBER OF THE BOD 5.0 X CONNIE PARKER AT-LARGE MEMBER OF THE BOD 5.0 X JIM PROUGH AT-LARGE MEMBER OF THE BOD 5.0 X BOB SPOERL AT-LARGE MEMBER OF THE BOD 5.0 X WENDELL W WEAKLEY AT-LARGE MEMBER OF THE BOD 5.0 X BILL SHORT REGIONAL VP, REGION 7 5.0 X JOHN TOMKE DUCKS UNLIMITED DE MEXICO 5.0 5.0 X JAMES COUCH DUCKS UNLIMITED CANADA 5.0 X MALCOLM M DUNFIELD DUCKS UNLIMITED CANADA 5.0 X TOM S WORDEN DUCKS UNLIMITED CANADA 5.0 X STEVE MARITZ PRESIDENT, WAT INC. 5.0 10.0 X STEVE WHATLEY AT-LARGE MEMBER OF THE BOD 5.0 X EARL H GROCHAU CAO/CFO/ASST. TREASURER 40.0 5.0 X 24747 0 0 RANDY L GRAVES FORMER CAO/CFO/ASST TREASURER X 308700 34076 DANIEL P THIEL EXECUTIVE SECRETARY/COO WAT 40.0 20.0 X 267796 31214 JAMES C WEST CHIEF FUNDRAISING OFFICER 40.0 X 294818 35045 PAUL SCHMIDT CHIEF CONSERVATION OFFICER 40.0 X 299248 36536 JAMES C BOYD CIO/MEETING & CONFERENCES 40.0 X 216848 34979 WAYNE A DIERKS DIRECTOR OF HUMAN RESOURCE 40.0 X 211065 33993 GARY J TAYLOR DIRECTOR OF GOVT AFFAIRS 40.0 X 214347 31425 THOMAS W FULGHAM CHIEF COMMUNICATIONS OFFICER 40.0 X 237739 35138 RICHARD B SMITH NATL DIRECTOR OF DEVELOPMENT 40.0 X 224558 33730 MATTHEW B CONNOLLY FORMER EXECUTIVE VICE PRESIDEN X 106332 DONALD A YOUNG FORMER EXECUTIVE VICE PRESIDEN X 38424 2877358 0 342735 88 true true false ANDERSON DRAGLINE INC 87 B ST BIGGS CA 95917 HABITAT RESTORATION 4516798 BERTUCCI CONTRACTING COMPANY LLC POBOX 10582 JEFFERSON LA 70181 HABITAT RESTORATION 2752642 DIXON MARINE SERVICES INC PO BIOX 424 IVERNESS CA 94937 HABITAT RESTORATION 2151597 MAGGIORA GHILOTTI INC 555 DUBOIS ST SAN RAFAEL CA 94901 HABITAT RESTORATION 1784403 TL CONSTRUCTION INC PO BOX 12893 ALEXANDRIA LA 71315 HABITAT RESTORATION 1343339 114 402991 19397035 41374749 96005059 14173131 570977 171352965 0 796759 70 796689 0 1280192 1280192 0 0 0 20373599 157099 18004132 1660 2369467 155439 2524906 2524906 0 0 0 ADVERTISING REVENUE 511120 2709693 2709693 MISCELLANEOUS REVENUE 451211 -258463 -258463 2451230 178406052 2709763 4343324 0 0 15077601 15077601 0 1947679 340444 1246809 360426 0 37629469 26210007 2016321 9403141 8688182 5915159 578826 2194197 6592790 4547112 444428 1601250 2824034 1947878 164000 712156 0 93938 29201 34122 30615 205849 205849 0 683684 683684 0 1999507 1223124 40942 735441 791256 209501 207 581548 3306814 1972628 334059 1000127 1628989 1243855 70324 314810 0 2740705 1814532 242945 683228 4371508 1850663 166130 2354715 0 247449 173443 74006 115166 115166 0 890206 838912 16796 34498 632911 396968 39145 196798 HABITAT DEVELOPMENT 71184241 71180437 3804 POSTAGE AND SHIPPING 4721521 2110210 25218 2586093 PREMIUMS 4195381 4195381 PRINTING AND PUBLICATION 1874162 1375465 38652 460045 229337 229337 172672379 138457140 5853945 28361294 X 20070000 9031000 11039000 1537772 2678165 19981286 19109038 52132263 55008348 17977272 28457355 0 0 0 0 0 0 2861818 3427239 961368 971093 32730482 24134398 8383915 8596084 9207833 10991725 0 0 0 0 0 0 1996069 1288383 115039596 130527430 11985738 16567330 0 0 0 0 0 0 0 0 0 0 0 0 0 0 15599206 12839722 27584944 29407052 X 3687800 13729545 71850258 77847481 11916594 9543352 87454652 101120378 115039596 130527430 X 5733673 1462117 6469936 X false true X true true true X 147618152 148513856 146288105 165177474 175724235 783321822 0 0 147618152 148513856 146288105 165177474 175724235 783321822 32873198 750448624 4178327 4053276 4670810 2475942 2232390 17610745 0 2615 13193 29549 32528 28907 106792 801039359 0.93684 0.92350 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED true true true 482053 true 119465 true 368402 true 1000 true 565530 true 102723 1639173 false 389245 100734 1791623 X X X Utilized in event system true 26998634 1229920 3941169 779220 31390503 18948381 5558803 2811882 320432 26998634 17337534 2123510 -406611 106052 18948381 18574491 -5075716 3840404 1645 17337534 13115934 4078077 1472781 92301 18574491 0.50000 0.42000 0.08000 false true true 1405264 1405264 12722974 7684841 5038133 413035 344248 68787 18189209 16105309 2083900 8596084 0 CHARITABLE REMAINDER TRUST 121695 CHARITABLE GIFT ANNUITY RESERV 378280 COMPENSATION AND RELATED ACCRU 7003666 PENSION AND DEFERRED COMPENSAT 3764636 ACCRUED POSTRETIREMENT BENEFIT 1571445 12839722 X 184239439 1462117 4371270 5833387 178406052 178406052 177043649 4371270 4371270 172672379 172672379 PART III, LINE 4 ORGANIZATION'S COLLECTIONS WORKS OF ART AND OTHER SIMILAR ASSETS ARE HELD ON DISPLAY AT DUCKS UNLIMITED, INC. OFFICES FOR THE EDUCATION OF MEMBERS, VOLUNTEERS, AND THE GENERAL PUBLIC OF THE CRITICAL NEED FOR WETLANDS AND ASSOCIATED UPLANDS HABITAT RESTORATION. PART V, LINE 4 INTENDED USE OF ORGANIZATION'S ENDOWMENT FUNDS THE CURRENT FUND BALANCES SUPPORT PROGRAM WORK IN MONITORING EASEMENTS, LAND ACQUISITIONS, WETLANDS RESTORATION AND RESEARCH. DUCKS UNLIMITED, INC. WILL WORK WITH PROSPECTIVE DONORS ON THE TERMS AND CONDITIONS OF OTHER ENDOWMENT FUNDS, INCLUDING NAMED FUNDS, PROVIDED THEY SUPPORT APPROPRIATE CONSERVATION, PUBLIC POLICY, OR RESEARCH ACTIVITIES. PART X, LINE 2 FIN 48 DUCKS UNLIMITED, INC. (DUI) AND WETLANDS AMERICA TRUST, INC. (WAT) ARE RECOGNIZED AS ORGANIZATIONS EXEMPT FROM FEDERAL INCOME TAX UNDER 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE, EXCEPT FOR TAXES ON INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSES. THE ORGANIZATION DOES NOT HAVE ANY MATERIAL UNRECOGNIZED TAX POSITIONS THAT SHOULD BE RECOGNIZED IN THE FINANCIAL STATEMENTS FOR 2014 OR 2013. true North America Grantmaking CONSERVATION 14600282 North America Grantmaking CONSERVATION 827319 15427601 15427601 North America CONSERVATION 1535943 INVENTORY INVOICE COST North America CONSERVATION 13064339 WIRE North America CONSERVATION 827319 WIRE 2 false false false false false false PROCEDURES FOR MONITORING GRANT FUNDS OUTSIDE THE UNITED STATES PART I, LINE 2 DUCKS UNLIMITED CANADA (DUC) AND DUCKS UNLIMITED MEXICO (DUMAC) ARE AFFILIATE ORGANIZATIONS OF DUCKS UNLIMITED, INC. (DUI). AS SUCH, THERE ARE BOARD MEMBERS OF EACH OF THESE ORGANIZATIONS THAT ARE ALSO STAFF AND BOARD MEMBERS OF DUI. MONITORING IS ACCOMPLISHED THROUGH PARTICIPATION IN BOARD MEETINGS AND DETAILED REPORTING OF FINANCIAL RESULTS, WHICH INCLUDES USES OF GRANTS. X X X X X X true BENZ WHALEY FLESSNER 7251 OHMS LANE MINNEAPOLIS MN 55439 CONSULTING false 98666 RUSS REID 2 NORTH LAKE STE 600 PASADENA CA 91101 FUNDRAISING COUNSEL false 3821000 157937 3663063 PELE RESEARCH 357 LINDSAY ST WINNIPEG MANITOBA CA R3N 1H2 CAGING OPERATION false 29608 DONALD COBURN 2585 MCVEY BLVD WEST COLUMBUS OH 43235 AUCTION SOLICITATIO false 22934 19692 3242 SEALED BID AUCTION SPECIALISTS INC 715 FLORIDA AVE GOLDEN VALLEY MN 55426 AUCTION SOLICITATIO false 150734 68891 81843 FLATLAND CONSERVATION LLC 915 S 205TH ST ELKHORN NE 68022 AUCTION SOLICITATIO false 51773 27284 24489 CHERYL KLINE 4202 CREEK HILL LANE CORINTH TX 76208 AUCTION SOLICITATIO false 37311 21400 15911 MAGNET DIRECT 45 BRAINTREE HILL STE 201 BRAINTREE MA 02184 SWEEPSTAKES CONSULTING false 476794 168308 308486 RUSSELL VAN HESS 22222 MEADOWGATE SPRING TX 77373 AUCTION SOLICITATIO false 18976 18412 564 ROBERT FRISBIE 4146 TOPSAIL RIDGE GAINESVILLE GA 30506 AUCTION SOLICITATIO false 15022 16874 4594544 627072 4097598 AL AK AZ AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X true true X X X X false true false true false true false false false H DALE HALL CHIEF EXECUTIVE OFFICER 312736 120000 0 21171 15428 469335 DANIEL P THIEL EXECUTIVE SECRETARY/COO WAT 211146 56650 0 15786 15428 299010 JAMES C WEST CHIEF FUNDRAISING OFFICER 237200 57618 0 19617 15428 329863 PAUL SCHMIDT CHIEF CONSERVATION OFFICER 229908 69340 0 21108 15428 335784 JAMES C BOYD CIO/MEETING & CONFERENCES 182603 34245 0 19551 15428 251827 WAYNE A DIERKS DIRECTOR OF HUMAN RESOURCE 177953 33112 0 18565 15428 245058 GARY J TAYLOR DIRECTOR OF GOVT AFFAIRS 178647 35700 0 15997 15428 245772 RANDY L GRAVES FORMER CAO/CFO/ASST TREASURER 234380 74320 0 18648 15428 342776 THOMAS W FULGHAM CHIEF COMMUNICATIONS OFFICER 192337 45402 0 19710 15428 272877 MATTHEW B CONNOLLY FORMER EXECUTIVE VICE PRESIDEN 106332 106332 RICHARD B SMITH NATL DIRECTOR OF DEVELOPMENT 193967 30591 0 18302 15428 258288 DONALD A YOUNG FORMER EXECUTIVE VICE PRESIDEN 38424 38424 PART I, LINES 5A & 6A VARIABLE COMPENSATION ALL EMPLOYEES PARTICIPATE IN A VARIABLE COMPENSATION PLAN THAT IS BASED ON MEETING BUDGETED GOALS FOR REVENUE, INCOME, MEMBERSHIP AND ACRES PROTECTED. PART I, LINE 4B RECEIPIENTS OF SUPPLEMENTAL RETIREMENT PLANS THE FOLLOWING FORMER EMPLOYEES RECEIVED A SUPPLEMENTAL NONQUALIFED RETIREMENT PLAN PARTICIPANT PAYMENT: DONALD A. YOUNG - $38,424, MATTHEW B. CONNOLLY - $106,332. PART I, LINE 1A KEY EMPLOYEE EARL GROCHAU WAS HIRED IN DECEMBER AND RELOCATED TO MEMPHIS. HIS EMPLOYEMENT AGREEMENT INCLUDED REIMBURSEMENT FOR MOVING EXPENSES AS WELL AS TEMPORARY LIVING ACCOMMODATIONS. ALL POLICIES RELATED TO SUBSTANTIATION OF EXPENSES WERE FOLLOWED. DOUG FEDERIGHI FORMER AT-LARGE BOARD 3116 WETLAND RESTORATION ENHANCING WATER DAN RAY WAT TRUSTEE 353350 WETLAND RESTORATION ENHANCING CIRCULATION BOB SAATHOFF FORMER AT-LARGE BOARD 10852 WETLAND RESTORATION ENHANCE WETLANDS JAMES PIKE FORMER BOARD MEMBER 1452705 MERCHANDISE false PART IV, COLUMN(B) FORMER BOARD MEMBER SERVES AS DIRECTOR ON THE REMINGTON ARMS COMPANY, LLC BOARD X 46 505977 MARKET VALUE X 1 65000 APPRAISAL 1 false true true PART I, LINE 32B THIRD PARTY USE DUCKS UNLIMITED, INC. UTILIZES THE SERVICES OF A BROKERAGE FIRM TO PROCESS & LIQUIDATE GIFTS OF MARKETABLE SECURITIES. PART III, LINE 4D OTHER PROGRAM SERVICE DUCKS UNLIMITED, INC. MAINTAINS A PUBLIC POLICY PRESENCE IN WASHINGTON, DC BECAUSE OF THE CRITICAL IMPORTANCE OF PUBLIC POLICY TO MAINTAINING WETLANDS AND ECOSYSTEMS THAT SUPPORT MIGRATORY WATERFOWL. PART VI, LINE 11 990 COMMITTEE DISTRIBUTION A COPY OF THE 990 IS DISTRIBUTED TO A COMMITTEE MADE UP OF A NUMBER OF KEY BOARD MEMBERS (THE PERSONNEL POLICY COMMITTEE). ONCE THE COMMITTEE HAS HAD ENOUGH TIME TO REVIEW THE 990, THEY APPROVE THE 990 FOR FILING. ONCE APPROVED, THE 990 IS DISTRIBUTED TO THE FULL BOARD. PART VI, LINES 15A AND B COMPENSATION DETERMINATION IN 2013, AN INDEPENDENT CONSULTANT SPECIALIZING IN EXECUTIVE COMPENSATION PLANS SURVEYED SIMILAR NOT-FOR-PROFIT ORGANIZATIONS FOR THEIR COMPENSATION PLANS FOR TOP EXECUTIVES. THE SURVEY INCLUDED ANALYSIS ON ALL UPPER MANAGEMENT POSITIONS, INCLUDING CEO, CAO, MANAGER OF CONSERVATION, MANAGER OF DEVELOPMENT, MANAGER OF FUNDRAISING, IT MANAGER, HR MANAGER, AND COMMUNICATIONS MANAGER. THE PERSONNEL POLICY COMMITTEE REVIEWED THE RESULTS AND THE SURVEY IS DOCUMENTED IN THE MINUTES TO THE MEETING. THE PERSONNEL POLICY COMMITTEE MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS REGARDING SALARY AND BENEFITS. PART VI, LINES 6 AND 7A OFFICER ELECTION PROCESS DUCKS UNLIMITED, INC. (DUI) IS A MEMBERSHIP ORGANIZATION. THE OFFICERS OF DUI, OTHER THAN THE CHIEF EXECUTIVE OFFICER AND EXECUTIVE SECRETARY, SHALL BE ELECTED FROM THE MEMBERS OF DUI. ONLY THOSE INDIVIDUALS THAT ARE CURRENT MEMBERS OF DUI SHALL BE ELIGIBLE TO SERVE AS AN OFFICER. THE AFFAIRS OF DUI ARE MANAGED BY THE BOARD OF DIRECTORS. UPON DISSOLUTION OR WINDING UP OF DUI, ITS ASSETS REMAINING AFTER PAYMENT, OR PROVISION FOR PAYMENT, OF ALL DEBTS AND LIABILITIES OF DUI SHALL BE DISTRIBUTED TO A NONPROFIT FUND, FOUNDATION OR CORPORATION WHICH IS ORGANIZED AND OPERATED FOR CHARITABLE PURPOSES AND WHICH HAS ESTABLISHED ITS TAX EXEMPT STATUS UNDER SECTION 501(C)(3) OF THE IRS CODE. PART VI, LINE 19 PUBLIC AVAILABILITY OF DOCUMENTS AND POLICIES DUCKS UNLIMITED, INC. MAKES ITS' CONSOLIDATED FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC ON ITS' WEB SITE (DUCKS.ORG). PART VI, LINE 12C COMPLIANCE POLICY EMPLOYEE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS REGULARLY AND CONSISTENTLY MONITORED VIA AN ANNUAL CONFLICT OF INTEREST SURVEY. ALL EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS TO AN INDEPENDENT PARTY (THE INTERNAL AUDITOR). IF A CONFLICT IS NOTED DURING THIS PROCESS, IT IS RESOLVED THROUGH DISCUSSIONS WITH UPPER MANAGEMENT, HUMAN RESOURCES, THE EMPLOYEE, HIS/HER DIRECT SUPERVISOR AND THE INTERNAL AUDITOR. BOARD MEMBERS AND COMMITTEE MEMBERS ARE REQUIRED TO PRESENT ANNUALLY ANY POSSIBLE CONFLICTS OF INTEREST TO THE BOARD OF GOVERNANCE COMMITTEE WHO THEN MAKES A RULING ON WHETHER THE CONFLICT OF INTEREST REALLY EXISTS. IF THERE IS A CONFLICT, THE COMMITTEE THEN PRESENTS THE FACTS AND SUGGESTED RESOLUTION TO THE BOARD OF DIRECTORS FOR A VOTE. PART XI, LINE 5 OTHER CHANGES IN NET ASSETS PENSION AND POST-RETIRE BEN LIABILITY ADJS OTHER THAN NET PERIODIC COSTS 6,469,936 WETLANDS AMERICA TRUST INC ONE WATERFOWL WAY MEMPHIS TN 38129 363330394 CONSERVATION DC 501(C)(3) 11A DUI true DUCKS UNLIMITED GROUP RETURN ONE WATERFOWL WAY MEMPHIS TN 38120 912009004 CONSERVATION DC 501(C)(3) 7 DUI true false false true true false false false false false false true true true true false false false false DUCKS UNLIMITED INC GROUP RETURN 1C 40928409 FMV WETLANDS AMERICA TRUST INC 1D 26310543 FMV