2015-02-09T13:04:30-06:00 2014-06-30 391173131 SCHENCK SC 373 N PIONEER RD PO BOX 1809 FOND DU LAC WI 549361809 990 2013-07-01 391024723 MARIAN UNIVERSITY INC MARI 9209238614 45 SOUTH NATIONAL AVENUE FOND DU LAC WI 54935 ARNOLD HENNING VP OF BUSINESS & FINANCE 9209238614 2015-01-31 1 BRIAN GUNDERSON P00055083 9209212953 2013 2016-02-25 16:41:14Z ROBERT A FALE 45 SOUTH NATIONAL AVENUE FOND DU LAC WI 54935 46927790 0 X WWW.MARIANUNIVERSITY.EDU X 1963 WI CONTINUING EDUCATION OF ADULTS 17 16 1013 20 74748 0 2161903 1890967 39852646 40170234 1147681 412718 202253 179569 43364483 42653488 11740939 12216100 0 0 16619964 17009267 0 0 274861 15613942 14791361 43974845 44016728 -610362 -1363240 44824503 44568748 13340651 13315734 31483852 31253014 X SEE SCHEDULE O 0 0 38165280 12216100 40191223 MARIAN UNIVERSITY IS A CATHOLIC LIBERAL ARTS INSTITUTION PROVIDING A COMBINATION OF EXCELLENT PROFESSIONAL TRAINING WITH A QUALITY LIBERAL ARTS EDUCATION AND SERIOUS COMMITMENT TO THE CONTINUING EDUCATION OF ADULTS ON BOTH THE PROFESSIONAL AND PERSONAL LEVELS. ANNUALLY IT SERVES APPROXIMATELY 3,000 STUDENTS. 38165280 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 111 0 1 1013 1 1 1 0 0 0 0 1 1 0 0 0 0 X 17 16 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 WI X ARNOLD HENNING 9209238592 45 S NATIONAL AVENUE FOND DU LAC WI 54935 JOHN M KORB TRUSTEE 1.00 X 0 0 0 TERRI L EMANUEL VICE CHAIRPERSON 1.00 X X 0 0 0 DAVID J HORNUNG SECRETARY 1.00 X X 0 0 0 RICHARD J BAKER TRUSTEE 1.00 X 0 0 0 MARY NOEL BROWN CSA TRUSTEE 1.00 X 0 0 0 HERTHA LONGO CSA TRUSTEE 1.00 X 0 0 0 WAYNE E MATZKE TRUSTEE 1.00 X 0 0 0 ERIC P STONE CHAIRPERSON 1.00 X X 0 0 0 DAROLD A TREFFERT MD TRUSTEE 1.00 X 0 0 0 JOHN E AHERN TRUSTEE EMERITUS 0.00 X 0 0 0 RICHARD C KLEINFELDT TRUSTEE EMERITUS 0.00 X 0 0 0 RALPH C STAYER TRUSTEE EMERITUS 0.00 X 0 0 0 PETER E STONE TRUSTEE EMERITUS 0.00 X 0 0 0 ANTHONY J AHERN TREASURER 1.00 X X 0 0 0 LANCE A EHRKE TRUSTEE 1.00 X 0 0 0 TOMAS E PETRI TRUSTEE 1.00 X 0 0 0 ERIN P RADEMANN TRUSTEE 1.00 X 0 0 0 BILL LAMB TRUSTEE 1.00 X 0 0 0 LACEY SADOFF TRUSTEE 1.00 X 0 0 0 ROBERT A FALE INTERIM PRESIDENT 40.00 X X 130000 0 0 JULI ANN KRAHL CSA TRUSTEE 1.00 X 0 0 0 STACEY L AKEY VICE PRESIDENT - ENROLLMEN 40.00 X 119935 0 0 MARY KOSMER CONTROLLER/DIR OF BUS/FINA 40.00 X 111565 0 0 KATHLEEN CANDEE VICE PRESIDENT - MISSION 40.00 X 100298 0 0 SHERYL K AYALA INTERIM VP - ACADEMIC AFFAIRS 40.00 X 107903 0 0 SUZANNE K STODDART DEAN-SCHOOL OF EDUCATION 40.00 X 116305 0 0 JULIE A LUETSCHWAGER DEAN-SCHOOL OF NURSING 40.00 X 109880 0 0 STEVEN R DISALVO PHD FORMER PRESIDENT 0.00 X 122091 0 0 EDWARD OGLE FORMER EXECUTIVE VP ACADEMIC AND 0.00 X 129157 0 0 1047134 0 0 9 1 1 0 SODEXO INC FOOD SERVICE 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 1170835 SODEXO INC AND AFFIL MAINT CONTRACT 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 MAINTENANCE 1039577 PER MAR SECURITY SERVICES PO BOX 1101 DAVENPORT IA 528051101 SECURITY 127130 MCDONALD SCHAEFER GROUP 207 E BUFFALO ST MILWAUKEE WI 53202 CONTRACTED ADVANCEMENT 104040 4 9125 476468 1405374 1890967 TUITION AND FEES - UNDERGRAD 900099 34339393 34339393 GRADUATE PROGRAM TUITION 900099 2839637 2839637 DORMITORY AND APARTMENT RENTAL 721310 2800663 2800663 EAA REVENUE AND STAYER CENTER REV 721310 82888 8140 74748 BOARD PLAN REVENUE 722210 51708 51708 55945 55945 40170234 361659 361659 4315042 4263983 51059 51059 51059 4904 9125 10319 -5415 -5415 MISCELLANOUS INCOME 900099 106276 106276 PARKING FEES 900099 33302 33302 STUDENT INTEREST 900099 25834 25834 19572 19572 184984 42653488 40191223 74748 496550 X 12216100 12216100 1047134 915195 120534 11405 14336638 12530224 1650264 156150 494043 431548 56944 5551 27383 23959 3076 348 1104069 972544 119592 11933 27446 27446 55355 55355 1889447 1819097 70350 729448 444882 276189 8377 781228 736998 40233 3997 509492 194021 315471 911597 911597 623092 612821 9986 285 211884 191065 20559 260 280234 248171 32063 1348071 1249223 98848 190015 190015 HEALTH INSURANCE 1499248 1320621 148832 29795 LEASE PAYMENTS 1033193 255724 777469 BOARD PLAN EXPENSE 982596 982596 GRANT EXPENSE 303786 296386 7400 3415229 1812508 1555961 46760 44016728 38165280 5576587 274861 1848 1849 1281056 1096142 3399246 3206372 1338981 1170616 70851 67019 133168 124204 47811326 22203320 26654075 25608006 11945278 13294540 44824503 44568748 2100244 1836418 1116173 1161690 8581834 8850246 1542400 1467380 13340651 13315734 X 20564486 20048653 3586300 3806604 7333066 7397757 31483852 31253014 44824503 44568748 -1363240 1132402 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6567850 64691 777835 254556 7155820 6506675 75605 573532 587962 6567850 7013049 23507 -118405 411476 6506675 5885235 86757 1290027 248970 7013049 5513068 57622 576956 262411 5885235 1.00000 0 0 1759928 1759928 35013356 13831694 21181662 2417578 801301 1616277 7506835 6833301 673534 1113629 737024 376605 25608006 STUDENT AND OTHER DEPOSITS 324813 REFUNDABLE ADVANCES FROM US GOVT 1142567 1467380 X 31650048 1132402 -12146161 -11013759 42663807 -10319 -10319 42653488 31880886 0 31880886 12135842 12135842 44016728 PART V, LINE 4: THE ORGANIZATION MAINTAINS ENDOWMENT FUNDS IN ORDER TO UTILIZE THE INCOME TO PROVIDE SCHOLARSHIPS TO THE STUDENTS OF THE UNIVERSITY. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES, EXCEPT FOR TAXES PERTAINING TO UNRELATED BUSINESS INCOME, UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. NO PROVISION HAS BEEN MADE FOR INCOME TAXES IN THE FINANCIAL STATEMENTS BECAUSE THE UNIVERSITY DOES NOT HAVE A SIGNIFICANT AMOUNT OF UNRELATED BUSINESS INCOME. PENALTIES AND INTEREST ASSESSED BY INCOME TAXING AUTHORITIES ARE INCLUDED IN EXPENSES. THE UNIVERSITY HAD NO INTEREST AND PENALTIES RELATED TO INCOME TAXES FOR THE YEAR ENDED JUNE 30, 2014. THE UNIVERSITY'S FEDERAL INCOME TAX RETURNS ARE SUBJECT TO EXAMINATION GENERALLY FOR THREE YEARS AFTER THEY ARE FILED AND ITS STATE INCOME TAX RETURNS GENERALLY FOR FOUR YEARS AFTER THEY ARE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES -12,216,100. CAMP FEES 495. WORK STUDY ASSISTANCE 69,444. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES -10,319. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 12,216,100. WORK STUDY -69,444. CAMP FEES -495. DIRECT FUNDRAISING EXPENSES -10,319. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 MARIAN UNIVERSITY DRAWS STUDENTS NATIONWIDE. MATERIALS USED IN PROMOTIONAL ACTIVITIES AND RECRUITING EFFORTS INCLUDE A STATEMENT THAT MARIAN UNIVERISTY ADMITS STUDENTS OF ANY RACE, COLOR, RELIGION, AND NATIONAL OR ETHNIC ORIGIN. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FROM GOVERNMENTAL AGENCIES THE FOLLOWING FINANCIAL AID: -PELL GRANT SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT -COLLEGE WORK STUDY -PERKINS -TRIO BUSINESS AND INDUSTRY DINNER 14029 9125 4904 6749 3570 14029 9125 4904 6749 3570 10319 -5415 1 SCHOLARSHIPS AND GRANTS (FINANCIAL AID) 1592 12216100 PART I, LINE 2: STUDENTS REQUESTING FINANCIAL AID ARE REQUIRED TO FILL OUT A FINANCIAL AID FORM FOR EACH ACADEMIC YEAR. THE FINANCIAL AID OFFICE USES THIS INFORMATION TO DETERMINE WHICH STUDENTS QUALIFY FOR CERTAIN PROGRAMS AND SCHOLARSHIPS (FOR EXAMPLE - PELL, PERKINS, COLLEGE WORK-STUDY, SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, ETC.). X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 STEVEN R DISALVO PHD FORMER PRESIDENT 107091 0 0 0 15000 0 0 0 0 0 122091 0 0 0 EDWARD OGLE FORMER EXECUTIVE VP ACADEMIC AND 124957 0 0 0 4200 0 0 0 0 0 129157 0 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDED A HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE AND HEALTH OR SOCIAL CLUB DUES TO FORMER PRESIDENT STEVEN R. DISALVO. A WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 1993-07-07 2500000 STUDENT RESIDENCE AND OTHER CONSTRUCTION 0 0 0 B WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 97710VLB2 2003-06-26 2885000 REFUND A PRIOR ISSUE 0 0 0 C REDEVELOPMENT REVENUE BOND SERIES 2009 391190916 038127BPO 2009-10-08 2927145 EDUCATIONAL BUILDING 0 0 0 D REDEVELOPMENT REVENUE BOND SERIES 2010A & 2010B 396005450 2010-04-30 2000000 STUDENT RESIDENCE 0 0 0 A 2500000 35000 3465000 1993 0 0 1 1 B 2885000 41912 2003 1 0 1 1 C 2927145 102865 2824280 2009 0 0 1 1 D 2000000 35600 2000000 2010 0 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 0 0 1 0 1 0 0 0 0 B 0 0 1 0 1 0 0 0 0 C 0 0 1 0 0 0 0 0 0 D 0 0 0 0 0 0 0 0 0 A 0 B 0 C 0 D 0 ERIC P STONE CURRENT TRUSTEE 6161586 LINE OF CREDIT & BOND PAYABLE 0 BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS ERIC P. STONE IS AN OFFICER OF MARIAN UNIVERSITY AND OF THE FINANCIAL INSTITUTION THAT MARIAN UNIVERSITY CONTRACTS WITH FOR ITS BANKING SERVICE NEEDS. MARIAN UNIVERSITY DOES NOT DEAL WITH MR. STONE DIRECTLY ON BANKING TRANSACTIONS AND MR. STONE IS NOT PERMITTED TO, NOR DOES HE, VOTE ON ANY BANKING TRANSACTION DECISIONS. THE AMOUNT REPORTED ON SCHEDULE L, PART IV (6,161,586) PERTAINS TO THE EXISTING LINE OF CREDIT WITH THE FINANCIAL INSTITUTION AND 2010 REDEVELOPMENT REVENUE BONDS PAYABLE. FORM 990, PART I, LINE 1 MARIAN UNIVERSITY IS A CATHOLIC APPLIED LIBERAL ARTS INSTITUTION OF HIGHER LEARNING OFFERING UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS. APPROXIMATELY 3,000 STUDENTS ANNUALLY. FORM 990, PART III, LINE I - ORGANIZATION'S MISSION MISSION STATEMENT: MARIAN UNIVERSITY IS A CATHOLIC APPLIED LIBERAL ARTS COMMUNITY THAT WELCOMES DIVERSE SPIRITUAL TRADITIONS. SPONSORED BY THE CONGREGATION OF SISTERS OF ST. AGNES, MARIAN UNIVERSITY ENGAGES STUDENTS IN THE EDUCATION OF THE WHOLE PERSON. WE EMBRACE JUSTICE AND COMPASSION AND TRANSFORM LIVES FOR PROFESSIONAL SERVICE AND LEADERSHIP IN THE GLOBAL COMMUNITY. CORE VALUES: THE FIVE CORE VALUES OF MARIAN UNIVERSITY INSPIRE EVERYTHING WE DO AT MARIAN UNIVERSITY - IN THE CLASSROOM, IN ACTIVITIES, IN SERVICE TO OTHERS AND IN OUR RELATIONSHIPS WITH EACH OTHER. COMMUNITY RESPECTING OUR DIVERSITY AS INDIVIDUALS, WE ENCOURAGE, CHALLENGE AND NURTURE ONE ANOTHER, JOINING TOGETHER TO ACCOMPLISH OUR SHARED MISSION AND VISION. LEARNING WE ENGAGE IN A COLLABORATIVE LIFELONG PROCESS OF SEEKING TRUTH AND APPROPRIATING KNOWLEDGE AND VALUES TO TRANSFORM THE INDIVIDUAL, OUR COMMUNITIES AND THE WORLD. SERVICE THROUGH ACTIVE SERVICE AND MINISTRY, WE SUPPORT ONE ANOTHER AND SEEK TO MEET THE NEEDS OF THE LARGER COMMUNITY. SOCIAL JUSTICE WE WORK TO CREATE INDIVIDUAL AND SOCIETAL CHANGE WHICH SUPPORTS THE VALUE, DIGNITY AND OPPORTUNITY OF EVERY PERSON. SPIRITUAL TRADITIONS VALUING MARIAN'S CATHOLIC RELIGIOUS HERITAGE, WE RESPECT EACH INDIVIDUAL'S FREEDOM TO EXPLORE A DIVERSITY OF SPIRITUAL BELIEFS. FORM 990, PART VI, SECTION A, LINE 6 THE CORPORATION HAS TWO CLASSES OF MEMBERS CLASS A (GENERAL SUPERIOR OF THE CONGREGATION AND THOSE PERSONS WHO ARE MEMBERS OF THE GENERAL COUNCIL OF THE CONGREGATION) AND CLASS B (APPOINTED BY CLASS A). FORM 990, PART VI, SECTION A, LINE 7A CLASS A MEMBERS APPOINT CLASS B MEMBERS; CLASS B MEMBERS APPROVE THE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B TRANSACTIONS OVER $500,000 THAT INVOLVE ACQUISITION OR ALIENATION (SELLING) OF LAND OR BUILDINGS OR INCURRING DEBT NEED TO BE APPROVED BY CLASS B MEMBERS. TRANSACTIONS OVER $5,705,000 (ACQUISITION OR ALIENATION OF LAND OR BUILDINGS OR INCURRING DEBT) NEED TO BE APPROVED BY CLASS A MEMBERS AND THE CONGREGATION FOR RELIGIOUS OF THE VATICAN. FORM 990, PART VI, SECTION B, LINE 11 A FINAL FORM 990 WAS PROVIDED TO EACH VOTING MEMBER OF THE ORGANIZATION'S GOVERNING BODY, PRIOR TO ITS FILING WITH THE IRS. MANAGEMENT CONDUCTED AN EXTENSIVE REVIEW OF THE 990 AND THE ENTERPRISE RISK MANAGEMENT COMMITTEE MEMBERS ALSO DID A REVIEW. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REVIEWS THE ANNUAL STATEMENTS AND THEN THE GOVERNING BODY AND MANAGEMENT MONITORS AND MAKES SURE DECISIONS ARE NOT MADE BY INDIVIDUALS POSSESSING A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE (SUB COMMITTEE OF THE BOARD OF TRUSTEES) UTILIZED CUPHA DATA, AND AN OUTSIDE CONSULTANT TO DETERMINE A COMPENSATION POLICY AND THEN TO DETERMINE COMPENSATION FOR THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES. THE COMMITTEE WAS ESTABLISHED DURING THE 2008/2009 FISCAL YEAR. THE DATA GATHERED BY THE COMMITTEE WILL BE USED TO DETERMINE COMPENSATIONS FOR THE PRESIDENT AND NEW KEY EMPLOYEES WHEN HIRED. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST FORM 990, PART IX, LINE 24E - ALL OTHER EXPENSES ALL OTHER EXPENSES OF IS COMPRISED OF THE FOLLOWING: UNEMPLOYMENT COMPENSATION: 12,734 LIFE INSURANCE: 35,912 RA ROOM & BOARD: 137,250 EQUIPMENT: 43,766 RECRUITMENT: 68,734 BAD DEBTS: 150,303 FINANCE CHARGES: 98,022 FOOD & DRINK: 210,098 REPAIRS & MAINT: 249,004 MEMBERSHIPS: 246,173 POSTAGE: 241,030 SPECIAL PROGRAMS: 392,205 SUBSCRIPTIONS: 114,922 TUITION REMISSION: 624,391 WORK STUDY: 569,817 TELEPHONE: 83,915 MISCELLANEOUS: 136,953 FORM 990, PART XII, LINE 2C - EXPLANATION THE COMMITTEE'S OVERSIGHT PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART XII, LINE 2C - EXPLANATION THE ORGANIZATION'S PROCESS FOR OVERSEEING THE AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT (WHO PERFORMED THE AUDIT OF THE FINANCIAL STATEMENTS) HAS NOT CHANGED FROM THE PRIOR YEAR.