2015-11-10T12:38:15-06:00 2014-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2014-01-01 530159200 UNITED MINE WORKERS OF AMERICA UNIT 7032912412 18354 QUANTICO GATEWAY DRIVE NO 200 TRIANGLE VA 22172 DANIEL KANE SECRETARY-TREASURER 7032912412 2015-11-10 1 SCOTT E HALLBERG P01081188 2023319880 2014 2016-03-07 17:11:31Z CECIL E ROBERTS 18354 QUANTICO GATEWAY DRIVE NO 200 TRIANGLE VA 22172 69801983 0 X WWW.UMWA.ORG X 1890 VA TO PROTECT THE LIVES AND HEALTH OF ITS MEMBERS AND TO INCREASE THEIR WAGES AND BENEFITS. 11 0 321 0 0 0 0 0 21948109 20967753 7479027 11658565 504413 537618 29931549 33163936 451115 538104 0 427987 18289724 19378792 0 0 0 14028073 9166760 32768912 29511643 -2837363 3652293 180363149 184026813 409846 462786 179953303 183564027 TO PROTECT THE LIVES AND HEALTH OF ITS MEMBERS AND TO INCREASE THEIR WAGES AND BENEFITS. 0 0 TO ORGANIZE, EDUCATE AND TRAIN ALL WORKERS FOR THE ECONOMIC, MORAL AND SOCIAL ADVANCEMENT OF THEIR CONDITION AND STATUS. 0 0 1 1 0 0 0 0 0 1 1 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 114 0 1 321 1 0 1 CA 0 0 1 1 0 X 11 0 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 0 0 0 X DANIEL KANE 7032912400 18354 QUANTICO GATEWAY DRIVE SUITE TRIANGLE VA 22172 JOSEPH CARTER INTERNATIONAL DISTRICT VP 40.00 X 131116 0 37143 MIKE DALPIAZ INTERNATIONAL DISTRICT VP 40.00 X 131116 0 37143 DARYL DEWBERRY INTERNATIONAL DISTRICT VP 40.00 X 131116 0 37143 STEVE EARLE INTERNATIONAL DISTRICT VP 40.00 X 131116 0 37143 MIKE CAPUTO INTERNATIONAL DISTRICT VP 40.00 X 131116 0 37143 ED YANKOVICH INTERNATIONAL DISTRICT VP 40.00 X 131116 0 37143 JERRY STALLARD INTERNATIONAL AUDITOR/TELLER 40.00 X 116614 0 35184 ROY FERNANDEX INTERNAITONAL AUDITOR/TELLER 40.00 X 116614 0 35184 ROBERT BURCHELL INTERNATIONAL AUDITOR/TELLER 40.00 X 116614 0 35184 CECIL E ROBERTS INTERNATIONAL PRESIDENT 40.00 X X 195712 0 46683 DANIEL J KANE INTERNATIONAL SECRETARY-TREASURER 40.00 X X 171056 0 43351 GRANT CRANDELL GENERAL COUNSEL 40.00 X 160275 0 42436 ROBERT SCARAMOZZINO CHIEF OF STAFF 40.00 X 136385 0 38397 DENNIS O'DELL DIRECTOR, HEALTH & SAFETY 40.00 X 132721 0 37902 MARIANNE DELBALZO CONTROLLER 40.00 X 132701 0 37899 BRIAN SANSON RESEARCH DEPT 40.00 X 132263 0 37840 2197651 0 612918 20 0 1 0 KELLY PRESS 1701 CABIN BRANCH ROAD CHEVERLY MD 20785 PRINTING 467809 TRIANGLE LAND COMPANY 6933 COLCHESTER PARK DR MANASSAS VA 20112 RENT 467606 PRICEWATERHOUSE COOPERS LLP PO BOX 7247-8001 PHILADELPHIA PA 19170 CONSULTANT 303777 ATLAS ADVOCACY 1242 E STREET NE WASHINGTON DC 20002 CONSULTANT 120000 PARADISE FILMS 1116 WILSON DRIVE EDGEWATER MD 21037 PRODUCTION 112206 6 MEMBERS DUES 900099 20967753 20967753 20967753 5527737 5527737 160875 160875 216978 67603 149375 149375 149375 42540397 36570444 5969953 5969953 5969953 OTHER 900099 388243 388243 388243 33163936 21355996 0 11807940 538104 427987 1921750 7847682 2810114 6070961 728285 431289 104250 24260 1051536 124185 1337954 43665 772528 1628458 247956 632588 293235 94520 REIMBURSEMENT TO MINERS 883442 PROTESTS AND RALLIES 456381 POWER PAC TRANSFER 350000 MISCELLANEOUS 312608 377905 29511643 1261073 829169 12158640 6846785 14251223 196840 7383534 6029028 1501860 1354506 151072230 174704552 118123 94961 180363149 184026813 409846 462786 409846 462786 X 179953303 183564027 179953303 183564027 180363149 184026813 X 3652293 -41569 X X 0 1 X 1 0 COAL MINERS POLITICAL ACTION COMMITTEE 18354 QUANTICO GATEWAY DRIVE NO 20 TRIANGLE VA 22172 912066637 119670 COAL MINERS POWER PAC 18354 QUANTICO GATEWAY DRIVE NO 20 TRA VA 22172 273574455 350000 1 0 0 PART I-A, LINE 1: THE ORGANIZATION ENGAGED IN THE FOLLOWING POLITICAL CAMPAIGN ACTIVITIES WITH REGARD TO MEMBERS ONLY: SET UP PHONE BANKS, DISTRIBUTED LEAFLETS AND SENT OUT DIRECT MAIL PUBLISHED ARTICLES IN THE ORGANIZATION'S JOURNAL OF A POLITICAL NATURE INDLUDING THE FOLLOWING: LISTED ENDORSED CANDIDATES, REPORTED ON THE STATUS OF DEMOCRAT AND REPUBLICAN NOMINATIONS, RAN STORIES ON POSITIONS AND ISSUES TAKEN BY CANDIDATES, RAN A FAVORABLE ARTICLE ON NOW PRESIDENT OBAMA. 596637 596637 1884489 1588321 296168 1945038 1620225 324813 2834085 2731761 102324 123285 88721 34564 1354506 CORPORATE STOCK 65808 C FOREIGN OBLIGATIONS 500000 C U.S. GOV'T OBLIGATIONS 347 C MUTUAL FUNDS 162138397 C ASB REAL ESTATE FUND 12000000 C 174704552 FUNDS HELD FOR OTHERS 31043 PAYROLL TAXES WITHHELD AND OTHER PAYABLES 431743 462786 X 37193871 4054195 4054195 33139676 24260 24260 33163936 33538494 4401111 4401111 29137383 24260 350000 374260 29511643 PART X, LINE 2: THE INTERNATIONAL UNION FOLLOWS THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES INCLUDED IN ASC TOPIC INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE INTERNATIONAL UNION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED DECEMBER 31, 2014 AND 2013, AND DETERMINED THAT THERE WERE NO ADDITIONAL MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2014, THE STATUTE OF LIMITATIONS FOR TAX YEARS 2011 THROUGH 2013 REMAINS OPEN WITH THE U.S. FEDERAL JURISDICTION WHERE EACH ENTITY FILES RETURNS. PART XI, LINE 2D - OTHER ADJUSTMENTS: DONATIONS TO COAL MINERS POLITICAL ACTION COMMITTEE 468,590. INTERESTS EARNED BY LORIN E. KERR SCHOLARSHIP FUND 78. GRANT REIMBURSEMENTS AND INTEREST 3,517,924. RENT EXPENSE 67,603. PART XII, LINE 2D - OTHER ADJUSTMENTS: PAC FUNDS RELEASED FROM RESTRICTION 884,096. LORIN E. KERR SCHOLARSHIP FUNDS RELEASED FROM RESTRICTION 5,000. GRANT REIMBURSEMENTS 3,444,412. RENT EXPENSE 67,603. PART XII, LINE 4B - OTHER ADJUSTMENTS: POWER PAC TRANSFER 350,000. PARTS XII AND XIII, LINES 2D FORM 990, SCHEDULE D, PARTS XII AND XIII, LINES 2D THE FINANCIAL STATEMENTS ARE CONSOLIDATED. HOWEVER, SEPARATE 990'S AND OTHER FEDERAL FILING ARE FILED FOR EACH ENTITY. THEREFORE, THE ACTIVITY NEEDS TO BE BACKED OUT. NORTH AMERICA 1 2 ORGANIZING AND FURTHERING THE WELFARE OF MEMBERS. 268101 1 2 0 0 1 2 268101 0 268101 0 0 0 0 0 0 0 ALABAMA WORKERS APPRECIATION FOUNDATION INC 21922 HIGHWAY 216 MCCALLA AL 35111 455210764 6500 DONATION AMERICAN FRIENDS OF YITZAHAK RABIN 36-12 34TH AVE 4TH FL ASTORIA NY 11106 133962392 501(C)(3) 35000 DINNER SPONSOR CAMPAIGN FOR AMERICA'S FUTURE 1730 M STREET NW WASHINGTON DC 20036 820568062 501(C)(4) 6000 DONATION CBTU INTERNATIONAL PO BOX 66268 WASHINGTON DC 20036 521128179 501(C)(5) 11500 DONATION CENTER FOR LABOR EDUCATION & RESEARCH JOBS WITH JUSTICE 1616 P STREET NW STE 150 WASHINGTON DC 20036 222604923 501(C)(3) 10000 DINNER SPONSOR GEORGE MILLER YOUTH FUND PO BOX 5392 CONCORD CA 94524 943010422 501(C)(3) 10000 DONATION INTERFAITH WORKER JUSTICE 1020 W BRYN MAWR 4TH FL CHICAGO IL 60660 364063982 501(C)(3) 11500 DONATION NATIONAL CONSUMERS LEAGUE 1701 K STREET NW WASHINGTON DC 20006 530242035 501(C)(3) 50000 DINNER SPONSOR NATIONAL LABOR COLLEGE 10000 NEW HAMPSHIRE AVENUE SILVER SPRING MD 20903 520895834 501(C)(3) 10000 DONATION UMWA LOCAL 1318 MEMORIAL FUND 227 HIGH STREET CRESSON PA 16630 250850400 7000 DONATION WHIPPLE COMPANY STORE PO BOX 150 SCARBRO WV 25917 521805433 7500 DONATION 6 5 X X 1 1 0 0 0 JOSEPH CARTER INTERNATIONAL DISTRICT VP 121108 0 0 0 10008 0 16365 0 20778 0 168259 0 0 0 MIKE DALPIAZ INTERNATIONAL DISTRICT VP 121108 0 0 0 10008 0 16365 0 20778 0 168259 0 0 0 DARYL DEWBERRY INTERNATIONAL DISTRICT VP 121108 0 0 0 10008 0 16365 0 20778 0 168259 0 0 0 STEVE EARLE INTERNATIONAL DISTRICT VP 121108 0 0 0 10008 0 16365 0 20778 0 168259 0 0 0 MIKE CAPUTO INTERNATIONAL DISTRICT VP 121108 0 0 0 10008 0 16365 0 20778 0 168259 0 0 0 ED YANKOVICH INTERNATIONAL DISTRICT VP 121108 0 0 0 10008 0 16365 0 20778 0 168259 0 0 0 JERRY STALLARD INTERNATIONAL AUDITOR/TELLER 106606 0 0 0 10008 0 14406 0 20778 0 151798 0 0 0 ROY FERNANDEX INTERNAITONAL AUDITOR/TELLER 106606 0 0 0 10008 0 14406 0 20778 0 151798 0 0 0 ROBERT BURCHELL INTERNATIONAL AUDITOR/TELLER 106606 0 0 0 10008 0 14406 0 20778 0 151798 0 0 0 CECIL E ROBERTS INTERNATIONAL PRESIDENT 191704 0 0 0 4008 0 25905 0 20778 0 242395 0 0 0 DANIEL J KANE INTERNATIONAL SECRETARY-TREASURER 167048 0 0 0 4008 0 22573 0 20778 0 214407 0 0 0 GRANT CRANDELL GENERAL COUNSEL 160275 0 0 0 0 0 21658 0 20778 0 202711 0 0 0 ROBERT SCARAMOZZINO CHIEF OF STAFF 130385 0 0 0 6000 0 17619 0 20778 0 174782 0 0 0 DENNIS O'DELL DIRECTOR, HEALTH & SAFETY 126721 0 0 0 6000 0 17124 0 20778 0 170623 0 0 0 MARIANNE DELBALZO CONTROLLER 126701 0 0 0 6000 0 17121 0 20778 0 170600 0 0 0 BRIAN SANSON RESEARCH DEPT 126263 0 0 0 6000 0 17062 0 20778 0 170103 0 0 0 PART I, LINE 1A THE ORGANIZATION ALLOWS THE PRESIDENT TO TRAVEL FIRST CLASS WHEN NEEDED. THE ORGANIZATION PROVIDES A HOUSING ALLOWANCE FOR THE SECRETARY-TREASURER. PART I, LINE 1B IT HAS BEEN THE LONG STANDING PRACTICE OF THE INTERNATIONAL TO ALLOW THE PRESIDENT OF THE INTERNATIONAL TO TRAVEL FIRST CLASS WHEN NEEDED. IT ALSO PROVIDES A HOUSING ALLOWANCE TO THE SECRETARY-TREASURER. FORM 990, PART VI, SECTION A, LINE 6 ALL MEMBERS IN GOOD STANDING HAVE EQUAL RIGHTS IN THE UNION. EVERY MEMBER HAS THE RIGHT TO NOMINATE CANDIDATES, VOTE IN ALL ELECTIONS AND REFERENDUMS, TO ATTEND MEMBERSHIP MEETINGS OF THEIR LOCAL UNION AND TO PARTICIPATE IN THE DISCUSSION, DELIBERATION, AND VOTING UP ON THE BUSINESS OF SUCH MEETINGS. FORM 990, PART VI, SECTION A, LINE 7A THE PRESIDENT, SECRETARY-TREASURER, AND AT LARGE INTERNATIONAL VICE PRESIDENTS ARE ELECTED BY A PLURALITY OF THE POPULAR VOTE OF ALL MEMBERS IN GOOD STANDING IN THE INTERNATIONAL UNION. INTERNATIONAL DISTRICT VICE PRESIDENTS AND AUDITOR/TELLERS ARE ELECTED BY A PLURALITY OF THE POPULAR VOTE OF ALL MEMBERS IN GOOD STANDING IN THE RESPECTIVE JURISDICTIONS THEY REPRESENT. FORM 990, PART VI, SECTION A, LINE 7B THE PRESIDENT NEGOTIATES WITH THE COAL COMPANIES FOR A "NATIONAL AGREEMENT" THAT MOST OF THE UNION'S MEMBERS WORK UNDER. THE DECISION TO ACCEPT OR REJECT THE CONTRACT IS VOTED ON BY THE MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING, THE 990 WILL BE REVIEWED BY THE PRESIDENT AND THE SECRETARY-TREASURER. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES THE OFFICERS TO ANNUALLY DISCLOSE OTHER APPOINTED OR ELECTED POSITIONS AND ANY COMPENSATION RECEIVED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: ADJUSTMENT IN NET ASSETS OF THE POWERPAC AS OF 12/31/2013 -41,569. FORM 990 PART XII LINE 1 THE ORGANIZATION USES MODIFIED CASH BASIS OF ACCOUNTING. FORM 990 PART XII LINE 2C THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. UMWA LORIN E SCHOLARSHIP FUND 18354 QUANTICO GATEWAY DRIVE TRIANGLE VA 22172 363249186 SCHOLARSHIP FUND VA 501(C)(3) LINE 7 0 COAL MINERS POLITICAL ACTION COMMITTEE 18354 QUANTICO GATEWAY DRIVE TRIANGLE VA 22172 912066637 POLITICAL ACTION COMMITTEE VA 527 0 UMWA CAREER CENTER 197 DUNN STATION ROAD PROSPERITY PA 15329 531841274 JOB TRAINING PA 501(C)(3) LINE 7 0 MINING TECHNOLOGY AND TRAINING CENTER 197 DUNN STATION ROAD PROSPERITY PA 15329 261998191 JOB TRAINING PA 501(C)(3) LINE 7 0 COAL MINERS POWER PAC 18354 QUANTICO GATEWAY DRIVE TRIANGLE VA 22172 273574455 POLITICAL ACTION COMMITTEE VA 527 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1