2015-10-30T10:56:24-05:00 2015-03-31 350921680 CROWE HORWATH LLP 175 POWDER FOREST DRIVE SIMSBURY CT 06089 990 2014-04-01 237032832 CONNECTICUT CARPENTERS HEALTH FUND CONN 2032815511 10 BROADWAY HAMDEN CT 065182614 JOHN BUTTS CO-CHAIR 2032815511 2015-10-28 1 RICHARD BUGGY P00512316 8606789200 2014 2016-02-25 16:41:14Z GLENN MARSHALL 10 BROADWAY HAMDEN CT 065182614 81065488 0 X WWW.CTCARPENTERSFUNDS.ORG X 1969 CT TO PROVIDE HEALTHCARE AND WELFARE BENEFITS TO PARTICIPANTS AND THEIR DEPENDENTS. 8 8 0 0 0 0 0 0 31223990 34561301 1075662 935851 0 0 32299652 35497152 0 0 29351692 32213147 93661 106084 0 0 0 2943750 3378615 32389103 35697846 -89451 -200694 52554530 54032304 1331999 966577 51222531 53065727 TO PROVIDE HEALTHCARE AND WELFARE BENEFITS TO PARTICIPANTS AND THEIR DEPENDENTS. 0 0 MISCELLANEOUS HEALTHCARE AND WELFARE BENEFITS INCLUDING LIFE INSURANCE, ACCIDENTAL DEATH, MAJOR MEDICAL, DENTAL AND VISION (INCLUDES PREMIUM EXPENSES), AND PRESCRIPTION DRUG COVERAGE. 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 410 0 1 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 1 1 1 0 X RICHARD S MONARCA 2032815511 10 BROADWAY HAMDEN CT 06518 JOSEPH EPIFANO TRUSTEE 1.00 2.00 X 0 0 0 JOHN BUTTS CO-CHAIR; TRUSTEE 1.00 3.00 X X 0 0 0 GLENN MARSHALL CO-CHAIR; TRUSTEE 1.00 2.00 X X 0 0 0 JOHN CUNNINGHAM TRUSTEE 1.00 2.00 X 0 0 0 ANTHONY MINERVINI TRUSTEE 1.00 2.00 X 0 0 0 BRUCE LYDEM TRUSTEE 1.00 3.00 X 0 0 0 MARTIN ALVARENGA TRUSTEE 1.00 3.00 X 0 0 0 VINCENT GIORDANO TRUSTEE 1.00 2.00 X 0 0 0 RICHARD MONARCA FUND DIRECTOR 18.00 22.00 X 80219 86915 49328 80219 86915 49328 0 0 1 0 ANTHEM 370 BASSETT ROAD NORTH HAVEN CT 06473 CONTRACT ADMINISTRATION 636475 SEGAL 333 WEST 34TH STREET NEW YORK NY 100012402 ACTUARIAL CONSULTING 143050 TRIZETTO 6061 S WILLOW DRIVE SUITE 310 DENVER CO 80111 COMPUTER CONSULTING 125051 HINES & ASSOCIATES INC 115 EAST HIGHLAND AVENUE ELGIN IL 60120 MEDICAL CONSULTANT 116042 4 EMPLOYER CONTRIBUTIONS 525100 30379653 30379653 EMPLOYEE CONTRIBUTIONS 525100 4181648 4181648 34561301 1324471 1324471 45179716 45568336 -388620 -388620 -388620 35497152 34561301 0 935851 32213147 106084 86795 58348 91866 191300 89133 9456 162 11602 ALLOCATED OVERHEAD EXPE 1136243 PPO NETWORK ACCESS FEES 697757 TRANSITIONAL REINSURANC 338877 INSURANCE PREMIUMS & CO 237349 429727 35697846 3567629 3729504 1143664 1449561 318667 304063 225889 225889 0 0 47247804 48287867 276766 261309 52554530 54032304 1319637 952761 12362 13816 1331999 966577 X 0 0 0 0 51222531 53065727 51222531 53065727 52554530 54032304 -200694 2043890 0 X 0 1 X 0 0 225889 225889 0 0 U.S. GOVERNMENT BONDS AND NOTES 11405640 F CORPORATE DEBT OBLIGATIONS 18937572 F CORPORATE STOCKS 12318 F MONEY MARKET FUNDS AND SHORT TERM INVESTMENTS 2322476 F COMMON TRUST 15609861 F 48287867 DUE TO AFFILIATE 13816 13816 X 37449176 2043890 2043890 35405286 91866 91866 35497152 35605980 0 35605980 91866 91866 35697846 PART X, LINE 2: THE FUND ACCOUNTS FOR UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH CERTAIN PROVISIONS OF FASB ASC 740, "INCOME TAXES" WHICH PROVIDES A FRAMEWORK FOR HOW COMPANIES SHOULD RECOGNIZE, MEASURE, PRESENT AND DISCLOSE UNCERTAIN TAX POSITIONS IN THEIR FINANCIAL STATEMENTS. UNDER FASB ASC 740, THE FUND MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY THE TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE FUND DID NOT RECORD ANY UNRECOGNIZED TAX BENEFITS FOR THE YEARS ENDING MARCH 31, 2015 AND 2014. THEREFORE, FASB ASC 740 HAD NO IMPACT ON THE 2015 AND 2014 FINANCIAL STATEMENTS. THE FUND ANTICIPATES THAT IT WILL NOT HAVE A CHANGE IN UNRECOGNIZED TAX BENEFITS DURING THE NEXT TWELVE MONTHS THAT WOULD HAVE A MATERIAL IMPACT ON THE FUND'S FINANCIAL STATEMENTS. THE FUND'S POLICY IS TO RECOGNIZE INTEREST AND PENALTIES RELATED TO INCOME TAXES AS A COMPONENT OF INTEREST AND PENALTY EXPENSE. AS OF AND FOR THE YEARS ENDED MARCH 31, 2015 AND 2014, THE FUND DID NOT RECORD ANY PENALTIES OR INTEREST ASSOCIATED WITH UNRECOGNIZED TAX BENEFITS. THE FUND'S OPEN TAX YEARS AFTER 2012 ARE SUBJECT TO EXAMINATION BY THE IRS. X X 0 1 0 RICHARD MONARCA FUND DIRECTOR 80219 86915 0 0 0 0 8399 9101 15277 16551 103895 112567 0 0 PART I, LINE 4B RICHARD MONARCA - CONTRIBUTION TO NONQUALIFIED RABBI TRUST $17,500 FORM 990, PART VI, SECTION B, LINE 11 A COPY OF FORM 990 IS DISTRIBUTED TO THE CO-CHAIRS OF THE FUND FOR REVIEW AND APPROVAL BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C WHEN THE FUND IS CONSIDERING A PROPOSED TRANSACTION OR ARRANGEMENT, A TRUSTEE OR THE FUND DIRECTOR OR HEALTH FUND ADMINISTRATOR OR ANY ADVISOR (SUCH AS COUNSEL, CONSULTANT, AUDITOR, OR INVESTMENT MANAGER) TO THE FUND WHO IS AWARE OF SUCH CONSIDERATION, MUST DISCLOSE THE EXISTENCE OF ANY FINANCIAL INTEREST AND ALL MATERIAL FACTS TO THE FUND'S BOARD OF TRUSTEES OR ITS DELEGATES, AT THE EARLIEST POSSIBLE OPPORTUNITY. THE MINUTES OF THE FUND'S BOARD OF TRUSTEES SHALL CONTAIN A COMPLETE RECORD OF ALL MATTERS INVOLVING ACTUAL OR POSSIBLE CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THERE IS A FIVE YEAR CONTRACT FOR THE FUND DIRECTOR WITH DEFINED ANNUAL INCREASES. THE BOARD OF TRUSTEES REVIEWS THE CONTRACT AT THE END OF THE TERM. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST. A COPY IS MAILED WITHIN 7-10 BUSINESS DAYS. THE GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS MAY ALSO BE VIEWED AT THE FUND OFFICE BETWEEN 10:00AM AND 4:00PM MONDAY THROUGH FRIDAY. CONNECTICUT CARPENTERS ANNUITY FUND 10 BROADWAY HAMDEN CT 06518 061308364 ANNUITY TRUST FUND CT 401(A); 501(A) N/A N/A 0 CONNECTICUT CARPENTERS PENSION FUND 10 BROADWAY HAMDEN CT 06518 060738583 PROCESSING OF BENEFITS FOR CARPENTERS CT 401(A) N/A N/A 0 UBCJA JOB CORPS CONNECTICUT LABOR MANGT PROG 750 DORCHESTER AVE SUITE 3100 BOSTON MA 02125 222520206 MANAGE RELATIONSHIPS BETWEEN CARPENTERS LABOR AND MANAGEMENT MA 501(C)(5) N/A N/A 0 NEW ENGLAND REGIONAL COUNCIL OF CARPENTERS 750 DORCHESTER AVE UNIT 1 BOSTON MA 02125 043322535 LABOR ORGANIZATION MA 501(C)(5) N/A N/A 0 CARPENTERS LOCAL 210 427 STILLSON ROAD FAIRFIELD CT 06824 060571112 LABOR ORGANIZATION CT 501(C)(5) N/A N/A 0 CONNECTICUT CARPENTERS APPRENTICE AND TRAINING FUND 10 BROADWAY HAMDEN CT 06518 237277981 CARPENTRY TRAINING/TESTING CT 501(C)(5) N/A N/A 0 CARPENTERS LOCAL 43 885 WEATHERSFIELD AVENUE HARTFORD CT 06114 060571114 LABOR ORGANIZATION CT 501(C)(5) N/A N/A 0 CENTRAL & EASTERN CONNECTICUT CARPENTERS LOCAL 24 500 MAIN STREET YALESVILLE CT 06492 060914796 LABOR ORGANIZATION CT 501(C)(5) N/A N/A 0 EASTERN MILLWRIGHT REG COUNCIL 90 BRAINTREE STREET ALLSTON MA 02134 452440774 UNION ADMIN OF AREA LOCALS MA 501(C)(5) N/A N/A 0 A VITTI EXCAVATORS LLC ADVANCED SCAFFOLD SVCS LLC ALL PANEL SYSTEMS LLC ARCH MILLWORK INSTALLERS LLC ASL CONTRACTING ATACCON LLC ATLANTIC DVNG WLDNG CO LLC BBL CARLTON BOWLINE CONSTRUCTION CALI ENTERPRISES CAMPUTARO LEASING LLC CENTERPLAN CONST CO LLC COLMAC CONSTRUCTION LLC CONTE COMPANY LLC CREATIVE CONSULT AND CONST CREATIVE FURNITURE SOL LLC DBATOMLINSONHAWLEYPATTERSON DEDICATED INDUSTRIES LLC DRYWALL TECHNIQUES LLC EBENISTERIE BEAUBOIS LTEE FATHOM SOLUTIONS LLC FERRARO CUSTOM WOODWKG LLC FOUR DAUGHTERS LLC GEMS CARPENTRY LLC GRANITE STATE SPEC LLC IPC LYDON LLC JF WHITEEMPIRE PAVING JV JOE SGRO COMM FLRS LLC KEY CONSTRUCTION SVCS LLC MACEDOS CONSTRUCTION LLC MAGNIFICENT CONCRETE MANGANARO NORTHEAST LLC MCM ACOUSTICS MODERN WOODCRAFTS LLC NEWTON CONCTRUCTION LLC NJR CONSTRUCITON LLC NK CONSTRUCTION LLC O AND G TUTOR PERINI JV ORION MANUFACTURING LLC OWI CONTRACTORS LLC RAC CONSTRUCTION ROWE ENTERPRISE SAFESPAN SCAFFOLDING LLC SCHNABEL FOUNDATION CO SO BRITAIN MILLWORK LLC SYDNEY SCIENCES LLC TECHNO ACOUSTICS HLDNGS LLC TURBINE PROS LLC TURNBRIDGE CONSTRUCTION LLC UNITED FLOORING SOLUTION URBAN CONTRACTORS OF CT LLC WALLCO INSTALLATIONS LLC WALSH PCL JV II WHITEHAWK CONST SERVICE AA DRYWALL AND ACOUSTICS INC A AND A WINDOW PRODUCTS INC A&M INSTALLATIONS ACOUSTICS INC ADAMS RUXTON CONST CO ALGAR CONSTRUCTION CORP ALL SAFE SCAFFOLD ALUMINUM SERVICES INC AOF INSTALLATIONS APS LLC AKA UNITEDANCO SVCS A-QUICK PICK CRANE AR GREEN AND SON INC ARBORIO CORPORATION ARCHER CORPORATION AUTOMATION SOLUTIONS INC AV TUCHY INC AYOTTE AND KING BAIER CONSTRUCTION CO INC BAMCO INC BARBER FIRESTOP SYSTEMS INC BARTLETT BRAINARD EACOTT BEAUS SEATING CO BERKEL AND COMPANY BISMARK CONSTRUCTION CO INC BLAKESLEE ARPAIA CHAPMAN BOND BROTHERS INC BRAND ENERGY SERVICES BROWNSTONE CONSTRUCTION C AND K WOODWORKING CAPITAL CARPET AND FLOORING CARDI CORP CARLIN CONTRACTING CO INC CARVALHO MCDOWELL CONST INC CAVANAUGH WALL SOL INC CCB INC CECO CONCRETE CONSTRUCTION CENTRAL CONN ACOUSTICS INC CENTURY DRYWALL INC CGM ACOUSTICS CH NICKERSON & CO CHARTER OAK UTILITY CONST CJ FUCCI INC COLONIAL SYSTEMS INC COLONIAL WOODWORKING INC COMMUNITY RENEWAL TEAM INC CONN ACOUSTICS CONN CONCRETE CONSTRUCTION CONSIGLI CONSTRUCTION CO INC CR CONCRETE CR MEYER AND SONS CO CRAWFORD DOOR CRF INC INTERIOR SYSTEMS D AND J CONCRETE CORP DANIEL OCONNELLS SONS INC DAVE OSBORNE CONST CONT INC DAY AND ZIMMERMAN NPS DELUCA CONSTRUCTION CO DGC CAPITAL CON CORP DIMEO CONST CO DRAPERIES INC DRYWALL ASSOCIATES INC DURR MECHANICAL CONST INC EAST COAST INTERIORS CORP EH HINDS INC ELITE INTERIOR SYSTEMS INC EMIDIO WOODWORKING INC EPIFANO BUILDERS INC ET L CONSTRUCTION CORP EUROTECH CONST CORP EXECUTIVE DRYWALL INC FEDERAL CONCRETE INC FIRESTOP SILUTIONS FLOORING SOLUTIONS FRANK DOWNES CONST CO G SCHNIP CO GENNARINI CONSTRUCTION CO GIANFIA CORP GILBANE BUILDING CO GIORDANO CONST CO INC GLEESON POWERS GLOBAL FF&E INC GMAC CONTRACTING GRANGER CONTRACTING H CARR SONS INC HARRIS ENVIRONMENTAL SYS HAS CONSTRUCTION SVCS INC HAYWARD BAKER INC HEMLOCK HEAVY AND HIGHWAY CO HENRY & GERETY HI TECH DATA FLOORS HK S CONSTR HOLING CORP HOBBS INCORPORATED IDA INSTALLATIONS INC INTERIOR INSTALLATION SVCS J AND P CONSTRUCTION CORP J FONTANA CONTRACTING INC J IAPALUCCIO INC JB WELDING JD ACOUSTICS JD RIVET AND CO INC JJ CURRAN AND SON INC JJG CONTRACTING INC JL MARSHALL SONS INC JOHN HAMMOND AND SON JOHN L SIMPSON CO JOHN MORIARTY AND ASSOC JOHN STRAFACH AND SONS INC JOSEPH COHN&SON TILE&TERRAZZ JTR ASSOCIATES INC JUDLAU CONTRACTING INC KANE CONTRACTING INC KD HALL ASSOC INC KENVO FLOOR CO INC LABS UNDERWAY INC LEGERE WOODWORKING CO INC LEJO CONSTRUCTION CORP LIBERTY CONST SERVICES LIBERTY INSTALL SVCS LONGDEN COMPANY INC LOUREIRO CONTRACTORS INC M FRANK HIGGINS AND CO MAM INC MANAFORT BROTHERS INC MARGUERITE CONCRETE CONTR MARON CONST CO INC MARR SCAFFOLDING CO MARS ARCHITECTURAL MILLWORK MASSEYS PLATE GLASS AND ALUM MCI INTERIORS INC MERRITT CONTRACTORS INC MID ATLANTIC INSTALLATION MIDHATTAN WOODWORKING CORP MJ LANDRY INC MODULAR MAN INSTALL INC NAC INDUSTRIES INC NATGUN CORP NATIONAL ACOUSTICS NATIONWIDE INSTALL SERVICES NE FOUNDATION CO INC NEW ENGLAND INT SPECIALTIES NEWTECH INSTALLATION USA INC NOBLE CONSTR MANAGEMENT NOR EASTER NORTHEAST INTERIOR SYSTEMS NORTHEAST REMSCO CONSTR INC NORTHEAST WATER MAINT & SVC NORTHERN GENERAL CONRACTORS NORWALK MARINE CONTRACTORS NT OLIVA INC NURMINEN CONST CORP NUTMEG ARCHITECTURAL WOODWK NUTMEG INTERIORS INC O & G INDUSTRIES INC OCONNOR CORP OFFSHORE CONSTRUCTION INC ORION INTERIORS INC PALA CONSTRUCTION COMPANY PARTITIONS INC PAVILION FLOORS INC PENLYN CONSTRUCTION PENN EQUIPTMENT TOOL CORP PERFORMANCE CONTRACTING INC PERMASTEELISA N AMERICA CORP PJ S CONSTRUCTION CO INC PRELOAD CO INC PROF DRYWALL CONST INC PRP SERVICES INC RB CERAMIC TILE FLR CVR INC RBA CONSTRUCTION RDA CONSTRUCTION CORP RIGGS CONTRACTING INC RJB CONTRACTING INC ROTHA CONTRACTING CO INC SAFWAY STEEL PRODUCTS SANTOS FOUNDATION SAVE ON WALL COMPANY SCIULLO CONTRUCTION CORP SG MILAZZO CO SIEMENS GENERATION SVCS CO SILCARR CORPORATION SKANSKA USA BUILDING SLOAN AND COMPANY INC SOUTHGROUP INSTALLATIONS SPECIALTY DIVING SERVICES SPECIALTY INSTALLATIONS SVC SPECIALTY INSULATION GROUP SPECTRUM FLOORS INC SS ASSOCIATES STANDARD BUILDERS INC STRATEGIC OFFICE SERVICE INC STRUCTURAL SERVICES SWEENEY CONST SPECIALTIES T ARDUINI CO INC THE BRUNALLI CONSTRUCTION CO THE FUSCO CORPORATION THE SCHAEFER GROUP THERMAL FIREPROOF ACOUS CO TOTAL MECH SERVICE CORP TOTAL OFFICE PLANNING SER TOTAL WALL SYSTEMS TP BUILDERS INC TRI STAR BUILDING CORP ULTIMATE CONCRETE CORP UNION FLOORING INSTALLATIONS UNISTRUT INTERNATIONAL CORP VER TEX CONST SPECIALTIES VILLA CONSTRUCTION INC WATERBURY FOUNDATION INC WATERBURY MASON FOUND INC WELLINGTON SALES AND INST CO WENGER TRAFFIC CORPORATION WILLIAM B MEYER INC WOOD PRO INSTALLER INC WOODS CONSTRUCTION CO WW CONSTRUCTION INC YORKE CONSTRUCTION CORP ZENITH LABORNET INC 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 CERTAIN ADMINISTRATIVE SERVICES ARE PERFORMED BY THE CONNECTICUT N 1242327 ACTUAL COST CARPENTERS PENSION FUND FOR WHICH THE ORGANIZATION PROVIDES O REIMBURSEMENT THIS ARRANGEMENT INCLUDES SHARING OF FACILITIES P AND EMPLOYEES