2015-10-22T15:03:10-05:00 2014-06-30 450250958 EIDE BAILLY LLP 1545 ASSOCIATES DR STE 101 DUBUQUE IA 52002 990 2013-07-01 421526614 Community Foundation of Greater Dubuque COMM 5635882700 700 Locust Street No 195 Dubuque IA 52001 Nancy Van Milligen President/CEO 5635882700 2015-10-19 1 Carmen Krantz P00031958 5635561790 2015-10-19 2013 2016-02-25 16:41:14Z X Nancy Van Milligen 700 Locust Street No 195 Dubuque IA 52001 49586346 0 X www.dbqfoundation.org X 2001 IA To support scientific, educational, and charitable activities in the Greater Dubuque Area 17 17 23 17 0 0 10732491 9140171 24163 45833 1531255 3284566 0 0 12287909 12470570 2896129 3706745 0 0 698551 840007 0 0 61126 743953 1219288 4338633 5766040 7949276 6704530 44671360 57529774 6960467 8700389 37710893 48829385 X The Community Foundation of Greater Dubuque grows philanthropy to improve life in Northeast Iowa by serving donors, strengthening nonprofits and leading collaborative initiatives to address community needs. 0 0 4784357 3706745 45833 The Community Foundation of Greater Dubuque works to improve the quality of life in the region by serving donors, making grants and providing community leadership through collaboration and convening. The region includes metro Dubuque and Dubuque County as well as Allamakee, Clayton, Delaware, Jackson and Jones counties.In serving donors, the Community Foundation personally advises individuals, families, corporations, and non-profit groups about how to build both endowments and non-endowed or project funds to serve the charitable needs of the community effectively and efficiently.In making grants, the Community Foundation seeks to be a hub for community knowledge and then advises individuals, families, and corporations as they make grants in the community. In addition, the Community Foundation hosts and administers the following annual grantmaking programs: Community Impact, Theisens More for Your Community Grants, YAPPERS grants, Women's Giving Circle Grants and Mediacom grants. We also assist in the grantmaking process for the counties of Jackson, Delaware, Allamakee, and Jones. The State of Iowa awards money to counties that do not have gaming institutions. Part of the money goes into a permanent endowment and part goes to grantmaking for the county.In providing community leadership through collaboration and convening, the Community Foundation gathers data about urgent and emerging needs in the community. The Community Foundation then convenes stakeholders by facilitating meetings, educational opportunities and programs which encourage convening and collaboration including Every Child Every Promise, Inclusive Dubuque, Speak Your Peace, Green and Healthy Home Initiative and Project Hope. 4784357 1 1 0 0 0 1 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 X 26 0 1 23 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 17 17 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 X X Community Foundation of Greater Dubuque 5635882700 700 Locust Street Ste 195 Dubuque IA 52001 Tim Conlon Chair 1.00 X X 0 0 0 John O'Connor Vice Chair 1.00 X X 0 0 0 Brian Kane Treasurer 1.00 X X 0 0 0 Ken Furst Secretary 1.00 X X 0 0 0 Phillip Ruppel Director 1.00 X 0 0 0 Jim Theisen Director 1.00 X 0 0 0 Charlie Glab Director 1.00 X 0 0 0 Wiliam Klauer Director 1.00 X 0 0 0 Jeanne Lauritsen Director 1.00 X 0 0 0 Jane Hasek Director 1.00 X 0 0 0 Sarah Harris Director 1.00 X 0 0 0 Ed Alt Director 1.00 X 0 0 0 Jesus Aviles Director 1.00 X 0 0 0 Chad Chandlee Director 1.00 X 0 0 0 Robert Hoefer Director 1.00 X 0 0 0 Teri Zuccaro Director 1.00 X 0 0 0 Keith Kramer Director 1.00 X 0 0 0 Nancy Van Milligen President/CEO 40.00 1.30 X 121353 0 9967 Kristin Kluesner Director of Finance until June 2014 40.00 X 58984 0 2121 Tina Hyde Director of Finance 40.00 X 0 0 0 180337 0 12088 1 0 0 0 0 216949 717077 8206145 2698429 9140171 Supporting revenue 900099 25497 25497 Service fee income 900099 20336 20336 45833 832921 832921 39567421 37115776 2451645 2451645 2451645 12470570 45833 0 3284566 3699977 3699977 6768 6768 197764 172464 25300 544238 136577 377376 30285 8458 1416 7042 35110 4035 31075 54437 10046 40139 4252 21940 21940 15059 15059 13479 13479 402992 377498 25494 81108 11426 68393 1289 58881 16639 42242 26201 3812 22389 15848 678 15170 7767 7767 24437 24437 4190 4190 Fund holders expenses 487809 487603 206 Board and staff develop 40616 14323 26293 Memberships and publica 10223 80 10143 McCarthy Center expense 8738 8738 5766040 4784357 920557 61126 557608 182406 1582672 1398882 21505 658860 192454 111524 466406 41819556 54717769 600000 742806 44671360 57529774 68281 160731 114133 196195 6778053 8343463 6960467 8700389 X 35410874 47053309 1415772 1010672 884247 765404 37710893 48829385 44671360 57529774 X 6704530 4417860 -18207 14309 X 0 1 X 1 0 X 4478214 7596371 6534658 10732491 9140171 38481905 4478214 7596371 6534658 10732491 9140171 38481905 5814658 32667247 463741 472651 608172 804943 832921 3182428 41664333 144098 0.78410 0.76990 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 131 519 3662693 5036135 1478313 3102775 17661495 31206542 1 1 29101927 4706023 5437273 1922439 37322784 20162203 7062983 3215018 1338277 29101927 18285156 3321896 -312020 1132829 20162203 14068360 2544038 2654661 981903 18285156 11046379 2547475 1310903 836397 14068360 0.97950 0.02050 0 0 444644 36187 408457 214216 156267 57949 466406 Deferred compensation payable 80299 Funds held for others 8079462 Amounts due under annuity agreement 183702 8343463 X 16988506 4417860 103974 14309 4536143 12452363 18207 18207 12470570 5870014 103974 103974 5766040 0 5766040 Part V, Line 4: Earnings on endowments are used for charitable purposes. Part X, Line 2: The Foundation is a nonprofit organization as described in Section 501(c)(3) of the Internal Revenue Code and is exempt from federal and state taxes. The Foundation, however, if it should receive any unrelated business income would not be exempt from taxation on such income. The Foundation's Forms 990, Return of Organization Exempt from Income Tax, for the fiscal years ended 2011 through 2013 are subject to examination by the IRS, generally for three years after they are filed. Part XI, Line 2d - Other Adjustments: Chg in value of split-interest agreements incl in revenue per financial stmt 14,309. 1 Camp Albrecht Acres Foundation 14837 Sherrill Rd Sherill IA 52073 421423952 501(c)(3) 5772 General support Allamakee Community School District 1061 3rd Ave NW Waukon IA 52172 426036591 City of Allamakee 27995 ACCF 2014 Grant - Project Sealed Allamakee New Beginning Inc 21 Allamakee St Waukon IA 52172 262480557 501(c)(3) 19270 General support American Cancer Society 4080 First Ave NE Ste 101 Cedar Rapids IA 52402 131788491 501(c)(3) 15423 General support Archdiocese of Dubuque 1229 Mt Loretta Ave Dubuque IA 52002 420680409 501(c)(3) 12100 Prison Ministry Beckman High School 1325 9th St SE Dyersville IA 52040 420923753 501(c)(3) 28935 Capital Campaign Bell Tower Production & Dinner Theater 2728 Asbury Rd Dubuque IA 52001 870690005 501(c)(3) 12790 Summer Program for Kids Bellevue Ambulance Service 106 North 3rd Street Bellevue IA 52031 426004273 City of Bellevue 10000 General support Bellevue Area Chamber of Commerce 210 N Riverview St Bellevue IA 52031 421082098 501(c)(6) 12000 Maintenance of safety equipment Bellevue Fire Department 106 North 3rd Street Bellevue IA 52031 426004273 City of Bellevue 30149 General support Bethany Home 1005 Lincoln Ave Dubuque IA 52001 420698260 501(c)(3) 18730 General support Boys and Girls Club 1299 Locust St Dubuque IA 52001 427210263 501(c)(3) 26510 General support Camp Courageous of Iowa PO Box 418 Monticello IA 523100418 237210932 501(c)(3) 17532 General support Cardinal Elementary School Maquoketa 1003 East Pershing Road Maquoketa IA 52060 426037701 City of Maquoketa 7350 2013 Jackson County Grant - Cardinal Backpack Club Carnegie-Stout Public Library Foundation PO Box 27 Dubuque IA 520040027 421452704 501(c)(3) 7180 2013 Theisen Grant - Storybook Walk Catholic Charities of the Archdiocese of Dubuque 1229 Mt Loretta Avenue Dubuque IA 52003 420680493 501(c)(3) 23600 General support City of Dubuque 50 W 13th St Dubuque IA 52001 426004596 City of Dubuque 39915 2013 WGC Grant - Circles Initiative - Babysitting Certification City of Hopkinton PO Box 154 Hopkinton IA 522370154 426004774 501(c)(3) 5500 2013 Theisen Grant - 2013 Pool Renovation Project City of Maquoketa 201 E Pleasant St Maquoketa IA 52060 426004922 City of Maquoketa 241109 General support City of Martelle PO Box 96 Martelle IA 52305 421178936 City of Martelle 15000 2013 Grant Award - Martelle Ballpark Enhancement Project Clarke University 1550 Clarke Dr Dubuque IA 520013198 420680408 501(c)(3) 92024 General support Colts Youth Organization 1101 Central Avenue Dubuque IA 52001 421057444 501(c)(3) 7675 General support Community Foundation of Northeast Iowa 425 Cedar St Ste 310 Waterloo IA 50704 426060414 501(c)(3) 6600 Funders Network Contractor - Howard/Chickasaw Crescent Community Health Center 1789 Elm St Suite A Dubuque IA 52001 481302204 501(c)(3) 116326 General support Diocese of Bridgeport 238 Jewett Avenue Bridgeport CT 06606 060737923 501(c)(3) 7500 Bishop Appeal Dubuque Arboretum Association Inc 3800 Arboretum Dr Dubuque IA 52001 421160989 501(c)(3) 4900 General support Dubuque Area Chamber of Commerce 300 Main St Suite 200 Dubuque IA 520040705 420223700 501(c)(6) 5740 Payment of 50 attendees to non-profit summit Dubuque Chorale Inc 900 Jackson St Ste LL5-2D Dubuque IA 52001 205778500 501(c)(3) 20629 General support Dubuque Community School District 2300 Chaney Rd Dubuque IA 520013095 426001531 City of Dubuque 6000 Campaign for Grade-Level Reading Attendance Initiative Dubuque Community Y 35 North Booth St Dubuque IA 52001 420934471 501(c)(3) 5200 760 FMV Equipment Young Explorer Computer Dubuque YWCA Foundation 35 North Booth Street Dubuque IA 52001 421361168 501(c)(3) 6137 2013 Theisen Grant - National YMCA Achievers Program Dubuque County Historical Society 350 E Third St Dubuque IA 52001 426072050 501(c)(3) 10150 General support Dubuque County Right To Life 2205 Carter Road Dubuque IA 52001 421270933 501(c)(3) 18300 Life Dinner Dubuque Humane Society 4242 Chavenelle Rd Asbury IA 52002 426039535 501(c)(3) 32049 General support Dubuque Mercy Health Foundation 250 Mercy Drive Dubuque IA 52001 262227941 501(c)(3) 12337 General support Dubuque Museum of Art 701 Locust Street Dubuque IA 52001 421071185 501(c)(3) 25420 2013 Mediacom Grantmaking - Student In Sight Gallery Dubuque Rescue Mission PO Box 147 Dubuque IA 520040147 420844836 501(c)(3) 17460 General support Dubuque Symphony Orchestra 2728 Asbury Rd Ste 900 Dubuque IA 520012970 237429727 501(c)(3) 95828 General support Easton Valley School District 321 School St Preston IA 52069 611707158 City of Preston 129318 General support ECIA Business Growth Inc 7600 Commerce Park Dubuque IA 52002 421207483 501(c)(3) 6000 Petal Project Support of G2G 2014 annual payment Elkader Historical Society 508 High St NE Elkader IA 52043 421119953 501(c)(3) 5290 General support Fair and Exposition Society of Jones County Inc PO Box 150 Monticello IA 52310 421294397 501(c)(3) 10000 Great Jones County Fair Livestock campus wash rack Family Resources Inc 2800 Eastern Ave Davenport IA 52803 420698225 501(c)(3) 8500 Emergency Assistance Fund Finley Health Foundation Inc 350 N Grandview Ave Dubuque IA 52001 421286953 501(c)(3) 18530 General support Flames of Love International Ministries 8616 Arboleda Street El Paso TX 79907 742374868 501(c)(3) 29000 General support Four Mounds Foundation 4900 Peru Road Dubuque IA 52001 421265303 501(c)(3) 15041 General support Friends of Mines of Spain 8991 Bellevue Heights Dubuque IA 520039214 421423836 501(c)(3) 7170 General support Frog Hollow Kid Campus 5005 Asbury Road Dubuque IA 52002 462290057 501(c)(3) 5200 FMV Equipment Young Explorer Computer Fulton Elementary School 2540 Central Ave Dubuque IA 52001 426001531 City of Dubuque 8000 General support The Grand Opera House 135 West 8th Street Dubuque IA 52001 421133812 501(c)(3) 5602 General support Green Dubuque Inc 1640 Lawndale St Dubuque IA 52001 262172211 501(c)(3) 30300 2013 Community Impact Grant Guttenberg Municipal Hospital PO Box 550 Guttenberg IA 520520550 426038728 City of Guttenberg 28000 Guttenberg Municipal Hospital Building Campaign Fund DubuqueJackson Counties Habitat for Humanity 900 Jackson St Suite LL5-2E Dubuque IA 52001 421365181 501(c)(3) 21242 General support Harpers Ferry Booster Club PO Box 162 Harpers Ferry IA 52146 421526614 501(c)(3) 12000 Hapers Ferry Comm Ctr - Lighten & Brighten Project Hillcrest Family Services 2005 Asbury Rd Dubuque IA 52001 420680411 501(c)(3) 39541 General support Hills and Dales Child Development Center 1011 Davis St Dubuque IA 52001 421388270 501(c)(3) 22985 5200 FMV Equipment General support Holy Family Catholic Schools 2005 Kane St Dubuque IA 520010538 420792429 501(c)(3) 61827 Annual Business Appeal Holy Ghost School 2981 Central Ave Dubuque IA 52001 420792429 501(c)(3) 5200 FMV Equipment Young Explorer Computer Holy Spirit Church & School 515 Albert St S St Paul MN 55116 410705768 501(c)(3) 8000 General support Hospice of Dubuque 1670 John F Kennedy Road Dubuque IA 52002 421205973 501(c)(3) 14929 General support Iowa State University of Science and Technology 3609 Administrative Services Bldg Ames IA 500113609 426004224 501(c)(3) 24550 General support Friends of Jackson County Conservation 18670 63rd Street Maquoketa IA 52060 421521029 501(c)(3) 8000 2013 Jackson County Grant Jackson County Economic Alliance 119 S Main Street Ste 5 Maquoketa IA 52060 426004923 City of Maquoketa 6000 2014 Jackson County Grant Jackson County Historical Society PO Box 1245 Maquoketa IA 52060 420984105 501(c)(3) 6597 General support Jones Regional Medical Center Foundation 1795 Hwy 64 East Anamosa IA 52205 421429225 501(c)(3) 5500 General support Junior Achievement of the Heartland Inc 800 12th Ave Moline IL 61265 362684253 501(c)(3) 9513 2013 Community Impact Grant Kirkwood Community College 6301 Kirkwood Blvd SW Cedar Rapids IA 52406 420924685 State of Iowa 5800 General support Lansing Fire Department PO Box 57 Lansing IA 52151 391872357 501(c)(3) 5725 ACCF 2014 Grant - New Air Packs Lincoln Elementary School 555 Nevada Street Dubuque IA 52001 426001531 City of Dubuque 9000 General support Loras College 1450 Alta Vista St Dubuque IA 52001 420680412 501(c)(3) 168970 General support Luther College 700 College Dr Decorah IA 52101 420680466 501(c)(3) 6095 General support Lutheran Services in Iowa 2255 JFK Rd Dubuque IA 52002 420698267 501(c)(3) 7000 2013 Community Impact Grant Maquoketa Art Experience PO Box 968 Maquoketa IA 52060 261771426 501(c)(3) 24075 General support Maquoketa Community Schools 612 S Vermont St Maquoketa IA 52060 426037701 City of Maquoketa 14578 General support Marquette Catholic Schools 403 Park Street Bellevue IA 52031 420955523 501(c)(3) 7170 Grant to pay for hot lunches Maryknoll Fathers and Brothers PO BOX 302 Maryknoll NY 105459989 131740144 501(c)(3) 10750 General support Mid-Iowa Community Action Inc 1001 South 18th Ave Marshalltown IA 50158 420923311 501(c)(3) 5500 2013 Theisen Grant Monticello Youth Baseball & Softball Association PO Box 302 Monticello IA 52310 426004981 501(c)(3) 25000 Jaycee/Kleinow & Sports Complex Renovation Multicultural Family Center 1157 Central Avenue Dubuque IA 52001 270751743 501(c)(3) 15944 2013 Mediacom Grantmaking NAMI - Dubuque 900 Jackson St Suite LL5-2B Dubuque IA 52001 311492256 501(c)(3) 11503 General support National Mississippi River Museum & Aquarium 350 East 3rd Street Dubuque IA 52001 426072050 501(c)(3) 54555 Annual Appeal Nativity Church 1225 Alta Vista St Dubuque IA 52001 530196617 501(c)(3) 15000 General support North Bend Community Center 127 E Main St Spragueville IA 52074 421526614 City of Spragueville 7000 General support Northeast Iowa Community College Foundation 10250 Sundown Road Peosta IA 520689703 421178729 501(c)(3) 19845 2013 Theisen Grant - Third Grade Reading Program Opening Doors (Maria House & Teresa Shelter) 1561 Jackson St Dubuque IA 52001 421490364 501(c)(3) 44353 2014 Endowment Payout Operation New View Community Action Agency 1473 Central Ave Dubuque IA 52001 202549142 501(c)(3) 1154 5200 FMV Equipment General support Phoenix Children's Hospital Foundation 1919 E Thomas Rd Phoenix AZ 85016 742421549 501(c)(3) 20000 Challenge Cup Postville Parks Pool and Recreation Board PO Box 491 Postville IA 52162 421016174 City of Postville 8500 Swim Pool Starting Platforms Presentation Lantern 900 Jackson St Suite LL5-1 Dubuque IA 52001 134224124 501(c)(3) 123069 Lantern Center Project Concern Inc 1789 Elm St Ste B Dubuque IA 52001 421298833 501(c)(3) 34879 2013 Jackson County Grant Proudly Accessible Dubuque 3715 Asbury Rd Dubuque IA 52001 454847665 501(c)(3) 16863 2013 Community Impact Grant Riverview Center Inc 2600 Dodge St Dubuque IA 52002 363920008 501(c)(3) 16699 General support Shalom Retreat Center 1001 Davis St Dubuque IA 52001 420757421 501(c)(3) 9400 Shalom Spring Appeal Sisters of Charity of Blessed Virgin Mary 1100 Carmel Drive Dubuque IA 52003 420680320 501(c)(3) 24577 BVM Senate Sponsorship St Giles Parish 1025 Columbian Ave Oak Park IL 60302 362171014 501(c)(3) 4200 Sharing Cup Campaign St John of the Cross 1027 5th Ave SE Cedar Rapids IA 52403 421307304 501(c)(3) 10500 Homeless Shelter St John's Lutheran Church PO Box 819 Guttenberg IA 52052 421522040 501(c)(3) 6700 Current Fund St Joseph the Worker Catholic Church 60 South Algona Street Dubuque IA 52001 420698063 501(c)(3) 21760 General support St Mark Youth Enrichment 1201 Locust St Dubuque IA 52001 421338364 501(c)(3) 61408 2014 3rd Grade Reading Grant St Mary's Catholic Church PO Box 847 Guttenberg IA 52052 420698075 501(c)(3) 12000 Helping of the poor in the area St Mary's Church PO Box 479 Dubuque IA 520040479 420741001 501(c)(3) 20000 General support St Patrick School 200 2nd St SW Waukon IA 52172 420698115 501(c)(3) 6530 General support St Raphael's Cathedral Church 231 Bluff Street Dubuque IA 52001 420703275 501(c)(3) 5250 General support Starlighters II Inc 136 E Main St Anamosa IA 52205 421125849 501(c)(3) 25000 Light/Sound Booth & Wiring Stonehill Benevolent Foundation 3485 Windsor Avenue Dubuque IA 52001 421337556 501(c)(3) 16250 General support Stonehill Franciscan Services 3485 Windsor Ave Dubuque IA 520019282 510141775 501(c)(3) 11288 Annual Appeal Studio Works Inc 900 Jackson St LL3 Dubuque IA 52001 454217883 501(c)(3) 320654 General support TASC Inc 2213 Mt Olivet Rd NW Waukon IA 52172 421018273 501(c)(3) 8000 ACCF 2014 Grant Two by Two Character Development 470 W 4th St Dubuque IA 52001 383908793 501(c)(3) 85034 General support University of Dubuque 2000 University Ave Dubuque IA 52001 420680323 501(c)(3) 20179 Partnership Program University of Wisconsin - Platteville 1 University Plaza Platteville WI 53818 391805963 State of Wisconsin 5750 General support Urevbu Foundation 410 S Main St Memphis TN 38103 260448526 501(c)(3) 50000 General support Wartburg College 100 Wartburg Blvd Waverly IA 50677 420680351 501(c)(3) 10650 General support Wartburg Theological Seminary 333 Wartburg Pl Dubuque IA 52003 420681105 501(c)(3) 14770 General support Waukon Area Fire Protection District 706 3rd Ave SW Waukon IA 52172 426005340 City of Waukon 6562 Safety gear replacement Waukon Wellness Center 1220 3rd Avenue NW Ste 101 Waukon IA 52172 426005340 501(c)(3) 8305 General support Young Heros Foundation 15 Villone Drive Leeds MA 01053 204026044 501(c)(3) 5462 General support Prodigy Child Development 715 W Locust Street Dubuque IA 52001 421509268 5200 FMV Young Explorer Computer 115 3 Opportunity Passport - youth financial management 19 6768 Part I, Line 2: The unrestricted fund is a fund from which income and/or principal may be distributed to charities designated as 501(c)(3) organizations and to charitable causes and concerns. Applications for grants must be submitted by organizations. From the applications submitted, a committee established by the board will decide which organizations grants will be awarded. The board of directors retains complete discretion as to the selection of grantees and programs to receive help from such a fund, and in meeting emerging and priority community needs and opportunities. The field of interest fund is a fund from which income and/or principal may be distributed to charities designated as 501(c)(3) organizations or to groups with potential for achieving 501(c)(3) status which provide services in a specified field or fields of charitable activity, such as arts and culture, community affairs and development, education, environment, health, historic preservation, and human services. The board of directors of the Foundation shall exercise complete discretion in identifying funding opportunities and selecting grantees within the specified fields of interest. Designated funds are funds from which income and/or principal is distributed by the board of directors of the Foundation to 501(c)(3) charities named or specified by the donor(s) at the time the fund is established. Agency Endowment Funds are funds that may be established by IRS 501(c)(3) organizations from which income and/or principal may be distributed by the board of directors of the Foundation for the particular organization's own benefit. Donor advised funds are funds from which income and/or principal is distributed by the board of directors to 501(c)(3) charities in response to recommendations made by the donor, the donor's family, or an advisor. In accordance with Internal Revenue Code requirements, however, such recommendations are advisory only and not binding on the board of directors of the Foundation. Opportunity Passport is a program aimed at teaching youth aging out of foster care the financial management skills they need to achieve personal success. Participants must apply for the program and once chosen they must successfully complete 10 hours of financial literacy training and make a plan and commitment to save for an approved asset. As long as a participant stays active in the program, the Community Foundation of Greater Dubuque will match the savings account dollar for dollar up to $1,000 per year for approved expenses, such as buying a computer for school or paying for tuition. X 27 2698429 Quoted market price 0 0 1 0 Form 990, Part V, Lines 8, 9a, and 9b: Part V, lines 8, 9a, and 9b were inadvertently left blank on the original filing of the Form 990. The answers are correctly answered no on the amended filing of the return. Form 990, Part VI, Section A, line 1 The Executive Committee consists of not less than five and not more than seven Directors, including the Chair, Vice Chair, Secretary, Treasurer and other Directors selected at-large. The Executive Committee serves between meetings of the Board and possess and may exercise all powers of the Board in the management affairs of the Community Foundation of Greater Dubuque, including the responsibility and power to appoint committees, to determine the distribution of property, authority over investment policies, and other duties delegated by the Board. All actions taken by the Executive Committee are reported to the Board and subject to control, revision and alteration. Form 990, Part VI, Section A, line 2 John O'Connor and William Klauer have a business relationship. John O'Connor and Donnelle Fuerste have a business relationship. Form 990, Part VI, Section B, line 11 The Form 990 is made available to the governing body but not in its entirety. The President/CEO and Finance Director review the 990. Form 990, Part VI, Section B, line 12c Any member of the Foundation's staff, board of directors, and officers must complete a conflict of interest statement annually. The Chair of the Foundation and the Executive Director review the signed statements. Any possible conflicts are brought to the board's attention. Any member of the Board of Directors who is connected with a prospective grant recipient in any official capacity shall abstain from voting on the proposed grant. This abstention shall be recorded in the minutes of the meeting at which such vote occurs. If, because of such abstentions at any such meeting of the Board of Directors, a particular grant would fail for lack of a majority vote, such a grant could be made if approved in writing by an absent but disinterested member or members within a reasonable time after the Directors' meeting at which the grant proposal was first considered. If a situation should arise in which a majority of directors would be disqualified from voting on a grant proposal because of the Foundation's conflict of interest policy, the board may, after full disclosure of the potential conflict and by majority affirmative vote, suspend the conflict of interest policy and proceed to make the grant. All discussion and action with respect to actual or potential conflicts of interest shall be entered into the minutes of the meetings where such action takes place. It is the practice of the Community Foundation to build a written record of any special relationships between prospective grantees and directors, staff, or the family members of either directors or staff for the purpose of documenting the factual record and enabling full disclosure to all directors. Such record shall be kept with the permanent minutes of the board proceedings. Any person having knowledge of any action or conduct in violation of the policies should report the information to the Chair of the Foundation board. Form 990, Part VI, Section B, line 15a The Executive Committee determines the compensation for the President/CEO. Salary adjustments are based on an annual evaluation and comparability data. The organization documents and provides substantiation for the compensation process. The compensation process was last completed in FY 2014. The President/CEO determines the compensation for the Director of Finance. Salary adjustments are based on an annual evaluation and comparability data. The organization documents and provides substantiation for the compensation process. There are no other officers or key employees of the organization. Form 990, Part VI, Section C, line 19 The Organization's governing documents, conflict of interest policy, and financial statements are available upon written request. Form 990, Part XI, line 9: Change in value of split-interest agreements 14,309. CFGD Real Estate LLC 700 Locust Street Suite 195 Dubuque IA 52001 421526614 Assist Community Foundation of Greater Dubuque with charitable giving needs IA 0 0 Community Foundation of Greater Dubuque CFGD Charitable Trust 700 Locust Street Ste 195 Dubuque IA 52001 356840681 Suppport the Community Foundation of Greater Dubuque IA 501(c)(3) Line 11a, I Community Foundation of Greater Dubuque 1 Leo A and Joy K McCarthy Charitable Lead Annuity Trust 700 Locust Street Ste 195 Dubuque IA 52001 206408300 Support Community Foundation of Greater Dubuque IA Community Foundation of Greater Dubuque T 19440 166023 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 Leo A and Joy K McCarthy Charitable Lead Annuity Trust S 60000 Amount received