2015-09-30T11:48:55-05:00 2015-03-31 420714325 MCGLADREY LLP 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2014-04-01 136213516 AMERICAN CIVIL LIBERTIES UNION FOUNDATION INC AMER 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 TERENCE DOUGHERTY COO/GENERAL COUNSEL/ASST TREAS 2125492500 2015-09-30 1 MARTIN GREIF P00029738 2123721000 2014 2016-02-25 16:41:14Z ANTHONY D ROMERO 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 260374101 0 X WWW.ACLU.ORG X 1966 NY PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND CIVIL LIBERTIES 14 14 381 176 0 0 55110331 79581425 2504624 3842201 11313103 9226610 1345603 1397689 70273661 94047925 5364900 6862640 0 0 37504660 37912351 280171 272174 8096438 46195633 40631178 89345364 85678343 -19071703 8369582 323917302 327600267 75288892 85866394 248628410 241733873 X AS NOTED IN ITS ARTICLES OF INCORPORATION, THE MISSION OF THE ACLU FOUNDATION IS "TO ENCOURAGE, SPONSOR, AND FACILITATE THE CULTIVATION AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING OF THE VARIOUS CIVIL LIBERTIES AND CIVIL RIGHTS WHICH ARE PROTECTED BY THE CONSTITUTIONS AND LAWS OF THE UNITED STATES OR OF THE VARIOUS STATES...TO PERSONS INVOLVED IN ACTIVITIES WHEREIN THEIR CIVIL RIGHTS AND LIBERTIES...ARE THREATENED OR INFRINGED..." THE ACLU FOUNDATION TODAY REMAINS FOCUSED ON THE OVERARCHING GOALS SET BY ITS FOUNDERS, SERVING AS THE NATION'S GUARDIAN OF LIBERTY, WORKING DAILY IN COURTS, LEGISLATURES AND COMMUNITIES TO DEFEND AND PRESERVE THE INDIVIDUAL RIGHTS AND LIBERTIES THAT THE CONSTITUTION AND LAWS OF THE US GUARANTEE. THE ACLU ALSO WORKS TO EXTEND RIGHTS TO SEGMENTS OF THE POPULATION THAT HAVE TRADITIONALLY BEEN DENIED THEIR RIGHTS, INCLUDING PEOPLE OF COLOR; WOMEN; LESBIANS, GAY MEN, BISEXUALS AND TRANSGENDER PEOPLE; PRISONERS; AND PERSONS WITH DISABILITIES. 0 0 30369224 2345420 3842201 LITIGATION - THE ACLU FOUNDATION'S LITIGATION PROGRAM IS THE CORNERSTONE OF ITS CIVIL LIBERTIES PROGRAM. THE ACLU TODAY IS THE NATION'S PREEMINENT CIVIL LIBERTIES ORGANIZATION, WITH A STAFF OF ATTORNEYS IN THE NATIONAL OFFICE WORKING IN COLLABORATION WITH ATTORNEYS AT AFFILIATE OFFICES NATIONWIDE TO ADDRESS CASES INVOLVING A WIDE RANGE OF CIVIL LIBERTIES ISSUES. THE ACLU APPEARS BEFORE THE U.S. SUPREME COURT MORE THAN ANY OTHER LEGAL SERVICES ORGANIZATION OR GOVERNMENTAL AGENCY EXCEPT THE U.S. DEPARTMENT OF JUSTICE. 28617006 4517220 AFFILIATE SUPPORT - THE ACLU HAS AN AFFILIATE OR CHAPTER IN EVERY STATE AND IN PUERTO RICO. AFFILIATES HANDLE REQUESTS FOR LEGAL ASSISTANCE, LOBBY STATE LEGISLATURES AND HOST EDUCATIONAL FORUMS THROUGHOUT THE YEAR. THE NATIONAL ACLU COORDINATES FUNDRAISING EFFORTS WITH ITS AFFILIATES AND SHARES THE PROCEEDS OF FUNDRAISING EFFORTS WITH AFFILIATES IN ACCORDANCE WITH A DETAILED POLICY. THROUGH ITS AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT, THE NATIONAL ACLU ALSO PROVIDES GRANTS AND SUPPORT TO AFFILIATES ON SPECIFIC INITIATIVES AND PROJECTS THAT HAVE BEEN IDENTIFIED AS INVOLVING MATTERS OF BOTH LOCAL/REGIONAL AND NATIONAL SIGNIFICANCE. THE AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT OFFERS TRAINING AND TECHNICAL ASSISTANCE TO AFFILIATES ACROSS THE COUNTRY ON A VARIETY OF TOPICS OF RELEVANCE. 12325331 25443 EDUCATION - THROUGH NEWSLETTERS, ITS WEBSITE, ADVERTISEMENTS, OP-ED ARTICLES, MEDIA INTERVIEWS, PUBLICATIONS, SOCIAL MEDIA, AND NUMEROUS MEETINGS AND WORKSHOPS CONDUCTED IN COLLABORATION WITH ITS AFFILIATES THROUGHOUT THE US, THE ACLU FOUNDATION PROVIDES ONGOING EDUCATION TO THE ACLU'S 500,000 MEMBERS NATIONWIDE AND TO THE PUBLIC AT LARGE WITH RESPECT TO A WIDE RANGE OF CIVIL LIBERTIES ISSUES AND CONCERNS. A CORE COMPONENT OF THE ORGANIZATION'S EDUCATIONAL CAMPAIGNS IS THE EMPHASIS ON KEY RIGHTS, INCLUDING FIRST AMENDMENT RIGHTS TO FREE SPEECH, ASSOCIATION AND ASSEMBLY; THE RIGHT TO EQUAL PROTECTION UNDER THE LAW; THE RIGHT TO DUE PROCESS AND TO FAIR TREATMENT WHEN THE LOSS OF LIBERTY OR PROPERTY IS AT STAKE; AND THE RIGHT TO PRIVACY AND FREEDOM FROM UNWARRANTED GOVERNMENT INTRUSION INTO PERSONAL AND PRIVATE AFFAIRS. 1077767 LEGISLATIVE ADVOCACY - THE ACLU SEEKS TO IMPACT CIVIL LIBERTIES THROUGH WORK ON LEGISLATION AT THE FEDERAL AND STATE LEVEL, AS APPROPRIATE. THE ORGANIZATION'S LEGISLATIVE ADVOCATES ARE A CONSTANT PRESENCE ON FEDERAL AND STATE CIVIL LIBERTIES LEGISLATIVE ISSUES. UPDATES ON KEY LEGISLATIVE ISSUES IMPACTING CIVIL LIBERTIES ARE INCLUDED IN MAIL, EMAIL, AND OTHER COMMUNICATIONS TO ACLU MEMBERS NATIONWIDE, AS WELL AS IN PUBLIC EDUCATION CAMPAIGNS. IN ADDITION, THE ACLU DEVELOPS POLICY RELATING TO POSITIONS ON CIVIL LIBERTIES ISSUES. 1077767 72389328 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 1 238 0 1 381 1 0 0 0 0 0 0 1 1 0 0 0 X 14 14 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT WA WI WV X X X TERENCE DOUGHERTY 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 X ANGELOS CLAUDIA DIRECTOR 2.50 2.50 X 0 0 0 BUITRAGO LUZ DIRECTOR 2.50 3.00 X 0 0 0 CHEN RONALD DIRECTOR 2.50 2.50 X 0 0 0 CHESTER ROBERT DIRECTOR 3.00 4.50 X 0 0 0 GREENWOOD SCOTT DIRECTOR/GENERAL COUNSEL 2.50 3.00 X 0 0 0 HASAN REHAN DIRECTOR 2.50 3.00 X 0 0 0 HERMAN SUSAN DIRECTOR/PRESIDENT 4.50 4.50 X X 0 0 0 HERRON AUNDRE DIRECTOR 3.00 3.50 X 0 0 0 KASSAM-REMTULLA ALY DIRECTOR 2.50 2.50 X 0 0 0 LEWIS M CALIEN DIRECTOR 2.50 5.00 X 0 0 0 LITMAN ROSLYN DIRECTOR/GENERAL COUNSEL 2.50 5.50 X 0 0 0 REMAR ROBERT DIRECTOR/VP/TREASURER/SECRETARY 3.50 5.50 X X 0 0 0 TYLER RONALD DIRECTOR/GENERAL COUNSEL 2.50 3.00 X 0 0 0 WILLIAMS GARY DIRECTOR/VICE PRESIDENT 2.50 2.50 X X 0 0 0 ANTHONY D ROMERO EXECUTIVE DIRECTOR/CEO 26.00 14.00 X 0 468564 36817 TERENCE DOUGHERTY COO/GENERAL COUNSEL/ASST TREAS 26.00 14.00 X 0 353129 40114 DOROTHY M EHRLICH DEPUTY EXEC. DIRECTOR/ASST SECRETARY 26.00 14.00 X 0 389861 84884 LAURA W MURPHY THRU 22015 DIR OF WASHINGTON LEGIS OFFICE 26.00 14.00 X 0 336294 19632 MARK WIER DIRECTOR OF DEVELOPMENT 34.00 6.00 X 277395 0 33205 GERI ROZANSKI DIR AFFILIATE SUPPORT & ADVOCACY 40.00 X 310123 0 74564 STEVEN SHAPIRO LEGAL DIRECTOR 40.00 X 352468 0 72874 EMILY TYNES DIRECTOR OF COMMUNICATIONS 40.00 X 326875 0 86584 MATTHEW COLES DEPUTY LEGAL DIR/DIR CTR EQUALITY 40.00 X 231728 0 72617 DENNIS PARKER DIRECTOR, RACIAL JUSTICE PROJECT 40.00 X 209147 0 73900 JAMEEL JAFFER DEPUTY LEGAL DIR/DIR CTR DEMOCRACY 40.00 X 222227 0 50291 LOUISE MELLING DEPUTY LEGAL DIR/DIR CTR LIBERTY 40.00 X 218603 0 37630 JUDY RABINOVITZ DEPUTY DIRECTOR IMMIGRANTS' RIGHTS 40.00 X 201820 0 47618 ALMA MONTCLAIR FORMER DIR OF ADMIN & FIN/ASST TREAS 0.00 0.00 X 0 172500 0 2350386 1720348 730730 74 1 1 0 MEREDITH CORPORATION PO BOX 731066 DALLAS TX 75373 MAGAZINE PRODUCTION 951686 BLACKBAUD INC PO BOX 930256 ATLANTA GA 31193 DONOR DATABASE 718474 ZEROCHAOS PO BOX 534305 ATLANTA GA 30353 TEMPORARY STAFFING 512059 DANIEL J EDELMAN INC 200 E RANDOLPH DR 62ND FL CHICAGO IL 60601 MEDIA STRATEGY 314854 ADVOMATIC LLC 30 VESEY ST SUITE 900 NEW YORK NY 10007 WEBSITE SERVICES 314450 29 364441 79216984 3118898 79581425 LEGAL EXP AWARDED, NET 900099 3842201 3842201 3842201 6324359 6324359 1372246 0 1372246 1372246 1372246 169228427 166326176 2902251 2902251 2902251 OTHER INCOME 900099 19282 19282 PAMPHLET AND BOOK SALES 900099 6161 6161 25443 94047925 3867644 0 10598856 6862640 6862640 2535104 1758623 450327 326154 27164671 22087544 1541995 3535132 2120118 1711072 122622 286424 3941558 3185257 246409 509892 2150900 1733486 141825 275589 250288 99223 126326 24739 30000 30000 272174 272174 727380 622315 32595 72470 5297679 4382922 228534 686223 116792 58396 58396 1351491 1006489 67671 277331 1251225 1070494 56070 124661 2477548 2033701 186519 257328 1943180 1611172 139265 192743 438209 287205 40171 110833 176780 134353 10607 31820 4143276 3264304 222762 656210 121746 98834 10998 11914 SHARED PORTION - CONTR. 11133087 11133087 SPECIAL AFFILIATE SUBSI 5121629 5121629 SHARED PORTION - BEQUES 2376409 2376409 OTHER EXPENSES 2071816 495128 1482244 94444 1602643 1255045 55637 291961 85678343 72389328 5192577 8096438 8309494 8315038 19337740 6671146 12731387 23921540 820551 167344 58504614 29765706 29715549 28738908 246188825 252411671 6813756 7374620 323917302 327600267 4138222 3640525 15230000 14735000 55920670 67490869 75288892 85866394 X 161037226 142427163 46829469 57024188 40761715 42282522 248628410 241733873 323917302 327600267 X 8369582 953723 -16217842 X 0 1 X 1 0 X 64722436 58074573 52043425 55588295 78890183 309318912 64722436 58074573 52043425 55588295 78890183 309318912 16407397 292911515 5850741 7350890 7325387 7701986 7082198 35311202 -27965 34985 7020 51652 48706 99900 97210 25443 322911 344960045 35786590 0.84910 0.87910 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: ROYALTY OTHER MISC INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 43880 894392 938272 84740071 85678343 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 462285 781896 643087 938272 2825540 250000 250000 250000 250000 1000000 1500000 62519 184787 55429 43880 346615 57852676 1343481 2960685 2249692 59907150 55791742 196460 3861857 1997383 57852676 53021155 211920 4206754 1648087 55791742 53004434 1884014 -20724 1846569 53021155 48404027 214555 6142555 1756703 53004434 0.70280 0.29720 0 0 4925713 4925713 46176135 24977997 21198138 4013233 2256698 1756535 3389533 2531011 858522 28738908 SPLIT INTEREST LIABILITY 13615080 DUE TO RELATED PARTY (ACLU - 501(C)(4)) 4904044 BILL OF RIGHTS TRUST HELD FOR AFFILIATES 28363158 DUE TO AFFILIATES 6767613 DUE TO THE ACLU - ALLOCATED SHARE OF PENSION LIABILITY 13840974 67490869 X 85624189 953723 6840383 -16217842 -8423736 94047925 0 94047925 92518726 6840383 6840383 85678343 0 85678343 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT FUND IS TO BUILD AN ENDURING ENDOWMENT TO CARRY OUT THE WORK OF THE ACLU AND ITS AFFILIATES IN PROTECTING, PRESERVING AND EXPANDING THE CIVIL LIBERTIES OF ALL PERSONS IN THE UNITED STATES OF AMERICA. PART X, LINE 2: THE FOUNDATION IS A NOT-FOR-PROFIT ORGANIZATION EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE. THE FOUNDATION IS SUBJECT TO TAXES ON UNRELATED BUSINESS INCOME. THE LLC IS TREATED AS A DISREGARDED (TAX) ENTITY. THE FOUNDATION FILES TAX AND INFORMATION RETURNS WITH THE INTERNAL REVENUE SERVICE (THE "IRS") AND WITH VARIOUS STATES. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADDITIONAL ADJUSTMENT OR DISCLOSURE TO THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR TAX YEARS BEFORE 2011, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -2,376,868. RECOGNITION OF AFFILIATES SHARE OF PENSION LIABILITY -13,840,974. X X X X X 1 OMP 1133 19TH ST NW WASHINGTON DC 20036 TELEMARKETING 0 7493122 217550 7275572 DSG LLC 6715 SUNSET BLVD LOS ANGELES CA 90028 TELEMARKETING 0 135272 35131 100141 DCM INC 330 W 38TH STREET NEW YORK NY 10018 TELEMARKETING 0 59955 19493 40462 7688349 272174 7416175 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC SD TN UT VA WA WI WV 1 ACLU FOUNDATION OF ALABAMA PO BOX 6179 MONTGOMERY AL 36106 630883872 501(C)(3) 30833 AFFILIATE PROGRAM ACLU FOUNDATION OF ARIZONA PO BOX 17148 PHOENIX AZ 85011 237238580 501(C)(3) 331564 AFFILIATE PROGRAM ACLU FOUNDATION OF COLORADO 303 EAST 17TH AVENUE ROOM 350 DENVER CO 80203 237028224 501(C)(3) 562404 AFFILIATE PROGRAM ACLU FOUNDATION OF DELAWARE 100 W 10TH STREET SUITE 603 WILMINGTON DE 19801 510220856 501(C)(3) 25900 AFFILIATE PROGRAM ACLU FOUNDATION OF GEORGIA 1900 THE EXCHANGE ROOM 425 ATLANTA GA 30339 237115937 501(C)(3) 12000 AFFILIATE PROGRAM ACLU FOUNDATION OF KANSAS 3601 MAIN STREET KANSAS CITY MO 64111 430926406 501(C)(3) 38792 AFFILIATE PROGRAM ACLU FOUNDATION OF MASSACHUSETTS 211 CONGRESS ST BOSTON MA 02110 237312949 501(C)(3) 33333 AFFILIATE PROGRAM ACLU FOUNDATION OF MICHIGAN 2966 WOODWARD AVENUE DETROIT MI 48201 237243421 501(C)(3) 407967 AFFILIATE PROGRAM ACLU FOUNDATION OF MISSISSIPPI PO BOX 2242 JACKSON MS 39225 640694013 501(C)(3) 316742 AFFILIATE PROGRAM ACLU FOUNDATION OF MISSOURI 454 WHITTIER STREET ST LOUIS MO 63108 436070952 501(C)(3) 394230 AFFILIATE PROGRAM ACLU FOUNDATION OF MONTANA PO BOX 1317 HELENA MT 59624 810445339 501(C)(3) 341596 AFFILIATE PROGRAM ACLU FOUNDATION OF NEW MEXICO PO BOX 566 ALBUQUERQUE NM 87103 850275276 501(C)(3) 486094 AFFILIATE PROGRAM ACLU FOUNDATION OF NORTHERN CALIFORNIA 39 DRUMM STREET SAN FRANCISCO CA 94111 940279770 501(C)(3) 221742 AFFILIATE PROGRAM ACLU FOUNDATION OF OHIO 4506 CHESTER AVE CLEVELAND OH 44103 237137105 501(C)(3) 237700 AFFILIATE PROGRAM ACLU FOUNDATION OF OREGON PO BOX 40585 PORTLAND OR 97240 237048829 501(C)(3) 10000 AFFILIATE PROGRAM ACLU FOUNDATION OF PENNSYLVANIA P O BOX 40008 PHILADELPHIA PA 19106 231742013 501(C)(3) 226000 AFFILIATE PROGRAM ACLU FOUNDATION OF RHODE ISLAND 128 DORRANCE ST STE 220 PROVIDENCE RI 02903 237039364 501(C)(3) 50000 AFFILIATE PROGRAM ACLU FOUNDATION OF SOUTH CAROLINA 40 CALHOUN ST SUITE 210 CHARLESTON SC 29401 271942832 501(C)(3) 201102 AFFILIATE PROGRAM ACLU FOUNDATION OF SOUTHERN CALIFORNIA 1313 W 8TH STREET STE 200 LOS ANGELES CA 90017 952673361 501(C)(3) 983944 AFFILIATE PROGRAM ACLU FOUNDATION OF TENNESSEE PO BOX 120160 NASHVILLE TN 37212 620988329 501(C)(3) 170834 AFFILIATE PROGRAM ACLU FOUNDATION OF TEXAS PO BOX 8306 HOUSTON TX 77288 760343171 501(C)(3) 384776 AFFILIATE PROGRAM ACLU FOUNDATION OF UTAH 355 NORTH 300 WEST SALT LAKE CITY UT 84103 870439810 501(C)(3) 42000 AFFILIATE PROGRAM ACLU FOUNDATION OF WASHINGTON 901 5TH AVE STE 630 SEATTLE WA 98164 237076867 501(C)(3) 38333 AFFILIATE PROGRAM ACLU FUND OF THE NATIONAL CAPITAL AREA 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350 BALTIMORE MD 21211 520746271 501(C)(4) 9091 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLU OF NC LEGAL FOUNDATION INC PO BOX 28004 RALEIGH NC 27611 561019644 501(C)(3) 37000 AFFILIATE PROGRAM ACLU OF NEVADA FOUNDATION 601 S RANCHO DRIVE SUITE B11 LAS VEGAS NV 89106 880217086 501(C)(3) 8000 AFFILIATE PROGRAM ACLU OF TENNESSEE PO BOX 120160 NASHVILLE TN 37212 620790133 501(C)(4) 50500 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLU OF TEXAS PO BOX 8306 HOUSTON TX 77288 760343140 501(C)(4) 25600 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION ACLU OF WISCONSIN FOUNDATION INC 207 E BUFFALO ST STE 325 MILWAUKEE WI 53202 237052345 501(C)(3) 23925 AFFILIATE PROGRAM ACLUF OF MARYLAND 3600 CLIPPER RD SUITE 350 BALTIMORE MD 21211 237209538 501(C)(3) 10000 AFFILIATE PROGRAM ACLUF OF VIRGINIA 701 E FRANKLIN STREET ROOM 1412 RICHMOND VA 23219 521283242 501(C)(3) 16670 AFFILIATE PROGRAM AMERICAN CIVIL LIBERTIES UNION INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 133871360 501(C)(4) 250000 AFFILIATE PROGRAM LOBBYING ACTIVITIES INC IN 501H ELECTION FOUNDATION FOR CRIMINAL JUSTICE 1660 L STREET NW 12TH FLOOR WASHINGTON DC 20036 522289169 501(C)(3) 250000 RELATED ORGANIZATION PROGRAM HUMAN RIGHTS FIRST 333 SEVENTH AVENUE 13TH FLOOR NEW YORK NY 10001 133116646 501(C)(3) 30000 MEDAL OF LIBERTY PRIZE NEW HAMPSHIRE CIVIL LIBERTIES UNION FOUNDATION 18 LOW AVENUE CONCORD NH 03301 020347237 501(C)(3) 16670 AFFILIATE PROGRAM NEW YORK CIVIL LIBERTIES UNION FOUNDATION 125 BROAD STREET 189H FLOOR NEW YORK NY 10004 136167267 501(C)(3) 38333 AFFILIATE PROGRAM NORTH DAKOTANS AGAINST MEASURE ONE BREMER NATIONAL ASSOCIATION SOUTH ST PAUL MN 55104 463760681 501(C)(4) 25000 RELATED ORGANIZATION PROGRAM - LOBBYING ACTIVITIES INC IN 501H ELECTION ROGER BALDWIN FOUNDATION OF ACLU INC 180 N MICHIGAN AVE SUITE 2300 CHICAGO IL 60601 362682569 501(C)(3) 116838 AFFILIATE PROGRAM RUTGERS FOUNDATION 7 COLLEGE AVENUE WINANTS HALL NEW BRUNSWICK NJ 08901 237318742 501(C)(3) 40000 RELATED ORGANIZATION PROGRAM VOTE NO ON ONE TENNESSEE 1900 CHURCH ST SUITE 305 NASHVILLE TN 37203 464730513 501(C)(4) 50000 RELATED ORGANIZATION PROGRAM - LOBBYING ACTIVITIES INC IN 501H ELECTION 39 9 PART I, LINE 2: THE ACLU HAS ESTABLISHED PROCEDURES FOR THE RELEASE OF GRANTS TO ITS AFFILIATES, AS WELL AS FOR MONITORING OF OUTCOMES TO DETERMINE WHETHER THE GOALS OF A PARTICULAR GRANT AWARD HAVE BEEN MET. GRANT AWARDS ARE CONFIRMED IN WRITING AND SUPPORTED BY A WRITTEN AGREEMENT THAT SPECIFIES THE PURPOSE OF THE GRANT, THE SPECIFIC OUTCOMES TO BE ACHIEVED, AND, IF APPLICABLE, THE INDICATORS THAT THE PARTIES AGREE WILL BE USED TO MEASURE PROGRESS TOWARDS AGREED UPON GOALS. WRITTEN AGREEMENTS DETAIL THE SPECIFIC ACTIVITIES FOR WHICH FUNDING IS TO BE PROVIDED AND DOCUMENT THE AFFILIATE'S COMMITMENT TO USING THE FUNDS PROVIDED TO PURSUE SPECIFIC STRATEGIES IN ADDRESSING PROGRAM GOALS AND TARGET OUTCOMES. AFFILIATES AND OTHER ORGANIZATIONS THAT RECEIVE GRANT AWARDS MAY BE REQUIRED TO PROVIDE QUANTITATIVE AND/OR QUALITATIVE REPORTS, AND THESE REPORTS MAY BE USED TO DETERMINE WHETHER ADDITIONAL FUNDING MAY BE REQUIRED AND/OR TO ENHANCE FUTURE GRANT PROGRAMS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 ANTHONY D ROMERO EXECUTIVE DIRECTOR/CEO 0 460125 0 0 0 8439 0 18059 0 18758 0 505381 0 0 TERENCE DOUGHERTY COO/GENERAL COUNSEL/ASST TREAS 0 340492 0 0 0 12637 0 13844 0 26270 0 393243 0 0 DOROTHY M EHRLICH DEPUTY EXEC. 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FORM 990, SCHEDULE J PART II: COLUMN B(I) INCLUDES BASE COMPENSATION, COLUMN B(II) INCLUDES BONUS PAYMENTS (THERE WERE NONE IN 2014) AND COLUMN B(III) INCLUDES ALL OTHER REPORTABLE COMPENSATION, INCLUDING ANY "GROSS UPS" FOR DOMESTIC PARTNER HEALTH COVERAGE, AND REDUCTIONS TO TAXABLE COMPENSATION RELATED TO PARTICIPATION IN HEALTH OR DEPENDENT SPENDING ACCOUNTS, IF/AS APPLICABLE. NEGATIVE NUMBERS IN COLUMN B(III) OCCUR WHEN THE AMOUNTS DEDUCTED FROM REPORTABLE COMPENSATION ARE GREATER THAN THE COSTS OF OTHER TAXABLE BENEFITS REPORTED IN THIS COLUMN. COLUMN C INCLUDES EMPLOYER CONTRIBUTIONS TO THE DEFINED BENEFIT PENSION PLAN OR, FOR EMPLOYEES HIRED ON OR AFTER APRIL 1, 2009, TO THE DEFINED CONTRIBUTION 401(K) PLAN, AND CONTRIBUTIONS, IF ANY, TO THE 457(B) PLAN; THE TOTALS SHOWN REFLECT AMOUNTS EARNED DURING THE YEAR, WHETHER OR NOT THE EMPLOYEE IS FULLY VESTED. COLUMN D INCLUDES NON-TAXABLE BENEFITS, SUCH AS HEALTH AND OTHER INSURANCE, AS WELL AS AMOUNTS SET ASIDE BY EMPLOYEES IN THE HEALTH AND/OR DEPENDENT CARE FLEXIBLE SPENDING PLANS, WHICH HAVE BEEN ADDED BACK TO PROVIDE THE FULLEST PICTURE POSSIBLE OF TOTAL COMPENSATION. A NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 64971C3V4 2005-01-05 20000000 SEE PART VI FOR DETAILS 0 0 0 A 5265000 20225905 225905 390719 160000 15782366 3665915 2008 1 0 1 1 A 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 1 1 JP MORGAN CHASE 5.000000000000 0 0 0 NA 0 1 1 A 1 SCHEDULE K SUPPLENTAL INFORMATION SCHEDULE K, PART I, LINE A, COLUMN F: DESCRIPTION OF PURPOSE: (1) PAY PORTION OF THE COSTS OF PURCHASING, RENOVATING, AND EQUIPPING THE 19TH FLOOR AND THE COST OF PURCHASING A PROPORTIONAL COMMON INTEREST IN LAND ASSOCIATED WITH THE 17TH, 18TH AND 19TH FLOORS AT 125 BROAD STREET, NY, NY; (2) REFUNDING THE 1997 BONDS, AND (3) COST OF ISSUANCE. SCHEDULE K, PART III, LINE 4: FOLLOWING IMPLEMENTATION OF VOLUNTARY CLOSING AGREEMENT WITH IRS EFFECTIVE NOVEMBER 7, 2011. SCHEDULE K, PART IV, LINE 2C: CALCULATION DONE OCTOBER 7, 2010 AS OF JANUARY 4, 2010. SCHEDULE K, PART IV, LINE 4E: THE HEDGE EXPIRED PURSUANT TO ITS TERMS IN 2010. SCHEDULE K, PART IV, LINE 6: PROCEEDS INVESTED AT BELOW ARBITRAGE YIELD ON BONDS. SCHEDULE K, PART IV, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. GARY D SOWARDS SPOUSE OF A KEY EMPLOYEE 141149 PAYMENT FOR LEGAL SERVICES 0 PART IV DURING FISCAL YEAR 2015 GARY D. SOWARDS, THE SPOUSE OF KEY EMPLOYEE, DOROTHY EHRLICH, PROVIDED LEGAL SERVICES IN CONNECTION WITH THE ACLU FOUNDATION'S JOHN ADAMS PROJECT, WHICH HAS ARRANGED FOR THE REPRESENTATION OF AN INDIVIDUAL CHARGED WITH A CAPITAL CRIME. A NATIONALLY KNOWN EXPERT IN CAPITAL PUNISHMENT, MR. SOWARDS WAS RETAINED VIA A DECISION MAKING PROCESS THAT DID NOT INVOLVE THE KEY EMPLOYEE AND AT RATES THAT ARE CUSTOMARY FOR THE SERVICES PROVIDED. X 167 3018950 SELLING PRICE X 1 65476 COUNTY TAX APPRAISAL X 1 34472 SELLING PRICE 0 1 1 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS SHOWN ABOVE REPRESENTS THE TOTAL NUMBER OF DONORS OF NON-CASH CONTRIBUTIONS DURING THE YEAR. PART I, LINE 32B: WE ENGAGE BROKERS, WITH EXPERTISE SELLING PROPERTY CONTRIBUTED TO THE ORGANIZATION, TO FACILITATE SALES OF NONCASH PROPERTY ON OUR BEHALF. FORM 990, PART VI, SECTION A, LINE 6 ACLU FOUNDATION IS A MEMBERSHIP ORGANIZATION. ITS MEMBERS ARE THE BOARD DIRECTORS OF THE AMERICAN CIVIL LIBERTIES UNION. FORM 990, PART VI, SECTION A, LINE 7A ACLU FOUNDATION'S MEMBERS ELECT THE BOARD DIRECTORS OF ACLU FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B ACLU FOUNDATION'S MEMBERS HAVE THE AUTHORITY TO AMEND ITS BYLAWS, AND UNDER NEW YORK LAW, THE ORGANIZATION'S MEMBERS HAVE THE RIGHT TO APPROVE A DECISION BY THE BOARD TO DISSOLVE, MERGE/CONSOLIDATE WITH ANOTHER ORGANIZATION OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ORGANIZATION'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY MANAGEMENT IN CONSULTATION WITH THE ORGANIZATION'S AUDITORS. THE ORGANIZATION'S AUDIT COMMITTEE AND ITS TREASURER REVIEWED A DRAFT OF THE 990 AND PROVIDED COMMENTS. A COMPLETE COPY OF THE FORM 990 WAS PROVIDED TO THE ORGANIZATION'S GOVERNING BODY BEFORE IT WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION DISTRIBUTES ITS CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS TO EVERY KEY EMPLOYEE, OFFICER, BOARD DIRECTOR AND STANDING COMMITTEE MEMBER AND REQUESTS DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST. THE CHIEF OPERATING OFFICER/IN-HOUSE GENERAL COUNSEL/ASSISTANT TREASURER OF THE ORGANIZATION REVIEWS ANY DISCLOSURES MADE DURING THIS ANNUAL REVIEW. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A BOARD MEMBER, AN OFFICER OR A STANDING COMMITTEE MEMBER, HE REFERS THE MATTER TO THE BOARD PRESIDENT AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A KEY EMPLOYEE, HE REFERS THE MATTER TO THE EXECUTIVE DIRECTOR OR HIS DESIGNEE AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. BOARD DIRECTORS, OFFICERS, STANDING COMMITTEE MEMBERS AND KEY EMPLOYEES ALSO MAY REPORT TO THE BOARD ANY POTENTIAL CONFLICTS OF INTEREST THAT ARISE DURING THE YEAR. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY REQUIRES, AMONG OTHER THINGS, THAT INDIVIDUALS WITH CONFLICTS OF INTEREST WITH RESPECT TO A TRANSACTION OR ACTION MAY NOT PARTICIPATE IN THE DECISION-MAKING WITH RESPECT TO THAT TRANSACTION OR ACTION AND IN SOME CIRCUMSTANCES MAY NOT PARTICIPATE IN THE DISCUSSION. FORM 990, PART VI, SECTION B, LINE 15A ON AN ANNUAL BASIS, A COMMITTEE OF THE BOARD OF THE ORGANIZATION REVIEWS THE EXECUTIVE DIRECTOR'S COMPENSATION. NO MEMBER OF THE COMMITTEE HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT. THE COMMITTEE REVIEWS COMPENSATION STUDIES AND COMPARABLE COMPENSATION DATA FOR OTHER EXECUTIVE DIRECTORS AT SIMILARLY SITUATED ORGANIZATIONS. THE COMMITTEE CONTEMPORANEOUSLY DOCUMENTS AND RECORDS IN ITS MINUTES ITS DELIBERATIONS AND DECISIONS. NO ACLU FOUNDATION OFFICER RECEIVES COMPENSATION IN HIS/HER CAPACITY AS OFFICER. COMPENSATION OF KEY EMPLOYEES OTHER THAN THE EXECUTIVE DIRECTOR IS SET BY THE ORGANIZATION'S EXECUTIVE DIRECTOR OR THE KEY EMPLOYEE'S MANAGER, IF THE MANAGER IS NOT THE EXECUTIVE DIRECTOR. COMPENSATION DATA FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS IS CONSIDERED AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED. IN LIGHT OF RECENT CHANGES IN STATE LAW, GOING FORWARD, THE COMPENSATION OF KEY EMPLOYEES, OTHER THAN THE EXECUTIVE DIRECTOR, WILL BE APPROVED BY THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORM 990, FOR THE PAST THREE OR MORE YEARS, EXCLUDING SCHEDULE B, IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. COPIES OF THE ORGANIZATION'S FORM 990 ARE ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. THE ORGANIZATION'S IRS FORM 1023, BYLAWS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS FOR THE PRIOR THREE OR MORE YEARS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE UPON REQUEST OR THROUGH THE NEW YORK OFFICE OF THE SECRETARY OF STATE. FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B THE NUMBER OF HOURS REPORTED FOR THOSE INDIVIDUALS RECEIVING COMPENSATION IS BASED ON WEEKLY HOURS FOR PAYROLL PURPOSES. THE ACTUAL NUMBER OF HOURS WORKED IS CONSIDERABLY HIGHER. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -2,376,868. RECOGNITION OF AFFILIATES SHARE OF PENSION LIABILITY -13,840,974. 915 15TH STREET LLC 915 15TH STREET NW WASHINGTON DC 20005 136213516 REAL ESTATE HOLDING COMPANY DC 514519 8121750 N/A AMERICAN CIVIL LIBERTIES UNION INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 133871360 PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND LIBERTIES DC 501(C)(4) N/A 0 RBSO INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 043730759 SUPPORTING ORGANIZATION DE 501(C)(3) LINE 11D, III-O N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 AMERICAN CIVIL LIBERTIES UNION N 5349049 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION O 2788115 REVENUE BASED ALLOCATION METHOD AMERICAN CIVIL LIBERTIES UNION P 5349049 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION Q 2788115 REVENUE BASED ALLOCATION METHOD AMERICAN CIVIL LIBERTIES UNION B 250000 ACTUAL