2015-09-23T10:42:50-05:00 2015-03-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2014-04-01 043044983 NICSA Inc NICS 5084851500 8400 Westpark Drive No 200 McLean VA 22102 Liz Jackson FASAE Interim President 5084851500 2015-09-23 1 Lori A Collingsworth P00639819 7038930300 2015-09-23 2014 2016-02-25 16:41:14Z Liz Jackson FASAE 8400 Westpark Drive No 200 McLean VA 22102 1498000 0 X http://www.nicsa.org/ X 1987 MA NICSA is the leading provider of independent education and networking forums to professionals in the global investment management community. 25 25 1 413 0 0 0 0 1515106 1496772 96 73 901 1155 1516103 1498000 0 0 0 0 248216 199661 0 0 0 1502145 1444174 1750361 1643835 -234258 -145835 1136716 1158949 296340 464408 840376 694541 X NICSA provides the Global Investment Management Industry with discussion and education forums to better serve its customers by developing operational best practices. See Schedule O for Continuation 0 0 600332 506804 Annual Conference: NICSA facilitated its 32nd Annual Conference and expo that provided educational and networking opportunities for its membership. 213896 117293 General Membership Meetings: NICSA facilitated a National Meeting that provided education and networking opportunities for its membership. 180859 28367 Training and Desktop Education: NICSA provides its members with timely, interactive webinars on a variety of topics and provides its members with other educational materials and programs. 116111 753285 Membership Services: NICSA offers members opportunities to develop leading practices through participation on committees, access to compliance guides and other services. 92319 37600 Regional Meetings: NICSA facilitated 10 regional meetings for its membership to provide networking and educational opportunities. 41062 53423 International Meetings: NICSA facilitates meetings for networking and training opporutunites to its membership. 799 Networking: NICSA offers members opportunities to meet their peers at other firms. 250291 844308 1245378 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 13 0 1 1 1 0 0 0 0 0 0 0 0 0 0 X 25 25 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X Association Management Group 7036109000 8400 Westpark Drive 2nd Floor McLean VA 22102 George Batejan Chair 1.00 X X 0 0 0 Dan Houlihan Vice-Chair 1.00 X X 0 0 0 Barry Benjamin Treasurer 1.00 X X 0 0 0 Steve Avera Director 1.00 X 0 0 0 Scott Chelton Director 1.00 X 0 0 0 Anmarie Ciccolo Director 1.00 X 0 0 0 Michael Collins Director 1.00 X 0 0 0 Greg DePaola Director 1.00 X 0 0 0 William Greilich Director 1.00 X 0 0 0 Robert Groth Director 1.00 X 0 0 0 Anne Hebard-Deduch Director 1.00 X 0 0 0 Lisa Hill Director 1.00 X 0 0 0 Erika Ivanyi Director 1.00 X 0 0 0 Brian Jones Director 1.00 X 0 0 0 James Keenan Director 1.00 X 0 0 0 Lisa Klassen Director 1.00 X 0 0 0 Philip Kolb Director 1.00 X 0 0 0 Ian McCoy Director 1.00 X 0 0 0 Fred Naddaff Director 1.00 X 0 0 0 David Parks Director 1.00 X 0 0 0 Peter Poulin Director 1.00 X 0 0 0 Eileen Storz-Salino Director 1.00 X 0 0 0 Bob Wallace Director 1.00 X 0 0 0 Karen Walsh Director 1.00 X 0 0 0 Margarrheeta Wise Director 1.00 X 0 0 0 Theresa Hamacher President 40.00 X 177000 0 22661 177000 0 22661 1 0 1 0 AMG Inc 8400 Westpark Drive 2nd Floor McLean VA 22102 Association Management Services 613464 1 Membership Dues 900099 753285 753285 Annual Conference 900099 506804 506804 General Membership Meetings 900099 117293 117293 International Meetings 900099 53423 53423 Regional Meetings 900099 37600 37600 28367 28367 1496772 73 73 Other Revenue 900099 1155 1155 1155 1498000 1496772 0 1228 188518 132750 55768 11143 11143 613464 475171 138293 12627 12627 25348 1045 24303 9536 8540 996 59931 59931 46396 46396 1548 1548 46653 35619 11034 594636 592253 2383 11261 11261 5763 5763 Board & Committee 14496 14496 Dues & Subscriptions 1496 1496 Taxes & Licenses 519 519 Contributions 500 500 1643835 1245378 398457 0 219595 410051 851009 701082 27836 23124 6181 3858 33784 12950 32095 20834 1136716 1158949 15132 160686 281208 303722 296340 464408 X 834977 689351 5399 5190 840376 694541 1136716 1158949 -145835 0 X X 0 1 X 1 0 X 1686110 1593287 1572016 1515106 1496772 7863291 1686110 1593287 1572016 1515106 1496772 7863291 30950 30950 51099 51099 82049 82049 7781242 5248 1677 413 96 73 7507 5248 1677 413 96 73 7507 32282 9249 3070 901 1155 46657 1723640 1604213 1575499 1516103 1498000 7917455 0.98280 0.99230 0.00090 0.00190 X 33784 12950 20834 20834 X 1498000 0 1498000 0 1498000 1643835 0 1643835 0 1643835 Part X, Line 2: Management has evaluated NICSA's tax positions and has concluded that NICSA has taken no uncertain tax positions that qualify for either recognition or disclosure in the financial statements. Europe (Including Iceland & Greenland) 0 0 Program Services International Meeting Luxembourg 5056 0 0 0 0 0 0 5056 0 5056 0 0 0 0 0 0 Part I, line 3: Expenditures by region are separately tracked and accounted for in the books and records under the accrual method of accounting. Current year expenditures consist of travel expenses. X X X 0 0 0 0 0 0 0 0 0 Theresa Hamacher President 177000 0 0 0 0 0 0 0 22661 0 199661 0 0 0 Form 990, Part III, Line 1: Mission Continuation NICSA forums enable associates of asset managers, distributors, and service providers to: Collaborate to establish standards for operational best practices to assist compliance with regulations and continuously improve operating performance. Stay up-to-date on the latest developments through education and Information sharing. Learn about trends in all types of investment vehicles, including mutual funds, hedge funds, unit investment trusts, UCITS and ETFS. Connect members with peers to network and learn from each other, and foster skills that can help advance careers. Form 990, Part VI, Section A, line 3 The Association utilizes the services of a management firm, Association Management Group, to provide management, back-office services, and use of office space and equipment. Management fees totaled $613,464 for the year ended March 31, 2015. Form 990, Part VI, Section A, line 6 The organization has members. Form 990, Part VI, Section A, line 7a Each member organization shall designate one nominee as its representative and may designate one or more alternate nominees. Such nominees shall be employees of the member organization. Form 990, Part VI, Section B, line 11 A draft of the Federal Form 990 is circulated to the Board of Directors for review prior to filing with the IRS. Any questions are collected and resolved. The Audit Committee approves the final Federal Form 990 to be filed. Form 990, Part VI, Section B, line 12c The organization requires an annual written disclosure that all directors must sign confirming that they are in compliance with the Conflict of Interest Policy and must be updated throughout the year as necessary. Form 990, Part VI, Section B, line 15 The compensation of the President and top management positions are determined by the Executive Committee consisting of members of the Board of Directors. The Committee considers performance as well as comparability data when determining compensation. Form 990, Part VI, Section C, line 19 The organization makes it governing documents, conflict of interest policy and financial statements available to the public upon request. Form 990, Part XII, Line 2c The organization's Audit Committee is responsible for the oversight of the audit and the selection of the independent accountant. This process has not changed from prior years.