2015-08-14T15:03:17-05:00 2014-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2013-10-01 223098727 INSTITUTE FOR SUSTAINABLE COMMUNITIES INST 8022292900 535 STONE CUTTERS WAY MONTPELIER VT 05602 GEORGE HAMILTON PRESIDENT 8022292900 2015-08-14 1 FRANK H SMITH P00639053 2028225000 2015-08-14 2013 2016-03-07 17:11:31Z GEORGE HAMILTON 535 STONE CUTTERS WAY MONTPELIER VT 05602 11862197 0 X WWW.ISCVT.ORG X 1991 VT HELP COMMUNITIES AROUND THE WORLD ADDRESS ENVIRONMENTAL, ECONOMIC, AND SOCIAL CHALLENGES. 17 17 43 18 0 0 15718332 11227352 329322 744812 10160 11805 28925 -121772 16086739 11862197 3250082 4890398 0 0 5013858 5397044 0 0 134184 3629350 3312295 11893290 13599737 4193449 -1737540 10517023 9550792 1022427 1642216 9494596 7908576 X THE INSTITUTE FOR SUSTAINABLE COMMUNITIES (ISC) IS AN INDEPENDENT, NONPROFIT, TAX-EXEMPT ORGANIZATION THAT PROVIDES TRAINING AND TECHNICAL ASSISTANCE TO COMMUNITIES, NONGOVERNMENTAL ORGANIZATIONS (NGOS), BUSINESSES, AND GOVERNMENT AGENCIES. ISC'S MISSION IS TO HELP COMMUNITIES AROUND THE WORLD ADDRESS ENVIRONMENTAL, ECONOMIC, AND SOCIAL CHALLENGES TO BUILD A BETTER FUTURE SHAPED AND SHARED BY ALL. ISC'S APPROACH TO ENGAGING COMMUNITIES AND BUILDING THE CAPACITY OF LOCAL ORGANIZATIONS TO SOLVE PROBLEMS IS CRITICAL TO ADDRESSING ISSUES LIKE ENVIRONMENTAL HEALTH AND CLIMATE CHANGE, WHERE CITIZEN COMMITMENT, BUSINESS ENGAGEMENT, AND LOCAL LEADERSHIP ARE NEEDED TO HAVE THE MOST IMPACT. 0 0 4715477 3048928 0 EUROPE AND EURASIA: SERBIA CIVIL SOCIETY FORWARD - CIVIL SOCIETY FORWARD (CSF) IS A 27-MONTH PROGRAM FUNDED BY THE U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) THAT BUILDS ON THE SUCCESS OF ISC'S CIVIL SOCIETY ADVOCACY INITIATIVE (CSAI); IT IS DESIGNED TO ACCELERATE LOCAL INVESTMENT IN AND CAPACITY-BUILDING OF SERBIA-BASED NONPROFIT ORGANIZATIONS, IN PREPARATION FOR SERBIA'S EVENTUAL ACCESSION TO THE EUROPEAN UNION. CSF WILL LEAVE A STRONG COHORT OF LOCAL NONPROFIT ORGANIZATIONS WORKING TOGETHER TO SUPPORT SERBIAN CITIZENS. THE PROGRAM WAS COMPLETED IN JANUARY 2015. 3141514 1485253 197510 U.S. PROGRAMS: IN 2009, ISC LAUNCHED ITS SIGNATURE SUSTAINABLE COMMUNITIES LEADERSHIP ACADEMY, AND OVER THE PAST 5 YEARS THIS INNOVATIVE PROGRAM HAS BROUGHT TOGETHER MORE THAN 2,000 LEADERS FROM 500 COMMUNITIES IN THE U.S. TO TRANSLATE THEIR COMMITMENT TO CREATING SUSTAINABLE COMMUNITIES AND REDUCING CLIMATE POLLUTION INTO EFFECTIVE ACTION. AT THESE INTENSIVE PEER-LEARNING WORKSHOPS, ISC BRINGS TOGETHER TEAMS OF SENIOR MUNICIPAL AND REGIONAL OFFICIALS, LOCAL CLIMATE AND ENERGY PRACTITIONERS, AND EXPERT FACULTY AROUND PRESSING CLIMATE-RELATED TOPICS SUCH AS LOW-CARBON TRANSPORTATION, URBAN FOOD SYSTEMS, CLIMATE ADAPTATION AND GREEN JOBS. ISC WAS A PARTNER IN PHASE I OF THE UNITED STATES DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT (HUD), ENVIRONMENTAL PROTECTION AGENCY (EPA) AND DEPARTMENT OF TRANSPORTATION (DOT) FUNDED SUSTAINABLE COMMUNITIES INITIATIVE, WHICH WAS COMPLETED IN SEPTEMBER 2013. NOW IN PHASE II, ISC LEADS THE NATIONAL SUSTAINABLE COMMUNITIES LEARNING NETWORK (SCLN), A TECHNICAL ASSISTANCE PARTNERSHIP DESIGNED TO BUILD CAPACITY IN 300 HUD-GRANTEE COMMUNITIES AND REGIONS. ISC LEADS A CAPACITY-BUILDING TEAM OF 12 NATIONAL ORGANIZATIONS TO HELP AMERICAN CITIES IMPLEMENT ACTION PLANS FOR SUSTAINABLE DEVELOPMENT AND ECONOMIC GROWTH. SCLN CONNECTS LOCAL LEADERS FROM ACROSS THE COUNTRY WORKING TO DEVELOP MORE SUSTAINABLE, PROSPEROUS AND EQUITABLE COMMUNITIES. WITH FEDERAL INVESTMENT, THEY ARE CREATING AND IMPLEMENTING PLANS TO ADDRESS ISSUES SUCH AS CONCENTRATED POVERTY, HOUSING AND TRANSPORTATION AFFORDABILITY AND OTHER BARRIERS TO SUSTAINABLE DEVELOPMENT. SCLN ALLOWS PEOPLE TO CONNECT BEYOND THEIR BORDERS AND REGIONS, FINDING NEW RESOURCES, NEW IDEAS AND NEW WAYS TO COLLABORATE.ISC LEADS A NUMBER OF REGIONAL CAPACITY-BUILDING EFFORTS, INCLUDING NETWORK DEVELOPMENT FOR CLIMATE ADAPTATION AND RESILIENCE, BRINGING TOGETHER COMMUNITIES WITH SIMILAR CHALLENGES (FOR EXAMPLE, HIGH DESERT OR COASTAL). WITH SUPPORT FROM THE KRESGE FOUNDATION, ISC SUPPORTS THE IMPLEMENTATION OF THE SOUTH FLORIDA REGIONAL CLIMATE CHANGE COMPACT; OTHER ISC-SUPPORTED CLIMATE ADAPTATION NETWORKS INCLUDE THE WESTERN ADAPTATION ALLIANCE AND THE AMERICAN SOCIETY OF ADAPTATION PROFESSIONALS. IN VERMONT, ISC LEADS THE RESILIENT VERMONT PROJECT, DESIGNED TO HELP STRENGTHEN THAT STATE'S RESILIENCE FOLLOWING TROPICAL STORM IRENE IN 2011. 3107225 356217 107979 ASIA: ISC'S PARTNERSHIP FOR CLIMATE ACTION (PCA) PROGRAM IN CHINA IS BRINGING CLEANER, HEALTHIER, AND MORE SUSTAINABLE ENVIRONMENTAL PROGRAMS AND PRACTICES TO GUANGDONG AND JIANGSU, TWO OF CHINA'S MOST INDUSTRIALIZED PROVINCES. TAKING ADVANTAGE OF THE BEST CHINESE AND U.S. EXPERTISE, ISC'S WORK FOCUSES ON DEVELOPING COOPERATION AMONG COMMUNITIES, BUSINESSES, SCHOOLS AND GOVERNMENT TO BUILD LOCAL COMMITMENT TO GREENHOUSE GAS (GHG) MANAGEMENT, ENVIRONMENTAL HEALTH AND SAFETY, AND ENERGY EFFICIENCY TO TACKLE THE PRIMARY SOURCES OF GHG EMISSIONS IN CHINA. AS PART OF THIS PROJECT, ISC WORKS WITH INDUSTRY TO IMPLEMENT ENERGY EFFICIENCY PROJECTS IN FACTORIES, WITH LOCAL AND SUB-NATIONAL GOVERNMENTS TO IMPROVE PLANNING AND IMPLEMENTATION OF LOW CARBON DEVELOPMENT, AND WITH LOCAL ORGANIZATIONS TO IMPROVE ENVIRONMENTAL COMPLIANCE. PCA WILL COMPLETE ITS WORK IN SEPTEMBER 2015.WITH FUNDING FROM USAID AND CORPORATE AND FOUNDATION SOURCES, ISC HAS ESTABLISHED TWO ENVIRONMENT, HEALTH AND SAFETY CENTERS (EHS+ CENTERS) IN CHINA TO TRAIN FACTORY MANAGERS TO IMPROVE WORKER HEALTH AND SAFETY WHILE REDUCING HARMFUL ENVIRONMENTAL POLLUTION, INCLUDING GHG EMISSIONS. THESE LOCALLY-OPERATED CENTERS IN CHINA HAVE BEEN SO SUCCESSFUL TRAINING MORE THAN 17,000 FACTORY MANAGERS THAT ISC IS EXPANDING ITS EHS+ NETWORK, CREATING LOCAL CENTERS IN BANGLADESH AND INDIA. THE EHS+ NETWORK IS A GLOBAL PARTNERSHIP THAT CONNECTS THE EHS+ CENTERS IN CHINA, BANGLADESH AND INDIA AND SUPPORTS ONGOING LEARNING AMONG ENVIRONMENT, HEALTH AND SAFETY (EHS) PRACTITIONERS ENGAGED IN THE SUPPLY CHAIN IN ASIA.IN MAY 2014, ISC LAUNCHED AN EHS+ CENTER IN BANGLADESH SUPPORTED BY THE SWEDISH INTERNATIONAL DEVELOPMENT COOPERATION AGENCY (SIDA), WAL-MART STORES INC. AND USAID. IN A STRATEGIC PARTNERSHIP WITH NORTH SOUTH UNIVERSITY IN DHAKA, BANGLADESH, THE EHS+ CENTER OFFERS CUSTOMIZED FACTORY-LEVEL TRAININGS THAT CONTINUOUSLY MOVE INDUSTRY STANDARDS FROM BASIC EHS COMPLIANCE TO MORE PROACTIVE AND HOLISTICALLY SUSTAINABLE PRACTICES. DEVELOPMENT OF A CENTER IN INDIA IS UNDERWAY, AND ISC WILL PARTNER WITH THE SYMBIOSIS INSTITUTE FOR INTERNATIONAL BUSINESS IN PUNE TO BEGIN TRAININGS IN 2015. ALSO IN ASIA, ISC IS A PARTNER ON USAID'S LOW EMISSIONS ASIAN DEVELOPMENT (LEAD) PROGRAM, WORKING ON INITIATIVES IN INDIA, VIETNAM AND THAILAND. ISC ALSO LEADS THE SUB-NATIONAL WORKING GROUP OF THE LOW EMISSIONS DEVELOPMENT STRATEGIES (LEDS) GLOBAL PARTNERSHIP. 462171 439323 SPECIAL PROGRAMS 462171 439323 11426387 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 31 0 1 43 1 0 1 CH RI 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 OR X X LUANNE CANTOR 8022292900 535 STONE CUTTERS WAY MONTPELIER VT 05602 RICHARD D PAISNER CHAIR 1.00 X X 0 0 0 JONATHAN LASH VICE CHAIR 1.00 X X 0 0 0 JANET BALLANTYNE VICE CHAIR (UNTIL 03/2014) 1.00 X X 0 0 0 ELIZABETH KNUP SECRETARY 1.00 X X 0 0 0 JOHN A DOOLEY TREASURER 1.00 X X 0 0 0 LUANN BENNETT BOARD MEMBER 1.00 X 0 0 0 JAN BLOMSTRANN BOARD MEMBER 1.00 X 0 0 0 LAUREL COLLESS BOARD MEMBER 1.00 X 0 0 0 ANN CONDON BOARD MEMBER 1.00 X 0 0 0 PEREZ EHRICH BOARD MEMBER 1.00 X 0 0 0 DAVID GRANT BOARD MEMBER 1.00 X 0 0 0 MADELEINE M KUNIN BOARD MEMBER 1.00 X 0 0 0 RAMSEY A LUHR BOARD MEMBER 1.00 X 0 0 0 GREG NICKELS BOARD MEMBER 1.00 X 0 0 0 MARIE RIDDER BOARD MEMBER 1.00 X 0 0 0 GUS SPETH BOARD MEMBER 1.00 X 0 0 0 SANDY STASH BOARD MEMBER 1.00 X 0 0 0 REV EUGENE TAYLOR SUTTON BOARD MEMBER 1.00 X 0 0 0 GEORGE HAMILTON PRESIDENT 40.00 X 169440 0 27180 FREDERICK SILBERNAGEL VP FOR OPERATIONS & FINANCE 40.00 X 128958 0 20176 MATTHEW DEGROOT PROGRAM DIRECTOR - ASIA 40.00 X 168532 0 29654 MICHAEL DESPINES VP FOR INTERNATIONAL PROGRAMS 40.00 X 123850 0 14427 BARBARA MCANDREW VP FOR INSTITUTIONAL ADVANCEMENT 40.00 X 113770 0 23692 STEVE NICHOLAS VP FOR U.S. PROGRAMS 40.00 X 117349 0 24324 STEPHANIE RUST DIRECTOR, WASHINGTON, D.C. OFFICE 40.00 X 107236 0 19006 929135 0 158459 7 0 1 0 0 8278175 2949177 11227352 REGISTRATIONS 900099 711512 711512 CONTRACTS 900099 30500 30500 HONORARIUMS 900099 2800 2800 744812 11805 11805 OTHER INCOME 900099 964 964 FOREIGN CURRENCY LOSS 900099 -122736 -122736 -121772 11862197 744812 0 -109967 1474324 1474324 10929 10929 3405145 3405145 376938 42390 327809 6739 3914057 2868639 954447 90971 146801 112455 30561 3785 696901 493660 185796 17445 262347 177814 78062 6471 19624 19291 333 86396 81046 4350 1000 1315296 1250876 63872 548 3944 2820 1124 195904 138383 55528 1993 53366 38186 14439 741 438044 292151 145893 507022 406347 98780 1895 16053 16053 426675 415414 10927 334 25181 25181 24902 7523 17379 FOREIGN TAXES 97524 97524 STAFF RECRUITMENT & DEV 87774 47028 40277 469 BOOKS & PUBLICATIONS 14590 3208 9589 1793 13599737 11426387 2039166 134184 23715 22772 3093575 2303163 6359353 6345615 158305 149633 585044 378006 658521 565590 47464 92931 197554 225690 52013 32982 10517023 9550792 1022427 1642216 1022427 1642216 X 764559 931316 8730037 6977260 9494596 7908576 10517023 9550792 X -1737540 10703 140817 X 0 1 X 1 1 1 X 13937270 14719152 8963736 15718332 11227352 64565842 13937270 14719152 8963736 15718332 11227352 64565842 5884428 58681414 1689 30049 23570 34357 11805 101470 20326 13796 4728 964 39814 64707126 1849641 0.90690 0.90740 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANOUS INCOME - 2009 AMOUNT: $ 0. 2010 AMOUNT: $ 20,326. 2011 AMOUNT: $ 13,796. 2012 AMOUNT: $ 4,728. 2013 AMOUNT: $ 964. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 69490 41466 28024 172398 158323 14075 416633 365801 50832 92931 X 12366529 10703 493629 504332 11862197 0 11862197 13952549 493629 -140817 352812 13599737 0 13599737 PART X, LINE 2: ISC PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED SEPTEMBER 30, 2014, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECOVERY OF PRIOR YEAR GRANTS -140,817. 1 EUROPE (INCLUDING ICELAND AND GREENLAND) 1 13 PROGRAM SERVICES TRAINING & CAPACITY BUILDING 2025017 EAST AND SOUTH ASIA, AND THE PACIFIC 5 19 PROGRAM SERVICES TRAINING & CAPACITY BUILDING 2751008 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 2611868 EAST AND SOUTH ASIA, AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 493277 RUSSIA AND NEIGHBORING STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 300000 6 32 0 0 6 32 8181170 0 8181170 EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 981512 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 141496 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 127710 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 114908 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 114096 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 110288 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 109448 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 99157 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 99057 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 92235 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 90341 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 65000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 63264 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 63003 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 50000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 49868 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 47490 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 34574 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 34000 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 32438 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 29905 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 24499 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 20315 CHECK/DRAFT EUROPE (INCLUDING ICELAND AND GREENLAND) CIVIL SOCIETY DEVELOPMENT 17264 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENTAL 196811 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENTAL 107060 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENTAL 45000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENTAL 30000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENTAL 30000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENTAL 30000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENTAL 30000 CHECK/DRAFT EAST ASIA AND THE PACIFIC CLIMATE & ENVIRONMENTAL 15000 CHECK/DRAFT RUSSIA AND NEIGHBORING STATES CLIMATE & ENVIRONMENTAL 100000 CHECK/DRAFT RUSSIA AND NEIGHBORING STATES CLIMATE & ENVIRONMENTAL 100000 CHECK/DRAFT RUSSIA AND NEIGHBORING STATES CLIMATE & ENVIRONMENTAL 50000 CHECK/DRAFT RUSSIA AND NEIGHBORING STATES CLIMATE & ENVIRONMENTAL 25000 CHECK/DRAFT RUSSIA AND NEIGHBORING STATES CLIMATE & ENVIRONMENTAL 25000 CHECK/DRAFT 0 37 0 0 0 0 0 0 PART I, LINE 2: ISC HOLDS COMPETITIVE SUB-GRANT APPLICATION SOLICITATIONS AND AWARDS. THE AWARDEES ARE REVIEWED FOR ELIGIBILITY AND CAPACITY TO PERFORM; IN MOST CASES THE POTENTIAL AWARDEES ARE ALSO REVIEWED BY USAID PRIOR TO THE AWARD. ISC MONITORS BOTH MATERIAL AND FINANCIAL PROGRESS ON THE AWARDS THROUGH ACCOUNTING RECORDS, PROGRESS REPORTS AND SITE VISITS. 1 SMART GROWTH AMERICA 1707 L STREET NW SUITE 1050 WASHINGTON DC 20036 270038938 501(C)(3) 272095 CLIMATE & ENVIRONMENT NATIONAL ASSOCIATION FOR DEVELOPMENT ORGANIZATIONS (NADO) 400 NORTH CAPITOL STREET NW SUITE 390 WASHINGTON DC 20002 521602517 501(C)(3) 259174 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES POLICYLINK 1438 WEBSTER STREET SUITE 303 WASHINGTON DC 20001 943297479 501(C)(3) 180450 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES PLACEMATTERS 1507 BLAKE STREET OAKLAND CA 94612 830481954 501(C)(3) 150021 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES MINNESOTA HOUSING PARTNERSHIP 2446 UNIVERSITY AVENUE W DENVER CO 80202 411649643 501(C)(3) 139496 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES UNIVERSITY OF LOUISVILLE RESEARCH FOUNDATION INC 103 LUTZ HALL ST PAUL MN 55114 611029626 501(C)(3) 125555 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES ENVISION UTAH 254 SOUTH 600 EAST SUITE 201 LOUISVILLE KY 40292 870462205 501(C)(3) 115452 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES NATURAL RESOURCES DEFENSE COUNCIL 1152 15TH STREET NW 300 WASHINGTON DC 20005 132654926 501(C)(3) 98840 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES STATEGIC ECONOMICS 2991 SHATTUCK AVENUE WASHINGTON DC 20005 125806062 N/A 61448 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES ENTERPRISE COMMUNITY PARTNERS 580 10TH STREET NE WASHINGTON DC 20002 521231931 501(C)(3) 41241 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES LOW INCOME INVESTMENT FUND 100 PINE STREET SUITE 1800 SAN FRANCISCO CA 94111 942952578 501(C)(3) 30552 CAPACITY BUILDING FOR SUSTAINABLE COMMUNITIES 10 1 SCHOLARSHIPS 60 10929 PART I, LINE 2: ISC HOLDS COMPETITIVE SUB-GRANT APPLICATION SOLICITATIONS AND AWARDS. THE AWARDEES ARE REVIEWED FOR ELIGIBILITY AND CAPACITY TO PERFORM; IN MOST CASES THE POTENTIAL AWARDEES ARE ALSO REVIEWED BY USAID PRIOR TO THE AWARD. ISC MONITORS BOTH MATERIAL AND FINANCIAL PROGRESS ON THE AWARDS THROUGH ACCOUNTING RECORDS, PROGRESS REPORTS AND SITE VISITS. X 1 1 X X 0 0 0 0 0 0 0 0 0 GEORGE HAMILTON PRESIDENT 169440 0 0 0 0 0 10540 0 16640 0 196620 0 0 0 MATTHEW DEGROOT PROGRAM DIRECTOR - ASIA 147532 0 0 0 21000 0 6079 0 23575 0 198186 0 0 0 PART I, LINE 1A MATTHEW DEGROOT, PROGRAM DIRECTOR OF ASIA, RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION FOR THE YEAR ENDED SEPTEMBER 30, 2014. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY OUTSIDE ACCOUNTANTS AND THEN SENT TO ISC FOR REVIEW. THE GOVERNING BODY RECEIVES A COPY OF THE FINAL FEDERAL FORM 990 FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE STAFF AND THE BOARD OF DIRECTORS ARE ASKED TO REVIEW THE ISC CONFLICT OF INTEREST POLICY STATEMENT AND INDICATE COMPLIANCE WITH THE POLICY. IF A CONFLICT ARISES THE ISSUE MAY BE BROUGHT TO THE PRESIDENT. THE DECISION OF THE PRESIDENT IS FINAL UNLESS, IN THE OPINION OF EITHER PARTY, THE PRESIDENT'S DECISION IS CONSIDERED TO BE A MAJOR VIOLATION OF ISC'S POLICY. IF THE DECISION OF THE PRESIDENT IS CONSIDERED TO BE A MAJOR VIOLATION OF ESTABLISHED ISC POLICY BY ONE OF THE PARTIES, THE AGGRIEVED PARTY MAY APPEAL THE DECISION OF THE PRESIDENT BY SENDING A COMPLETE DESCRIPTION OF THE PROBLEM TO THE PRESIDENT AND TO THE CHAIRMAN OF THE ISC BOARD OF DIRECTORS. STAFF MEMBERS SHOULD BE CERTAIN THAT THE CONFLICT IS WELL DOCUMENTED AND REPRESENTS SIGNIFICANT AND SUBSTANTIVE DIFFERENCES WITH ESTABLISHED ISC POLICY. APPEALING A DECISION OF THE PRESIDENT WILL NOT INTERFERE WITH DECISIONS OR PROCEDURES REGARDING TERMINATION OF EMPLOYMENT OR "INVOLUNTARY SEPARATION." THE CHAIRMAN WILL CONSIDER THE APPEAL AND ISSUE FINDINGS AND A DECISION WITHIN SEVEN DAYS. THE CHAIRMAN'S DECISION ON WHETHER THE PRESIDENT VIOLATED ISC POLICY IS FINAL AND CANNOT BE APPEALED. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION, AND ANY ADJUSTMENTS, IS ANNUALLY REVIEWED BY THE BOARD OF DIRECTORS. IN ADDITIONAL TO THE BOARD MEMBERS' EXPERIENCE, THIS REVIEW INCLUDES A REVIEW OF COMPENSATION LEVELS FROM COMPARABLE ORGANIZATIONS THROUGH THE USE OF SURVEY DATA FROM PROFESSIONAL ORGANIZATIONS. THE DECISION IS RECORDED IN THE BOARD OF DIRECTOR'S MINUTES. THE ISC MANAGEMENT TEAM PERIODICALLY REVIEWS THE COMPENSATION OF KEY STAFF MEMBERS AGAINST THAT PROVIDED TO COMPARABLE POSITIONS IN OTHER NGOS THROUGH THE USE OF SURVEY DATA FROM PROFESSIONAL ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 ISC MAKES AVAILABLE, ON ITS WEBSITE EITHER DIRECTLY OR THROUGH APPROPRIATE LINKS, LISTS OF BOARD MEMBERS, STAFF, ORGANIZATION CONTACT INFORMATION, AUDITED FINANCIAL STATEMENTS, FEDERAL FORM 990 REPORTS AND ITS 501(C)(3) DESIGNATION. OTHER GOVERNING DOCUMENTS, INCLUDING CONFLICT OF INTEREST STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: RECOVERY OF PRIOR YEAR GRANTS 140,817. ISC ENTERPRISES L3C 535 STONE CUTTERS WAY MONTPELIER VT 05602 383844778 FURTHER ISC MISSION VT 0 11621 INSTITUTE FOR SUSTAINABLE COMMUNITIES