2015-08-14T09:52:01-05:00 2014-12-31 351509921 SWARTZ RETSON & CO PC 235 E 86TH AVENUE MERRILLVILLE IN 46410 990 2014-01-01 237170019 LAKE AREA UNITED WAY INC LAKE 2199232302 221 WEST RIDGE ROAD GRIFFITH IN 46319 JOE STEPHAN VP FINANCE & ADMINISTRATION 2199232302 2015-08-13 1 TAMARA L LYNCH P00060108 2197693616 2014 2016-03-07 17:11:31Z JOE STEPHAN 221 WEST RIDGE ROAD GRIFFITH IN 46319 4775220 0 X WWW.LAUW.ORG X 1972 IN TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER. 24 24 14 985 0 0 4023684 4692349 4250 10546 51348 20468 32231 49863 4111513 4773226 3541017 3304153 0 0 730383 903160 0 0 405516 405410 455390 4676810 4662703 -565297 110523 3197707 3133643 658523 1325710 2539184 1807933 TO INCREASE THE ORGANIZED CAPACITY OF PEOPLE TO CARE FOR ONE ANOTHER. 0 0 3304153 3304153 ALLOCATIONS TO UNITED WAY AGENCIES - PRIMARY FUNCTION OF UNITED WAY ORGANIZATION 532221 10546 PLANNING AND ALLOCATION - ASSESSING COMMUNITY NEEDS AND DETERMINING ALLOCATION PLANS 3836374 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 2 0 1 14 1 0 0 0 0 0 0 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 1 1 1 0 IN IL X X JOE STEPHAN 2199232302 221 W RIDGE ROAD GRIFFITH IN 46319 TINA EBENGER TRUSTEE 1.00 X 0 0 0 THOMAS DABERTIN TRUSTEE 1.00 X 0 0 0 THOMAS KEILMAN TRUSTEE 1.00 X 0 0 0 CHRISTINA HERRERA TRUSTEE 1.00 X 0 0 0 JENNIFER FREDERICKS TRUSTEE 1.00 X 0 0 0 JOHN P KENNEDY SECRETARY 1.00 X X 0 0 0 AARON MCDERMOTT VICE CHAIR 1.00 X X 0 0 0 JILL HASIAK TRUSTEE 1.00 X X 0 0 0 BRETT JACOBS TRUSTEE 1.00 X 0 0 0 ARIEL RIVERA TRUSTEE 1.00 X 0 0 0 THOMAS KIRSCH II TRUSTEE 1.00 X 0 0 0 RANDY PALMATEER TRUSTEE 1.00 X 0 0 0 ALLEN M SPAJER TRUSTEE 1.00 X 0 0 0 VANCE KENNEY TRUSTEE 1.00 X 0 0 0 ROSA MARIA RODRIGUEZ TRUSTEE 1.00 X 0 0 0 LYNETTE A JONES TRUSTEE 1.00 X 0 0 0 CURTIS WHITTAKER CHAIRPERSON 1.00 X X 0 0 0 MARLON R MITCHELL TRUSTEE 1.00 X 0 0 0 KAY NELSON TRUSTEE 1.00 X 0 0 0 DAVID VAJDA TRUSTEE 1.00 X 0 0 0 SHELICE TOLBERT TRUSTEE 1.00 X 0 0 0 DAN MURCHEK TRUSTEE 1.00 X 0 0 0 MATT SALTANOVITZ TRUSTEE 1.00 X 0 0 0 DAVE KOESTER TRUSTEE 1.00 X 0 0 0 MICHAEL JASAITIS TRUSTEE 1.00 X 0 0 0 DEBORA OWEN TRUSTEE 1.00 X 0 0 0 JENNIFER SMITH TRUSTEE 1.00 X 0 0 0 MARK TADE TRUSTEE 1.00 X 0 0 0 SHAWN WAGONER TRUSTEE 1.00 X 0 0 0 LOUIS R MARTINEZ PRESIDENT 40.00 X 124570 0 15700 P JOE STEPHAN V P OF FINANCE & ADMINISTR 40.00 X 59152 0 15700 JEREMY MILLER COO, FORMER CHAIRPERSON 40.00 X 115194 0 7824 298916 0 39224 2 1 0 0 0 445638 4246711 645 4692349 MONEY SMART 900099 10546 10546 10546 12944 12944 9468 0 1944 9468 -1944 7524 7524 3309 50 3259 3259 MISCELLANEOUS 900099 46604 46604 46604 4773226 10546 0 70331 3304153 3304153 215122 70135 130017 14970 553232 233680 109570 209982 2925 1898 -419 1446 67195 25483 8773 32939 64686 25562 18375 20749 1340 1340 23306 23306 44456 9395 31607 3454 57062 9689 8344 39029 42329 1872 4044 36413 12587 3949 3544 5094 13748 6624 2825 4299 6761 3533 1547 1681 23572 18310 2673 2589 10169 3147 2663 4359 SPECIAL EVENTS 90649 89913 736 UNITED WAY DUES 53722 53722 PROGRAM EXPENSE 25263 13588 0 11675 BUILDING AND GROUNDS MA 22230 6858 6501 8871 28196 8585 12381 7230 4662703 3836374 420813 405516 76317 77465 1301951 1018587 1250493 1468185 6696 26888 426875 241095 208395 185780 353855 356738 3197707 3133643 79041 48861 579482 1276849 658523 1325710 X 665823 -162502 1873361 1970435 2539184 1807933 3197707 3133643 X 110523 273 -842047 X X 0 1 X 1 0 X 13208475 9553319 4824148 4023684 4692349 36301975 13208475 9553319 4824148 4023684 4692349 36301975 17032789 19269186 28967 22585 17000 10286 12944 91782 24475 10265 14818 32252 46604 128414 36522171 18280 0.52760 0.51050 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 353855 5347 17892 15366 4990 356738 315394 9808 46874 14028 4193 353855 287997 1163 44131 13853 4044 315394 304450 8912 -8186 13294 3885 287997 279389 34384 5576 3747 304450 0.84490 0.15510 1 0 83934 83934 248262 184292 63970 94679 56803 37876 185780 LEGACY FOUNDATION 356738 F 356738 ACCRUED PENSION LIABILITY 1276849 1276849 X 3821344 273 74790 75063 3746281 1026945 1026945 4773226 3710548 74790 50 74840 3635708 1026995 1026995 4662703 PART V, LINE 4: FUNDS GIVEN TO A LOCAL COMMUNITY FOUNDATION THROUGH LAKE AREA UNITED WAY, INC. TO PROVIDE CONTINUED FUNDING TO LAKE AREA UNITED WAY, INC. INCOME FROM FUNDS MAY BE USED FOR OPERATING PURPOSES. PART X, LINE 2: WHEN APPLICABLE, CHANGES IN BENEFITS ARISING FROM CURRENT AND PRIOR TAX POSITIONS TAKEN BY THE ORGANIZATION ARE RECOGNIZED IN THE PERIOD IN WHICH THE CHANGE OCCURS. CHANGES RESULTING FROM SETTLEMENTS WITH TAXING AUTHORITIES ARE RECOGNIZED IN THE PERIOD THAT SETTLEMENT OCCURS. REDUCTIONS IN UNRECOGNIZED TAX BENEFITS AS A RESULT OF A LAPSE OF THE APPLICABLE STATUTE OF LIMITATIONS ARE RECOGNIZED IN THE PERIOD THE STATUTE LAPSES. PROJECTED PENALTIES AND INTEREST RECOGNIZED ON TAX POSITIONS WHERE IT IS REASONABLY POSSIBLE THAT THE ORGANIZATION'S TAX POSITION WILL NOT PREVAIL IN A REVIEW BY TAXING AUTHORITIES ARE RECOGNIZED AS PART OF CURRENT PERIOD INCOME TAX EXPENSE. THE CURRENT AND THREE PRIOR TAX PERIODS REMAIN SUBJECT TO EXAMINATION BY TAXING JURISDICTIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH REVENUE NOT INCLUDABLE IN FINANCIAL STATEMENTS 1,026,995. GAMING EXPENSES -50. PART XII, LINE 2D - OTHER ADJUSTMENTS: GAMING EXPENSES 50. PART XII, LINE 4B - OTHER ADJUSTMENTS: DESIGNATED PASSTHROUGH EXPENSES NOT INCLUDABLE IN FINANCIAL STATEMENTS 1,026,995. 1 4 QUARTERS 4 LIFE COMMUNITY ORGANIZATION 6069 MUSTANG BREEZE TRAIL UNIT 102 HENDERSON NV 89011 272673566 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR AMERICAN CANCER SOCIETY INC 250 WILLIAMS ST NW ATLANTA GA 30303 131788491 501(C)(3) 6121 ALLOCATION DESIGNATED BY DONOR AMERICAN RED CROSS - LAKE COUNTY 791 EAST 83TH AVENUE MERRILLVILLE IN 46410 351587902 501(C)(3) 223959 ANNUAL ALLOCATION ANCILLA SYSTEMS INC (AKA NAZARETH HOME) 1419 S LAKE PARK AVENUE HOBART IN 46342 362609644 501(C)(3) 15000 ALLOCATION DESIGNATED BY DONOR ARC BRIDGES 2650 WEST 35TH AVENUE GARY IN 46408 351055076 501(C)(3) 121003 ANNUAL ALLOCATION PLUS $30,000 DESIGNATED BY DONOR BOOKS BRUSHES & BANDS FOR EDUCATION INC 5920 HOHMAN AVENUE HAMMOND IN 46320 352122525 501(C)(3) 25000 ALLOCATION DESIGNATED BY DONOR BOY SCOUTS OF AMERICA CALUMET COUNCIL 8751 CALUMET AVENUE MUNSTER IN 46321 350867968 501(C)(3) 86723 ANNUAL ALLOCATION PLUS $10,000 DESIGNATED BY DONOR BOYS AND GIRLS CLUBS OF NWI 8392 MISSISSIPPI STREET 2ND FLOOR MERRILLVILLE IN 46410 350941137 501(C)(3) 285480 ANNUAL ALLOCATION CAMPAGNA ACADEMY 7403 CLINE AVENUE SCHERERVILLE IN 46375 351068483 501(C)(3) 18879 ALLOCATION DESIGNATED BY DONOR CATHOLIC CHARITIES DIOCESE OF GARY 940 BROADWAY GARY IN 46402 351122204 501(C)(3) 487375 ANNUAL ALLOCATION PLUS $14,430 DESIGNATED BY DONOR CEREBRAL PALSY OF NORTHWEST INDIANA INC AKA CENTER FOR POSSIBILITIES 22 TYLER AVENUE HOBART IN 46342 351169900 501(C)(3) 39603 ANNUAL ALLOCATION CHALLENGER LEARNING CENTER OF NORTHWEST INDIANA INC 2300 173RD STREET HAMMOND IN 46323 351995603 501(C)(3) 15000 ALLOCATION DESIGNATED BY DONOR CRISIS CENTER 101 N MONTGOMERY GARY IN 46403 351324480 501(C)(3) 62576 ANNUAL ALLOCATION CROSSROADS YMCA 2148 SUPERIOR AVENUE GRIFFITH IN 46319 351369437 501(C)(3) 154643 ANNUAL ALLOCATION PLUS $100,000 DESIGNATED BY DONOR GARY NEIGHBORHOOD SERVICES 300 W 21ST AVENUE GARY IN 46407 351188882 501(C)(3) 106195 ANNUAL ALLOCATION GIRL SCOUTS OF GREATER CHICAGO AND NWI 20 SOUTH CLARK ST CHICAGO IN 60603 363871241 501(C)(3) 85549 ANNUAL ALLOCATION GREATER HAMMOND COMMUNITY SERVICES 824 HOFFMAN STREET HAMMOND IN 46327 351398205 501(C)(3) 140593 ANNUAL ALLOCATION PLUS $25,000 DESIGNATED BY DONOR HAMMOND BABE RUTH 7543 ALEXANDER AVENUE HAMMOND IN 46323 352004786 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR HAMMOND COMMUNITY WATCH 1115 170TH PL HAMMOND IN 46324 200682610 501(C)(3) 25000 ALLOCATION DESIGNATED BY DONOR HAMMOND DEVELOPMENT CORPORATION (TOWLE THEATER) 5246 HOHMAN AVENUE HAMMOND IN 46320 351581423 501(C)(3) 30000 ALLOCATION DESIGNATED BY DONOR HAMMOND EDUCATION FOUNDATION INC 41 WILLIAMS STREET HAMMOND IN 46320 351572375 501(C)(3) 7500 ALLOCATION DESIGNATED BY DONOR AMATEUR ATHLETIC UNIONS OF THE US INC 7007 TAPPER AVENUE HAMMOND IN 46324 900813169 501(C)(3) 6000 ALLOCATION DESIGNATED BY DONOR HAVEN HOUSE PO BOX 508 HAMMOND IN 46325 351725951 501(C)(3) 55861 ANNUAL ALLOCATION PLUS $25,000 DESIGNATED BY DONOR HESSVILLE LITTLE LEAGUE PO BOX 2123 HAMMOND IN 46323 237175042 501(C)(3) 20000 ALLOCATION DESIGNATED BY DONOR HESSVILLE YOUTH HOOPS PO BOX 2576 HAMMOND IN 46323 352000638 501(C)(3) 6000 ALLOCATION DESIGNATED BY DONOR HOBART FAMILY YMCA 601 WEST 40TH PLACE HOBART IN 46342 351382817 501(C)(3) 42494 ANNUAL ALLOCATION INDIANA LEGAL SERVICES INC 7863 BROADWAY MERRILLVILLE IN 46410 356059654 501(C)(3) 46837 ANNUAL ALLOCATION LAKE COUNTY IN ECONOMIC ALLIANCE 9101 TAFT ST MERRILLVILLE IN 464105431 351598214 501(C)(3) 20000 ALLOCATION DESIGNATED BY DONOR MARION CATHOLIC HIGH SCHOOL 700 S ASHLAND AVE CHICAGO HEIGHTS IL 60411 362387143 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR MEALS ON WHEELS OF NORTHWEST INDIANA INC 8446 VIRGINIA STREET MERRILLVILLE IN 46410 311168281 501(C)(3) 107947 ANNUAL ALLOCATION MENTAL HEALTH AMERICA OF LAKE COUNTY 5201 FOUNTAIN DRIVE SUITE 1 CROWN POINT IN 46307 351014213 501(C)(3) 61439 ANNUAL ALLOCATION NORTHWEST INDIANA CATHOLIC YOUTH ORGANIZATION 7725 BROADWAY SUITE C MERRILLVILLE IN 46410 350777082 501(C)(3) 35445 ANNUAL ALLOCATION NORTHWEST INDIANA COMMUNITY ACTION CORP (2-1-1) 5240 FOUNTAIN DRIVE CROWN POINT IN 46307 351112290 501(C)(3) 76909 FUNDING FOR AREA 2-1-1 CALL CENTER NWI SPECIAL EDUCATION COOPERATIVE 2150 W 97TH PLACE CROWN POINT IN 46307 351396399 GOVERNMENTAL INSTR. 39901 ALLOCATION DESIGNATED BY DONOR PARENTS AS TEACHERS OF LAKE COUNTY DBA EARLY LEARNING PARTNERSHIP OF NWI 6530 NEW HAMPSHIRE AVENUE HAMMOND IN 46323 352109773 501(C)(3) 61106 ANNUAL ALLOCATION PLUS $35,000 DESIGNATED BY DONOR PURDUE UNIVERSITY CALUMET 2200 169TH ST HAMMOND IN 46323 356002041 501(C)(3) 11700 ALLOCATION SHARE FOUNDATION WITH THE HANDICAPPED INC PO BOX 400 ROLLING PRAIRIE IN 46371 351542762 501(C)(3) 25000 ALLOCATION DESIGNATED BY DONOR SOJOURNER TRUTH HOUSE 410 W 13TH AVE GARY IN 46407 270296707 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR SOUTH SHORE ARTS INC 1040 RIDGE ROAD MUNSTER IN 46321 237049722 501(C)(3) 20000 ALLOCATION DESIGNATED BY DONOR ST CASIMIRS ROMAN CATHOLIC CHURCH 4340 JOHNSON AVENUE HAMMOND IN 46327 350883494 501(C)(3) 10000 ALLOCATION DESIGNATED BY DONOR ST JOSEPH'S CARMELITE HOME 4840 GRASSELLI AVE EAST CHICAGO IN 46312 351117320 501(C)(3) 40000 ALLOCATION DESIGNATED BY DONOR ST JUDE HOUSE 12490 MARSHALL STREET CROWN POINT IN 46307 351905782 501(C)(3) 38361 ANNUAL ALLOCATION ST MARIA GORETTI CHURCH 500 NORTHGATE DR DYER IN 46311 351610247 501(C)(3) 50000 ALLOCATION DESIGNATED BY DONOR THE CARING PLACE 150 LINCOLNWAY SUITE 3002 VALPARAISO IN 46383 310944075 501(C)(3) 38361 ANNUAL ALLOCATION THE OPHELIA STEEN CENTER 5927 COLUMBIA AVENUE HAMMOND IN 46320 351819950 501(C)(3) 5000 ALLOCATION DESIGNATED BY DONOR THE SALVATION ARMY 8225 COLUMBIA AVENUE MUNSTER IN 46321 362167910 501(C)(3) 134154 ANNUAL ALLOCATION TRADEWINDS 3198 E 83RD PLACE MERRILLVILLE IN 46410 351139485 501(C)(3) 121502 ANNUAL ALLOCATION UNITED CITIZENS ASSOCIATION INC 2148 SUPERIOR AVENUE WHITING IN 46394 351371891 501(C)(3) 9800 ALLOCATION DESIGNATED BY DONOR UNITED WAY OF METROPOLITAN CHICAGO 333 S WABASH AVE 30TH FLR CHICAGO IL 60604 300200478 501(C)(3) 5860 ALLOCATION DESIGNATED BY DONOR UNITED WAY OF PORTER COUNTY 951 EASTPORT CENTRE DRIVE VALPARAISO IN 46383 356006484 501(C)(3) 44041 VOLUNTEER ACTION CENTER URBAN LEAGUE OF NWI 3101 BROADWAY GARY IN 46409 351178594 501(C)(3) 70000 ANNUAL ALLOCATION YWCA OF NWI 150 WEST 15TH AVENUE GARY IN 46407 350868221 501(C)(3) 85887 ANNUAL ALLOCATION PART I, LINE 2: AGENCIES WHICH RECEIVE FUNDING FROM LAKE AREA UNITED WAY, INC. ARE REQUIRED TO PROVIDE FEDERAL FORM 990 AND A COPY OF THE ANNUAL AUDIT EACH YEAR TO THE LAKE AREA UNITED WAY, INC. ALLOCATIONS COMMITTEE. IN ADDITION, AN ANNUAL CITIZEN'S REVIEW IS PERFORMED WITH THE AGENCIES' EXECUTIVES AND BOARD BY THE LAKE AREA UNITED WAY, INC.'S AGENCY REVIEW COMMITTEE. THE EXPECTED OUTCOMES FOR THE AGENCIES ARE REVIEWED AND MEASURED BY THE LAKE AREA UNITED WAY, INC.'S ALLOCATIONS COMMITTEE. 0 0 0 0 0 0 0 0 0 JEREMY MILLER COO, FORMER CHAIRPERSON 115194 0 0 0 0 0 0 0 7824 0 123018 0 0 0 FORM 990, PART VI, SECTION A, LINE 8B THERE IS NO COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BOARD. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED BY THE VICE PRESIDENT OF FINANCE AND ADMINISTRATION AND THE FINANCE COMMITTEE PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED BY SELECT MEMBERS OF THE EXECUTIVE BOARD ON AN ANNUAL BASIS. A PERFORMANCE REVIEW IS COMPLETED, AND FEEDBACK IS DISCLOSED TO THE PRESIDENT. ANY SALARY ADJUSTMENT IS COMMUNICATED BY THE BOARD TO THE CFO, THROUGH THE BOARD PRESIDENT OR THE CHAIR OF THE FINANCE COMMITTEE. THE OTHER EXECUTIVES ARE REVIEWED BY THE PRESIDENT, WHO MAKES SALARY RECOMMENDATIONS BASED ON INDUSTRY DATA AND PERFORMANCE REVIEWS. THESE ARE SUBMITTED FOR FINANCE COMMITTEE APPROVAL DURING THE ANNUAL BUDGET REVIEW PROCESS. ALL OTHER EMPLOYEES ARE EVALUATED BY DEPARTMENT HEADS AND THE FINANCE COMMITTEE REVIEWS AND APPROVES THE RESULTS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: PENSION RELATED CHANGES OTHER THAN PERIODIC PENSION COST -842,047. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.