2015-08-13T13:54:36-05:00 2014-12-31 131655065 LUTZ AND CARR CPAS LLP 300 EAST 42ND STREET NEW YORK NY 10017 990 2014-01-01 237349380 THE ROYAL OAK FOUNDATION INC ROYA 2124802889 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 MICHAEL BOYD TREASURER 2124802889 2015-08-10 1 MARTIN BERKOWITZ P00154047 2126972299 2014 2016-02-25 16:41:14Z X MARILYN FOGARTY 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 8080439 0 X WWW.ROYAL-OAK.ORG X 1973 NY RAISING FUNDS FOR CONSERVATION OF HISTORIC PROPERTIES INCLUDING HOUSES AND GARDENS IN BRITAIN AND ELSEWHERE, AND SPONSORING EDUCATIONAL PROGRAMS WHICH ADDRESS ISSUES IN CONSERVATION AND PRESERVATION. 29 29 14 35 0 0 2240752 2136694 377046 373401 209087 818534 51795 69878 2878680 3398507 310552 2121503 0 0 744229 786319 0 0 308253 942938 859653 1997719 3767475 880961 -368968 7303000 7073538 38861 672097 7264139 6401441 THE ROYAL OAK FOUNDATION INSPIRES AMERICANS TO LEARN ABOUT, EXPERIENCE AND SUPPORT PLACES OF GREAT HISTORIC AND NATURAL SIGNIFICANCE IN THE UNITED KINGDOM. 0 0 630063 373401 EDUCATION:SEMINARS, TOURS, LECTURES, AND EDUCATIONAL SOURCES ON PRESERVATION AND HISTORY OF ARCHITECTURE AND DECORATIVE INTERIORS, HOUSES, AND GARDENS. 93 LECTURES AND TOURS WERE HELD IN 2014. 2171909 2121503 PRESERVATION OF HISTORIC SITES:GRANTS TO SUPPORT PRIORITIES OF THE NATIONAL TRUST AND OTHER PRESERVATION SOCIETIES TO PRESERVE IMPORTANT AND HISTORIC SITES, AND GRANTS TO PRESERVE THE ENVIRONMENT. ALSO INCLUDES FULL AND PARTIAL SCHOLARSHIPS TO THE ATTINGHAM SUMMER SCHOOL PROGRAM WHICH DETERMINES ELIGIBILITY AND SELECTION OF RECIPIENTS. 467658 MEMBERSHIP - PUBLIC RELATIONS PROGRAM TO MAKE THE GENERAL PUBLIC AWARE OF AND EXPERIENCE THE HISTORIC AND NATURAL SPACES IN ENGLAND, WALES AND NORTHERN IRELAND. FREE ENTRY TO OVER 350 PROPERTIES OF THE NATIONAL TRUST OF ENGLAND, WALES AND NORTHERN IRELAND AND OVER 100 PROPERTIES BELONGING TO THE NATIONAL TRUST FOR SCOTLAND, AND REDUCED ADMISSION PRICE FOR U.S. LECTURES AND TOURS. 3269630 1 1 0 0 0 0 0 0 0 1 1 0 0 1 0 1 1 0 0 0 1 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 9 0 1 14 1 0 1 UK 0 0 0 1 1 0 0 0 0 X 29 29 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY IL X X X MARILYN FOGARTY 2124802889 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 MRS HENRY J HEINZ II HONORARY CHAIRMAN 1.00 X X 0 0 0 BRUCE COLEMAN PERKINS CHAIRMAN 3.00 X X 0 0 0 LYNNE RICKABAUGH VICE-CHAIRMAN 3.00 X X 0 0 0 MICHAEL BOYD TREASURER 1.00 X X 0 0 0 SUSAN SAMUELSON SECRETARY 1.00 X X 0 0 0 BETSY SHACK BARBANELL DIRECTOR 1.00 X 0 0 0 DAVID BEAL DIRECTOR 1.00 X 0 0 0 STEIN BERRE DIRECTOR 1.00 X 0 0 0 KATHLEEN K BUOYMASTER DIRECTOR 1.00 X 0 0 0 PROF SIR DAVID CANNADINE DIRECTOR 1.00 X 0 0 0 JOHN S CLARK DIRECTOR 1.00 X 0 0 0 TRACY WILLIAMSON DART DIRECTOR 1.00 X 0 0 0 ROBERT C DAUM DIRECTOR 1.00 X 0 0 0 ELIZABETH DUGGAL DIRECTOR 1.00 X 0 0 0 BARBARA EBERLEIN DIRECTOR 1.00 X 0 0 0 ANNE BLACKWELL ERVIN DIRECTOR 1.00 X 0 0 0 ANNE FAIRFAX DIRECTOR 1.00 X 0 0 0 DAME HELEN GHOSH DCB DIRECTOR 1.00 X 0 0 0 ROBIN HUBBARD DIRECTOR 1.00 X 0 0 0 VALERIE M HUMPHREY DIRECTOR 1.00 X 0 0 0 KATHERINE KANAGA DIRECTOR 1.00 X 0 0 0 THOMAS M KELLY DIRECTOR 1.00 X 0 0 0 MARILYN ROSS MILES DIRECTOR 1.00 X 0 0 0 EDWARD A MONTGOMERY JR DIRECTOR 1.00 X 0 0 0 MARTHA HAMILTON MORRIS DIRECTOR 1.00 X 0 0 0 TIMOTHY PARKER NATIONAL TRUST CHAIRMAN 1.00 X 0 0 0 RENEE NICHOLS TUCEI DIRECTOR 1.00 X 0 0 0 JOHN L WARDEN DIRECTOR 1.00 X 0 0 0 BRIAN DARRELL WHITE DIRECTOR 1.00 X 0 0 0 SEAN E SAWYER EXECUTIVE DIRECTOR 40.00 X 138338 0 15253 138338 0 15253 1 0 1 0 0 727591 142384 1266719 118466 2136694 EDUCATIONAL PROGRAMS 611710 373401 373401 373401 116826 116826 52278 52278 5291220 4589512 701708 701708 701708 92420 142384 92420 0 MISCELLANEOUS 900099 17600 17600 17600 3398507 373401 0 888412 36600 36600 8941 8941 2075962 2075962 153591 61437 30718 61436 504781 357724 53050 94007 7225 5997 490 738 73209 49359 8470 15380 47513 30516 5963 11034 26139 26139 100 100 7023 3798 3225 48515 20034 21238 7243 144850 89073 23573 32204 17525 3277 1354 12894 16741 10752 2101 3888 8887 8887 LECTURES AND TOURS 331482 331482 0 0 MEMBER SERVICES 101553 101553 0 0 MISSION RELATED MKTG 98080 61204 0 36876 INDIRECT GALA EXPENSES 24628 0 0 24628 34130 21921 4284 7925 3767475 3269630 189592 308253 305327 863999 1379085 7320 202991 99559 20500 13730 27979 36038 364176 141583 154141 222593 4559541 5128700 653436 701599 7303000 7073538 29310 34597 5200 626000 4351 11500 38861 672097 X 6313021 5591792 951118 763549 46100 7264139 6401441 7303000 7073538 -368968 -493730 0 X 0 1 X 1 0 X 1777426 1881210 1732194 2240752 2136694 9768276 1777426 1881210 1732194 2240752 2136694 9768276 711783 9056493 13190 149359 157676 224863 169104 714192 4310 5906 12731 17600 40547 10523015 1644777 0.86060 0.81960 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 46100 46100 0.00000 1.00000 0.00000 0 0 64876 46498 18378 299300 95085 204215 222593 CHARITABLE REMAINDER TRUSTS RECEIVABLE 583906 SECURITY DEPOSIT 29108 CASH SURRENDER VALUE 34585 CONTRIBUTED WORKS OF ART 54000 701599 X 2904677 -493730 -493730 3398407 100 100 3398507 3767375 0 3767375 100 100 3767475 PART X, LINE 2: MANAGEMENT HAS EVALUATED ALL INCOME TAX POSITIONS AND CONCLUDED THAT NO DISCLOSURES RELATING TO UNCERTAIN TAX POSITIONS ARE REQUIRED IN THE FINANCIAL STATEMENTS. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES UK EDUCATION AND STUDY TOUR 62765 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANT MAKING 2075962 0 0 0 0 0 0 2138727 0 2138727 EUROPE (INCLUDING ICELAND & GREENLAND) REWARD TRUST PROPERTY 20045 EUROPE (INCLUDING ICELAND & GREENLAND) PROPERTY MAINTENACE & REPAIR 40000 EUROPE (INCLUDING ICELAND & GREENLAND) ACQUISITION OF CHATTELS 156287 EUROPE (INCLUDING ICELAND & GREENLAND) PRESERVATION 14500 EUROPE (INCLUDING ICELAND & GREENLAND) CONSERVATION OF LAND 42500 EUROPE (INCLUDING ICELAND & GREENLAND) CONSERVATION OF BUILDINGS/COLLECTIONS 1746070 EUROPE (INCLUDING ICELAND & GREENLAND) PAINTING SHIPPING 1360 EUROPE (INCLUDING ICELAND & GREENLAND) RESTORATION & APPRENTICESHIPS 42500 EUROPE (INCLUDING ICELAND & GREENLAND) RESTORATION 2000 EUROPE (INCLUDING ICELAND & GREENLAND) EXHIBITION SUPPORT 2700 EUROPE (INCLUDING ICELAND & GREENLAND) RESTORATION 2000 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH & PUBLICATION 6000 6 0 0 0 0 0 0 0 PART I, LINE 2: IT IS THE POLICY OF THE ROYAL OAK FOUNDATION BOARD OF DIRECTORS TO REQUIRE ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION TO DO SO IN WRITING, IDENTIFYING NEED FOR SUCH GRANTS, AND SPECIFYING THE USE TO WHICH THE GRANT WILL BE PUT. A THOROUGH EXAMINATION OF THE PROJECT FOR WHICH THE GRANT IS SOUGHT IS THEN UNDERTAKEN BY THE BOARD'S GRANTS COMMITTEE, AND ANY FURTHER INFORMATION WHICH THE BOARD DEEMS RELEVANT IS OBTAINED FROM THE APPLICANT BEFORE A DECISION IS MADE. IF THE BOARD ULTIMATELY DECIDES TO SUPPORT A PROJECT, A GRANT WILL BE MADE ON CONDITION THAT THE RECIPIENT AGREES TO USE THE GRANT SOLELY FOR THE PURPOSES SET FORTH IN THE TERMS OF THE GRANT AND ON THE FURTHER CONDITION THAT IT AGREES TO RENDER AN ACCOUNTING TO THE FOUNDATION WITHIN A REASONABLE TIME DETAILING HOW THE FUNDS WERE ACTUALLY SPENT. THE RECIPIENT WILL ALSO BE REQUIRED TO AGREE TO RETURN THE GRANT TO THE FOUNDATION IF IT IS UNABLE TO COMPLY WITH THE CONDITIONS SET FORTH THEREIN. THE LAWS OF THE UNITED STATES OF AMERICA GOVERN THE GRANT. GALA 234804 142384 92420 15854 37081 39485 234804 142384 92420 15854 37081 39485 92420 0 1 AMERICAN FRIENDS OF THE ATTINGHAM SUMMER SCHOOL 307 SEVENTH AVENUE SUITE 1201 NEW YORK NY 10001 136141870 501(C)(3) 30000 TO PROVIDE SCHOLARSHIPS FOR SUCCESSFUL APPLICANTS TO STUDY IN THE UK. THE VICTORIAN SOCIETY 1636 SANSOM STREET PHILADELPHIA PA 19103 231710978 501(C)(3) 1100 TO PROVIDE A SCHOLARSHIP FOR A NATIONAL TRUST (UK) STAFF MEMBER TO COME TO THE US TO STUDY. INTERNATIONAL COUNCIL ON MONUMENTS AND SITES 1307 NEW HAMPSHIRE AVENUE WASHINGTON DC 20036 237366110 501(C)(3) 5000 SCHOLARSHIPS & INTERNSHIPS WINTERTHUR MUSEUM 5105 KENNETT PIKE WINTERTHUR DE 19735 510066038 501(C)(3) 500 DONATION - UNDESIGNATED 3 0 HORAN PRIZE 1 8941 PART I, LINE 2: IT IS THE POLICY OF THE ROYAL OAK FOUNDATION BOARD OF DIRECTORS TO REQUIRE ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION TO DO SO IN WRITING, IDENTIFYING NEED FOR SUCH GRANTS, AND SPECIFYING THE USE TO WHICH THE GRANT WILL BE PUT. A THOROUGH EXAMINATION OF THE PROJECT FOR WHICH THE GRANT IS SOUGHT IS THEN UNDERTAKEN BY THE BOARD'S GRANTS COMMITTEE, AND ANY FURTHER INFORMATION WHICH THE BOARD DEEMS RELEVANT IS OBTAINED FROM THE APPLICANT BEFORE A DECISION IS MADE. IF THE BOARD ULTIMATELY DECIDES TO SUPPORT A PROJECT, A GRANT WILL BE MADE ON CONDITION THAT THE RECIPIENT AGREES TO USE THE GRANT SOLELY FOR THE PURPOSES SET FORTH IN THE TERMS OF THE GRANT AND ON THE FURTHER CONDITION THAT IT AGREES TO RENDER AN ACCOUNTING TO THE FOUNDATION WITHIN A REASONABLE TIME DETAILING HOW THE FUNDS WERE ACTUALLY SPENT. THE RECIPIENT WILL ALSO BE REQUIRED TO AGREE TO RETURN THE GRANT TO THE FOUNDATION IF IT IS UNABLE TO COMPLY WITH THE CONDITIONS SET FORTH THEREIN. THE LAWS OF THE UNITED STATES OF AMERICA GOVERN THE GRANT. X X X 0 0 0 0 0 0 0 0 0 SEAN E SAWYER EXECUTIVE DIRECTOR 138200 0 0 0 138 0 5600 0 9653 0 153591 0 0 0 X 2 54000 FMV - APPRAISAL X 13534 RETAIL PRICE X 3 48612 FMV X GALA GIFT-BAG GIFTS 1 2320 RETAIL PRICE 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 EXECUTIVE COMMITTEE COMPOSED OF OFFICERS AND CHAIRMEN OF BOARD COMMITTEES, AND HAS AUTHORITY OF THE BOARD EXCEPT FILLING DIRECTOR VACANCIES, FIXING OF COMPENSATION OF DIRECTORS, AND AMENDING BY-LAWS OR BOARD RESOLUTIONS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS DISTRIBUTED TO THE FULL BOARD FOR REVIEW AND COMMENT BEFORE IT WAS SIGNED AND FILED. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS ARE REQUIRED TO SIGN A POLICY STATEMENT ANNUALLY TO DISAVOW ANY CONFLICT OF INTEREST. OTHERWISE, IF THE DIRECTOR HAS AN EXISTING, PERCEIVED OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE MUST PROMPTLY DISCLOSE IT TO THE CHAIRMAN. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIRMAN OF THE BOARD DETERMINES THE COMPENSATION FOR THE EXECUTIVE DIRECTOR IN CONSULTATION WITH THE OFFICERS. THE EXECUTIVE DIRECTOR DETERMINES THE COMPENSATION FOR ALL EMPLOYEES. THE ORGANIZATION'S STAFF HAVE ANNUAL PERFORMANCE REVIEWS WITH THEIR SUPERVISORS. SALARY SURVEYS OF OTHER COMPARABLE NY AREA NOT-FOR-PROFIT ORGANIZATIONS ARE REVIEWED AND CONSIDERED WHEN SETTING NEW SALARIES OR CONSIDERING INCREASES FOR ALL STAFF, INCLUDING THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST.