2015-08-14T13:04:21-07:00 2014-12-31 CLARK FRIEL AND JOYCE PA 128 AUBURN ST PORTLAND ME 04103 990PF 2014-01-01 010277832 Simmons Foundation - PerkinsThompson SIMM 2077742635 PO Box 426 One Canal Plaza Portland ME 04112 PAUL H RAUSCH TREASURER 2077742635 2015-08-12 SUZANNE FRIEL 2077972746 2015-08-14 2014 2016-02-25 16:41:14Z X 2958254 X X 61082 61082 222621 345475 1442 283703 62524 1750 875 875 10831 5416 5415 2500 833 1667 22087 22087 2823 570 285 285 49 25 24 40610 29521 8266 147000 147000 187610 29521 155266 96093 33003 13056 15356 15356 228526 89986 89986 264546 207771 207771 1955945 2173500 2173500 394613 462526 462526 3848 3598 250 250 250 3844 8865 8865 2860780 2958254 2958254 8369 9750 8369 9750 X 2852411 2948504 2852411 2948504 2860780 2958254 2852411 96093 2948504 2948504 Apache Corp 35 shrs P 2013-12-16 2014-11-12 2590 0 3018 -428 0 0 0 -428 Fidelity Conservative Inc Bond 4079 shrs P 2013-12-26 2014-11-12 40956 0 40964 -8 0 0 0 -8 Fidelity Finl Tr Convert Secs 493 shrs P 2013-12-26 2014-09-16 16307 0 15375 932 0 0 0 932 Nuveen Dividend Value 838 shrs P 2014-09-16 2014-11-12 14886 0 14928 -42 0 0 0 -42 Oakmark International 1126 shrs P 2014-09-16 2014-11-12 27764 0 29082 -1318 0 0 0 -1318 Oppenheimer Developing Mkts 529 shrs P 2014-09-16 2014-11-12 20441 0 21255 -814 0 0 0 -814 Pimco Funds Low Duration Fund 2968 shrs P 2014-09-16 2014-11-12 30635 0 30628 7 0 0 0 7 Pimco High Yield 1469 shrs P 2013-12-26 2014-09-16 14062 0 14106 -44 0 0 0 -44 Pimco Total Return Portfolio 4962 shrs P 2014-09-16 2014-11-12 54237 0 53333 904 0 0 0 904 Cons Staples Select Sector 180 shrs P 2012-06-27 2014-09-16 8206 0 6126 2080 0 0 0 2080 EBay Inc 265 shrs P 2012-09-24 2014-09-16 13601 0 13107 494 0 0 0 494 Philip Morris Intl 35 shrs P 2012-04-27 2014-09-16 2969 0 3152 -183 0 0 0 -183 Pimco Commod Real Ret 1315 shrs P 2012-06-27 2014-09-16 7172 0 8224 -1052 0 0 0 -1052 Pimco Commod Real Ret 545 shrs P 2012-06-27 2014-11-12 2810 0 3404 -594 0 0 0 -594 Vanguard FTSE Dev Mkts 450 shrs P 2012-06-27 2014-11-12 17523 0 13707 3816 0 0 0 3816 Ishares Gold Trust 860 shrs P 2012-06-27 2014-11-12 10478 0 13235 -2757 0 0 0 -2757 AT&T 80 shrs P 2009-10-19 2014-09-16 2792 0 2088 704 0 0 0 704 FHLB 5.25% 50000.0 P 2007-03-14 2014-06-18 50000 0 51361 -1361 0 0 0 -1361 Knowles Corp 80 shrs P 2012-06-27 2014-03-20 2506 0 1412 1094 0 0 0 1094 Ishares Gold Trust P 2012-06-27 2014-10-30 12 0 0 12 0 0 0 12 1442 -811 false 168636 2682289 0.062870 138132 2488981 0.055497 149866 2464219 0.060817 137674 2424287 0.056789 145742 2288470 0.063685 0.299658 0.059932 2859616 171383 330 171713 155266 660 0 660 660 5218 6000 11218 -11218 10558 10558 false false false false false false false true true ME true false false false false true N/A PAUL RAUSCH CPA 2077742635 PO Box 426 One Canal Plaza Portland ME 04112 false false false false true false false false false false false false false false false false false false false false false ROBERT WOODWARD 115 North High Street Bridgton ME 04009 Pres. 1.00 50 0 0 STEPHEN G WOODWARD 208 Lufkin Road North Yarmouth ME 04097 1st VP 1.00 50 0 0 DOROTHY WENTWORTH 55 Hardy Road Falmouth ME 04105 2nd VP 1.00 50 0 0 PAUL H RAUSCH 86 Valview Drive Auburn ME 04210 Treasurer 2.00 1250 0 0 DEANNA WOODWARD 115 North High Street Bridgton ME 04009 Trustee 1.00 50 0 0 ROBERT ARANSON MD 20 Lookout Drive Freeport ME 04032 Trustee 1.00 50 0 0 TINA JENNINGS 208 Lufkin Road North Yarmouth ME 04097 Trustee 1.00 50 0 0 REV ANITA WHITE 15 Forest Ave Auburn ME 04210 Trustee 1.00 50 0 0 SAMUEL WOODWARD 912 Roosevelt Trail Apt 8 Windham ME 04062 Trustee 1.00 50 0 0 JOHN R OPPERMAN ESQ 25 Woodmont Street Portland ME 04102 Trustee 1.00 50 0 0 ELIZABETH MORELAND 111 Pond Road Standish ME 04084 Trustee 1.00 50 0 0 NONE 0 NONE 0 2888707 14206 250 2903163 2903163 43547 2859616 142981 142981 660 660 142321 142321 142321 155266 155266 155266 142321 6994 38494 45488 155266 142321 12945 58433 0 58433 6994 38494 12945 NONE NONE PAUL RAUSCH CO PERKINS THOMPSON One Canal Plaza Portland ME 04101 2077742635 SEE ATTACHED SCHEDULE THERE ARE NO SUBMISSION DEADLINES SEE ATTACHED SCHEDULE LaDawn Quarter Horse Theraputic Riding Ctr P O Box 558 West Kennebunk ME 04094 Exempt ChildrenRide forOutreach 2000 Southern Maine Agency on Aging 136 US Route One Scarborough ME 04074 Exempt SupportFamily CaregiverProgram 4000 Good Shepherd Food Bank PO Box 1807 Auburn ME 04211 Exempt MatchingAgencyProgram 5000 Sweetser 50 Moody Street Saco ME 04072 Exempt LunchroomKitchen &Campaign 2500 Camp Sunshine at Sebago Lake 35 Acadia Road Casco ME 04015 Exempt SponsorshipFamilyProgram 4000 Maine Housing & Building Materials Exchange 120 Lisbon Street Lisbon ME 04250 Exempt for Low incomeBldg MatlProject 5000 Tri-County Literacy 34 Wong Farm Parkway bath ME 04530 Exempt LiteracyWorkplaceProgram 2000 VNA Home Health Hospice 50 Foden Road South Portland ME 04106 Exempt Respite CareIn-HomeProgram 3000 The Progress Center 35 Cottage Street Norway ME 04268 Exempt Soup Kitchen 5000 Children's Dyslexia Center Inc 1897 Congress Street Portland ME 04102 Exempt ProgramScholarship 5000 Community Dental 366 US Route One Falmouth ME 04105 Exempt ProgramAccess 5000 Goodwill Industries of NNE 75 Washington Ave Portland ME 04101 Exempt FundVeterens'Project 5000 Wayside Food Program PO Box 1278 Portland ME 04102 Exempt ProgramsFood 6000 Hebron Academy Route 19 Hebron ME 04238 Exempt ProgramScholarship 5000 University of Southern Maine 96 Falmouth Street Portland ME 04103 Exempt ProgramScholarship 10000 Gould Academy 39 Church Street Bethel ME 04217 Exempt ProgramScholarship 5000 Community Dental Center 93 Maine Street Waterville ME 04901 Exempt HealthDentalCancer program 2500 Seeds of Peace 370 Lexington Ave Ste 1201 New York NY 10017 Exempt LeadershipYouthProgram 5000 FARMS 323 Main Street Damariscotta ME 04543 Exempt KitchenCommunity 1000 Furniture Friends PO Box 7894 Portland ME 04112 Exempt VisibilityCommunityProject 5000 The Game Loft 78A Main Street Belfast ME 04915 Exempt CareCircle ofProgram 2500 Hospice of Southern Maine 180 US Route 1 Suite 1 Scarborough ME 04074 Exempt TrainingReikiProgram 2000 Gulf of Maine Research Instit 390 Commercial Street Portland ME 04101 Exempt SkillsYouthprogram 5000 Hurricane Island Foundation Ctr PO Box 1280 Rockland ME 04841 Exempt ProgramScholarship 5000 ITN America 1 Westbrook Common Westbrook ME 04092 Exempt CapacityIncreaseProgram 2000 Junior Achievement of Maine 82 Elm Street Portland ME 04101 Exempt FinancePersonalProgram 1000 Pine Tree Hospice 883 West Main Street DoverFoxcroft ME 04426 Exempt OperatingGeneralSupport 3850 Junior Achievement of Maine 82 Elm Street Portland ME 04101 Exempt ProgramEntrepreneurs 1000 Knox County Homeless Coalition PO Box 1696 Rockland ME 04841 Exempt ProgramVolunteerDevelopment 5000 Lake Region Senior Service PO Box 816 Bridgton ME 04009 Exempt AccessHealthcareProgram 4500 LA Public Theatre Inc 31 Maple Street Lewiston ME 04240 Exempt ProjectYoung Actors 1000 Literacy Volunteers of America - ME 200 Hogan Road Bangor ME 04401 Exempt PilotPovertyProject 3000 New Beginnings Inc 436 Main Street Lewiston ME 04240 Exempt MediationFamilyProject 5000 Pihcintu 36 Emerson Drive Windham ME 04062 Exempt ExpansionPihcintuProject 2000 Pine Tree Legal Assistance Inc 88 Federal Street Portland ME 04112 Exempt ProjectIntake Coordinator 3650 Somali Bantu Community Assoc 145 Lisbon Street Suite 506 Lewiston ME 04240 Exempt ProgramGardening 3000 Vose Library 392 Common Road Union ME 04862 Exempt CollectionDesignProgram 2500 Maine Adaptive Sports & Rec 8 Sundance Lane Newry ME 04261 Exempt WinterVeteransProgram 5000 Maine Adaptive Sports & Rec 8 Sundance Lane Newry ME 04261 Exempt EquipmentAdaptiveProgram 5000 McArthur Public Library PO Box 346 Biddeford ME 04005 Exempt ProjectHistoryOutreach 1000 Maine Irish Children's Program PO Box 3122 Portland ME 04104 Exempt grantReturned -3000 147000 14 61082 14 222930 284012 284012 false false false false false false false false false false Clark, Friel and Joyce Tax and financial stmt 2500 833 1667 Investment Purchased 2014-12 345475 122854 222621 Part XV Line 2 LINE 2B THERE ARE NO PRESCRIBED FORMS FOR THE SUBMISSION OF APPLICATIONS. HOWEVER, THE FOLLOWING INFORMATION MUST BE PROVIDED: 1) THE APPLICANT'S TAX EXEMPT NUMBER 2) A COPY OF THE ORGANIZATION'S HANDBOOK 3) A BRIEF OUTLINE OF THE HISTORY OF THE ORGANIZATION 4) THE CHARITABLE PURPOSE OF THE APPLICANT ORGANIZATION 5) DETAILS REGARDING THE SPECIFIC REQUEST MADE AS PART OF THE APPLICATION FOR FUNDS LINE 2D THE FOUNDATION DOES NOT MAKE AWARDS TO INDIVIDUALS OR ORGANIZATIONS WITHOUT VALID FEDERAL INCOME TAX EXEMPTIONS. AWARDS ARE GENERALLY RESTRICTED TO ORGANIZATIONS OPERATING WITHIN MAINE. Dodge & Cox Income 3507 shrs 48328 48328 Fidelity Convertible Securites 720 shrs 23192 23192 Fidelity Floating Rate High Inc 4797 shrs 46148 46148 Goldman Sachs Strategic Income 6194 shrs 63677 63677 JPMorgan Core Bond Select 4154 shrs 48804 48804 Pimco Emerging Mkts Bonds Instl 2174 shrs 22040 22040 Pimco High Yield 2459 shrs 22473 22473 Pimco Low Duration Fund 3431 shrs 34442 34442 Pimco Total Return 5668 shrs 60425 60425 Pimco Investment Grade Corp Bd 8815 shrs 92997 92997 3M Co. 205 shrs 33686 33686 Abbott Labs 745 shrs 33540 33540 Actavis PLC 255 shrs 65640 65640 Allergan Inc. 325 shrs 69092 69092 Amgen Inc 35 shrs 5575 5575 Apple Inc 266 shrs 29361 29361 AT&T Inc 400 shrs 13436 13436 Biogen Idec Inc 15 shrs 5092 5092 Boeing Co 155 shrs 20147 20147 California Res Corp 46 shrs 253 253 Capital One Finl Corp 500 shrs 41275 41275 Celgene Corp 60 shrs 6712 6712 Chevron Corp 275 shrs 30850 30850 Chubb Corporation 180 shrs 18625 18625 Cisco Systems Inc 145 shrs 4033 4033 Conocophillips 390 shrs 26933 26933 Cons Staples Select Sector 110 shrs 5334 5334 Costco Whsl Corp 205 shrs 29059 29059 Cummins Inc 25 shrs 3604 3604 CVS/Caremark Corp 200 shrs 19262 19262 Discover Financial Services 550 shrs 36020 36020 Dover Corp 160 shrs 11475 11475 Dupont E I De Nemours & Co. 430 shrs 31794 31794 EMC Corp 1180 shrs 35093 35093 EOG Resources Inc 65 shrs 5985 5985 Express Scripts Hldg Co 385 shrs 32598 32598 Exxon Mobil Corp 520 shrs 48074 48074 Fidelity Small Cap Discovery 466 shrs 14016 14016 General Mills Inc 375 shrs 19999 19999 Genuine Parts Co. 440 shrs 46891 46891 Gilead Sciences Inc 430 shrs 40532 40532 Goodyear Tire & Rubber Co 125 shrs 3571 3571 Google Inc Cl A 36 shrs 19104 19104 Google Inc Cl C 36 shrs 18950 18950 Harman Intl Inds Inc 40 shrs 4268 4268 Home Depot Inc. 395 shrs 41463 41463 Intel Corp 585 shrs 21230 21230 Ishares US Home Construction 1355 shrs 35067 35067 JPMorgan Chase & Co 455 shrs 28474 28474 Kroger Corp 90 shrs 5779 5779 McDonalds Corp 325 shrs 30452 30452 Microsoft Corp 705 shrs 32747 32747 Motorola Solutions Inc 465 shrs 31192 31192 Nextera Energy Inc 145 shrs 15412 15412 Oakmark International 10 shrs 232 232 Occidental Petroleum Corp 115 shrs 9270 9270 Omnicom Group 500 shrs 38735 38735 Oracle Corporation 895 shrs 40248 40248 Phillips 66 250 shrs 17925 17925 Principal Midcap Instl 1328 shrs 29087 29087 Procter & Gamble Co 145 shrs 13208 13208 Prudential Finl Inc 330 shrs 29852 29852 Qualcomm Inc 445 shrs 33077 33077 Schlumberger Limited 215 shrs 18363 18363 Southwest Airlines Co 470 shrs 19890 19890 State Street Corp 515 shrs 40428 40428 Stericycle Inc 25 shrs 3277 3277 Thermo Fisher Scientific Inc 390 shrs 48863 48863 TJX Cos Inc 500 shrs 34290 34290 United Parcel Srv Inc B 230 shrs 25569 25569 United Technologies 230 shrs 26450 26450 Unitedhealth Group Inc 335 shrs 33865 33865 US Bancorp Del New 800 shrs 35960 35960 Vanguard Ftse Developed Mkt 1675 shrs 63449 63449 Vanguard Ftse Emerging Mkt 700 shrs 28014 28014 Vanguard Mid-Cap ETF 1760 shrs 217466 217466 Vanguard Small-Cap Growth ETF 460 shrs 57932 57932 Vanguard Small-Cap Value ETF 540 shrs 57116 57116 Verizon Communications 490 shrs 22922 22922 Wells Fargo & Co New 820 shrs 44952 44952 Wells Fargo Premier Lg Co Growth 3037 shrs 47375 47375 Vanguard REIT ETF 790 shares 63990 63990 207771 207771 Equipment 3848 3598 250 Perkins Thompson Legal 10831 5416 5415 Accrued investment income 3844 4307 4307 Tax refund 4558 4558 Accrued investment income 3844 4307 4307 Tax refund 4558 4558 Accrued investment income 3844 4307 4307 Tax refund 4558 4558 Office expenses 49 25 24 Deferred excise tax 7587 9750 Excise tax payable 782 Deferred excise tax 7587 9750 Excise tax payable 782 People United Bank Investment fees 22087 22087 Excise tax 2823