2015-08-13T07:56:36-05:00 2014-09-30 346565596 Ernst & Young US LLP 200 Clarendon Street 44th Floor Boston MA 02116 990 2013-10-01 222672834 Hartford HealthCare Corporation HART 8606966200 One State Street Suite 19 Hartford CT 06103 Gerald J Boisvert Senior Vice President 8605455000 2015-08-13 0 Jeanne Schuster P00743154 6172262000 2013 2016-02-25 16:41:14Z Elliot T Joseph One State St Ste 19 Hartford CT 06103 271135469 0 X www.hartfordhealthcare.org X 1985 CT Hartford HealthCare provides health care system support, management and governance to a fully integrated health care system including a tertiary-care teaching hospital, an acute-care community teaching hospital, an acute-care hospital and trauma center, two community hospitals, the state's most extensive behavioral health services network, a statewide clinical laboratory operation, a Medical Foundation , a regional home care system, an array of senior care services, and a physical therapy rehabilitation network. 14 11 1002 11 75735738 3298491 0 0 125736756 270989089 98910 92255 1450900 0 127286566 271081344 266670 130500 0 0 69228522 158045976 0 0 0 65759834 132837185 135255026 291013661 -7968460 -19932317 1077552025 1411840739 454919548 763004603 622632477 648836136 X Hartford HealthCare's mission is to improve the health and healing of the people and communities we serve. Today, Hartford HealthCare is creating a better future for health care in Connecticut and beyond. Our health care system is a community of caregivers engaged in developing a coordinated, consistent high standard of care. We use research and education as partners in care delivery. We create and engage in meaningful connections to enhance access to services. We invest in technology and develop new pathways to improve the timeliness, efficiency and accuracy of our services. HHC is guided by its values of Caring, Safety, Excellence and Integrity. The values guide our vision to be nationally respected for excellence in patient care and most trusted for personalized coordinated care. 0 0 273091330 130500 195253351 Hartford HealthCare (HHC) provides support and management to further the programs and activities of its member organizations, which include Hartford Hospital; MidState Medical Center; The William W. Backus Hospital; The Hospital of Central Connecticut; Windham Hospital; Natchaug Hospital; Rushford, Inc.; Hartford HealthCare At Home, Inc.; Hartford PhysiciansCare, Inc.; Central CT Senior Health Services; and other subsidiaries. These organizations exist exclusively for public welfare, charitable, scientific and educational purposes. HHC and its member organizations develop and implement programs to improve the future of health care in our southern New England region. This includes initiatives to improve the quality and accessibility of health care; create efficiency in both our internal operations and the utilization of health care; and provide patients with the most technically advanced and compassionate, coordinated care. Examples of these initiatives include:* The HHC Cancer Institute - In recognition of our multidisciplinary approach and excellence, Memorial Sloan Kettering (MSK) has selected the Hartford HealthCare Cancer Institute as a charter member of its Cancer Alliance. Our cancer institute delivers comprehensive, coordinated care to more than 6,000 new patients each year at locations convenient to their homes. With MSK as our partner, our patients have unprecedented access to world-class MSK clinical trials conducted by their trusted HHC physicians in the communities where they live.* The Center for Education, Simulation and Innovation (CESI) at Hartford Hospital - Before medical providers can deliver the best care; they must develop, practice and test their skills. CESI is the region's leading site for advanced simulation training and biotechnology evaluation. The center provides skill-based training to clinicians and emergency responders from across the U.S. and around the world. It is one of only 78 Level-I Comprehensive Accredited Education Institutes certified by the American College of Surgeons. CESI also works in collaboration with industry leaders to assess emerging medical technologies and training techniques. * LIFE STAR - Hartford Hospital operates Connecticut's only critical air helicopter service. Life Star provides air transport around the clock for patients who require advanced care for critical injuries, often caused by accidents. The aircraft can be airborne within minutes and can travel at 155 miles per hour. Each year, about 900 patients are transported on two specially equipped Life Star helicopters. More than 20,000 patients have been served since the program was established in 1985. * Integrated Care Partners (ICP) - ICP is Hartford HealthCare's physician-led organization dedicated to delivering personalized, comprehensive and coordinated care. It is a community of employed and private-practice physicians that shares performance objectives, quality standards and evidence-based medicine protocols. By forging partnerships with health plans, employers and providers and delivering highly coordinated care, ICP can provide higher value care that results in better health for individual patients and patient populations. HHC member organizations provide charity care to our most vulnerable neighbors and are active corporate citizens in their regions. In FY 2013, Hartford HealthCare member organizations provided approximately $206 million in community benefits, $120 million of which was charity care. Other innovative and outcomes-oriented community benefits programs include:* Southside Institutions Neighborhood Alliance (SINA) - As a founding member, Hartford Hospital's support has allowed SINA to invest in job creation, housing, health and other services to support and strengthen schools and to promote economic development in the distressed South End neighborhood that Hartford Hospital calls home. Over the last two years, Hartford Hospital has invested more than $5 million in SINA.* Early Lung Cancer Detection - MidState Medical Center provides low-dose CT scans at no charge to patients who qualify. The program was launched after a study published in the New England Journal of Medicine suggested that former smokers who undergo a low dose screening CT scans can increase their chances of survival by 20 percent.* Autism Support Group - In response to a mother's plea for services for her daughter, Natchaug Hospital started a support group for families of children with high-functioning autism at the main hospital campus in Mansfield. About one in every 68 children is diagnosed on the autism spectrum. The group grew out of a community need for resources in Eastern Connecticut, where Natchaug Hospital is located. * Support for Young Mothers - Since 1986, the Hospital of Central Connecticut's M.O.M.S. (Mothers Offering Mothers Support) Program has been a source of support, providing mentors to help women 21 and younger become successful and confident mothers.* Diabetes Knows No Borders - Diabetes takes a disproportionate toll on Latinos in Connecticut. While there are healthy aspects to Caribbean cooking, large portions of rice and starchy vegetables can make it difficult to control the disease. A bi-lingual support group for women at Windham Hospital helps Latinas make healthy lifestyle changes. 273091330 1 0 0 1 0 0 0 0 0 0 1 0 1 1 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 1 209 0 1 1002 1 1 1 1 BD 0 0 0 0 0 0 0 0 0 X 14 11 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 0 0 1 1 1 1 X Carol Wardell 8606966200 One State Street Suite 19 Hartford CT 06103 X James Kaskie Director 2.00 X 0 0 0 Elliot T Joseph Director - Pres & CEO 60.00 X X 0 1847535 347786 Nancy Dean Director (Thru June 2014) 2.00 X 0 0 0 Brian MacLean Chair 3.00 X X 0 0 0 John E Dillaway Director (Thru June 2014) 2.00 X 0 0 0 Elizabeth Conway Director 2.00 X 0 0 0 Greg Deavens Vice Chair 2.00 X 0 0 0 William H Trachsel Director 2.00 X 0 0 0 David P Hess Director 2.00 X 0 0 0 Laura R Estes Director 2.00 X 0 0 0 Ramani Ayer Director 2.00 X 0 0 0 David B Hyman DDS Director 2.00 X 0 0 0 William A Conway MD Director 2.00 X 0 0 0 Lawrence McGoldrick Director 2.00 X 0 0 0 Anthony Joyce Director 2.00 X 0 0 0 John J Patrick Jr Director 2.00 X 0 0 0 Rocco Orlando MD SVP & CMO 60.00 X 0 804020 232305 Thomas J Marchozzi EVP & CFO (Thru Sept 2014) 60.00 X 0 778430 157569 Stuart K Markowitz MD SVP 20.00 40.00 X 0 572342 119249 Gerald J Boisvert Interim CFO 30.00 30.00 X 0 343291 38454 Richard T Shirey SVP & CIO 60.00 X 0 0 0 James M Blazar CSO 60.00 X 0 561172 118973 Richard G Stys SVP & Treasurer 60.00 X 0 522614 108468 Jeffrey A Flaks EVP & COO 60.00 X 0 985840 182075 Tracy A Church SVP & CHRO 60.00 X 0 443431 101566 Rita Parisi VP 20.00 40.00 X 0 385324 101843 Lucille A Janatka SVP 20.00 40.00 X 0 670426 125486 Ellen D Rothberg VP (Thru July 2014) 20.00 40.00 X 0 325647 84227 Stephen W Larcen SVP 20.00 40.00 X 0 688539 172380 Margaret Marchak SVP & CLO 60.00 X 0 524428 83044 David Whitehead SVP 20.00 40.00 X 0 731171 45918 James Cardon EVP & CIO 60.00 X 0 576744 95181 James E Fantus President - CLP 60.00 X 387682 0 47881 Cynthia Pugliese VP Revenue Cycle 20.00 40.00 X 0 271485 50777 Michele B Bush ESQ Former SVP & General Council 0.00 X 0 329318 16787 387682 11361757 2229969 291 1 1 0 Huron Consulting Group Inc 3005 Momentum Place Chicago IL 60689 Consulting Services 19174883 Allscripts Healthcare LLC 24630 Network Place Chicago IL 60673 Software Services 8319625 Mintz & Hoke Inc 40 Tower Lane Avon CT 06001 Advertising 4499501 Pricewaterhousecoopers LLP PO Box 7247-8001 Philadelphia PA 19170 Consulting Services 3853303 Cardon Healthcare Holdings LLC PO Box 4950 The Woodlands TX 77387 Consulting Services 3276111 79 System Support Svcs 541900 160266787 160266787 Laboratory Services 621500 109793000 34057262 75735738 Income - Pass Thru Ent. 900003 836341 836341 Supply Vendor Rebates 900099 92961 92961 270989089 136812 136812 9568 54125 -44557 -44557 -44557 271081344 195253351 75735738 92255 X 130500 130500 16656479 5008178 11648301 588809 588809 111456317 111456317 4128975 2905378 1223597 16618015 15113981 1504034 8597381 7819264 778117 1191363 1191363 840092 840092 148018 148018 32106552 32106552 4899371 4899371 8890787 8890787 26795487 26795487 5127009 5127009 716909 716909 446342 446342 967841 967841 10446563 10446563 452600 452600 Medical Supplies 18765324 18765324 Purchased Services 17627029 17627029 Repairs & Maintenance 1395420 1395420 Dues & Licenses 778252 778252 1242226 1242226 291013661 273091330 17922331 0 11334377 15686488 8647707 59760892 9574192 9821674 38842356 18599788 1473384 1473332 1768901 6952414 133521646 29165297 46727953 104356349 7671569 15666963 569816439 569657045 381695147 609865794 1077552025 1411840739 53434906 75209360 0 1304211 327920287 573791873 73564355 112699159 454919548 763004603 X 572276477 598480136 20916000 20916000 29440000 29440000 622632477 648836136 1077552025 1411840739 X -19932317 46135976 X X 0 1 X 1 1 1 X X X 0 0 0 Hartford Hospital 060646668 3 1 1 1 0 Midstate Medical Center 060646715 3 1 1 1 0 Windham Community Memorial Hospital 060646966 3 1 1 1 0 Natchaug Hospital 060966963 3 1 1 1 0 Hartford HealthCare at Home Inc 060646938 7 1 1 1 0 Hosp Of Central CT 060646768 3 1 1 1 0 Rushford Center Inc 060932875 3 1 1 1 0 William W Backus Hospital 060250773 3 1 1 1 0 Hartford HealthCare PhysiciansCare Inc 454456939 9 1 1 1 0 Central CT Senior Health Services 222635676 9 1 1 1 0 10 0 Form 990 Sch A Part IV Hartford HealthCare Corporation (HHC) is organized as a supporting organization that was established to govern, manage and provide support services to its member organizations. During FY2014, HHC provided system executives and support services to its member organizations including but not limited to the following: Legal, Treasury, Finance, Revenue Cycle, Information Technology Services (IT), Marketing, Strategic Planning and Human Resources (HR). The total non-monetary support provided was $151,451,494. 1 1 0 1 1000 0 0 1 148018 0 0 149018 0 Part II-B, Line 1: Hartford HealthCare Corporation incurred $148,018 of lobbying expenditures for FY 14. The following vendors provided lobbying services on behalf of the organization during the fiscal year: Kenneth Przybysz, LLC, Gaffney Bennett & Associates, Baker Donelson Bearman Caldwell & Berkowitz, and Greater New York Hospital Association. Their efforts mainly include the lobbying of Connecticut State Legislators in the interest of tax exempt hospitals in the State of Connecticut. 21907734 3879307 18028427 6481183 6165856 315327 102487769 18577268 83910501 2644960 542866 2102094 104356349 Investment in HHMOB 13906801 C Investment in CCHA 229303000 C Investment in Ambulance of Manchester 5748244 C Investment in William T. Backus Hospital 320699000 C 569657045 Other Assets 32756040 Intercompany Allocation - Bond Debt 544208507 Due From Affiliates 32901247 609865794 Program Related Liability 55331723 Taxable Bond Liability 50000000 Long Term Lease 5932803 Serp Liability 1434633 112699159 Central America/Caribbean 1 2 Program Service - Captive Insurance Insurance Premiums 20956529 Central America/Caribbean 1 2 Investment In Captive 67631549 2 4 0 0 2 4 88588078 0 88588078 1 0 1 0 0 0 Sch F, Part I, Line 3, Column F The Audited Financial Statement is prepared according to US Generally Accepted Accounting Principles (GAAP). 1 Greater New England MSDC Inc 333 State Street Bridgeport CT 06604 061025890 501(C)(3) 12000 FMV Sponsorship for the golf classic event to assist accomplishing their tax exempt mission of assisting minority companies in establishing and promoting their businesses. Hartford Hospital Auxiliary 80 Seymour Street Hartford CT 06102 066040747 501(C)(3) 6000 FMV Assist with the Organization's mission to provide financial support to Hartford Hospital The Bushnell Center for Performing Arts 166 Capital Avenue Hartford CT 06106 060662112 501(C)(3) 5000 FMV Sponsorship for the annual gala event to assist with the mission of providing for the benefit of the public in educational and cultural activities. Jewish Federation of Greater Hartford 333 Bloomfield Avenue West Hartford CT 06117 060655482 501(C)(3) 5000 FMV Sponsorship for the "What's In Your Genes?" program to assist the organization in its mission to preserve and enrich the Jewish Community. Hartford Symphony Orchestra Inc 100 Pearl Street Hartford CT 06103 060637319 501(C)(3) 15000 FMV Sponsorship for the Talcott Mountain Music Festival to assist the organization in accomplishing its mission of performing live symphonic music to culturally enrichand inspire its community and the children. Hebrew Health Care Inc 1 Abrahms Boulevard West Hartford CT 06117 043750515 501(C)(3) 20000 FMV Sponsorship for the Celebrate Life event to assist the organization with its mission to assure dignified, informed, quality care to all its patients. 6 0 X X X X 1 1 0 0 0 0 0 1 0 Elliot T Joseph Director - Pres & CEO 0 1133866 0 365065 0 348604 0 307338 0 40448 0 2195321 0 0 Rocco Orlando MD SVP & CMO 0 517103 0 212632 0 74285 0 195137 0 37168 0 1036325 0 0 Thomas J Marchozzi EVP & CFO (Thru Sept 2014) 0 573345 0 200716 0 4369 0 129591 0 27978 0 935999 0 0 Stuart K Markowitz MD SVP 0 491310 0 73673 0 7359 0 89087 0 30162 0 691591 0 0 Gerald J Boisvert Interim CFO 0 308749 0 33286 0 1256 0 15906 0 22548 0 381745 0 0 James M Blazar CSO 0 426962 0 110784 0 23426 0 94167 0 24806 0 680145 0 0 Richard G Stys SVP & Treasurer 0 421304 0 82689 0 18621 0 84924 0 23544 0 631082 0 0 Jeffrey A Flaks EVP & COO 0 662390 0 248669 0 74781 0 149116 0 32959 0 1167915 0 0 Tracy A Church SVP & CHRO 0 359345 0 65436 0 18650 0 74279 0 27287 0 544997 0 0 Rita Parisi VP 0 256106 0 97962 0 31256 0 74833 0 27010 0 487167 0 0 Lucille A Janatka SVP 0 536357 0 103773 0 30296 0 99695 0 25791 0 795912 0 0 Ellen D Rothberg VP (Thru July 2014) 0 264391 0 32210 0 29046 0 52046 0 32181 0 409874 0 0 Stephen W Larcen SVP 0 462804 0 161233 0 64502 0 145581 0 26799 0 860919 0 0 Margaret Marchak SVP & CLO 0 378004 0 144915 0 1509 0 60362 0 22682 0 607472 0 0 David Whitehead SVP 0 708316 0 0 0 22855 0 21420 0 24498 0 777089 0 0 James Cardon EVP & CIO 0 420929 0 155815 0 0 0 68739 0 26442 0 671925 0 0 James E Fantus President - CLP 305092 0 47170 0 35420 0 34696 0 13185 0 435563 0 0 0 Cynthia Pugliese VP Revenue Cycle 0 211976 0 59509 0 0 0 26804 0 23973 0 322262 0 0 Michele B Bush ESQ Former SVP & General Council 0 0 0 0 0 329318 0 0 0 16787 0 346105 0 0 Part I, Line 3 Please see Sch O, Part VI, Section B, Line 15 for comments regarding compensation. Part I, Lines 4a-b Michele B. Bush, Esq (former Officer) severance payments began in May 2012 and ended September 2013. Total severance payment in 2013 was $324,450. Hartford Healthcare Corporation maintains a 457(f) plan. Participants include certain officers and key employees at the President, Executive Vice President, Senior Vice President and Vice President levels. Contributions are made by Hartford Healthcare Corporation to the plan based on a percentage of the participant's compensation. Participants vest in the plan at the earlier of reaching age 55 and having 5 years of service, death, disability, involuntary separation without reasonable cause or upon reaching age 65. Each participant ceases to be eligible for further contributions by Hartford Healthcare Corporation on the date of the participant's separation from service. Participants receive a one-time lump sum payment of the accumulated amount during the 30-day period following the participant's separation from service. 2013 SERP accruals made on behalf of the following individual: Mr. Elliot T. Joseph $248,953 Mr. James E. Fantus $34,696 Mr. Stephen W. Larcen $51,982 Mr. Jeffrey A. Flaks $72,684 Dr. Rocco Orlando $62,491 Ms. Rita A. Parisi $28,835 Mr. Thomas Marchozzi $71,294 Part I, Line 7 Hartford Hospital (a related organization) has an At Risk Plan that encourages and rewards achievements of significant functional goals for management that contribute to organization(s) strategic and financial direction. The Plan utilizes market practice alignment to ensure competitive recruitment and retention. Awards are based on CEO and/or Compensation Committee discretionary assessment of annual performance and individual contribution to results. A State of Connecticut Health & Education Facilities Authority 060806186 20774YCZ8 2011-09-29 330863039 Refund portions of existing debt and obtain funds for future capital needs. 0 0 1 B State of Connecticut Health & Education Facilities Authority 060806186 20774YQK6 2014-03-26 85958709 Refund portions of existing debt and obtain funds for future capital needs. 0 0 1 A 331293047 19572000 4652264 3922610 297916721 4799415 2012 0 1 1 1 B 85959405 1438989 11394094 59348869 13776758 2014 0 0 0 1 A 0 1 1 1 1 1 0.01500 0.01500 0 0 0 B 0 1 1 1 1 1 0.00000 0.00000 0 0 0 A 0 1 0 0 1 0 0 0 0 B 0 1 0 0 1 0 0 0 0 A 1 B 1 Form 990, Schedule K On September 29, 2011 Hartford HealthCare Corporation (Corporation) issued approximately $330,863,000 of CHEFA Revenue Bonds Series A & B. In conjunction with the issuance of the HHC 2011 Bonds, an obligated group was formed. The members of the obligated group are the Corporation, Hartford Hospital, The Hospital of Central Connecticut, Windham Community Memorial Hospital and Midstate Medical Center (collectively referred to as the Obligated Group). The Obligated Group members are identified as either an obligated group member or a designated affiliate. Obligated Group members are jointly and severally liable under a Master Trust Indenture (MTI) to make all payments required with respect to obligations under the MTI. The Corporation does have the right to name designated affiliates, although presently none exist. Though designated affiliates are not obligated to make debt service payments on the obligations under the MTI, each designated affiliate would have an independent designated affiliate agreement and promissory note with the Corporation with stipulated repayment terms and conditions, each subject to the governing law of the obligated groups' state of incorporation. In addition, the Corporation may cause each designated affiliate to transfer such amounts as necessary to enable the obligated group members to comply with the term of the MTI, including payment of the outstanding obligations. Effective January 2014, The William W. Backus Hospital became part of the Obligated Group. On March 26, 2014, the Corporation issued approximately $83,790,000 of CHEFA Revenue Bonds Series E. The 2011 and 2014 Bonds were issued to refund portions of existing debt under Corporation and to obtain funds for future capital needs. Schedule K, Part III, Line 4 HHC monitors and calculates percent of private business use on an annual basis or if a significant event occurs during the year. See Part V See Part V See Part V 0 Form 990 Sch L Part V (a) Name of Interested Person: Brian MacLean(b) Relationship between Interested Person and Organization: Director(c) Amount of Transactions: $5,727,975(d) Description of Transaction: Mr. Brian MacLean is Chair of the Hartford HealthCare Corporation board. Mr. MacLean is also an Executive Officer of the Travelers Insurance Company. Travelers Insurance provides certain insurance coverages for Hartford HealthCare and subsidiaries. A substantial portion of the transactions between HHC and Travelers relates to pass-thru payments on a self insurance worker's compensation programs for which Travelers serves as third party administrator. Mr. MacLean has no personal involvement in any of these transactions which are not material to the financial position of Travelers.(e) Sharing of Organization Revenues? = No(a) Name of Interested Person: Greg Deavens(b) Relationship between Interested Person and Organization: Director(c) Amount of Transactions: $505,005(d) Description of Transaction: Mr. Greg Deavens is a Board Member and Chair of the Finance Committee of Hartford HealthCare Corporation. Mr. Deavens is also an Executive at Mass Mutual Life Insurance Company. Mass Mutual provided certain insurance coverage to Hartford HealthCare and subsidiaries. Mr. Deavens has no personal involvement in any of these transactions which are not material to the financial position of Mass Mutual. (e) Sharing of Organization Revenues? = No Form 990, Part VI, Section B, line 11 The Form 990 was prepared by Hartford HealthCare's Tax Department. It was then reviewed by an independent accounting firm. It was then forwarded to the organization's top management including the Interim CFO for review. The Form was also reviewed by the Finance Committee prior to submission to the Board. The final Form was provided to the entire Board and reviewed by the Board and the Compensation Committee. Once the entire review process was completed, the Form was signed by the Interim CFO and then filed with the Internal Revenue Service. Form 990, Part VI, Section B, line 12c The Hartford HealthCare Conflict of Interest Policy (Policy) requires all covered individuals, including board members and officers, to provide a disclosure of relationships that create or have the appearance of creating a conflict of interest or commitment. The Policy requires updates if changes in circumstances arise during the year that either (a) create a new potential conflict of interest or commitment or (b) change or eliminate a conflict of interest or commitment previously disclosed. Conflict of Interest disclosure statements are maintained by the HHC Office of Compliance, Audit & Privacy (OCAP). All employee disclosures are reviewed by OCAP to determine if there is a potential conflict. Legal counsel reviews all cases where the individual has a significant financial interest and these cases are forwarded to the System Executive Compliance Steering Committee. The System Executive Compliance Steering Committee will assess and may recommend whether 1) the conflict be eliminated, 2) the proposed activity be prohibited, or 3) a Conflict of Interest management plan be implemented. Results of the survey of board members are reported to the HHC Nominating and Governance Committee for determinations of conflicts and the management of them, where applicable. Form 990, Part VI, Section B, Lines 13 & 14 The organization does have a written Document Retention and Destruction policy as well as a written Whistleblower policy. Although the policies were not formally approved by the Board, they were in effect for the entire tax year. Form 990, Part VI, Section B, line 15 The Independent Executive Compensation Committee (Committee) of the Board of Directors of Hartford HealthCare hires an outside consultant, Integrated Healthcare Strategies, to determine best practices in governing executive compensation for the CEO and Senior Executives of Hartford HealthCare Corporation. All compensation reported on this tax return follows Hartford HealthCare's compensation policy as outlined below: The following steps were taken: - The use of an Independent Executive Compensation Committee (Committee) of the Board of Directors of Hartford HealthCare established and regularly reviews Executive Compensation Philosophy - The Committee regularly reviews scope and depth of positions taking into account complexity and the financial impact and accountability of all "disqualified persons" - Benchmark peer groups are selected for comparison based on organizational size, operating revenue, geography and other relevant factors - Analysis of current total compensation versus market is performed by an independent third party compensation consulting firm and is then reviewed by the committee - Recommendations are made based on data analysis to ensure appropriate competitive positioning within parameters of the compensation philosophy - The CEO compensation is determined by the Committee based on comparative market information and organizational performance - All changes are reviewed and approved by the Executive Compensation Committee The compensation determination process for the CEO and other Senior Executives is reviewed on an annual basis. Form 990, Part VI, Section C, line 18 The Organization's Form 990, 990T and Form 1023 and its attachments are available upon request. Form 990, Part VI, Section C, line 19 The Organization's Financial Statements, Governing Documents and the Conflict of Interest Policy are available for inspection upon request at the Organization's address. Form 990 Part VII, Section A Column C, Highest Compensated Employees Hartford HealthCare Corporation is a supporting organization to its affiliates. Prior to January 1, 2014, the Organization did not have employees and therefore did not have payroll during the 2013 calendar year. As a result, the organization did not report any compensation information for the highest compensated employees category. Form 990, Part IX, line 11g Medical Professional Fees: Program service expenses 32,106,552. Management and general expenses 0. Fundraising expenses 0. Total expenses 32,106,552. Form 990, Part XI, line 9: Transfers to Affiliates 47,214,000. True Up of K-1 Income 4,263. Misc -336. Transfer of Expenses - Related Organization -1,081,951. Form 990, Part XII, Line 3a & b The Organization itself is not required to undergo the audit, however, the Organization is a parent to several acute care hospitals. The individual hospitals were required to undergo OMB Circular A-133 Audit. The audit itself was performed on a parent level encompassing all affiliated hospitals. Form 990 - Additional Information Hartford HealthCare Corporation is a supporting organization to its affiliates. Prior to FY14, a majority of the costs which were reported on the tax returns were allocated from its various affiliates. In FY14, the Organization began to pay its employees directly as well it started to absorb more costs that were previously paid by affiliated organizations. As a result, the income and expenses reflected on this return will not be comparable to prior years. Clinical Laboratory Partners LLC 129 Patricia M Genova Drive Newington CT 06111 061525596 Medical Laboratories CT 104696000 28204000 Hartford HealthCare Corporation Practice Central LLC 85 Seymour Street Hartford CT 06102 364692507 Health Care & Health Delivery CT 1988000 748000 Hartford HealthCare Corporation Integrated Care Partners LLC One State Street Suite 19 Hartford CT 06103 371740267 Integration of Electronic Health System & Data Sharing Services CT 173000 1213000 Hartford HealthCare Corporation Hartford Hospital 80 Seymour Street Hartford CT 06102 060646668 Healthcare Services CT 501(C)(3) 3 Hartford HealthCare Corporation 1 Windham Community Memorial Hospital Inc 112 Mansfield Ave Willimantic CT 06226 060646966 Healthcare Services CT 501(C)(3) 3 Hartford HealthCare Corporation 1 Windham Hospital Foundation Inc 112 Mansfield Ave Willimantic CT 06226 562546632 Supporting Organization CT 501(C)(3) 11(a) Windham Community Memorial Hospital 1 Connecticut Health System Inc 80 Seymour Street Hartford CT 06102 222779421 Coordination of Health Delivery CT 501(C)(3) 11(c) Hartford HealthCare Corporation 1 Institute of Living 200 Retreat Avenue Hartford CT 06106 060646683 Supporting Organization to Hartford Hospital CT 501(C)(3) 11(c) Hartford Hospital 1 Natchaug Hospital Inc 189 Storrs Road Mansfield Ctr CT 06226 060966963 Behavioral Health CT 501(C)(3) 3 Hartford HealthCare Corporation 1 Hartford HealthCare At Home Inc 1290 Silas Deane Hy Suite 4B Wethersfield CT 06109 060646938 Home Healthcare CT 501(C)(3) 7 Hartford HealthCare Corporation 1 Rushford Center Inc 883 Paddock Avenue Meriden CT 06450 060932875 Substance Abuse Healthcare Services CT 501(C)(3) 7 Hartford HealthCare Corporation 1 MidState Medical Center 435 Lewis Avenue Meriden CT 06451 060646715 Healthcare Services CT 501(C)(3) 3 Hartford HealthCare Corporation 1 Hartford Hospital Auxiliary co Hartford Hospital 80 Seymour Street Hartford CT 06115 066040747 Fundraising CT 501(C)(3) 11(c) Hartford Hospital 1 VNA Health Resources Inc 1290 Silas Deane Hy Suite 4B Wethersfield CT 06109 061161422 Home Healthcare CT 501(C)(3) 9 Hartford HealthCare at Home Inc 1 The Hatch Hospital Corp 112 Mansfield Ave Willimantic CT 06226 066076412 Healthcare Services CT 501(C)(3) 3 Windham Community Memorial Hospital 1 WCMH Women's Auxiliary Inc 112 Mansfield Ave Willimantic CT 06226 060677728 Fundraising CT 501(C)(3) 11(a) Windham Community Memorial Hospital 1 The Hospital of Central CT and Bradley Memorial 100 Grand Street New Britain CT 06050 060646768 Healthcare Services CT 501(C)(3) 3 Hartford HealthCare Corporation 1 Central CT Senior Health Svc dba Southington Care Center 45 Meriden Avenue Southington CT 06489 222635676 Sub-Acute & Long Term Healthcare CT 501(C)(3) 9 Hartford HealthCare Corporation 1 Bradley Health Services 100 Grand Street New Britain CT 06050 061367014 Healthcare Services CT 501(C)(3) 9 Hartford HealthCare Corporation 1 Central CT Health Alliance 100 Grand Street New Britain CT 06050 222785033 Support & Management Svcs. to THOCC and Affiliates CT 501(C)(3) 11(b) Hartford HealthCare Corporation 1 The Orchards of Southington 34 Hobart Street Southington CT 06489 061490803 Residential Services for Senior Citizens CT 501(C)(3) 9 Central CT Senior Health Services Inc 1 Mulberry Gardens of Southington LLC 58 Mulberry Street Plantsville CT 06479 820586577 Assisted Living & Adult Day Care Facility CT 501(C)(3) 9 Central CT Senior Health Services Inc 1 MidState Medical Center Auxiliary 435 Lewis Avenue Meriden CT 06451 066063082 Fundraising CT 501(C)(3) 11(a) Midstate Medical Center 1 HHC PhysiciansCare Inc 80 Seymour Street Hartford CT 06102 454456939 Practice Medicine and Provide Health Care Services to the Public CT 501(C)(3) 9 Hartford HealthCare Corporation 1 Hartford HealthCare Accountable Care Org Inc 200 Retreat Avenue Fl 9 Hartford CT 06102 460886367 To Manage and Coordinate Care for Medicare Beneficiares CT 501(C)(3) 7 HHC PhysicansCare Inc 1 Hartford HealthCare Corp Group (VEBA) 777 Main Street Hartford CT 06102 266671355 To Provide Medical Benefits to Employees CT 501(C)(9) N/A Hartford HealthCare Corporation 1 Backus Corporation 326 Washington Street Norwich CT 06360 222757608 Support Organization CT 501(C)(3) 11(b) Hartford HealthCare Corporation 1 The William W Backus Hospital 326 Washington Street Norwich CT 06360 060250773 Hospital CT 501(C)(3) 3 Hartford HealthCare Corporation 1 Backus HealthCare Inc 326 Washington Street Norwich CT 06360 222481794 Support Organization CT 501(C)(3) 11(a) Hartford HealthCare Corporation 1 Rushford Foundation Inc 883 Paddock Avenue Meriden CT 06450 061432692 Support Organization CT 501(C)(3) 11(a) Rushford Center Inc 1 Backus HealthCare Inc 326 Washington Street Norwich CT 06360 222481794 Support Organization CT 501(C)(3) 11(a) Hartford HealthCare Corporation 1 Caring for Colleagues Employee Crisis Fund 100 Grand Street New Britain CT 06052 264469178 Employee Fund CT 501(C)(3) 7 Hartford HealthCare Corporation 1 Eva Stearns Faulkner Foundation 435 Lewis Avenue Meriden CT 06451 066065398 Support Organization CT 501(C)(3) 3 Midstate Medical Center 1 New Britain MRI Limited Partnership 100 Grand Street New Britain CT 06050 061271349 Magnetic Resonance Imaging CT N/A Hartford HealthCare Endowment LLC 80 Seymour Street Hartford CT 06102 454181103 Endowment Management CT N/A Ambulance Service of Manchester LLC PO Box 300 Manchester CT 06450 061557358 Ambulatory Service CT N/A Related 1654376 3469992 0 0 0.50000 Glastonbury Surgery Center LLC 195 Eastern Boulevard Glastonbury CT 06033 262600828 Surgery Services CT N/A Hartford - Middlesex Clinical System LLC 80 Seymour Street Hartford CT 06110 061543605 Affiliate Support Services CT N/A Med East Association LLC 1703 West Main Street Willimantic CT 06226 061469575 Outpatient Care Clinic CT N/A Connecticut Imaging Partners LLC 111 Founders Plaza East Hartford CT 06108 134298940 Imaging Services CT N/A Glastonbury 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