2015-08-11T13:03:14-05:00 2014-12-31 562231176 KB Morgan PLLC 405 Battleground Avenue Suite 101 Greensboro NC 27401 990PF 2014-01-01 581413060 EA Morris Charitable Foundation EAMO 9194039498 3802 Swarthmore Road Durham NC 27707 KENNETH B MORGAN VICE PRESIDENT & TREASURER 3362712870 2015-08-11 0 Kenneth B Morgan P00006346 3362712870 X 2014 2016-02-25 16:41:14Z X 12957620 X X 264251 264251 364444 4473675 364444 628695 628695 197133 9857 9857 3204 3197 0 191 0 3240 0 0 641 0 0 91571 85484 0 295980 98538 9857 458000 458000 753980 98538 467857 -125285 530157 70678 146592 146592 1254441 640907 640907 1389677 462277 454734 8519385 9037606 10049900 699201 1173915 1200957 60752 407743 464726 958 577 572 381 -196 11994706 11869421 12957620 0 0 X 4474067 4474067 0 0 7520639 7395354 11994706 11869421 11994706 11869421 11994706 -125285 0 11869421 0 11869421 BARRICK GOLD CORP 770 SHS P 2012-01-26 2014-12-22 8062 37804 -29742 -29742 BARRICK GOLD CORP 215 SHS P 2012-03-15 2014-12-22 2251 9430 -7179 -7179 BECTON DICKINSON COMPANY COMPANY 350 SHS P 2012-05-29 2014-10-14 44135 25929 18206 18206 BECTON DICKINSON COMPANY COMPANY 85 SHS P 2013-12-31 2014-10-14 10718 9395 1323 1323 BED BATH & BEYOND INC 130 SHS P 2014-03-05 2014-12-22 9677 8929 748 748 DEVON ENERGY CORP NEW 200 SHS P 2012-12-19 2014-06-12 15542 10785 4757 4757 DEVON ENERGY CORP NEW 515 SHS P 2012-12-19 2014-10-20 29755 27770 1985 1985 DIAMOND OFFSHORE DRLNG DRILLING INC 325 SHS P 2014-12-02 2014-12-22 12318 9765 2553 2553 DR PEPPER SNAPPLE GROUP GROUP INC 440 SHS P 2012-01-26 2014-08-27 27068 17293 9775 9775 DR PEPPER SNAPPLE GROUP GROUP INC 185 SHS P 2012-01-26 2014-12-22 13407 7271 6136 6136 EXPRESS SCRIPTS HLDG CO COMPANY 170 SHS P 2013-06-19 2014-12-22 13931 10653 3278 3278 JOHNSON & JOHNSON 85 SHS P 2012-01-26 2014-12-22 9042 5577 3465 3465 MEDTRONIC INC 145 SHS P 2012-01-26 2014-11-07 9932 5805 4127 4127 MICROSOFT CORP 4 SHS P 2011-04-27 2014-11-07 194 105 89 89 MICROSOFT CORP 336 SHS P 2012-01-26 2014-11-07 16259 9964 6295 6295 MOLSON COORS BREWNG CL B COMPANY CLASS B 760 SHS P 2012-01-26 2014-05-27 49104 32953 16151 16151 MOLSON COORS BREWNG CL B COMPANY CLASS B 120 SHS P 2012-01-26 2014-12-22 9095 5203 3892 3892 NORTHROP GRUMMAN CORP 315 SHS P 2012-01-26 2014-08-27 40193 18669 21524 21524 SCHWAB CHARLES CORP NEW 1519 SHS P 2012-01-26 2014-08-27 43486 18004 25482 25482 TARGET CORP 410 SHS P 2012-01-26 2014-11-24 29365 20867 8498 8498 WAL-MART STORES INC 115 SHS P 2012-01-26 2014-12-22 9900 7085 2815 2815 SPDR S&P DIVIDEND ETF-1625 SHS P 2013-12-30 2014-10-30 125236 117832 7404 7404 3M COMPANY-12 SHARES P 2013-12-06 2014-10-30 1819 1537 282 282 ACE LTD 7 shs P 2013-12-06 2014-10-30 762 712 50 50 AIR PDTS & CHEMICALS INC INC 18 shs P 2013-12-06 2014-10-30 2415 1966 449 449 BECTON DICKINSON COMPANY COMPANY 15 shs P 2013-12-06 2014-10-30 1909 1622 287 287 BROWN FORMAN CORP CL B 122 shs P 2013-12-06 2014-07-09 11493 9333 2160 2160 CALIFORNIA RES CORP CORP 0.8 shs P 2013-12-06 2014-12-05 6 6 0 0 CALIFORNIA RES CORP CORP 44 shs P 2013-12-06 2014-12-18 256 355 -99 -99 COMMERCE BANCSHARES INC 0.6 shs P 2013-12-06 2014-12-17 26 26 0 0 CULLEN FROST BANKERS INC 12 shs P 2013-12-06 2014-10-30 955 874 81 81 GENERAL DYNAMICS CORP CORP COMMON 39 shs P 2013-12-06 2014-10-30 5371 3535 1836 1836 HOME DEPOT INC 30 shs P 2014-06-04 2014-10-30 2913 2425 488 488 ILLINOIS TOOL WORKS INC 13 shs P 2013-12-06 2014-10-30 1167 1047 120 120 INTL BUSINESS MACHS CORP CORP 58 shs P 2013-12-06 2014-06-03 10723 10307 416 416 JOHNSON & JOHNSON 12 shs P 2013-12-06 2014-10-30 1270 1129 141 141 LOCKHEED MARTIN CORP 10 shs P 2013-12-06 2014-10-30 1877 1380 497 497 MICROSOFT CORP 46 shs P 2013-12-06 2014-10-30 2113 1761 352 352 NEW JERSEY RES CORP 47 shs P 2013-12-06 2014-10-30 2684 2136 548 548 NEXTERA ENERGY INC 123 shs P 2013-12-06 2014-06-04 11920 10394 1526 1526 NIKE INC CL B CL B 18 shs P 2013-12-06 2014-10-30 1667 1435 232 232 NORDSTROM INC 26 shs P 2013-12-06 2014-10-30 1872 1570 302 302 NORTHERN TRUST CORP 18 shs P 2013-12-06 2014-10-30 1170 1057 113 113 NOVARTIS AG SPONS ADR SPONSORED ADR 19 shs P 2013-12-06 2014-10-30 1745 1498 247 247 PEPSICO INC 17 shs P 2013-12-06 2014-10-30 1626 1413 213 213 PIEDMONT NATURAL GAS COMPANY INC 40 shs P 2013-12-06 2014-10-30 1504 1309 195 195 RAYONIER INC 248 shs P 2014-01-02 2014-06-20 11730 10439 1291 1291 SOUTHERN COMPANY 26 shs P 2013-12-06 2014-10-30 1201 1074 127 127 STRYKER CORP 19 shs P 2013-12-06 2014-10-30 1645 1413 232 232 TJX COMPANIES INC NEW 38 shs P 2014-06-05 2014-10-30 2392 2105 287 287 BRCLY BLMBRG INDL ETN-524 SHS P 2014-07-10 2014-10-08 15232 16365 -1133 -1133 BRCLY BLMBRG INDL AGRI ETN-330 SHS P 2014-03-12 2014-06-12 16543 17867 -1324 -1324 BRCLY BLMBRG ENERGY ETN-876 SHS P 2014-03-12 2014-08-07 15698 16339 -641 -641 GUGG ENHD SHORT DUR ETF-60 SHS P 2014-02-12 2014-10-08 3007 3014 -7 -7 ISHS MSCI USA M/VLTY ETF-456 SHS P 2013-11-13 2014-07-10 17059 15903 1156 1156 GUGG ENHD SORT DUR ETF-320 SHS P 2014-07-10 16081 16074 7 7 GUGG ENHD SORT DUR ETF-399 SHS P 2014-06-13 2014-10-08 19994 20026 -32 -32 ISHS INTRM CRDT ETF-255 SHS P 2014-12-11 27871 28123 -252 -252 BARRICK GOLD CORP - 416 SHS P 2013-06-14 2014-05-23 6901 8127 -1226 -1226 CALIFORNIA RES CORP CORP - 0.8 SHS P 2013-05-24 2014-12-05 6 6 0 0 CHEVRON CORP - 58 SHS P 2013-05-24 2014-05-23 7174 7277 -103 -103 CIMAREX ENERGY COMPANY - 13 SHS P 2012-07-13 2014-06-30 1856 682 1174 1174 CLOUD PEAK ENERGY INC - 424 SHS P 2014-05-23 2014-07-15 7127 7730 -603 -603 CONCHO RESOURCES INC - 12 SHS P 2013-11-06 2014-07-29 1754 1287 467 467 CONOCOPHILLIPS - 57 SHS P 2011-08-12 2014-05-23 4480 2884 1596 1596 CONTINENTAL RES INC OK INC OKLAHOMA - 128 SHS P 2013-11-06 2014-12-31 4858 7445 -2587 -2587 E N I SPA SPONS ADR - 150 SHS P 2013-05-31 2014-10-28 6235 6906 -671 -671 ELDORADO GOLD CORP NEW - 926 SHS P 2012-05-22 2014-05-23 5519 10399 -4880 -4880 ELDORADO GOLD CORP NEW - 488 SHS P 2013-05-21 2014-05-23 2908 3419 -511 -511 ENERGY XXI LTD USD NEW USD UNRESTRICTED NEW - 265 SHS P 2013-05-24 2014-12-31 856 6784 -5928 -5928 ENERGY XXI LTD USD NEW USD UNRESTRICTED NEW - 92 SHS P 2014-05-23 2014-12-31 297 1966 -1669 -1669 ENERGY XXI LTD USD NEW USD UNRESTRICTED NEW - 31 SHS P 2014-07-29 2014-12-31 100 647 -547 -547 ENERGY XXI LTD USD NEW USD UNRESTRICTED NEW - 500 SHS P 2014-10-15 2014-12-31 1615 3818 -2203 -2203 ENERGY XXI LTD USD NEW USD UNRESTRICTED NEW - 451 SHS P 2014-10-30 2014-12-31 1457 3403 -1946 -1946 ETFS PLATINUM TRUST ETF SHS BEN INT - 53 SHS P 2014-05-23 2014-10-28 6527 7634 -1107 -1107 GULF COAST ULTRA DEEP ROYALTY TR UNIT - 361 SHS P 2013-06-04 2014-05-23 1065 739 326 326 GULF COAST ULTRA DEEP ROYALTY TR UNIT - 825 SHS P 2013-06-14 2014-05-23 2434 1955 479 479 HALLADOR ENERGY COMPANY - 279 SHS P 2014-03-27 2014-10-29 3100 2362 738 738 HESS CORP - 87 SHS P 2013-11-06 2014-10-28 6989 7035 -46 -46 ISHS GOLD TRUST ETF - 1082 SHS P 2014-03-19 2014-07-30 13568 14044 -476 -476 ISHS GOLD TRUST ETF - 2229 SHS P 2014-01-24 2014-10-28 26502 27416 -914 -914 MURPHY OIL CORP - 112 SHS P 2010-12-09 2014-05-23 6812 6756 56 56 NEW GOLD INC CANADA - 1145 SHS P 2012-05-22 2014-12-31 4763 9606 -4843 -4843 NEW GOLD INC CANADA - 173 SHS P 2013-05-21 2014-12-31 720 1134 -414 -414 PEABODY ENERGY CORP - 439 SHS P 2014-05-23 2014-07-15 7002 7661 -659 -659 PLUM CREEK TIMBER COMPANY INC - 79 SHS P 2012-04-05 2014-05-23 3415 3264 151 151 POTASH CORP SASK INC OF SASKATCHEWAN INC - 116 SHS P 2013-05-24 2014-05-23 4194 4764 -570 -570 POTLATCH CORP NEW - 196 SHS P 2012-12-28 2014-05-23 7537 7574 -37 -37 RAYONIER ADVANCED MATLS INC - 47 SHS P 2011-12-30 2014-07-15 2064 1693 371 371 RAYONIER ADVANCED MATLS INC - 37 SHS P 2013-11-06 2014-07-15 1625 1376 249 249 RAYONIER ADVANCED MATLS INC - 1 SHS P 2013-11-06 2014-10-29 28 37 -9 -9 REPSOL S A SPONS ADR SPONSORED ADR - 286 SHS P 2013-05-30 2014-06-30 7585 6733 852 852 ROCKWOOD HLDGS INC - 102 SHS P 2014-05-23 2014-10-28 7775 7599 176 176 TAHOE RESOURCES INC - 164 SHS P 2014-10-29 2014-12-31 2261 3402 -1141 -1141 TOTAL S A SPONS ADR SPONSORED ADR - 6 SHS P 2013-05-29 2014-06-30 434 308 126 126 TOTAL S A SPONS ADR SPONSORED ADR - 112 SHS P 2013-05-29 2014-10-28 6480 5746 734 734 WEYERHAEUSER COMPANY - 97 SHS P 2012-12-28 2014-05-23 2976 2696 280 280 WHITING PETRO CORP NEW CORP NEW - 117 SHS P 2013-11-06 2014-12-31 3868 7586 -3718 -3718 WHITING PETRO CORP NEW CORP NEW - 60 SHS P 2014-10-28 2014-12-31 1984 3564 -1580 -1580 YAMANA GOLD INC - 684 SHS P 2012-12-28 2014-12-31 2709 11508 -8799 -8799 YAMANA GOLD INC - 68 SHS P 2014-02-10 2014-12-31 269 662 -393 -393 YAMANA GOLD INC - 267 SHS P 2014-05-23 2014-12-31 1057 2011 -954 -954 YAMANA GOLD INC - 217 SHS P 2014-10-28 2014-12-31 859 1204 -345 -345 AMERN EXPR 5.125 082514 MEDIUM TERM NOTE CPN 5.125% DUE 08/25/14 DTD 08/25 P 2013-02-20 2014-08-25 41000 41000 0 0 JPM NOTE 4.65 060114 NOTE CPN 4.650% DUE 06/01/14 DTD 05/18/09 FC 12/01 P 2012-12-26 2014-06-02 10000 10000 0 0 UST NOTE 2.25 053114 CPN 2.250% DUE 05/31/14 DTD 05/31/09 FC 11/30/09 5 P 2010-01-21 2014-06-02 50000 50000 0 0 WACHOVIA 5.625 101516 NOTE CPN 5.625% DUE 10/15/16 DTD 10/23/06 FC 04/15 P 2010-03-16 2014-07-23 16470 15316 1154 1154 PIMCO ALL ASSET AUTH I ALL AUTHORITY INSTL CL 5035.247 SHS P 2012-01-27 2014-10-30 50000 53223 -3223 -3223 AFFILIATED MGRS GRP INC GROUP INC 118 SHS P 2007-04-10 2014-09-10 24439 13207 11232 11232 AFFILIATED MGRS GRP INC GROUP INC 40 SHS P 2010-12-10 2014-09-10 8284 3880 4404 4404 AFFILIATED MGRS GRP INC GROUP INC 12 SHS P 2010-12-10 2014-10-30 2373 1164 1209 1209 AKORN INC 58 SHS P 2012-09-11 2014-10-30 2535 842 1693 1693 ALEXION PHARMS INC INC 6 SHS P 2014-07-21 2014-10-30 1163 973 190 190 ALLIANCE DATA SYS CORP SYSTEMS CORP 91 SHS P 2011-12-28 2014-09-10 23345 9452 13893 13893 ALLIANCE DATA SYS CORP SYSTEMS CORP 2 SHS P 2011-12-28 2014-10-30 564 208 356 356 AMAZON.COM INC 6 SHS P 2014-10-15 2014-10-30 1794 1823 -29 -29 AMETEK INC NEW 36 SHS P 2011-02-10 2014-10-30 1852 1059 793 793 ANSYS INC 24 SHS P 2010-12-08 2014-10-30 1861 1225 636 636 APPLE INC 54 SHS P 2011-12-28 2014-10-30 5775 3124 2651 2651 BED BATH & BEYOND INC 169 SHS P 2012-02-07 2014-06-23 10275 10392 -117 -117 BED BATH & BEYOND INC 193 SHS P 2012-05-08 2014-06-23 11734 12962 -1228 -1228 BED BATH & BEYOND INC 2 SHS P 2013-01-31 2014-06-23 122 117 5 5 BED BATH & BEYOND INC 122 SHS P 2013-12-31 2014-06-23 7418 9783 -2365 -2365 CARDINAL HEALTH INC 31 SHS P 2013-11-01 2014-10-30 2433 1882 551 551 CELGENE CORP 44 SHS P 2011-12-28 2014-10-30 4711 1486 3225 3225 CERNER CORP 28 SHS P 2012-07-13 2014-10-30 1754 1139 615 615 CHURCH & DWIGHT COMPANY COMPANY INC 43 SHS P 2011-12-28 2014-10-30 3120 1988 1132 1132 COGNIZANT TECH SLTNS A SOLUTIONS CORP CL A 32 SHS P 2010-12-08 2014-10-30 1537 1114 423 423 CONCHO RESOURCES INC 83 SHS P 2010-12-29 2014-12-12 7082 7222 -140 -140 CONCHO RESOURCES INC 69 SHS P 2012-02-02 2014-12-12 5888 7491 -1603 -1603 CONCHO RESOURCES INC 4 SHS P 2012-04-12 2014-12-12 341 392 -51 -51 CONCHO RESOURCES INC 1 SHS P 2013-01-31 2014-12-12 85 91 -6 -6 CONCHO RESOURCES INC 52 SHS P 2013-12-31 2014-12-12 4437 5613 -1176 -1176 CVS HEALTH CORP 30 SHS P 2014-03-26 2014-10-30 2573 2279 294 294 DANAHER CORP 37 SHS P 2010-12-08 2014-10-30 2950 1686 1264 1264 DECKERS OUTDOOR CORP 23 SHS P 2010-12-08 2014-10-30 2040 1821 219 219 DENBURY RESOURCES NEW INC NEW 445 SHS P 2010-10-19 2014-08-07 7293 8004 -711 -711 DENBURY RESOURCES NEW INC NEW 560 SHS P 2011-03-21 2014-08-07 9178 13359 -4181 -4181 DENBURY RESOURCES NEW INC NEW 10 SHS P 2013-01-31 2014-08-07 164 187 -23 -23 DENBURY RESOURCES NEW INC NEW 339 SHS P 2013-12-31 2014-08-07 5556 5596 -40 -40 ECOLAB INC 15 SHS P 2012-12-07 2014-10-30 1629 1085 544 544 EMC CORP MASS 47 SHS P 2010-10-01 2014-10-30 1344 958 386 386 EPAM SYSTEMS INC 73 SHS P 2014-03-24 2014-10-30 3435 2312 1123 1123 EXPRESS SCRIPTS HLDG CO COMPANY 482 SHS P 2010-12-08 2014-07-17 31720 26190 5530 5530 EXPRESS SCRIPTS HLDG CO COMPANY 12 SHS P 2010-12-08 2014-10-30 909 652 257 257 GILEAD SCIENCES INC 29 SHS P 2007-12-26 2014-10-30 3303 682 2621 2621 GOOGLE INC CL A 4 SHS P 2009-11-25 2014-10-30 2245 1173 1072 1072 GOOGLE INC CL C 2 SHS P 2009-11-25 2014-10-30 1103 584 519 519 HAIN CELESTIAL GROUP INC 17 SHS P 2013-12-19 2014-10-30 1811 1444 367 367 ILLINOIS TOOL WORKS INC 24 SHS P 2011-02-10 2014-10-30 2161 1337 824 824 INTEL CORP 37 SHS P 2014-10-14 2014-10-30 1211 1190 21 21 INTERCONTINENTAL EXCH EXCHANGE INC 7 SHS P 2007-06-28 2014-10-30 1424 1045 379 379 INTL BUSINESS MACHS CORP CORP 158 SHS P 2011-12-28 2014-06-24 28727 29217 -490 -490 INTL BUSINESS MACHS CORP CORP 2 SHS P 2013-01-31 2014-06-24 364 406 -42 -42 INTL BUSINESS MACHS CORP CORP 53 SHS P 2013-12-31 2014-06-24 9636 9953 -317 -317 JOHNSON & JOHNSON 32 SHS P 2012-07-19 2014-10-30 3414 2229 1185 1185 LINKEDIN CORP CL A 134 SHS P 2012-11-09 2014-07-24 23696 13174 10522 10522 LINKEDIN CORP CL A 45 SHS P 2013-12-31 2014-07-24 7958 9752 -1794 -1794 LKQ CORP 30 SHS P 2013-12-20 2014-10-30 808 976 -168 -168 MALLINCKRODT PUB LTD CO COMPANY 0.634 SHS P 2014-08-15 2014-08-18 46 45 1 1 MALLINCKRODT PUB LTD CO COMPANY 39 SHS P 2014-08-15 2014-10-30 3641 2764 877 877 MAXIMUS INC 33 SHS P 2013-07-02 2014-10-30 1585 1193 392 392 MEAD JOHNSON NUTRTN CO COMPANY 13 SHS P 2012-01-23 2014-10-30 1347 935 412 412 MICHAEL KORS HLDGS LTD LTD 16 SHS P 2013-08-02 2014-10-30 1255 1098 157 157 MONDELEZ INTL INC INC 40 SHS P 2012-09-04 2014-10-30 1409 1077 332 332 MSC INDL DIRECT CL A CLASS A 17 SHS P 2010-04-16 2014-10-30 1368 941 427 427 MSC INDL DIRECT CL A CLASS A 133 SHS P 2010-04-16 2014-11-13 11175 7364 3811 3811 MSC INDL DIRECT CL A CLASS A 163 SHS P 2010-04-26 2014-11-13 13695 9274 4421 4421 MSC INDL DIRECT CL A CLASS A 4 SHS P 2013-01-31 2014-11-13 336 316 20 20 MSC INDL DIRECT CL A CLASS A 105 SHS P 2013-12-31 2014-11-13 8822 8535 287 287 NPS PHARMACEUTICAL INC INC 958 SHS P 2013-06-12 2014-08-11 26750 15250 11500 11500 NPS PHARMACEUTICAL INC INC 314 SHS P 2013-12-31 2014-08-11 8768 9377 -609 -609 O REILLY AUTOMOTIVE NEW NEW 18 SHS P 2011-12-28 2014-10-30 3158 1460 1698 1698 ORACLE CORP 20 SHS P 2010-10-06 2014-10-30 771 554 217 217 ORACLE CORP 454 SHS P 2010-10-06 2014-11-13 18392 12570 5822 5822 ORACLE CORP 4 SHS P 2013-01-31 2014-11-13 162 141 21 21 ORACLE CORP 161 SHS P 2013-12-31 2014-11-13 6522 6152 370 370 PEPSICO INC 20 SHS P 2009-11-25 2014-10-30 1919 1263 656 656 PERRIGO COMPANY PLC 7 SHS P 2014-09-24 2014-10-30 1123 1049 74 74 PHARMACYCLICS INC 12 SHS P 2014-08-22 2014-10-30 1611 1432 179 179 PRAXAIR INC 9 SHS P 2010-04-26 2014-10-30 1109 800 309 309 PRECISION CASTPARTS CORP 6 SHS P 2010-12-08 2014-10-30 1331 846 485 485 PRICELINE GROUP INC 2 SHS P 2010-12-08 2014-10-30 2305 830 1475 1475 QUALCOMM INC 31 SHS P 2011-03-18 2014-10-30 2402 1610 792 792 QUESTCOR PHARMACEUTICAL INC 536 SHS P 2012-05-17 2014-08-18 50159 21437 28722 28722 QUESTCOR PHARMACEUTICAL INC 5 SHS P 2013-01-31 2014-08-18 468 127 341 341 QUESTCOR PHARMACEUTICAL INC 181 SHS P 2013-12-31 2014-08-18 16938 9766 7172 7172 ROSS STORES INC 23 SHS P 2011-08-24 2014-10-30 1862 844 1018 1018 SALLY BEAUTY HLDGS INC INC 42 SHS P 2012-06-29 2014-10-30 1228 1070 158 158 STARBUCKS CORP 13 SHS P 2012-12-20 2014-10-30 1004 702 302 302 STERICYCLE INC 12 SHS P 2010-12-08 2014-10-30 1483 927 556 556 TRANSDIGM GROUP INC 6 SHS P 2012-03-28 2014-10-30 1113 568 545 545 ULTA SALON COSMETICS FRAGRANCE INC 13 SHS P 2013-08-02 2014-10-30 1579 1355 224 224 VF CORP 28 SHS P 2011-08-24 2014-10-30 1889 785 1104 1104 VISA INC CLASS A 11 SHS P 2009-11-25 2014-10-30 2612 901 1711 1711 WASTE CONNECTIONS INC 43 SHS P 2010-12-08 2014-10-30 2146 1134 1012 1012 ALLIANZGI FXD INC C FIXED INCOME SHARES SER C 680 SHS P 2014-06-13 2014-07-17 8384 8384 0 0 ALLIANZGI FXD INCM SHR C FIXED INCOME SHARES SER C 3190 SHS P 2014-06-13 2014-10-31 39205 39333 -128 -128 ALLIANZGI FXD INCM SHR M FIXED INCOME SHARES SER M 3010 SHS P 2014-06-13 2014-10-31 32448 32508 -60 -60 FXD INCM SHRS M FIXED INCOME SHARES SER M 680 SHS P 2014-06-13 2014-07-17 7358 7344 14 14 FNMA AJ4052 4.0 100141 POOL #AJ4052 CPN 4.000% DUE 10/01/41 DTD 10/01/11 P 2012-04-23 2014-10-14 20761 21913 -1152 -1152 FNMA AL0935 4.0 050141 POOL #AL0935 CPN 4.000% DUE 05/01/41 DTD 10/01/11 P 2014-04-09 2014-10-14 8651 8526 125 125 FNMA AL1948 4.0 010142 POOL #AL1948 CPN 4.000% DUE 01/01/42 DTD 06/01/12 P 2012-08-07 2014-10-14 44330 46468 -2138 -2138 UST NOTE 1.0 053118 CPN 1.000% DUE 05/31/18 DTD 05/31/13 FC 11/30/13 4 P 2014-02-12 2014-09-09 41354 41403 -49 -49 UST NOTE 1.0 053118 CPN 1.000% DUE 05/31/18 DTD 05/31/13 FC 11/30/13 2 P 2014-02-12 2014-09-25 27591 27602 -11 -11 UST NOTE 1.0 053118 CPN 1.000% DUE 05/31/18 DTD 05/31/13 FC 11/30/13 4 P 2014-07-08 2014-09-25 3942 3943 -1 -1 UST NOTE 2.0 111521 CPN 2.000% DUE 11/15/21 DTD 11/15/11 FC 05/15/12 7 P 2013-05-07 2014-11-04 6988 7215 -227 -227 UST NOTE 0.75 011517 CPN 0.750% DUE 01/15/17 DTD 01/15/14 FC 07/15/14 2 P 2014-02-26 2014-06-17 24976 25055 -79 -79 UST NOTE 0.75 103117 CPN 0.750% DUE 10/31/17 DTD 10/31/12 FC 04/30/13 1 P 2012-12-13 2014-11-04 15894 16040 -146 -146 UST NOTE 1.125 123119 CPN 1.125% DUE 12/31/19 DTD 12/31/12 FC 06/30/13 2 P 2013-01-09 2014-08-19 23281 23784 -503 -503 UST NOTE 1.125 123119 CPN 1.125% DUE 12/31/19 DTD 12/31/12 FC 06/30/13 2 P 2013-01-09 2014-09-25 23109 23784 -675 -675 UST NOTE 1.125 123119 CPN 1.125% DUE 12/31/19 DTD 12/31/12 FC 06/30/13 4 P 2013-07-02 2014-09-25 3852 3852 0 0 UST NOTE 1.125 123119 CPN 1.125% DUE 12/31/19 DTD 12/31/12 FC 06/30/13 5 P 2013-08-13 2014-09-25 4814 4796 18 18 UST NOTE 1.125 123119 CPN 1.125% DUE 12/31/19 DTD 12/31/12 FC 06/30/13 3 P 2013-09-17 2014-09-25 2889 2861 28 28 UST NOTE 1.125 123119 CPN 1.125% DUE 12/31/19 DTD 12/31/12 FC 06/30/13 6 P 2013-12-10 2014-09-25 5777 5777 0 0 UST NOTE 1.125 123119 CPN 1.125% DUE 12/31/19 DTD 12/31/12 FC 06/30/13 4 P 2014-04-15 2014-09-25 3852 3852 0 0 UST NOTE 3.625 021521 CPN 3.625% DUE 02/15/21 DTD 02/15/11 FC 08/15/11 5 P 2014-04-08 2014-12-02 5515 5416 99 99 UST NT INFL 0.125 071522 INFLATION INDEX NOTE CPN 0.125% DUE 07/15/22 DTD 0 P 2012-07-24 2014-07-08 12418 13397 -979 -979 UST NT INFL 0.125 071522 INFLATION INDEX NOTE CPN 0.125% DUE 07/15/22 DTD 0 P 2012-07-24 2014-07-08 28975 31265 -2290 -2290 UST NT INFL 0.125 071522 INFLATION INDEX NOTE CPN 0.125% DUE 07/15/22 DTD 0 P 2012-11-28 2014-07-08 2070 2250 -180 -180 UST NT INFL 0.125 071522 INFLATION INDEX NOTE CPN 0.125% DUE 07/15/22 DTD 0 P 2012-11-28 2014-11-04 9182 10150 -968 -968 UST NT INFLT 2.5 011529 INFLATION INDEX NOTE CPN 2.500% DUE 01/15/29 DTD 0 P 2012-12-27 2014-11-04 6907 7928 -1021 -1021 UST NT INFLT2.375 011525 INFLATION INDEX NOTE CPN 2.375% DUE 01/15/25 DTD 0 P 2014-04-15 2014-07-14 4574 4490 84 84 UST NT INFLT2.375 011525 INFLATION INDEX NOTE CPN 2.375% DUE 01/15/25 DTD 0 P 2014-06-17 2014-07-14 4574 4514 60 60 OPPEN DEV MKT Y DEVELOPING MARKETS CL Y 646.831 SHS P 2014-06-10 2014-10-30 25000 25660 -660 -660 AKBANK TURK ANONIM SIRKETI ADR 556 SHS P 2010-12-17 2014-05-23 4279 5805 -1526 -1526 AKBANK TURK ANONIM SIRKETI ADR 142 SHS P 2010-12-28 2014-05-23 1093 1596 -503 -503 AKBANK TURK ANONIM SIRKETI ADR 90 SHS P 2011-03-03 2014-05-23 693 798 -105 -105 AKBANK TURK ANONIM SIRKETI ADR 498 SHS P 2013-12-19 2014-05-23 3833 3360 473 473 AKBANK TURK ANONIM SIRKETI ADR 134 SHS P 2014-01-02 2014-05-23 1031 819 212 212 AMBEV S A SPON ADR SPONS ADR 210 SHS P 2010-12-17 2014-05-23 1556 1217 339 339 AMBEV S A SPON ADR SPONS ADR 480 SHS P 2011-03-03 2014-05-23 3557 2680 877 877 AMBEV S A SPON ADR SPONS ADR 390 SHS P 2011-04-11 2014-05-23 2890 2297 593 593 AMBEV S A SPON ADR SPONS ADR 165 SHS P 2012-09-24 2014-05-23 1223 1266 -43 -43 AMBEV S A SPON ADR SPONS ADR 641 SHS P 2014-01-02 2014-05-23 4750 4656 94 94 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A 3 SHS P 2012-10-23 2014-05-23 503 343 160 160 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A 54 SHS P 2013-02-14 2014-05-23 9046 5149 3897 3897 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A 27 SHS P 2013-03-20 2014-05-23 4523 2318 2205 2205 BAIDU INC SPONS ADR CL A SPONSORED ADR REPSTG ORD SHARES CLASS A 5 SHS P 2014-01-02 2014-05-23 838 902 -64 -64 BANCO DO BRASIL S A ADR SPONSORED ADR 181 SHS P 2010-02-04 2014-05-23 1824 2878 -1054 -1054 BANCO DO BRASIL S A ADR SPONSORED ADR 587 SHS P 2010-12-17 2014-05-23 5917 10771 -4854 -4854 BANCO DO BRASIL S A ADR SPONSORED ADR 46 SHS P 2011-03-03 2014-05-23 464 840 -376 -376 BANCO DO BRASIL S A ADR SPONSORED ADR 82 SHS P 2011-05-13 2014-05-23 827 1461 -634 -634 BANCO DO BRASIL S A ADR SPONSORED ADR 294 SHS P 2012-05-02 2014-05-23 2963 3633 -670 -670 BANCO DO BRASIL S A ADR SPONSORED ADR 169 SHS P 2012-11-09 2014-05-23 1703 1775 -72 -72 BANCO DO BRASIL S A ADR SPONSORED ADR 158 SHS P 2013-11-21 2014-05-23 1593 1793 -200 -200 BANCO DO BRASIL S A ADR SPONSORED ADR 157 SHS P 2014-01-02 2014-05-23 1583 1593 -10 -10 BANCO MACRO SA ADR CL B SPONSORED ADR REPRESENTING CLASS B 114 SHS P 2010-12-17 2014-05-23 3435 5848 -2413 -2413 BANCO MACRO SA ADR CL B SPONSORED ADR REPRESENTING CLASS B 40 SHS P 2011-03-29 2014-05-23 1205 1578 -373 -373 BANCO MACRO SA ADR CL B SPONSORED ADR REPRESENTING CLASS B 32 SHS P 2011-05-02 2014-05-23 964 1204 -240 -240 BANCO MACRO SA ADR CL B SPONSORED ADR REPRESENTING CLASS B 50 SHS P 2011-08-08 2014-05-23 1506 1465 41 41 BANCO MACRO SA ADR CL B SPONSORED ADR REPRESENTING CLASS B 29 SHS P 2014-01-02 2014-05-23 874 686 188 188 BB SEGURIDADE PARTICIPACOES S A SPONSORED ADR 960 SHS P 2014-04-14 2014-05-23 12169 11318 851 851 BIDVEST GRP LTD SPON 08 SPONSORED ADR 2008 19 SHS P 2010-12-17 2014-05-23 1090 883 207 207 BIDVEST GRP LTD SPON 08 SPONSORED ADR 2008 44 SHS P 2011-03-03 2014-05-23 2524 1979 545 545 BIDVEST GRP LTD SPON 08 SPONSORED ADR 2008 16 SHS P 2011-03-24 2014-05-23 918 689 229 229 BIDVEST GRP LTD SPON 08 SPONSORED ADR 2008 31 SHS P 2011-05-16 2014-05-23 1778 1335 443 443 BIDVEST GRP LTD SPON 08 SPONSORED ADR 2008 19 SHS P 2014-01-02 2014-05-23 1090 956 134 134 CHINA CONSTR BK CORP ADR BANK CORP ADR 485 SHS P 2010-12-17 2014-05-23 7037 8633 -1596 -1596 CHINA CONSTR BK CORP ADR BANK CORP ADR 210 SHS P 2012-04-05 2014-05-23 3047 3250 -203 -203 CHINA CONSTR BK CORP ADR BANK CORP ADR 234 SHS P 2012-05-02 2014-05-23 3395 3709 -314 -314 CHINA CONSTR BK CORP ADR BANK CORP ADR 121 SHS P 2012-07-27 2014-05-23 1756 1547 209 209 CHINA CONSTR BK CORP ADR BANK CORP ADR 148 SHS P 2012-08-31 2014-05-23 2147 1949 198 198 CHINA CONSTR BK CORP ADR BANK CORP ADR 113 SHS P 2014-01-02 2014-05-23 1640 1669 -29 -29 CHINA MOBILE LTD ADR SPONSORED ADRS 84 SHS P 2012-02-06 2014-05-23 4110 4231 -121 -121 CHINA MOBILE LTD ADR SPONSORED ADRS 96 SHS P 2012-02-15 2014-05-23 4698 5006 -308 -308 CHINA MOBILE LTD ADR SPONSORED ADRS 87 SHS P 2012-03-09 2014-05-23 4257 4704 -447 -447 CHINA MOBILE LTD ADR SPONSORED ADRS 27 SHS P 2014-01-02 2014-05-23 1321 1388 -67 -67 CIELO S A SPONSORED ADR SPONSORED ADR 410.4 SHS P 2010-12-17 2014-05-23 7410 2896 4514 4514 CIELO S A SPONSORED ADR SPONSORED ADR 403.2 SHS P 2012-11-14 2014-05-23 7280 4491 2789 2789 CIELO S A SPONSORED ADR SPONSORED ADR 74.4 SHS P 2013-02-07 2014-05-23 1343 882 461 461 CIELO S A SPONSORED ADR SPONSORED ADR 80 SHS P 2014-01-02 2014-05-23 1444 1101 343 343 CLICKS GROUP LTD ADR ADR 558 SHS P 2011-06-09 2014-05-23 6845 7065 -220 -220 CLICKS GROUP LTD ADR ADR 206 SHS P 2011-06-29 2014-05-23 2527 2567 -40 -40 CLICKS GROUP LTD ADR ADR 58 SHS P 2014-01-02 2014-05-23 712 700 12 12 CNOOC LTD SPONS ADR SPONS ADR 40 SHS P 2012-08-28 2014-05-23 7060 7626 -566 -566 CNOOC LTD SPONS ADR SPONS ADR 7 SHS P 2012-09-17 2014-05-23 1236 1457 -221 -221 CNOOC LTD SPONS ADR SPONS ADR 5 SHS P 2014-01-02 2014-05-23 883 916 -33 -33 CNOOC LTD SPONS ADR SPONS ADR 20 SHS P 2014-04-04 2014-05-23 3530 3133 397 397 COMMERCIAL INTL BANK ADR SAE ADR 821.609 SHS P 2010-12-17 2014-05-23 4000 4372 -372 -372 COMMERCIAL INTL BANK ADR SAE ADR 361.391 SHS P 2011-05-10 2014-05-23 1759 1174 585 585 COMMERCIAL INTL BANK ADR SAE ADR 270 SHS P 2014-01-02 2014-05-23 1314 1161 153 153 COMPANHIA ENERGETICA DEF MINAS GERAIS SPONS ADR REP NON VOTING PFD 1330 SHS P 2014-03-27 2014-05-23 10174 8871 1303 1303 GAZPROM OAO SPONS ADR ADR 580 SHS P 2011-08-12 2014-05-23 4872 6641 -1769 -1769 GAZPROM OAO SPONS ADR ADR 184 SHS P 2011-09-06 2014-05-23 1546 2109 -563 -563 GAZPROM OAO SPONS ADR ADR 216 SHS P 2012-07-26 2014-05-23 1814 1941 -127 -127 GAZPROM OAO SPONS ADR ADR 405 SHS P 2013-07-09 2014-05-23 3402 2799 603 603 GAZPROM OAO SPONS ADR ADR 162 SHS P 2013-11-15 2014-05-23 1361 1458 -97 -97 GAZPROM OAO SPONS ADR ADR 155 SHS P 2014-01-02 2014-05-23 1302 1286 16 16 IMPERIAL HLDGS ADR NEW SPONSORED ADR NEW 216 SHS P 2013-02-19 2014-05-23 4323 4960 -637 -637 IMPERIAL HLDGS ADR NEW SPONSORED ADR NEW 93 SHS P 2013-05-31 2014-05-23 1861 1931 -70 -70 IMPERIAL HLDGS ADR NEW SPONSORED ADR NEW 130 SHS P 2013-10-18 2014-05-23 2602 2932 -330 -330 IMPERIAL HLDGS ADR NEW SPONSORED ADR NEW 43 SHS P 2014-01-02 2014-05-23 861 819 42 42 KB FINANCIAL GROUP INC SPONSORED ADR REPRESENTING 1 COM SHARE 172 SHS P 2011-08-12 2014-05-23 6025 6547 -522 -522 KB FINANCIAL GROUP INC SPONSORED ADR REPRESENTING 1 COM SHARE 57 SHS P 2011-09-07 2014-05-23 1997 2218 -221 -221 KB FINANCIAL GROUP INC SPONSORED ADR REPRESENTING 1 COM SHARE 80 SHS P 2011-11-23 2014-05-23 2802 2522 280 280 KB FINANCIAL GROUP INC SPONSORED ADR REPRESENTING 1 COM SHARE 34 SHS P 2012-01-25 2014-05-23 1191 1251 -60 -60 KB FINANCIAL GROUP INC SPONSORED ADR REPRESENTING 1 COM SHARE 33 SHS P 2014-01-02 2014-05-23 1156 1297 -141 -141 KIMBERLY CLARK DE MX ADR S A B DE CV SPONSORED ADR 763 SHS P 2010-12-17 2014-05-23 10646 7762 2884 2884 KOC HOLDING ADR ADR 273.738 SHS P 2010-12-17 2014-05-23 6474 6198 276 276 KOC HOLDING ADR ADR 174.263 SHS P 2011-03-03 2014-05-23 4121 3260 861 861 KOC HOLDING ADR ADR 92 SHS P 2013-11-12 2014-05-23 2176 2031 145 145 KOC HOLDING ADR ADR 57 SHS P 2014-01-02 2014-05-23 1348 1145 203 203 LOCALIZA RENT A CAR ADR SPON ADR 1222 SHS P 2014-01-31 2014-05-23 19642 15585 4057 4057 MOBILE TELESYSTEMS OJSC SPONS ADR 690 SHS P 2010-12-17 2014-05-23 12730 14046 -1316 -1316 MOBILE TELESYSTEMS OJSC SPONS ADR 69 SHS P 2012-10-26 2014-05-23 1273 1153 120 120 MOBILE TELESYSTEMS OJSC SPONS ADR 67 SHS P 2014-01-02 2014-05-23 1236 1432 -196 -196 NEDBANK GROUP LTD ADR SPONSORED ADR 352 SHS P 2010-12-17 2014-05-23 7839 6667 1172 1172 NEDBANK GROUP LTD ADR SPONSORED ADR 19 SHS P 2011-03-03 2014-05-23 423 365 58 58 NEDBANK GROUP LTD ADR SPONSORED ADR 34 SHS P 2014-01-02 2014-05-23 757 669 88 88 NETEASE INC SPON ADR SPONS ADR 148 SHS P 2010-12-17 2014-05-23 10506 5394 5112 5112 NETEASE INC SPON ADR SPONS ADR 16 SHS P 2013-05-13 2014-05-23 1136 930 206 206 NETEASE INC SPON ADR SPONS ADR 16 SHS P 2014-01-02 2014-05-23 1136 1252 -116 -116 NETEASE INC SPON ADR SPONS ADR 28 SHS P 2014-04-25 2014-05-23 1988 2045 -57 -57 OIL COMPANY LUKOIL ADR SPONS ADR 78 SHS P 2011-08-12 2014-05-23 4449 4333 116 116 OIL COMPANY LUKOIL ADR SPONS ADR 35 SHS P 2011-09-06 2014-05-23 1996 2027 -31 -31 OIL COMPANY LUKOIL ADR SPONS ADR 10 SHS P 2014-01-02 2014-05-23 570 622 -52 -52 ORIFLAME COSMETICS SA SPONS ADR 517 SHS P 2010-12-17 2014-05-27 6437 13018 -6581 -6581 ORIFLAME COSMETICS SA SPONS ADR 26 SHS P 2010-12-29 2014-05-27 324 673 -349 -349 ORIFLAME COSMETICS SA SPONS ADR 34 SHS P 2014-01-02 2014-05-27 423 514 -91 -91 PERUSAHAN PERSEROAN PERSERO ADR PORT TELEKMUNIKIASI INDONESIA 290 SHS P 2010-12-17 2014-05-27 12722 10110 2612 2612 PERUSAHAN PERSEROAN PERSERO ADR PORT TELEKMUNIKIASI INDONESIA 65 SHS P 2014-01-02 2014-05-27 2851 2266 585 585 PHILIPPINE LONG DISTNCE DISTANCE TELEPHONE COMPANY SPONSORED ADR 175 SHS P 2010-12-17 2014-05-27 11670 9840 1830 1830 PHILIPPINE LONG DISTNCE DISTANCE TELEPHONE COMPANY SPONSORED ADR 19 SHS P 2014-01-02 2014-05-27 1267 1125 142 142 PPC LTD ADR 735 SHS P 2010-12-17 2014-05-27 4505 7291 -2786 -2786 PPC LTD ADR 52 SHS P 2011-03-03 2014-05-27 319 408 -89 -89 PPC LTD ADR 50 SHS P 2014-01-02 2014-05-27 307 294 13 13 PT ASTRA INTL TBK ADR TBK ADR 529 SHS P 2013-07-02 2014-05-27 6824 7120 -296 -296 PT ASTRA INTL TBK ADR TBK ADR 366 SHS P 2013-11-26 2014-05-27 4722 3951 771 771 PT ASTRA INTL TBK ADR TBK ADR 55 SHS P 2014-01-02 2014-05-27 710 626 84 84 PT ASTRA INTL TBK ADR TBK ADR 57 SHS P 2014-03-27 2014-05-27 735 726 9 9 PT BANK MANDIRI PERSERO TBK 229 SHS P 2011-01-04 2014-05-27 2029 1664 365 365 PT BANK MANDIRI PERSERO TBK 843 SHS P 2012-03-12 2014-05-27 7469 6109 1360 1360 PT BANK MANDIRI PERSERO TBK 164 SHS P 2013-07-29 2014-05-27 1453 1385 68 68 PT BANK MANDIRI PERSERO TBK 121 SHS P 2013-09-25 2014-05-27 1072 875 197 197 PT BANK MANDIRI PERSERO TBK 316 SHS P 2013-12-27 2014-05-27 2800 1990 810 810 PT BANK MANDIRI PERSERO TBK 149 SHS P 2014-01-02 2014-05-27 1320 963 357 357 PT SEMEN INDONESIA PERSERO TBK 183 SHS P 2010-12-17 2014-05-27 4646 3817 829 829 PT SEMEN INDONESIA PERSERO TBK 150 SHS P 2014-01-02 2014-05-27 3808 3552 256 256 PT SEMEN INDONESIA PERSERO TBK 2 SHS P 2014-03-28 2014-05-27 51 56 -5 -5 PT UTD TRACTORS TBK ADR ADR 91 SHS P 2010-12-17 2014-05-27 3358 4641 -1283 -1283 PT UTD TRACTORS TBK ADR ADR 72 SHS P 2012-08-03 2014-05-27 2657 3171 -514 -514 PT UTD TRACTORS TBK ADR ADR 36 SHS P 2012-09-27 2014-05-27 1328 1545 -217 -217 PT UTD TRACTORS TBK ADR ADR 12 SHS P 2014-01-02 2014-05-27 443 381 62 62 PTT EXPL & PROD PUB ADR LTD SPONS ADR 213 SHS P 2011-07-05 2014-05-27 2026 2503 -477 -477 PTT EXPL & PROD PUB ADR LTD SPONS ADR 296 SHS P 2011-09-07 2014-05-27 2815 3325 -510 -510 PTT EXPL & PROD PUB ADR LTD SPONS ADR 37 SHS P 2012-10-26 2014-05-27 352 378 -26 -26 SANLAM LTD SPONSORED ADR 284 SHS P 2010-12-17 2014-05-27 8040 5740 2300 2300 SANLAM LTD SPONSORED ADR 25 SHS P 2014-01-02 2014-05-27 708 623 85 85 SBERBANK RUSSIA ADR SPONS ADR 479 SHS P 2011-08-05 2014-05-27 4852 6563 -1711 -1711 SBERBANK RUSSIA ADR SPONS ADR 169 SHS P 2011-08-08 2014-05-27 1712 2192 -480 -480 SBERBANK RUSSIA ADR SPONS ADR 144 SHS P 2011-09-06 2014-05-27 1459 1586 -127 -127 SBERBANK RUSSIA ADR SPONS ADR 213 SHS P 2011-11-16 2014-05-27 2158 2229 -71 -71 SBERBANK RUSSIA ADR SPONS ADR 263 SHS P 2012-07-26 2014-05-27 2664 2835 -171 -171 SBERBANK RUSSIA ADR SPONS ADR 100 SHS P 2012-08-29 2014-05-27 1013 1189 -176 -176 SBERBANK RUSSIA ADR SPONS ADR 106 SHS P 2014-01-02 2014-05-27 1074 1291 -217 -217 SHINHAN FINL GRP ADR COMPANY LTD SPONSORED ADR 226 SHS P 2010-12-17 2014-05-27 10247 10065 182 182 SHINHAN FINL GRP ADR COMPANY LTD SPONSORED ADR 30 SHS P 2011-05-03 2014-05-27 1360 1459 -99 -99 SHINHAN FINL GRP ADR COMPANY LTD SPONSORED ADR 54 SHS P 2012-08-29 2014-05-27 2448 1750 698 698 SHOPRITE HLDGS LTD ADR SPONSORED ADR 364 SHS P 2010-12-17 2014-05-27 5729 5267 462 462 SHOPRITE HLDGS LTD ADR SPONSORED ADR 92 SHS P 2011-03-03 2014-05-27 1448 1306 142 142 SHOPRITE HLDGS LTD ADR SPONSORED ADR 43 SHS P 2014-01-02 2014-05-27 677 670 7 7 STANDARD BK GRP LTD ADR SPONSORED ADR 586 SHS P 2010-12-17 2014-05-27 7987 9051 -1064 -1064 STANDARD BK GRP LTD ADR SPONSORED ADR 50 SHS P 2014-01-02 2014-05-27 681 605 76 76 TAIWAN SEMICON MFG CO MANUFACTURING COMPANY LTD SPONS ADR 639 SHS P 2010-12-17 2014-05-27 13310 8081 5229 5229 TAIWAN SEMICON MFG CO MANUFACTURING COMPANY LTD SPONS ADR 195 SHS P 2012-07-26 2014-05-27 4062 2598 1464 1464 TAIWAN SEMICON MFG CO MANUFACTURING COMPANY LTD SPONS ADR 85 SHS P 2014-01-02 2014-05-27 1771 1459 312 312 TIGER BRANDS LTD ADR NEW SPONSORED ADR NEW 183 SHS P 2010-12-17 2014-05-27 5113 5133 -20 -20 TIGER BRANDS LTD ADR NEW SPONSORED ADR NEW 64 SHS P 2011-03-03 2014-05-27 1788 1674 114 114 TIGER BRANDS LTD ADR NEW SPONSORED ADR NEW 19 SHS P 2014-01-02 2014-05-27 531 473 58 58 TURKCELL ILETISM ADR NEW HIZMETLERI A S SPONSORED ADR NEW 573 SHS P 2010-12-17 2014-05-27 8457 9470 -1013 -1013 TURKCELL ILETISM ADR NEW HIZMETLERI A S SPONSORED ADR NEW 21 SHS P 2011-03-03 2014-05-27 310 285 25 25 TURKCELL ILETISM ADR NEW HIZMETLERI A S SPONSORED ADR NEW 71 SHS P 2014-01-02 2014-05-27 1048 920 128 128 VALE S A ADR REP PFD ADR REPRESENTING PFD 2 SHS P 2010-07-28 2014-05-23 24 48 -24 -24 VALE S A ADR REP PFD ADR REPRESENTING PFD 81 SHS P 2010-11-10 2014-05-23 974 2376 -1402 -1402 VALE S A ADR REP PFD ADR REPRESENTING PFD 325 SHS P 2010-12-17 2014-05-23 3910 9645 -5735 -5735 VALE S A ADR REP PFD ADR REPRESENTING PFD 35 SHS P 2011-03-03 2014-05-23 421 1058 -637 -637 VALE S A ADR REP PFD ADR REPRESENTING PFD 77 SHS P 2012-04-27 2014-05-23 926 1687 -761 -761 VALE S A ADR REP PFD ADR REPRESENTING PFD 78 SHS P 2014-01-02 2014-05-23 938 1030 -92 -92 VODACOM GROUP LTD ADR SPONSORED ADR 491 SHS P 2012-02-02 2014-05-27 6088 6386 -298 -298 VODACOM GROUP LTD ADR SPONSORED ADR 37 SHS P 2014-01-02 2014-05-27 459 460 -1 -1 WEICHAI POWER LTD ADR LTD ADR 272.508 SHS P 2010-12-29 2014-05-23 3812 5738 -1926 -1926 WEICHAI POWER LTD ADR LTD ADR 11.978 SHS P 2011-03-03 2014-05-23 168 282 -114 -114 WEICHAI POWER LTD ADR LTD ADR 158.714 SHS P 2011-03-25 2014-05-23 2220 3136 -916 -916 WEICHAI POWER LTD ADR LTD ADR 110.8 SHS P 2011-06-13 2014-05-23 1550 1977 -427 -427 WEICHAI POWER LTD ADR LTD ADR 39 SHS P 2014-01-02 2014-05-23 546 619 -73 -73 WOOLWORTHS HLDGS GDR NEW LIMITED SPONORED GDR NEW 115 SHS P 2012-10-26 2014-05-23 8548 8536 12 12 WOOLWORTHS HLDGS GDR NEW LIMITED SPONORED GDR NEW 10 SHS P 2014-01-02 2014-05-23 743 711 32 32 WYNN MACAU LTD ADR 125 SHS P 2012-11-06 2014-05-23 5361 3732 1629 1629 WYNN MACAU LTD ADR 143 SHS P 2013-03-20 2014-05-23 6133 3899 2234 2234 YPF SOCIEDAD ANONIMA ADR SPONSORED ADR REPSTG CL D 63 SHS P 2011-03-25 2014-05-23 1863 2659 -796 -796 YPF SOCIEDAD ANONIMA ADR SPONSORED ADR REPSTG CL D 11 SHS P 2011-05-09 2014-05-23 325 461 -136 -136 YPF SOCIEDAD ANONIMA ADR SPONSORED ADR REPSTG CL D 303 SHS P 2013-05-29 2014-05-23 8963 4247 4716 4716 YPF SOCIEDAD ANONIMA ADR SPONSORED ADR REPSTG CL D 56 SHS P 2014-01-02 2014-05-23 1656 1813 -157 -157 YPF SOCIEDAD ANONIMA ADR SPONSORED ADR REPSTG CL D 17 SHS P 2014-02-06 2014-05-23 503 394 109 109 ALLIANCE DATA SYSTEMS CORP-154 SHS P 2011-12-28 2014-03-24 43302 15995 27307 27307 GILLEAD SCIENCES INC - 245 SHS P 2007-12-26 2014-01-09 18293 5764 12529 12529 GRUPO TELEVISA SA DE GLOBAL-26 SHS P 2014-01-02 2014-01-17 791 774 17 17 OCI NV ADR-213 SHS P 2014-03-03 2014-03-31 9642 8979 663 663 ORASCOM CONSTRUCTION INDS SAE-70 SHS P 2011-03-31 2014-03-03 2933 2937 -4 -4 PT BANK MANDIRI PERSERO-289 SHS P 2011-01-04 2014-03-12 2314 2100 214 214 WYNN MACAU LTD-76 SHS P 2012-11-06 2014-01-02 3426 2269 1157 1157 YPF SOCIEDAD ANONIMA-25 SHS P 2011-03-17 2014-04-07 770 1151 -381 -381 YPF SOCIEDAD ANONIMA-136 SHS P 2011-03-25 2014-04-07 4191 5740 -1549 -1549 BANCO MACROSA ADR-89 SHS P 2010-12-17 2014-04-16 2753 4566 -1813 -1813 BIDVEST GROUP LTD-85 SHS P 2010-12-17 2014-04-04 4595 3948 647 647 COMMERICAL INTERNATIONAL BANK-468 SHS P 2010-12-17 2014-04-25 2359 2491 -132 -132 GROUPO TELEVISA SA-267 SHS P 2010-12-17 2014-01-17 8125 6724 1401 1401 KIMBERLY CLARK DE-230 SHS P 2010-12-17 2014-01-09 3123 2340 783 783 NEDBANK GROUP LTD-144 SHS P 2010-12-17 2014-04-04 2969 2727 242 242 ORASCOM CONSTRUCTION-143 SHS P 2010-12-28 2014-03-03 5992 6899 -907 -907 SANLAM LTD SPONS ADR-74 SHS P 2010-12-17 2014-04-23 1911 1496 415 415 SHINHAN FINL GRP ADR-31 SHS P 2010-12-17 2014-01-02 1354 1381 -27 -27 SHINHAN FINL GRP ADR-9 SHS P 2010-12-17 2014-01-23 365 401 -36 -36 AUTOMATIC DATA PROCESSING-130 SHS P 2013-12-06 2014-01-02 10356 10351 5 5 BROWN-FORMAN CORP CL B-14 SHS P 2013-12-06 2014-03-12 1227 1071 156 156 LOCKHEED MARTIN CORP-10 SHS P 2013-12-06 2014-02-26 1623 1380 243 243 THE SOUTHERN COMPANY-980 SHS P 2013-12-31 2014-04-29 45417 40314 5103 5103 THE SOUTHERN COMPANY-195 SHS P 2013-12-31 2014-04-30 8991 8022 969 969 AMERICAN EXPRESS COMPANY-140 SHS P 2012-01-26 2014-03-07 13106 7074 6032 6032 EXELON CORPORATION NEW-655 SHS P 2012-05-09 2014-04-24 23583 25244 -1661 -1661 EXELON CORPORATION NEW-15 SHS P 2012-05-09 2014-05-05 541 578 -37 -37 EXELON CORPORATION NEW-295 SHS P 2012-10-04 2014-05-05 10646 10597 49 49 NORTHROP GRUMMAN CORP-160 SHS P 2012-01-26 2014-01-03 18191 9483 8708 8708 SIGMA ALDRICH CORP-271 SHS P 2012-01-26 2014-02-19 25462 18819 6643 6643 SIGMA ALDRICH CORP-54 SHS P 2012-01-26 2014-02-20 5058 3750 1308 1308 IPATH DOW JONES UBS ETN ENERGY TOTAL RETURN-869 SHS P 2013-07-10 2014-01-15 15302 15500 -198 -198 ISHARES ETF INTERMEDIATE CREDIT BOND-95 SHS P 2013-05-07 2014-03-12 10341 10589 -248 -248 ISHARES ETF US PREFERRED STOCK-663 SHS P 2013-07-10 2014-01-15 25078 25629 -551 -551 GUGGENHEIM ENHANCED ETF SHORT DUR-140 SHS P 2013-05-07 2014-05-08 7033 7035 -2 -2 1SHS ETF 1-3 YR TREAS BOND-187 SHS P 2012-01-31 2014-04-09 15786 15814 -28 -28 1SHS ETF 1-3 YR TREAS BOND-162 SHS P 2012-01-31 2014-05-08 13690 13700 -10 -10 1SHS ETF 1-3 YR TREAS BOND-1 SHS P 2012-04-27 2014-05-08 85 84 1 1 1SHS ETF 1-3 YR TREAS BOND-1 SHS P 2012-04-30 2014-05-08 85 84 1 1 ISHARES ETF HIGH DIVIDEND-19 SHS P 2012-04-30 2014-03-12 1330 1101 229 229 ISHARES ETF HIGH DIVIDEND-190 SHS P 2012-07-12 2014-03-12 13296 11308 1988 1988 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED-448 SHS P 2012-04-30 2014-02-12 31634 23037 8597 8597 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED-3 SHS P 2012-05-03 2014-02-12 212 153 59 59 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED-14 SHS P 2012-05-08 2014-02-12 989 697 292 292 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED-5 SHS P 2012-05-11 2014-02-12 353 249 104 104 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED-16 SHS P 2012-05-18 2014-02-12 1130 755 375 375 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED-12 SHS P 2012-05-18 2014-05-08 882 566 316 316 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED-197 SHS P 2012-12-12 2014-05-08 14471 10506 3965 3965 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED-176 SHS P 2013-03-13 2014-05-08 12929 10444 2485 2485 AGRIUM INC-79 SHS P 2013-05-20 2014-03-19 7472 7220 252 252 ETFS PLATIUNUM TRUST ETF-89 SHS P 2013-05-24 2014-01-14 12401 12648 -247 -247 ETFS PLATIUNUM TRUST ETF-29 SHS P 2013-07-15 2014-01-24 4041 4036 5 5 ETFS PLATIUNUM TRUST ETF-80 SHS P 2013-07-15 2014-01-24 11147 11860 -713 -713 ETFS PALLADIUM TRUST ETF-53 SHS P 2013-05-20 2014-01-24 3802 3782 20 20 MOSAIC COMPANY-88 SHS P 2013-08-09 2014-01-29 3925 5382 -1457 -1457 MOSAIC COMPANY-51 SHS P 2013-11-06 2014-01-29 2275 2212 63 63 MOSAIC COMPANY92 SHS P 2013-05-24 2014-01-29 4103 4243 -140 -140 ROYAL DUTCH SHELL PLC-102 SHS P 2013-05-24 2014-01-29 7192 6868 324 324 SM ENERGY CO COM-98 SHS P 2013-05-24 2014-01-29 8129 6054 2075 2075 SOCIEDAD QUIMICA MINERAL DE CHILE S A-202 SHS P 2013-05-24 2014-01-29 5268 9817 -4549 -4549 SOCIEDAD QUIMICA MINERAL DE CHILE S A-87 SHS P 2013-08-09 2014-01-29 2225 2517 -292 -292 W&T OFFSHORE INC-489 SHS P 2013-11-07 2014-01-24 7329 9280 -1951 -1951 CONTANGO OIL & GAS-60 SHS P 2011-03-08 2014-01-29 2544 3516 -972 -972 CONTANGO OIL & GAS 94 SHS P 2012-07-13 2014-01-29 3985 5334 -1349 -1349 ETFS PALLADIUM TRUST ETF-103 SHS P 2012-01-13 2014-01-24 7389 6971 418 418 FRANCO-NEVADA CORP-SS SHS P 2012-12-28 2014-02-10 1686 1868 -182 -182 ROYAL GOLD INC-45 SHS P 2011-12-30 2014-02-10 2837 3023 -186 -186 SOUTHWESTERN ENERGY CO-101 SHS P 2012-07-13 2014-01-24 4208 3197 1011 1011 SOUTHWESTERN ENERGY CO-173 SHS P 2012-07-13 2014-01-29 7244 5476 1768 1768 ABBOTT LABORATORIES SR UNSECURED 10000 P 2010-08-25 2014-04-25 10958 10875 83 83 CISCO SYSTEMS INC NOTES P 2010-01-21 2014-04-25 10901 11211 -310 -310 CREDIT SUISSE USA INC NOTES P 2009-03-09 2014-04-25 10825 9770 1055 1055 FEDERAL HOME LN MTG CORP GLOBAL NOTES P 2009-03-05 2014-01-15 40000 43608 -3608 -3608 PHILIPS ELECTRONICS NV SENIOR NOTES P 2010-01-27 2014-04-25 11419 10769 650 650 MORGAN STANLEY SUB GLOBAL NOTES P 2010-01-27 2014-04-01 20000 20474 -474 -474 MORGAN STANLEY SUB GLOBAL NOTES P 2011-03-28 2014-04-01 10000 10417 -417 -417 MORGAN STANLEY SUB GLOBAL NOTES P 2012-12-26 2014-04-01 20000 20696 -696 -696 ALLIANZGI MANAGED ACCT TR FIXED INCOME P 2013-08-06 2014-05-28 2156 2280 -124 -124 ALLIANZGI MANAGED ACCT TR FIXED INCOME P 2013-08-12 2014-05-28 8316 8795 -479 -479 ALLIANZGI MANAGED ACCT TR FIXED INCOME P 2013-09-11 2014-05-28 10718 11136 -418 -418 ALLIANZGI MANAGED ACCT TR FIXED INCOME P 2013-10-04 2014-05-28 10718 11354 -636 -636 ALLIANZGI MANAGED ACCT TR FIXED INCOME P 2013-11-08 2014-05-28 9979 10603 -624 -624 ALLIANZGI MANAGED ACCT TR FIXED INCOME P 2013-12-26 2014-05-28 8624 8512 112 112 ALLIANZGI MANAGED ACCT TR FIXED INCOME P 2014-02-10 2014-05-28 9486 9402 84 84 ALLIANZGI MANAGED ACCT TR FIXED INCOME P 2014-04-08 2014-05-28 370 367 3 3 ALLIANZ GLOBAL INV MANAGED ACCTS TR P 2013-08-12 2014-05-28 10461 10364 97 97 ALLIANZ GLOBAL INV MANAGED ACCTS TR P 2013-09-11 2014-05-28 10190 9889 301 301 ALLIANZ GLOBAL INV MANAGED ACCTS TR P 2013-10-04 2014-05-28 11274 11180 94 94 ALLIANZ GLOBAL INV MANAGED ACCTS TR P 2013-11-08 2014-05-28 8889 8864 25 25 ALLIANZ GLOBAL INV MANAGED ACCTS TR P 2013-12-26 2014-05-28 9106 8862 244 244 ALLIANZ GLOBAL INV MANAGED ACCTS TR P 2014-02-10 2014-05-28 8997 8947 50 50 US TREASURY NOTES P 2014-04-08 2014-04-29 2178 2181 -3 -3 US TREASURY NOTES P 2014-02-12 2014-04-29 983 986 -3 -3 FHLMC GOLD PASS THRU POOL P 2013-09-18 2014-01-02 179 181 -2 -2 FHLMC GOLD PASS THRU POOL P 2013-09-18 2014-01-02 953 955 -2 -2 FHLMC GOLD PASS THRU POOL P 2013-09-16 2014-01-02 2728 2725 3 3 FHLMC GOLD PASS THRU POOL P 2014-03-12 2014-04-07 3510 3501 9 9 FHLMC GOLD PASS THRU POOL P 2013-04-26 2014-01-02 1910 2012 -102 -102 FHLMC GOLD PASS THRU POOL P 2014-04-09 2014-04-29 2687 2690 -3 -3 FNMA PASS THRU POOL P 2013-07-10 2014-01-02 1859 1871 -12 -12 FNMA PASS THRU POOL P 2013-03-11 2014-01-02 2674 2841 -167 -167 FNMA PASS THRU POOL P 2013-12-16 2014-01-02 1013 1020 -7 -7 FNMA PASS THRU POOL P 2013-02-13 2014-01-02 1875 1994 -119 -119 FNMA PASS THRU POOL P 2013-11-08 2014-04-29 4739 4744 -5 -5 FNMA PASS THRU POOL P 2013-08-12 2014-01-02 961 979 -18 -18 FNMA PASS THRU POOL P 2013-08-12 2014-04-29 1891 1895 -4 -4 FNMA PASS THRU POOL P 2013-12-16 2014-01-02 1861 1875 -14 -14 FNMA PASS THRU POOL P 2013-09-18 2014-01-02 3010 3039 -29 -29 FNMA PASS THRU POOL P 2013-12-16 2014-01-02 1817 1828 -11 -11 FNMA PASS THRU POOL P 2013-12-16 2014-01-02 5076 5111 -35 -35 FNMA PASS THRU POOL P 2013-09-16 2014-01-02 1966 1968 -2 -2 FNMA PASS THRU POOL P 2013-10-11 2014-01-02 4011 4085 -74 -74 FNMA PASS THRU POOL P 2013-08-26 2014-01-02 2044 2050 -6 -6 FNMA PASS THRU POOL P 2013-09-27 2014-01-02 136 136 0 0 US TREASURY INFLATION INDEX BONDS P 2013-10-23 2014-01-02 22906 23914 -1008 -1008 US TREASURY INFLATION INDEX BONDS P 2013-11-12 2014-01-02 5726 5821 -95 -95 US TREASURY INFLATION INDEX BONDS P 2013-12-30 2014-01-02 7158 7163 -5 -5 US TREASURY INFLATION INDEX BONDS P 2013-12-30 2014-02-19 1459 1430 29 29 US TREASURY INFLATION INDEX BONDS P 2014-02-19 2014-02-19 4378 4395 -17 -17 US TREASURY NOTES P 2013-05-07 2014-01-02 7644 8294 -650 -650 US TREASURY NOTES P 2013-01-09 2014-01-02 12289 12883 -594 -594 US TREASURY NOTES P 2013-03-05 2014-01-02 6501 7066 -565 -565 US TREASURY NOTES P 2013-03-05 2014-02-10 3814 4038 -224 -224 US TREASURY NOTES P 2013-04-02 2014-02-10 19069 20244 -1175 -1175 US TREASURY NOTES P 2013-04-02 2014-02-10 12394 13158 -764 -764 US TREASURY NOTES P 2013-08-13 2014-02-10 5720 5681 39 39 US TREASURY NOTES P 2013-11-12 2014-02-10 4767 4720 47 47 ALLIANZ MANAGED ACCT TR FIXED INCOME P 2012-05-25 2014-05-28 78848 84864 -6016 -6016 ALLIANZ GLOBAL INV MANAGED ACCTS P 2012-05-25 2014-05-28 88725 88562 163 163 ALLIANZ GLOBAL INV MNGD ACCTS TR P 2012-05-25 2014-05-28 57551 59724 -2173 -2173 ALLIANZ GLOBAL INV MNGD ACCTS TR P 2010-01-21 2014-01-02 6604 6826 -222 -222 ALLIANZ GLOBAL INV MNGD ACCTS TR P 2010-01-21 2014-04-28 109278 112117 -2839 -2839 ALLIANZ GLOBAL INV MNGD ACCTS TR P 2010-01-21 2014-05-28 9856 10088 -232 -232 ALLIANZ GLOBAL INV MNGD ACCTS TR P 2010-12-30 2014-05-28 27720 28845 -1125 -1125 ALLIANZ GLOBAL INV MNGD ACCTS TR P 2011-02-18 2014-05-28 19958 19699 259 259 ALLIANZ GLOBAL INV MNGD ACCTS TR P 2011-10-04 2014-05-28 55439 51669 3770 3770 ALLIANZ GLOBAL INV MANAGED ACCOUNTS TR P 2010-01-21 2014-01-02 5548 5132 416 416 ALLIANZ GLOBAL INV MANAGED ACCOUNTS TR P 2010-01-21 2014-04-28 116855 106399 10456 10456 ALLIANZ GLOBAL INV MANAGED ACCOUNTS TR P 2010-01-21 2014-05-28 35122 33242 1880 1880 ALLIANZ GLOBAL INV MANAGED ACCOUNTS TR P 2011-02-18 2014-05-28 3339 3200 139 139 FHLMC GOLD PASS THRU POOL P 2011-02-11 2014-01-02 6328 6724 -396 -396 FNMA PASS THRU POOL P 2012-04-23 2014-04-07 7617 8219 -602 -602 FNMA PASS THRU POOL P 2012-06-11 2014-04-07 12453 13187 -734 -734 FNMA PASS THRU POOL P 2012-10-05 2014-04-29 3916 4228 -312 -312 FNMA PASS THRU POOL P 2012-11-07 2014-01-02 899 1001 -102 -102 FNMA PASS THRU POOL P 2012-11-07 2014-02-06 913 996 -83 -83 FNMA PASS THRU POOL P 2012-11-07 2014-02-07 43049 46789 -3740 -3740 US TREASURY INFLATION IDX NOTE P 2012-07-13 2014-02-19 13134 15455 -2321 -2321 US TREASURY INFLATION IDX NOTE P 2012-12-27 2014-02-19 6567 7816 -1249 -1249 US TREASURY INFLATION IDX NOTE P 2012-07-24 2014-04-29 6024 6633 -609 -609 US TREASURY NOTES P 2012-11-21 2014-01-02 5896 6020 -124 -124 US TREASURY NOTES P 2012-12-13 2014-01-02 16705 17069 -364 -364 US TREASURY NOTES P 2012-12-13 2014-04-08 58129 59240 -1111 -1111 US TREASURY NOTES P 2012-12-13 2014-04-29 1971 2008 -37 -37 US TREASURY NOTES P 2013-01-09 2014-04-29 1910 1982 -72 -72 FHLMC GOLD PASS THRU POOL P 2014-01-30 17 17 0 0 FHLMC GOLD PASS THRU POOL P 2014-02-28 12 12 0 0 FHLMC GOLD PASS THRU POOL P 2014-03-30 13 13 0 0 FHLMC GOLD PASS THRU POOL P 2014-04-30 11 11 0 0 FNMA PASS THRU POOL P 2014-01-31 191 191 0 0 FNMA PASS THRU POOL P 2014-02-28 190 190 0 0 FNMA PASS THRU POOL P 2014-03-31 194 194 0 0 FNMA PASS THRU POOL P 2014-04-30 272 272 0 0 FNMA PASS THRU POOL P 2014-01-31 338 338 0 0 FNMA PASS THRU POOL P 2014-02-28 334 334 0 0 FNMA PASS THRU POOL P 2014-03-31 268 268 0 0 FNMA PASS THRU POOL P 2014-04-30 386 386 0 0 FNMA PASS THRU POOL P 2014-03-31 13 13 0 0 FNMA PASS THRU POOL P 2014-04-30 99 99 0 0 FNMA PASS THRU POOL P 2014-01-31 255 255 0 0 FNMA PASS THRU POOL P 2014-02-28 191 191 0 0 FNMA PASS THRU POOL P 2014-03-31 242 242 0 0 FNMA PASS THRU POOL P 2014-04-30 227 227 0 0 FNMA PASS THRU POOL P 2014-01-31 291 291 0 0 FNMA PASS THRU POOL P 2014-02-28 160 160 0 0 FNMA PASS THRU POOL P 2014-03-31 326 326 0 0 FNMA PASS THRU POOL P 2014-04-30 406 406 0 0 FNMA PASS THRU POOL P 2014-01-31 21 21 0 0 FNMA PASS THRU POOL P 2014-02-28 20 20 0 0 FNMA PASS THRU POOL P 2014-03-31 32 32 0 0 FNMA PASS THRU POOL P 2014-01-31 20 20 0 0 FNMA PASS THRU POOL P 2014-02-28 22 22 0 0 FNMA PASS THRU POOL P 2014-03-31 21 21 0 0 FNMA PASS THRU POOL P 2014-01-31 22 22 0 0 FNMA PASS THRU POOL P 2014-02-28 17 17 0 0 FNMA PASS THRU POOL P 2014-03-31 20 20 0 0 FNMA PASS THRU POOL P 2014-04-30 21 21 0 0 FNMA PASS THRU POOL P 2014-01-31 189 189 0 0 FNMA PASS THRU POOL P 2014-02-28 103 103 0 0 FNMA PASS THRU POOL P 2014-03-31 156 156 0 0 FNMA PASS THRU POOL P 2014-04-30 298 298 0 0 FNMA PASS THRU POOL P 2014-01-31 59 59 0 0 FNMA PASS THRU POOL P 2014-02-28 33 33 0 0 FNMA PASS THRU POOL P 2014-03-31 33 33 0 0 FNMA PASS THRU POOL P 2014-04-30 59 59 0 0 FNMA PASS THRU POOL P 2014-01-31 21 21 0 0 FNMA PASS THRU POOL P 2014-02-28 121 121 0 0 FNMA PASS THRU POOL P 2014-03-31 21 21 0 0 FNMA PASS THRU POOL P 2014-01-31 265 265 0 0 FNMA PASS THRU POOL P 2014-02-28 111 111 0 0 FNMA PASS THRU POOL P 2014-03-31 109 109 0 0 FNMA PASS THRU POOL P 2014-04-30 251 251 0 0 FNMA PASS THRU POOL P 2014-01-31 251 251 0 0 FEDL HOME LOAN MTG POOL #GO8323 P 2014-05-31 14 14 0 0 FEDL HOME LOAN MTG POOL #GO8323 P 2014-06-30 11 11 0 0 FEDL HOME LOAN MTG POOL #GO8323 P 2014-07-31 11 11 0 0 FEDL HOME LOAN MTG POOL #GO8323 P 2014-08-31 11 11 0 0 FEDL HOME LOAN MTG POOL #GO8323 P 2014-09-30 11 11 0 0 FEDL HOME LOAN MTG POOL #GO8323 P 2014-10-31 13 13 0 0 FEDL HOME LOAN MTG POOL #GO8323 P 2014-11-30 9 9 0 0 FEDL HOME LOAN MTG POOL #GO8323 P 2014-12-31 15 15 0 0 FEDL NATL MTG ASSN POOL #AJ4052 P 2014-05-31 519 519 0 0 FEDL NATL MTG ASSN POOL #AJ4052 P 2014-06-30 515 515 0 0 FEDL NATL MTG ASSN POOL #AJ4052 P 2014-07-31 371 371 0 0 FEDL NATL MTG ASSN POOL #AJ4052 P 2014-08-31 135 135 0 0 FEDL NATL MTG ASSN POOL #AJ4052 P 2014-09-30 254 254 0 0 FEDL NATL MTG ASSN POOL #AH5583 P 2014-05-31 277 277 0 0 FEDL NATL MTG ASSN POOL #AH5583 P 2014-06-30 316 316 0 0 FEDL NATL MTG ASSN POOL #AH5583 P 2014-07-31 304 304 0 0 FEDL NATL MTG ASSN POOL #AH5583 P 2014-08-31 249 249 0 0 FEDL NATL MTG ASSN POOL #AH5583 P 2014-09-30 305 305 0 0 FEDL NATL MTG ASSN POOL #AH5583 P 2014-10-31 255 255 0 0 FEDL NATL MTG ASSN POOL #AH5583 P 2014-11-30 240 240 0 0 FEDL NATL MTG ASSN POOL #AH5583 P 2014-12-31 368 368 0 0 FEDL NATL MTG ASSN POOL # AL0935 P 2014-05-31 91 91 0 0 FEDL NATL MTG ASSN POOL # AL0935 P 2014-06-30 109 109 0 0 FEDL NATL MTG ASSN POOL # AL0935 P 2014-07-31 138 138 0 0 FEDL NATL MTG ASSN POOL # AL0935 P 2014-08-31 99 99 0 0 FEDL NATL MTG ASSN POOL # AL0935 P 2014-09-30 84 84 0 0 FEDL NATL MTG ASSN POOL # AL1948 P 2014-05-31 337 337 0 0 FEDL NATL MTG ASSN POOL # AL1948 P 2014-06-30 515 515 0 0 FEDL NATL MTG ASSN POOL # AL1948 P 2014-07-31 378 378 0 0 FEDL NATL MTG ASSN POOL # AL1948 P 2014-08-31 246 246 0 0 FEDL NATL MTG ASSN POOL # AL1948 P 2014-09-30 360 360 0 0 FEDL NATL MTG ASSN POOL # AL2629 P 2014-05-31 249 249 0 0 FEDL NATL MTG ASSN POOL # AL2629 P 2014-06-30 246 246 0 0 FEDL NATL MTG ASSN POOL # AL2629 P 2014-07-31 195 195 0 0 FEDL NATL MTG ASSN POOL # AL2629 P 2014-08-31 228 228 0 0 FEDL NATL MTG ASSN POOL # AL2629 P 2014-09-30 228 228 0 0 FEDL NATL MTG ASSN POOL # AL2629 P 2014-10-31 227 227 0 0 FEDL NATL MTG ASSN POOL # AL2629 P 2014-11-30 151 151 0 0 FEDL NATL MTG ASSN POOL # AL2629 P 2014-12-31 198 198 0 0 FEDL NATL MTG ASSN POOL #745580 P 2014-05-31 23 23 0 0 FEDL NATL MTG ASSN POOL #745580 P 2014-06-30 19 19 0 0 FEDL NATL MTG ASSN POOL #745580 P 2014-07-31 26 26 0 0 FEDL NATL MTG ASSN POOL #745580 P 2014-08-31 25 25 0 0 FEDL NATL MTG ASSN POOL #745580 P 2014-09-30 22 22 0 0 FEDL NATL MTG ASSN POOL #745580 P 2014-10-31 22 22 0 0 FEDL NATL MTG ASSN POOL #745580 P 2014-11-30 21 21 0 0 FEDL NATL MTG ASSN POOL #745580 P 2014-12-31 19 19 0 0 FEDL NATLMTG ASSN POOL #AB1389 P 2014-05-31 276 276 0 0 FEDL NATLMTG ASSN POOL #AB1389 P 2014-06-30 215 215 0 0 FEDL NATLMTG ASSN POOL #AB1389 P 2014-07-31 217 217 0 0 FEDL NATLMTG ASSN POOL #AB1389 P 2014-08-31 292 292 0 0 FEDL NATLMTG ASSN POOL #AB1389 P 2014-09-30 167 167 0 0 FEDL NATLMTG ASSN POOL #AB1389 P 2014-10-31 410 410 0 0 FEDL NATLMTG ASSN POOL #AB1389 P 2014-11-30 112 112 0 0 FEDL NATLMTG ASSN POOL #AB1389 P 2014-12-31 282 282 0 0 FEDL NAT MTG ASSN POOL #AB3314 P 2014-05-31 41 41 0 0 FEDL NAT MTG ASSN POOL #AB3314 P 2014-06-30 57 57 0 0 FEDL NAT MTG ASSN POOL #AB3314 P 2014-07-31 28 28 0 0 FEDL NAT MTG ASSN POOL #AB3314 P 2014-08-31 62 62 0 0 FEDL NAT MTG ASSN POOL #AB3314 P 2014-09-30 83 83 0 0 FEDL NAT MTG ASSN POOL #AB3314 P 2014-10-31 62 62 0 0 FEDL NAT MTG ASSN POOL #AB3314 P 2014-11-30 20 20 0 0 FEDL NAT MTG ASSN POOL #AB3314 P 2014-12-31 54 54 0 0 FEDL NATL MTG ASSN POOL #AB5670 P 2014-05-31 306 306 0 0 FEDL NATL MTG ASSN POOL #AB5670 P 2014-06-30 362 362 0 0 FEDL NATL MTG ASSN POOL #AB5670 P 2014-07-31 650 650 0 0 FEDL NATL MTG ASSN POOL #AB5670 P 2014-08-31 360 360 0 0 FEDL NATL MTG ASSN POOL #AB5670 P 2014-09-30 502 502 0 0 FEDL NATL MTG ASSN POOL #AB5670 P 2014-10-31 458 458 0 0 FEDL NATL MTG ASSN POOL #AB5670 P 2014-11-30 433 433 0 0 FEDL NATL MTG ASSN POOL #AB5670 P 2014-12-31 380 380 0 0 Capital Gains Dividends P 89513 89513 89513 364444 0 513859 12420068 0.041373 338326 12013769 0.028162 746917 12438687 0.060048 728091 11958059 0.060887 776334 10779943 0.072017 0.262487 0.052497 12062464 633243 5302 638545 467857 10603 0 10603 0 10603 195 18100 18295 232 7460 7460 0 0 0 0 0 0 0 0 0 0 0 0 1 NC 1 0 0 0 0 1 N/A K B MORGAN 3362712870 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 KATHARINE THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 0 E JACK WALKER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR,SECRETARY 0.15 0 0 0 KENNETH B MORGAN MORGAN 405 BATTLEGROUND AVE SUITE 101 GREENSBORO NC 27401 DIRECTOR,VICE PRES,TREAS 10.00 46021 4275 0 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 151112 14180 0 EDWIN THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 0 CHARLES FULLER 3802 SWARTHMORE RD DURHAM NC 27707 DIRECTOR 0.10 0 0 0 JOHN S THOMAS 3802 SWARTHMORE RD DURHAM NC 27707 PRESIDENT 35.00 151112 0 0 0 NONE 0 0 11455037 791119 0 12246156 0 0 12246156 183692 12062464 603123 603123 10603 10603 592520 0 592520 0 592520 467857 0 467857 0 467857 592520 0 0 75605 128789 204394 467857 0 0 0 467857 0 124663 124663 79731 0 0 0 0 0 0 0 79731 79731 X MR JOHN S THOMAS 3802 SWARTHMORE ROAD DURHAM NC 27707 9194039498 APPLICATIONS SHOULD BE SUBMITTED IN LETTER FORM. NONE NONE AMERICANS FOR PROSPERITY FOUNDATION 1726 M STREET 10TH FL WASHINGTON DC 20036 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 AMISTAD MISSION 55 SCOTT ST BUFORD GA 30158 NONE PUBLIC CHARITY GENERAL SUPPORT 10000 ASIAN ACCESS LIFE MINISTRIES PO BOX 200 SAN DIMAS CA 91773 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 EXPONENT PHILANTHOPY 4905 DEL RAY AVE BETHESDA MD 20814 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 BILLY GRAHAM EVANGELISISTIC ASSOCIATION 1 BILLY GRAHAM PARKWAY CHARLOTTE NC 28201 PUBLIC CHARITY GENERAL SUPPORT 10000 CHILD EVANGELISM FELLOWSHIP PO BOX 348 WARRENTON MO 63383 NONE PUBLIC CHARITY SUPPORT FOR MISSIONARIES 5000 DUKE UNIVERSITY BOX 90482 DURHAM NC 27708 NONE PUBLIC CHARITY COMPREHENSIVE CANCER CENTER 20000 DURHAM COMMUNITY CONCERT BAND PO BOX 52133 DURHAM NC 27717 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 EPISCOPAL CHURCH OF THE HOLY COMFORTER 2701 PARK ROAD CHARLOTTE NC 28209 NONE PUBLIC CHARITY GENERAL SUPPORT 6000 FAITH INTERNATIONAL HOUSE 705 GREENE ST GREENSBORO NC 27401 NONE PUBLIC CHARITY GENERAL SUPPORT 2500 FOCUS ON THE FAMILY 8605 EXPLORER DR COLORADO SPRINGS CO 80920 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 HINSHAW MEMORIAL UNITED METHODIST CHURCH 4501 HIGH POINT RD GREENSBORO NC 27407 NONE CHURCH APPALACHIAN SERVICE PROJECT 5000 HOMEWARD BOUND OF WESTERN NC INC PO BOX 1166 ASHVILLE NC 28801 PUBLIC CHARITY GENERAL SUPPORT 7000 JAZZ FOUNDATION OF NORTH CAROLINA INC PO BOX 51523 DURHAM NC 27717 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 LEADERSHIP EDGE PO BOX 51657 DURHAM NC 27717 NONE PUBLIC CHARITY GENERAL SUPPORT 40000 MISSION TRAINING INTERNATIONAL PO BOX 1220 PALMER LAKE CO 80133 NONE PUBLIC CHARITY MISSIONARY STAFF SUPPORT 2000 MOSES CONE HEALTH SYSTEM 1200 NORTH ELM ST GREENSBORO NC 27401 NONE PUBLIC CHARITY GENERAL SUPPORT 75000 NATIONAL RIGHT TO WORK LEGAL DEFENSE FOUNDATION 8001 BRADDOCK RD SPRINGFIELD VA 22160 NONE PUBLIC CHARITY GENERAL SUPPORT 10000 NATIONAL TAXPAYERS UNION FOUNDATION 108 NORTH ALFRED ST ALEXANDRIA VA 22314 NONE PUBLIC CHARITY GENERAL SUPPORT 15000 NORTH CAROLINA MUSEUM OF LIFE AND SCIENCE 433 W MURRAY STREET DURHAM NC 27704 NONE PUBLIC CHARITY GENERAL SUPPORT 25000 OMICRON DELTA KAPPA FOUNDATION 224 MCLAUGHLIN STREET LEXINGTON VA 244502002 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 SCHOOLHOUSE OF WONDER 5101-B N ROXBORO ST DURHAM NC 27704 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 SERVE NOW PO BOX 50890 COLORADO SPRINGS CO 80949 NONE PUBLIC CHARITY GENERAL SUPPORT 20000 ST STEPHENS EPISCOPAL CHURCH 82 KIMBERLY DR DURHAM NC 27707 NONE PUBLIC CHARITY GENERAL SUPPORT 5000 THALES ACADEMY 4161 PARAGON PARK RALEIGH NC 276163174 NONE PUBLIC CHARITY GENERAL SUPPORT 7500 THE EMILY KRYZEWSKI FAMILY LIFE CENTER 904 WEST CHAPEL HILL STREET DURHAM NC 27701 NONE PUBLIC CHARITY GENERAL SUPPORT 2000 THE GATHERING 601 SHELBY DR STE 201 TYLER TX 75701 NONE PUBLIC CHARITY GENERAL SUPPORT 1000 THE JESSE HELMS CENTER FOUNDATION PO BOX 247 WINGATE NC 28270 NONE PUBLIC CHARITY GENERAL SUPPORT 35000 THE JOHN LOCK 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42201 CREDIT SUISSE USA INC SR NOTE 38660 42034 FEDL NATL MTG ASSN NOTE 75195 76849 FEDL HOME LOAN MTGE CORP MEDIUM TERM NOTE 51179 51194 FEDL MATL MTG ASSN NOTE 77119 80828 WACHOVIA CORP NEW NOTE 57030 59147 LILLY ELI & CO BOND 54469 54369 VALERO ENERGY CORP NOTE 29249 30755 KIMBERLY CLARK CORP NOTE 41032 44752 KONNKLIJKE PHILIPS ELECTRS NV NOTE 47344 49948 FEDL HOME LOAN MTG CORP MEDIUM TERM NOTE 66955 70743 US TREASURY NOTE DUE 3/31/19 62397 61014 CISCO SYS INC SR NOTE 38742 38532 GOLDMAN SACHS GROUP INC MEDIUM TERM NOTE 29920 30259 MEDTRONIC INC SR NOTE 32653 32915 JPMORGAN CHASE & CO NOTE 44345 44188 ABBOTT LABS NOTE 42069 43351 OCCIDENTAL PETROLRUM CORP SENIOR NOTE 46787 47756 GEL ELEC CAP CORP GLBL SUB NOTE 44294 46822 VERIZON COMMNS IN NOTE 53537 54269 AT&T INC NOTE 43826 44051 FEDL NATL MTG ASSN POOL 989 979 FEDL HOME LOAN MTG CORP POOL 591 585 FEDL NATL MTG ASSN POOL 9999 9484 FEDL NATL MTG ASSN POOL 14768 15193 FEDL NATL MTG ASSN POOL 16184 17263 FEDL NATL MTG ASSN POOL 3159 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39182 50797 EPAM SYSTEMS INC 22045 33234 EXPRESS SCRIPTS HLDG CO 25096 31159 GILEAD SCIENCES INC 21350 46376 GOOGLE INC CL A 45719 49882 GOOGLE INC CL C 15436 22635 GULFPORT ENERGY CORP NEW 28277 21454 HAIN CELESTIAL GROUP INC 34915 47098 ILLINOIS TOOL WORKS INC 29295 43846 INTEL CORP 29457 33242 INTERCONTINENTAL EXCHANGE INC 31214 40569 ISIS PHARMACEUTICALS 26460 26672 JOHNSON & JOHNSON 47938 64415 LKQ CORP 22496 19431 MAXIUMUS INC 25900 37182 MEAD JOHNSON NUTRITION COMPANY 35036 46248 MONDELEZ INTERNATIONAL INC 24571 30658 O REILLY AUTOMOTIVE INC 33698 69343 PEPSICO INC 31074 42930 PHARMA CYCLICS INC 24455 25062 PRAXAIR INC 35459 44569 PRECISION CASTPARTS CORP 36065 49862 PRICELINE GROUP INC 23040 42188 QUALCOMM INC 43949 54856 ROSS STORES INC 28659 50900 SALLY BEAUTY HOLDINGS INC 28265 32492 SCHLUMBERGER LTD 39526 38349 STARBUCKS CORP 19456 26420 STERICYCLE INC 23989 35916 TRANSDIGM GROUP INC 17687 31023 ULTA SALON COSMETICS & FRANGRANCE INC 31941 40014 VF CORP 18995 38274 VISA INC 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PRICE T ROWE GRP INC 65058 71694 PROCTOR & GAMBLE COMPANY 62403 81161 SOUTHWESTERN ENERGY COMPANY 50568 42709 SUNTRUST BANKS INC 20286 34065 TAIWAN SEMICONDUCTORMANUFACTURING COMPANY 44996 61993 TARGET CORP 74687 98303 TORCHMARK CORP 18516 33315 TRAVELERS COMPANIES INC 46136 71766 US BANCORP DE 53130 80640 WAL-MART STORES INC 96577 120232 WELLS FARGO & CO NEW 54113 87438 ANTOFGASTA PLC 8202 6657 BHP BILLITON LIMITED 8716 5111 CF INDUSTRIES HOLDINGS INC 10649 12537 CABOT OIL & GAS CORP 8843 6840 CALIFORNIA RESOURCES CORP 0 253 CAMECO CORP 11235 9731 CIMAREX ENERGY COMPAY 6789 9646 CLOUD PEAK ENERGY 6893 5480 COMPASS MNRLS INTL INC 10863 10420 CONCHO RESOURCES INC 10319 9576 CONOPHILLIPS 5421 6768 DETOUR GOLD CORP 3422 3713 EOG RESOURCES INC 9786 10404 FMC CORP NEW 12133 10208 FRANCO NEVADA CORP 8150 7083 FREEPORT MCMORAN INC 6305 4508 GLENCORE PLC 10837 9221 GULF COAST ULTRA DEEP ROYALTY TR 12906 9376 HALLADOR ENERGY COMPANY 5290 6881 MURPHY OIL CORP 6840 6669 OCC8IDENTAL PETROLEUM CORP 10489 9431 PIONEER NATURAL RESOURCES 3833 5805 PLUMB CREEK TIMBER COMPANY INC 7426 7659 POTASH CORP 9935 10737 RANGE REASOURCES CORP 6451 4650 RAYONIER INC 11602 9555 RIO TINTO PLC 8039 6356 ROYALD GOLD INC 7792 7273 RUBICON MINERALS CORP 3377 3135 SILVER WHEATON CORP 12741 7217 STATOIL ASA 6282 5318 TOREX GOLD RESOURCES INC 3526 2766 WEYERHAEUSER COMPANY 6977 9008 FRESNILLO PLC LONDON 8174 5938 ISHARES GOLD TRUST 31655 29538 AIR PRODUCTS & CHEMICALS INC 8410 11106 ANALOG DEVICES INC 10298 11165 AMERICAN EXPRESS COMPANY 10391 11715 BECTON DICKINSON & COMPANY 8757 11272 BROWN & BROWN INC 10354 11025 CHEVRON CORP 10374 9535 CLOROX COMPANY 10402 11359 COLGATE PALMOLIVE COMPANY 10355 10932 COMMERCE BANCSHARES INC 10360 10568 CONOCO PHILLIPS 10373 10152 CULLEN FROST BANKERS INC 9471 9183 DONALDSON COMPANY INC 10351 9503 EXPEDITORS INTL WASH INC 10381 10662 EXXON MOBIL CORP 10388 10077 GENERAL DYNAMICS CORP COMMON 6797 10322 GLAXOSMITHKLNE PLC 10373 8420 GRACO INC 10403 10904 GRAINGER WW INC 10313 10196 HOME DEPOT INC 8648 11232 ILLINOIS TOOL WORKS INC 9342 10985 JOHNSON & JOHNSON 9221 10248 LINEAR TECHNOLOGY CORP 10365 10762 LOCKHEED MARTIN CORP 7589 10591 M&T BANK CORP 10409 11431 MDU RESOURCES GROUP INC 10360 8178 MARTHON OIL CORP 10352 8034 MATTEL INC 11300 10026 MCDONALDS CORP 10360 10026 MICROSOFT CORP 8614 10451 NESTLE S A SPONSD ADR 11229 10651 NEW JERSEY RES CORP 8228 11077 NIKE IN CL B 8926 10769 NORDSTROM INC 8698 11432 NORTHERN TRUST CORP 9334 10717 NOVARTIS AG 8909 10471 OCCIDENTAL PETROEUM CORP 10382 9028 PAYCHEX INC 10372 11080 PEPSICO INC 8974 10212 PIEDMONT NATURAL GAS COMPANY INC 8998 10838 PRAXAIR INC 10404 10753 PRICE T ROWE GRP INC 10362 11162 PROCOR& GAMBLE COMPANY 10372 11204 SIGMA ALDRICH CORP 10248 15786 SOUTHERN COMPANY 9257 11001 STRYKER CORP 8924 11320 TJX COMPANIES INC NEW 9140 11316 3M COMPANY 8711 11174 UNITED TECHNOLOGIES CORP 10331 10695 ACE LTD 9668 10914 ALLIANZGI FIXED INCOME SHARES SER C 281461 261747 ALLIANZGI FIXED INCOME SHARES SER M 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