2015-07-21T10:19:25-07:00 2014-12-31 Piaker & Lyons PC PO Box 190 5862 County Rd 32 Norwich NY 13815 990PF 2014-01-01 201893940 THE R C SMITH FOUNDATION INC RCSM 6073365850 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 RICHARD M RUNYON Executive Director 2015-07-20 true ROY E FULLER CPA P00005268 6073368908 2014 2016-02-25 16:41:14Z X 18289011 X X 619744 619744 1174453 9036525 1174453 300 1794497 1794197 39000 19500 19500 6000 6000 111623 111623 37080 2804 6000 6000 199703 133927 31500 907665 907665 1107368 133927 939165 687129 1660270 292354 393882 393892 417263 307745 307745 1675327 1373311 1373311 5803308 3573284 3573284 1042642 692136 692136 9089188 11948643 11948643 18320082 18289001 18289011 0 X 18320082 18289001 18320082 18289001 18320082 18289001 18320082 687129 19007211 718210 18289001 Capital Gain Dividends 112033 1174453 false 849982 17600869 0.04829 892588 16795286 0.05315 770077 16246765 0.04740 678112 15281650 0.04437 620793 6228727 0.09967 0.29288 0.05858 18240323 1068427 16603 1085030 939165 33205 33205 33205 24760 17000 41760 X 189 8366 8366 false false false false false false false false false true NY true false false false false true rcsmithfoundation.org RICHARD M RUNYON 6073365850 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 false false false false false false false false false false false false false false false false false false false false false false false false false false JOHN FRANCO 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 Trustee 3.00 0 WILLIAM ACEE 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 Treasurer 3.00 0 BETSY BAIO 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 Vice President 3.00 0 GARY BROOKINS 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 Trustee 3.00 0 MARY W DAVIS 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 Trustee 3.00 0 THOMAS C EMERSON 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 Secretary 3.00 0 NANCY RITZEL 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 Trustee 3.00 0 RICHARD M RUNYON 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 ADMINISTRATOR 12.00 39000 WILLIAM TROXELL 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 President 3.00 0 PEGI S LOPRESTI 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 Trustee 3.00 0 NONE NONE 17974155 543939 0 18518094 0 18518094 277771 18240323 912016 912016 33205 33205 878811 878811 878811 939165 939165 939165 878811 278654 68253 346907 939165 0 878811 60354 407261 0 278654 128607 68253 60354 RICHARD M RUNYON 35 WEST MAIN STREET PO BOX 552 NORWICH NY 13815 6073365850 GRANT APPLICATION OR LETTER INCLUDING FINANCIALS, EXEMPTION, AND PURPOSE OF FUNDS QUARTERLY 50% CHENANGO COUNTY, 50% RELIGIOUS ST PAULS CATHOLIC CHURCH 30 PLEASANT STREET NORWICH NY 13815 NONE PC CHURCH NEEDS AND PROGRAMS 180000 HOLY FAMILY CATHOLIC CHURCH 17 PROSPECT ST NORWICH NY 13815 NONE PC STUDENT SCHOLARSHIPS, RELIGIOUS EDUCATION INSTRUCTION AND FACILITY NEEDS 180000 CATHOLIC CHARITIES OF CHENANGO COUN 3 OHARA DRIVE NORWICH NY 13815 NONE PC JOB SKILLS DEVELOPMENT 38280 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13460 NONE PC MASONRY & ELECTRIC WORK 18028 UHS CHENANGO MEMORIAL HOSPITAL INC 179 NORTH BROAD STREET NORWICH NY 13815 NONE PC RENOVATION OF SURGICAL UNIT 50000 BROAD STREET UNITED METHODIST CHURC 74 N BROAD STREET NORWICH NY 13815 NONE PC CHENANGO HOME REPAIR PROJECT 5000 CHENANGO ARTS COUNCIL 27 W MAIN STREET 8 NORWICH NY 11381 NONE PC THEATRE EQUIPMENT UPGRADES 5785 CHENANGO COUNTY AGRICULTURAL SOCIET 168 EAST MAIN STREET NORWICH NY 13815 NONE PC REPAIRING OF EXHIBITION HALL 8500 CHENANGO GREENWAY CONSERVANCY PO BOX 376 NORWICH NY 13815 NONE PC REPLACE PLAYGROUND EQUIPMENT 4554 CHENANGO COUNTY HISTORICAL SOCIETY 77 SILVER STREET NORWICH NY 13815 NONE PC FUND LOOMIS BARN PROJECT 50000 CHENANGO SPCA 6160 COUNTY RD 32 NORWICH NY 13815 NONE PC PURCHASE MEDICAL EQUIPMENT 3133 CHRISTIAN NEIGHBORHOOD CENTER OF NO PO BOX 509 NORWICH NY 13815 NONE PC LEADERSHIP CURRICULUM AND BOOKS 575 CHRISTIAN NEIGHBORHOOD CENTER OF NO PO BOX 509 NORWICH NY 13815 NONE PC SUPPORT KIDS PROGRAM 4618 CHRISTIAN 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SOUP KITCHEN 32 E MAIN STREET OXFORD NY 13830 NONE PC MEAL PROGRAM 2000 THE IMPACT PROJECT 4 CLINTON STREET GREENE NY 13778 NONE PC HOME REPAIRS FOR LOW INCOME HOUSING HOMEOWNERS 30000 UNITED PRESBYTERIAN CHURCH OF E GUI PO BOX 147 SIDNEY NY 13838 NONE PC ROOF REPAIRS 10000 WOLF MOUNTAIN NATURE CENTER 562 HOPKINS CRANDALL ROAD SMYRNA NY 13464 NONE PC RENOVATIONS 10000 YMCA OF NORWICH 68 N BROAD STREET NORWICH NY 13815 NONE PC DOLPHIN SWIM PROGRAM 4989 VILLAGE OF NEW BERLIN PO BOX 280 NEW BERLIN NY 13411 NONE GOV PLAYGROUND EQUIPMENT 5000 907665 14 619744 18 1174453 UNUSED GRANT RETURNED 300 1794197 300 1794497 false false false false false false false false false false AUDIT & TAX PREP FEES 6000 0 0 6000 125000.00 BARCLAYS BNK PLC MTN 7/28/2020 127815 127815 30000.00 AMGEN INC 3.450% 10/01/2020 31170 31170 30000.00 BANK OF AMERICA 5.250% 12/1/15 31078 31078 30000.00 CISCO SYSTEMS INC 4.450% 1-20 33028 33028 30000.00 DELL INC 3.100% 04/01/2016 30150 30150 50000.00 EBAY INC 1.625% 10/15/2015 50385 50385 30000.00 GOLDMAN SACHS GROUP 3.625% 2-16 30782 30782 75000.00 GOLDMAN SACHS GROUP MTN 11/2022 73500 73500 50000.00 GOLDMAN SACHS GROUP 5.000% 6-23 54237 54237 30000.00 JOHN DEERE CAP 2.800% 9/18/2017 31175 31175 40000.00 JPMORGAN CHASE & CO 2.600% 1-16 40686 40686 30000.00 MCDONALDS CORP 3.500% 7/15/2020 31776 31776 30000.00 JEFFERIES GROUP INC 5.500% 3-16 31007 31007 30000.00 ARCELORMITTAL 6.125% 06/01/2018 31987 31987 30000.00 HEWLETT-PACKARD CO 4.650% 12-21 32123 32123 30000.00 BERKSHIRE HATHAWAY 3.400% 1-22 31237 31237 647.00 CONOCOPHILLIPS 44682 44682 10000.00 ONEIDA FINANCIAL CORP 130000 130000 509.00 NOVARTIS AG SPONS ADR 47164 47164 698.00 AFLAC INC 42641 42641 3123.00 AT&T INC 104902 104902 597.00 AUTOMATIC DATA PROCESSING INC 49772 49772 423.00 CHEVRON CORP 47452 47452 412.00 GENERAL DYNAMICS CORP 56699 56699 565.00 ILLINOIS TOOL WKS INC 53505 53505 1440.00 MCDONALDS CORP 134928 134928 462.00 NORFOLK SOUTHERN CORP 50640 50640 574.00 PROCTER & GAMBLE CO 52286 52286 795.00 TARGET CORP 60348 60348 1494.00 INTEL CORP 54217 54217 436.00 JOHNSON & JOHNSON 45593 45593 851.00 LOWES COS INC 58549 58549 1101.00 MICROSOFT CORP 51141 51141 2200.00 GOLDMAN SACHS GROUP INC 6.125% 56892 56892 670.00 EMERSON ELEC CO 41359 41359 454.00 NEXTERA ENERGY INC 48256 48256 800.00 ROYAL DUTCH SHELL PLC 55648 55648 2840.00 SUNCOR ENERGY INC 90255 90255 573.00 ACCENTURE PLC CL A 51175 51175 655.00 BAXTER INTL INC 48005 48005 604.00 QUALCOMM INC 44895 44895 703.00 V.F. CORP 52655 52655 5250.00 VALLEY NATL BANCORP 50978 50978 1500.00 WASTE MANAGEMENT INC 76980 76980 341.00 POLARIS INDUSTRIES INC 51573 51573 500.00 TOTAL S.A. SPONS ADR 25600 25600 674.00 PHILLIPS 66 48326 48326 1278.00 UNITED PARCEL SERVICE 142075 142075 780.00 JACK HENRY & ASSOC INC 48469 48469 1500.00 FREEPORT-MCMORAN COPPER AND GOLD 35040 35040 441.00 ECOLAB INC 46093 46093 1000.00 NATIONAL GRID PLC SPONS ADR 70660 70660 12500.00 TORTOISE ENERGY INFRASTR 4.375% 121500 121500 4000.00 LLOYDS BANKING GROUP 7.750% 7-50 103120 103120 682.00 NORDSTOM INC 54144 54144 2000.00 UNILEVER NV NY SHARES 78080 78080 425.00 JM SMUCKER CO 42917 42917 2000.00 SPROUTS FARMERS MARKETS LLC 67960 67960 1000.00 BP PLC SPONS ADR 38120 38120 1509.00 BROWN & BROWN INC 49661 49661 952.00 MICROCHIP TECHNOLOGY INC 42945 42945 2500.00 POTASH CORP SASK INC 88300 88300 1885.00 SOTHERN COMPANY 92572 92572 2000.00 GENERAL ELEC CAP CORP 4.875% 49620 49620 700.00 PHILIP MORRIS INTERNATIONAL 57015 57015 776.00 KRAFT FOODS GROUP INC. 48624 48624 1222.00 EATON VANCE CORP 50016 50016 1500.00 GLAXO SMITHKLINE 64110 64110 1108.00 ABBOTT LABS 49882 49882 1000.00 SANOFI 45610 45610 500.00 BOEING CO 64990 64990 800.00 EATON CORP PLC 54368 54368 100.00 GOOGLE INC CLASS C 52640 52640 199.00 CDK GLOBAL HOLDINGS LLC 8111 8111 1700.00 VERIZON COMMUNICATIONS 79526 79526 76783 76783 1296528 1296528 28370.30 LEIGH BALDWIN TOTAL RETURN FMV 207671 207671 39859.25 DODGE & COX INCOME FUND FMV 549260 549260 100000.00 FIRST NATL BANK CD 3.000% 1-15 FMV 100064 100064 10391.72 LAZARD EMERGING MKTS PORT-IN FMV 178634 178634 5000.00 GAMCO GLOBAL GOLD NAT RES & INC FMV 35000 35000 2701.00 ISHARES MSCI AUSTRALIA ETF FMV 59881 59881 2312.00 ISHARES MSCI CANADA ETF FMV 66724 66724 3452.00 ISHARES MSCI HONG KONG ETF FMV 70904 70904 5163.00 ISHARES MSCI SINGAPORE ETF FMV 67532 67532 1392.00 MARKET VECTORS GOLD MINERS FMV 25585 25585 5000.00 ROYCE VALUE TR INC FMV 71650 71650 2442.00 VANGUARD MID-CAP GROWTH INDEX FU FMV 228013 228013 2554.00 VANGUARD MID-CAP VALUE INDEX FMV 228404 228404 1755.00 VANGUARD SMALL CAP GROWTH ETF FMV 221025 221025 2114.00 VANGUARD SMALL CAP VALUE ETF FMV 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MICRO CAP PORTFOLIO FMV 62687 62687 700.65 MFS GROWTH FUND-I FMV 50103 50103 8530.00 VANGUARD FTSE EMERGING MARKETS E FMV 341371 341371 2967.00 VANGUARD MSCI EAFE ETF FMV 112390 112390 2370.00 ISHARES MSCI GERMANY ETF FMV 64962 64962 12640.34 JPMORGAN INCOME BUILDER-SEL FMV 128805 128805 10040.73 RESOURCES REAL ESTATE DIV IN FMV 102315 102315 57535.96 VANGUARD TOTAL BOND MARKET INDE FMV 625416 625416 33437.26 LOOMIS SAYLES BOND FUND FMV 495875 495875 38022.81 BLACKROCK HIGH YIELD BOND PORF FMV 299620 299620 1117.00 VANGUARD SHORT TERM BOND ETF FMV 88947 88947 1042.00 VANGUARD INTERMEDIATE-TERM CORP FMV 89716 89716 759.00 SPDR BARCLAYS INTERNATIONAL TREAS FMV 41995 41995 770.00 BLACKROCK BUILD AMERICA FUND FMV 17063 17063 415.00 ISHARES S&P PREF STK ETF FMV 16368 16368 1933.00 POWERSHARES EMERGING MARKETS FMV 54433 54433 100000.00 GOLDMAN SACHS BANK USA CD 1.9% FMV 99326 99326 100000.00 DISCOVER BANK CD 2.650% 11-20 FMV 100671 100671 100000.00 BOKF NA CD 3.100% 07/31/2023 FMV 99286 99286 2963.00 ADVISORS DIS UIT SER 1070 MTHLY FMV 29452 29452 3626.00 ADVISORS DISC UIT SER 1113 MTHLY FMV 35100 35100 3000.00 ANNALY CAPITAL MANAGEMENT REIT FMV 32430 32430 2000.00 BROOKFIELD PROPERTY PARTNERS L.P FMV 45740 45740 10000.00 GE CAPITAL RETAIL BANK 3.3% FMV 99512 99512 110000.00 BOKF NA 3.05% FMV 108889 108889 115000 UNITED COMMUNITY BANK FMV 110503 110503 88000 WELLS FARGO BANK NA FMV 82782 82782 4000 WELLS FARGO 6.375% FMV 101400 101400 3000 GENERAL ELEC CAP COPRT 4.875% FMV 74280 74280 80000.00 MS DEV BANK LSPL OB.5.89% 35 FMV 102001 102001 70000.00 MARYLAND ST CMNTY DEV 6.0% 2037 FMV 72674 72674 3675.00 SPDR BARCLAYS STERM HIGH YIELD FMV 106244 106244 9960.16 EATON VANCE NY MUNI INC FUND FMV 101195 101195 2621.00 SPDR BARCLAYS INTERMIED TERM FMV 89575 89575 3265.00 WESTERN ASSETS WORLDWIDE INC FUN FMV 37254 37254 10365.00 ADVISORS DISC UIT SER 1247 FMV 97535 97535 1093.00 REALTY INCOME CORP REIT FMV 52147 52147 500.00 ICAHN ENTERPRISE LP FMV 46235 46235 2629.54 VANGUARD INSTITUTIONAL INDEX FUN FMV 496115 496115 16953.12 AMERICAN BEACON L/C VALUE IS FMV 493675 493675 11389.46 PRIMECAP ODYSSEY GROWTH FMV 296809 296809 13626.89 DFA INTERNATIONAL SMALL CO FMV 231385 231385 7407.06 DFA EMERGING MKTS PORTFOLIO FMV 185473 185473 17667.08 DFA GLOBAL REAL ESTATE SECURITI FMV 184621 184621 12929.78 LAZARD GI LIST INFRASTRUCTURE FMV 177397 177397 18924.18 CREDIT SUISSE COMM TET ST-I FMV 113734 113734 2151.47 CAPITAL WRLD GRTH & INC F1 FMV 98968 98968 500.00 SPDR DJIA TRUST FMV 88940 88940 9852.47 LOCORR SPECTRUM INCOME I FMV 88377 88377 3302.00 FIRST TRUST FIN ALPA FUND FMV 76838 76838 1357.62 HENDERSON EUROPEAN FOCUS-W FMV 44679 44679 9935.52 VANGUARD ST INFLATION BOND FMV 240539 240539 INSURANCE 1065 1065 MEMBERSHIPS 725 725 NYS FEE 750 750 POSTAGE AND OFFICE EXPENSE 3460 3460 UNUSED GRANT RETURNED 300 ADVISORY FEES 111623 111623 0 0 FEDERAL TAXES 34276 FOREIGN TAXES 2804 2804