2015-07-21T12:46:10-05:00 2014-12-31 042958048 LaPointe Torrisi Stanley & CO PC 555 Turnpike Street Suite 47 North Andover MA 01845 990PF 2014-01-01 830368529 The Crotty Family Foundation Inc c/o Battery Global Advisors CROT 6179483808 1 Marina Park Drive No 1150 Boston MA 02210 Thomas J Crotty President 6179483808 2015-06-30 1 Alfred C Torrisi CPAMSTCFP P00210893 9787945700 2015-06-30 X 2014 2016-02-25 16:41:14Z X 954668 X 1394783 29467 27497 24794 1928931 1203003 12264 331 1461308 1230831 0 0 0 20411 511 0 18311 15736 0 38722 16247 0 1861095 1861095 1899817 16247 1861095 -438509 1214584 1098007 645607 645607 295170 309061 309061 1393177 954668 954668 0 0 X 0 0 0 0 1393177 954668 1393177 954668 1393177 954668 1393177 -438509 0 954668 0 954668 FROM K-1 BATTERY ALTERNATIVE INCOME FUND P 2014-12-31 2014-12-31 3 -3 -3 FROM K-1 BATTERY ALTERNATIVE INCOME FUND P 2013-12-30 2014-12-31 5509 -5509 -5509 8,455 MARKETO INC 2011-11-15 2014-10-27 254001 111606 142395 142395 712 MARKETO INC 2011-11-15 2014-10-27 21390 9398 11992 11992 27,224 BAZAARVOICE 2009-08-07 2014-06-17 207674 207674 207674 19,000 GUIDEWIRE SOFTWARE 2013-02-27 2014-10-27 914704 95570 819134 819134 18 BAXTER INTERNATIONAL 2014-05-02 2014-06-03 1333 1346 -13 -13 43 BAXTER INTERNATIONAL 2014-05-02 2014-08-05 3213 3215 -2 -2 227 BAXTER INTERNATIONAL 2014-05-02 2014-11-05 15538 16970 -1432 -1432 14 BAXTER INTERNATIONAL 2014-10-03 2014-11-05 958 1020 -62 -62 29 CSX CORP 2013-09-04 2014-01-03 826 739 87 87 95 CSX CORP 2013-09-04 2014-02-04 2503 2420 83 83 57 CSX CORP 2013-09-04 2014-04-02 1664 1452 212 212 21 CSX CORP 2013-09-04 2014-05-02 585 535 50 50 98 CSX CORP 2013-09-04 2014-06-03 2844 2497 347 347 114 CSX CORP 2013-09-04 2014-08-05 3361 2904 457 457 151 CSX CORP 2013-12-03 2014-11-05 5224 4126 1098 1098 46 CSX CORP 2014-03-04 2014-11-05 1591 1302 289 289 5 C.H. ROBINSON WORLDWIDE, INC 2014-08-05 2014-12-02 368 341 27 27 6 CDK GLOBAL INC 2013-11-04 2014-10-03 178 171 7 7 14 CDK GLOBAL INC 2013-12-03 2014-10-03 416 425 -9 -9 7 CDK GLOBAL INC 2014-03-04 2014-10-03 208 207 1 1 1 CDK GLOBAL INC 2014-03-04 2014-10-21 28 30 -2 -2 129 CUMMINS INC 2014-10-03 2014-11-05 18576 17291 1285 1285 18 DU PONT E I DE NEMOURS 2014-02-04 2014-04-02 1227 1109 118 118 18 DU PONT E I DE NEMOURS 2014-02-04 2014-05-02 1205 1109 96 96 37 DU PONT E I DE NEMOURS 2014-02-04 2014-06-03 2548 2280 268 268 26 DU PONT E I DE NEMOURS 2014-02-04 2014-08-05 1668 1602 66 66 16 DU PONT E I DE NEMOURS 2014-02-04 2014-10-03 1135 986 149 149 6 DU PONT E I DE NEMOURS 2014-02-04 2014-12-02 430 370 60 60 6 EXXON MOBIL CORP 2013-09-04 2014-08-05 595 527 68 68 12 EMERSON ELEC CO 2013-09-04 2014-01-03 833 737 96 96 37 EMERSON ELEC CO 2013-09-04 2014-02-04 2367 2273 94 94 27 EMERSON ELEC CO 2013-09-04 2014-04-02 1833 1659 174 174 23 EMERSON ELEC CO 2013-09-04 2014-05-02 1554 1413 141 141 26 EMERSON ELEC CO 2013-09-04 2014-06-03 1741 1597 144 144 21 EMERSON ELEC CO 2013-09-04 2014-08-05 1287 1290 -3 -3 3 GENL DYNAMICS CORP 2014-02-04 2014-04-02 332 299 33 33 16 GENL DYNAMICS CORP 2014-02-04 2014-05-02 1779 1593 186 186 29 GENL DYNAMICS CORP 2014-02-04 2014-06-03 3434 2887 547 547 24 GENL DYNAMICS CORP 2014-02-04 2014-08-05 2803 2389 414 414 143 GENL DYNAMICS CORP 2014-02-04 2014-10-03 17591 14236 3355 3355 2 GENL DYNAMICS CORP 2014-03-04 2014-10-03 246 225 21 21 37 GENUINE PARTS CO 2013-09-04 2014-02-04 2882 2853 29 29 7 GENUINE PARTS CO 2013-09-04 2014-04-02 609 540 69 69 14 GENUINE PARTS CO 2013-09-04 2014-05-02 1198 1080 118 118 23 GENUINE PARTS CO 2013-09-04 2014-06-03 1970 1774 196 196 29 GENUINE PARTS CO 2013-09-04 2014-08-05 2393 2236 157 157 12 JOHNSON AND JOHNSON COM 2013-09-04 2014-02-04 1040 1040 0 0 20 JOHNSON AND JOHNSON COM 2013-09-04 2014-02-04 1733 1736 -3 -3 22 JOHNSON AND JOHNSON COM 2013-09-04 2014-04-02 2163 1909 254 254 18 JOHNSON AND JOHNSON COM 2013-09-04 2014-05-02 1787 1562 225 225 27 JOHNSON AND JOHNSON COM 2013-09-04 2014-06-03 2767 2343 424 424 25 JOHNSON AND JOHNSON COM 2013-09-04 2014-08-05 2491 2169 322 322 2 MCDONALDS CORP 2013-09-04 2014-06-03 203 190 13 13 16 MCDONALDS CORP 2013-09-04 2014-08-05 1501 1524 -23 -23 52 MCDONALDS CORP 2013-12-03 2014-12-02 4942 5009 -67 -67 2 MCDONALDS CORP 2014-01-03 2014-12-02 190 193 -3 -3 26 MCDONALDS CORP 2014-03-04 2014-12-02 2471 2469 2 2 4 MCDONALDS CORP 2014-10-03 2014-12-02 380 380 0 0 48 MCDONALDS CORP 2014-11-05 2014-12-02 4562 4560 2 2 441 MEDTRONIC INC 2014-01-03 2014-02-04 23575 25759 -2184 -2184 1 MICROSOFT CORP 2014-08-05 2014-10-03 46 43 3 3 18 NORFOLK SOUTHERN CORP 2014-02-04 2014-04-02 1759 1650 109 109 7 NORFOLK SOUTHERN CORP 2014-02-04 2014-05-02 655 642 13 13 32 NORFOLK SOUTHERN CORP 2014-02-04 2014-06-03 3162 2933 229 229 34 NORFOLK SOUTHERN CORP 2014-02-04 2014-08-05 3424 3116 308 308 11 NORFOLK SOUTHERN CORP 2014-02-04 2014-10-03 1230 1008 222 222 34 NORTHROP GRUMMAN CORP 2013-09-04 2014-02-04 3769 3204 565 565 6 NORTHROP GRUMMAN CORP 2013-09-04 2014-04-02 748 565 183 183 8 NORTHROP GRUMMAN CORP 2013-09-04 2014-05-02 967 754 213 213 17 NORTHROP GRUMMAN CORP 2013-09-04 2014-06-03 2068 1602 466 466 27 NORTHROP GRUMMAN CORP 2013-09-04 2014-08-05 3320 2544 776 776 28 PROCTOR & GAMBLE CO 2013-09-04 2014-02-04 2131 2131 0 0 11 PROCTOR & GAMBLE CO 2013-09-04 2014-02-04 837 852 -15 -15 17 PROCTOR & GAMBLE CO 2013-09-04 2014-04-02 1363 1317 46 46 27 PROCTOR & GAMBLE CO 2013-09-04 2014-05-02 2211 2092 119 119 18 PROCTOR & GAMBLE CO 2013-09-04 2014-06-03 1439 1395 44 44 36 PROCTOR & GAMBLE CO 2013-09-04 2014-08-05 2849 2790 59 59 336 QUEST DIAGNOSTICS INC 2013-11-04 2014-01-03 17702 20848 -3146 -3146 84 QUEST DIAGNOSTICS INC 2013-12-03 2014-01-03 4426 5149 -723 -723 46 QUEST DIAGNOSTICS INC 2014-06-03 2014-08-05 2826 2806 20 20 276 QUEST DIAGNOSTICS INC 2014-06-03 2014-11-05 16834 16835 -1 -1 13 QUEST DIAGNOSTICS INC 2014-10-03 2014-11-05 793 790 3 3 227 QUALCOMM INC 2014-08-05 2014-11-05 17445 16579 866 866 9 QUALCOMM INC 2014-10-03 2014-11-05 692 668 24 24 54 RAYTHEON CO 2013-09-04 2014-02-04 4913 4129 784 784 7 RAYTHEON CO 2013-09-04 2014-04-02 698 535 163 163 8 RAYTHEON CO 2013-09-04 2014-05-02 767 612 155 155 25 RAYTHEON CO 2013-09-04 2014-06-03 2449 1912 537 537 18 RAYTHEON CO 2013-09-04 2014-08-05 1640 1376 264 264 169 3M COMPANY 2014-02-04 2014-03-04 22466 21420 1046 1046 13 3M COMPANY 2014-05-02 2014-06-03 1860 1824 36 36 19 3M COMPANY 2014-05-02 2014-08-05 2659 2665 -6 -6 1 3M COMPANY 2014-05-02 2014-12-02 161 140 21 21 68 UNITED TECHS CORP 2013-09-04 2014-02-04 7422 7018 404 404 13 UNITED TECHS CORP 2013-11-04 2014-02-04 1419 1402 17 17 41 UNITED TECHS CORP 2013-12-03 2014-02-04 4475 4488 -13 -13 190 UNITED TECHS CORP 2014-04-02 2014-05-02 22147 22783 -636 -636 4 UNITED TECHS CORP 2014-06-03 2014-08-05 419 472 -53 -53 33 AUTOMATIC DATA PROC 2012-10-01 2014-02-04 2480 1932 548 548 8 AUTOMATIC DATA PROC 2012-10-01 2014-04-02 622 468 154 154 22 AUTOMATIC DATA PROC 2012-10-01 2014-05-02 1713 1288 425 425 28 AUTOMATIC DATA PROC 2012-10-01 2014-06-03 2205 1639 566 566 44 AUTOMATIC DATA PROC 2012-10-01 2014-08-05 3562 2576 986 986 19 CSX CORP 2013-09-04 2014-10-03 603 484 119 119 300 CSX CORP 2013-09-04 2014-11-05 10379 7643 2736 2736 59 CSX CORP 2013-11-04 2014-11-05 2041 1560 481 481 5 CDK GLOBAL INC 2012-10-01 2014-10-03 149 111 38 38 36 CDK GLOBAL INC 2013-09-04 2014-10-03 1070 978 92 92 11 EXXON MOBIL CORP 2012-10-01 2014-01-03 1096 1013 83 83 13 EXXON MOBIL CORP 2012-10-01 2014-02-04 1170 1170 0 0 9 EXXON MOBIL CORP 2012-10-01 2014-02-04 810 829 -19 -19 12 EXXON MOBIL CORP 2012-10-01 2014-04-02 1175 1105 70 70 26 EXXON MOBIL CORP 2012-10-01 2014-05-02 2656 2394 262 262 15 EXXON MOBIL CORP 2012-10-01 2014-06-03 1506 1381 125 125 10 EXXON MOBIL CORP 2012-10-01 2014-08-05 992 921 71 71 13 EXXON MOBIL CORP 2012-10-29 2014-08-05 1290 1283 7 7 5 GENUINE PARTS CO 2013-09-04 2014-10-03 442 385 57 57 5 GENUINE PARTS CO 2013-09-04 2014-12-02 512 385 127 127 1 JOHNSON AND JOHNSON 2013-09-04 2014-10-03 105 87 18 18 20 LINEAR TECHNOLOGY CORP 2012-10-01 2014-01-03 902 656 246 246 80 LINEAR TECHNOLOGY CORP 2012-10-01 2014-02-04 3468 2623 845 845 45 LINEAR TECHNOLOGY CORP 2012-10-01 2014-04-02 2244 1475 769 769 53 LINEAR TECHNOLOGY CORP 2012-10-01 2014-06-03 2440 1738 702 702 47 LINEAR TECHNOLOGY CORP 2012-10-01 2014-08-05 2049 1541 508 508 13 LINEAR TECHNOLOGY CORP 2012-10-01 2014-12-02 597 426 171 171 37 MCDONALDS CORP 2012-10-01 2014-02-04 3448 3410 38 38 16 MCDONALDS CORP 2012-10-01 2014-04-02 1563 1475 88 88 25 MCDONALDS CORP 2012-10-01 2014-05-02 2536 2304 232 232 18 MCDONALDS CORP 2012-10-01 2014-06-03 1827 1659 168 168 19 MCDONALDS CORP 2013-11-04 2014-12-02 1806 1849 -43 -43 82 MCDONALDS CORP 2013-09-04 2014-12-02 7793 7808 -15 -15 15 PAYCHEX INC 2012-10-01 2014-01-03 679 490 189 189 47 PAYCHEX INC 2012-10-01 2014-02-04 1923 1536 387 387 27 PAYCHEX INC 2012-10-01 2014-04-02 1157 883 274 274 23 PAYCHEX INC 2012-10-01 2014-05-02 956 752 204 204 34 PAYCHEX INC 2012-10-01 2014-06-03 1375 1111 264 264 77 PAYCHEX INC 2012-10-01 2014-08-05 3125 2517 608 608 17 PAYCHEX INC 2012-10-01 2014-10-03 749 556 193 193 2 PROCTOR & GAMBLE CO 2013-09-04 2014-10-03 167 155 12 12 7 RAYTHEON CO 2013-09-04 2014-10-03 692 535 157 157 4 UNITED TECHS CORP 2012-10-01 2014-01-03 452 314 138 138 109 UNITED TECHS CORP 2012-10-01 2014-02-04 11898 8553 3345 3345 28 WAL-MART STORES INC 2012-10-01 2014-02-04 2037 2037 0 0 5 WAL-MART STORES INC 2012-10-01 2014-02-04 364 370 -6 -6 19 WAL-MART STORES INC 2012-10-01 2014-04-02 1464 1407 57 57 28 WAL-MART STORES INC 2012-10-01 2014-05-02 2217 2073 144 144 17 WAL-MART STORES INC 2012-10-01 2014-06-03 1305 1259 46 46 23 WAL-MART STORES INC 2012-10-01 2014-08-05 1683 1703 -20 -20 6 WAL-MART STORES INC 2012-10-29 2014-08-05 439 459 -20 -20 3 WAL-MART STORES INC 2012-10-29 2014-10-03 231 229 2 2 19 WAL-MART STORES INC 2012-10-29 2014-12-02 1640 1454 186 186 3 WAL-MART STORES INC 2013-09-04 2014-12-02 259 219 40 40 1 CDK GLOBAL INC 2014-10-03 2014-10-03 29 29 29 0.563 EATON VANCE FLOATING RATE FUND 2014-02-28 2014-03-24 5 5 0 0 0.216 LORD ABBETT SHORT DURATION 2014-02-28 2014-03-24 1 1 0 0 5,452 EATON VANCE FLOATING RATE FUND 2012-10-01 2014-03-24 49995 49559 436 436 1 LORD ABBETT SHORT DURATION INCOME FUND 2012-10-01 2014-03-24 5 5 0 0 92 LORD ABBETT SHORT DURATION INCOME FUND 2012-10-01 2014-03-24 418 418 0 0 84 LORD ABBETT SHORT DURATION INCOME FUND 2012-10-01 2014-03-24 381 381 0 0 10,836 LORD ABBETT SHORT DURATION INCOME FUND 2012-10-01 2014-03-24 49195 50278 -1083 -1083 1203003 0 2162313 1517524 1.424895 1032645 1180117 0.875036 1023015 750243 1.363578 776815 549419 1.413884 653857 776648 0.841896 5.919289 1.183858 1306614 1546845 12146 1558991 1861095 X 12146 0 12146 0 12146 28093 28093 15947 15947 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A JOHN DINNEEN CO BGA 6179483808 1 MARINA PARK DRIVE SUITE 1150 BOSTON MA 02210 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THOMAS J CROTTY 31 SEARS ROAD SOUTHBOROUGH MA 01772 PRESIDENT 1.00 0 0 0 SHAROLYN K CROTTY 31 SEARS ROAD SOUTHBOROUGH MA 01772 CLERK 1.00 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 99175 918276 309061 1326512 0 0 1326512 19898 1306614 65331 65331 12146 12146 53185 0 53185 0 53185 1861095 0 1861095 12146 1848949 53185 0 0 615123 764514 985879 1005237 2117451 5488204 1861095 0 0 0 53185 1807910 0 0 7296114 0 0 0 0 0 0 615123 6680991 764514 985879 1005237 2117451 1807910 THOMAS J CROTTY X AREA I Young Riders Program PO Box 289 Catawba VA 24070 None Exempt Charitable 450 Council on Aging 116 Pleasant Street Suite 306 Easthampton MA 01027 None Exempt Charitable 45 Draper Richards Kaplan Foundation 1600 El Camino Real Suite 155 Menlo Park CA 94025 None Exempt Charitable 250000 Firstgiving Co-Op America 48 Grove St Suite 106 Somerville MA 02144 None Exempt Charitable 250 Foundation for MetroWest 3 Eliot Street Natick MA 01760 None Exempt Charitable 250000 Friends of Southborough Council on Aging 9 Cordaville Road Southborough MA 01772 None Exempt Charitable 275 Grass Root Soccer 6729 Academy Road Suite D Albuquerque NM 87109 None Exempt Charitable 40175 PMC- Jimmy Fund 77 Fourth Avenue Needham MA 02494 None Exempt Charitable 900 Play for Pink - Breast Cancer Research Foundation 60 East 56th Street 8th Floor New York NY 10022 None Exempt Charitable 1500 Project Eye to Eye 1430 Broadway Floor 6 New York NY 10018 None Exempt Charitable 100000 St Jude Children's Research Hospital 313 Washington St 310 Newton MA 02458 None Exempt Charitable 50 St Marks School 25 Marlboro Road Southborough MA 01772 None Exempt Charitable 700000 St Matthews Church 105 Southville Road Southborough MA 01772 None Exempt Charitable 1950 Trustees of Tufts College 150 Harrison Ave Boston MA 02111 None Exempt Charitable 350 University of Notre Dame 64 Kingston Road Exeter NH 03833 None Exempt Charitable 505150 University of Redlands 1200 E Colton Ave Redlands CA 92373 None Exempt Charitable 10000 1861095 0 14 29467 18 24794 Book/Tax Timing Differences-Battery Income Fund, LLC Sch. K-1 14 11933 Sec. 988 Ordinary Loss 14 154 Income from Sec Litigations 14 39 Ordinary Business Income - BIF 14 134 Royalty Income - BIF 14 1 Section 1231 Gain - BIF 14 3 0 66525 0 66525 0 0 0 0 0 0 0 0 0 0 X X 1 Thomas J Crotty 31 Sears Road Southborough MA 01772 207311 X 2 Thomas J Crotty 31 Sears Road Southborough MA 01772 913425 X 3 Thomas J Crotty 31 Sears Road Southborough MA 01772 274047 X 1 27,224 shares Bazaarvoice, Inc. (BV) 207311 2014-06-17 2 19,000 shares Guidewire Software (GWRE) 913425 2014-10-27 3 9,167 shares Marketo, Inc. (MKTO) 274047 2014-10-27 N/A 0 Battery Income Fund, LLC FMV 0 0 Battery Alternative Income Fund, Ltd FMV 309061 309061 Investment Fees 8020 8020 0 Battery Income Fund 2584 2584 0 Annual Report Fees 15 15 0 BGA Investment Advisory Fees 5117 5117 0 Professional Fees 2575 0 0 Book/Tax Timing Differences-Battery Income Fund, LLC Sch. K-1 11933 11933 Sec. 988 Ordinary Loss 154 154 154 Income from Sec Litigations 39 39 39 Ordinary Business Income - BIF 134 134 134 Royalty Income - BIF 1 1 1 Section 1231 Gain - BIF 3 3 3 State Registration Fee 500 500 0 Federal Taxes Paid 19900 0 0 Foreign Income Taxes Paid 11 11 0