2015-05-14T13:02:32-05:00 2014-06-30 420714325 MCGLADREY LLP 515 S FLOWER STREET 41ST FLOOR LOS ANGELES CA 90071 990 2013-07-01 956042721 SAN DIEGO STATE UNIVERSITY FOUNDATION DBA SDSU RESEARCH FOUNDATION SAND 6195945771 5250 CAMPANILE DRIVE SAN DIEGO CA 921821947 BOB E WOLFSON EXECUTIVE DIRECTOR 6195945771 2015-05-12 1 CHRISTOPHER M PEKULA P00734965 2133304800 2013 2016-02-25 16:41:14Z BOB E WOLFSON 5250 CAMPANILE DRIVE SAN DIEGO CA 921821947 211910854 0 X HTTP://WWW.FOUNDATION.SDSU.EDU X 1943 CA PROVIDE SUPPORT TO THE RESEARCH, EDUCATIONAL AND COMMUNITY SERVICE PROGRAMS OF SDSU. 17 5 3910 350 205139 -123595 74353144 72221614 90034253 85992961 1848203 2743 66616 -530451 166302216 157686867 13934418 11720967 0 0 90796361 88676502 267526 411856 4915882 57709570 54220658 162707875 155029983 3594341 2656884 177940725 155367832 97791019 67586635 80149706 87781197 PROVIDE SUPPORT TO PROGRAMS THAT ARE INTEGRAL TO THE RESEARCH, EDUCATIONAL AND COMMUNITY SERVICE OBJECTIVES OF SDSU. 0 0 85628475 11720967 51564879 SDSU RESEARCH FOUNDATION ("SDSURF") ADMINISTERS FUNDS FOR THE SPONSORED RESEARCH EFFORTS OF SDSU FACULTY WHO ARE RESEARCHING ISSUES IMPORTANT TO OUR REGION, THE NATION, AND THE WORLD. 23176411 0 29884546 SDSURF ADMINISTERS FUNDS THAT SUPPORT THE WORK OF PROJECTS THAT FOCUS ON CAMPUS AND COMMUNITY IMPROVEMENT. 21006182 0 4345259 SDSURF ADMINISTERS FUNDS FOR SDSU'S PUBLIC BROADCASTING ARM, KPBS. 129811068 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 0 1 1 0 1 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 908 0 1 3910 1 1 1 0 0 0 0 1 1 1 1 0 0 1 0 X 17 5 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X MELINDA S COIL 6195945771 5250 CAMPANILE DRIVE SAN DIEGO CA 921821947 ELIZABETH A KLONOFF RESEARCH-FACULTY 15.00 35.00 X 65405 142985 42933 KAREN D EMMOREY SEC-RESEARCH-FACULTY 15.00 35.00 X X 75236 106404 43392 MARILYN NEWHOFF DIRECTOR-DEAN 1.00 39.00 X 0 192041 48401 MARY ANN LYMAN-HAGER RESEARCH-FACULTY 15.00 35.00 X 56082 125237 47303 ROBERTA GOTTLIEB RESEARCH-FACULTY 15.00 35.00 X 31315 151876 39348 SALLY F ROUSH TREASURER-FORMER 5.00 45.00 X X 0 108160 0 ELLIOT HIRSHMAN PRESIDENT 5.00 45.00 X X 50000 358193 97662 RANDOLPH PHILIPP RESEARCH-FACULTY 15.00 35.00 X 25101 126554 47793 STEPHEN WELTER VICE PRESIDENT 5.00 45.00 X X 0 213187 68390 NANCY A MARLIN DIRECTOR-PROVOST 5.00 45.00 X 0 261958 63095 SANFORD I BERNSTEIN RESEARCH-FACULTY 15.00 35.00 X 85692 113317 53540 CRAIG HAUSER DIRECTOR 1.00 0.00 X 0 0 0 KIM E BARRETT DIRECTOR 1.00 0.00 X 0 0 0 PAULA S BROCK DIRECTOR 1.00 0.00 X 0 0 0 JOSH MORSE DIRECTOR 1.00 0.00 X 0 0 0 WALTER A TURNER JR DIRECTOR 2.00 0.00 X 0 0 0 WILLIAM BRACK DIRECTOR 1.00 0.00 X 0 0 0 SAMUEL KASSEGNE RESEARCH-FACULTY 15.00 35.00 X 12493 90119 39095 TOM MCCARRON TREASURER 5.00 45.00 X X 0 149444 27486 ROBERT ZELLER RESEARCH-FACULTY 15.00 35.00 X 718 83031 41269 BOB E WOLFSON EXECUTIVE DIRECTOR 50.00 X 0 183394 54129 MELINDA S COIL CFO 50.00 X 150680 0 36426 MICHELE GOETZ ASSOC EXEC DIRECTOR 50.00 X 154587 0 31618 WILLIAM T HUSHEN ASSOC EXEC DIRECTOR 50.00 X 158094 0 40984 THOMAS KARLO GENERAL MANAGER - KPBS 50.00 X 0 215812 60947 JOE B SHAPIRO DEAN - COLLEGE OF EXTENDED STUDIES 50.00 X 3334 159702 55577 STEPHEN FISHER COACH 0.50 50.00 X 666082 306498 70261 RODERICK LONG COACH 0.50 50.00 X 745000 213115 60245 EDWARD RILEY RESEARCH-FACULTY 15.00 35.00 X 125814 145019 57984 JAMES STERK ATHLETIC DIRECTOR 0.50 50.00 X 126875 239221 69168 MELBOURNE HOVELL RESEARCH-FACULTY 15.00 35.00 X 114008 155043 60326 2646516 3840310 1257372 48 0 1 0 COLLEGE CONTACTCOM HAMMER STR 39 MUENSTER GM 48153 STUDENT RECRUITMENT 575006 INDUSTRIAL VIDEO AND CONTROL 330 NEVADA ST NEWTON MA 02460 CONSULTING 342065 MCGLADREY LLP 1455 FRAZEE RD 600 SAN DIEGO CA 92108 ACCOUNTING 277740 CARL BLOOM ASSOCIATES INC 81 MAIN STREET WHITE PLAINS NY 10601 MAIL SERVICES 253075 WORKFORCE SOFTWARE 23332 MILL CREEK DRIVE SUITE 110 LAGUNA HILLS CA 92653 CONSULTING (SOFTWARE) 224054 9 55960 51500 44887891 27226263 1337343 72221614 CONTRACTS GOVERNMENT 541900 38725579 38725579 FEES & TUITION 611600 27507189 27507189 CONTRACTS NON-GOVERNMENT 541900 12839300 12839300 CAMPUS & COMMUNITY 515100 6920893 6722721 198172 85992961 466396 466396 808087 808087 7054649 8380892 -1326243 -1326243 -1326243 40442499 4717991 40936062 4688081 -493563 29910 -463653 -463653 202630 51500 218952 -16322 -16322 PASSTHROUGH ENTITIES 211110 4027 -105 6967 -2835 4027 157686867 85794684 205139 -534570 4678923 4678923 6846983 6846983 195061 195061 1055120 255483 799637 66739738 55295784 9806207 1637747 4875268 4003891 753335 118042 10796223 8866569 1668252 261402 5210153 4278921 805082 126150 457225 54867 402358 277740 277740 169650 169650 411856 411856 5800843 4452352 743461 605030 5185965 3995624 1190341 3325346 2858960 411334 55052 4145882 3589064 402317 154501 4329143 4329143 431022 294821 110010 26191 SUBCONTRACTS 12129364 12109034 20330 SUPPLIES & EQUIPMENT 6314331 5937227 357452 19652 BROADCASTING EXPENSE 3524442 3518721 3550 2171 DUES & FEES 1809837 1022456 209239 578142 6319868 3227184 2172738 919946 155029983 129811068 20303033 4915882 4096542 4219844 14836512 13652979 17290887 19626830 5048819 4878565 2184000 6901991 1637285 2348731 111444749 51120514 66511104 60324235 66335576 43414657 177940725 155367832 13048150 12682860 5417528 3852988 16441445 15886537 19513053 19118584 43370843 16045666 97791019 67586635 X 47176736 59494812 28211667 22976432 4761303 5309953 80149706 87781197 177940725 155367832 X 2656884 3099330 1875277 X 0 1 X 1 1 1 X X X 0 0 0 SAN DIEGO STATE UNIVERSITY 330373293 6 1 1 1 4678923 1 4678923 SCHEDULE A, PART I SAN DIEGO STATE UNIVERSITY FOUNDATION IS CLASSIFIED BY THE INTERNAL REVENUE SERVICE IN ITS DETERMINATION LETTER AS A TYPE III - FUNCTIONALLY INTEGRATED SUPPORTING ORGANIZATION UNDER SEC. 509(A)(3). HOWEVER, IN ORDER TO DETERMINE THE PUBLIC SUPPORT PERCENTAGE VIA SCHEDULE A, PART II AND BE ABLE TO USE THE SPECIAL RULE IN SCHEDULE B, THE FOUNDATION IS CHECKING LINE 5 IN SCHEDULE A, PART I. IN ADDITION TO DIRECT MONETARY SUPPORT, SAN DIEGO STATE UNIVERSITY RESEARCH FOUNDATION ADMINISTERS FUNDS THAT SUPPORT SPONSORED RESEARCH, CAMPUS AND COMMUNITY IMPROVEMENT, AND PUBLIC BROADCASTING FOR SAN DIEGO STATE UNIVERSITY RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 1 7650 1 162000 0 0 169650 0 PART II-B, LINE 1: SDSU RESEARCH FOUNDATION PAID $162,000 TO THE FIRM OF CARPI & CLAY, INC. DURING THE FISCAL YEAR. THE FIRM REPRESENTS SDSU'S INTERESTS IN WASHINGTON, D.C., PRIMARILY IN ACTIVITIES THAT INVOLVE THE COMPETITION FOR FEDERAL RESEARCH FUNDS. $7,650 WAS ALSO PAID TO THE ASSOCIATION OF PUBLIC TELEVISION ACTION, INC. 19439968 476737 2404465 395090 21926080 18170482 681138 1339124 750776 19439968 18820376 252010 -505068 396836 18170482 16178017 414893 2589907 362441 18820376 14628436 680794 1575200 706413 16178017 0.69000 0.27000 0.04000 0 1 1 475302 19298013 19773315 525852 65847818 32524650 33849020 25297764 18595864 6701900 60324235 AMOUNTS HELD FOR OTHERS 1056085 DUE TO SDSU AUXILIARIES 13087179 OTHER LIABILITIES 1902402 16045666 X 169832366 3099330 695187 8350982 12145499 157686867 0 157686867 162230785 695187 8380895 9076082 153154703 1875280 1875280 155029983 PART V, LINE 4: INTENDED USES OF ENDOWMENT FUND TO PROVIDE INTER-GENERATIONAL INCOME TO AUGMENT PROGRAMS THAT ARE AN INTEGRAL PART OF THE RESEARCH, EDUCATIONAL AND COMMUNITY SERVICE MISSION OF SAN DIEGO STATE UNIVERSITY. PART X, LINE 2: SDSU RESEARCH FOUNDATION IS AN ORGANIZATION EXEMPT FROM TAXATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. ACCORDINGLY, SDSU RESEARCH FOUNDATION HAS ONLY NOMINAL AMOUNTS THAT ARE SUBJECT TO INCOME TAXES. THEREFORE, NO PROVISION FOR INCOME TAXES HAS BEEN INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: NET EFFECT OF TRANSFER TO AZTEC SHOPS -29,910. RENTAL EXPENSES NETTED ON TAX RETURN 8,380,892. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES NETTED ON TAX RETURN 8,380,892. ROUNDING 3. PART XII, LINE 4B - OTHER ADJUSTMENTS: INCREASE IN EQUITY OF PLANT FUND ASSETS 1,875,280. 1 EAST ASIA & THE PACIFIC 3 PROGRAM SERVICES TRAINING 38856 EUROPE 1 PROGRAM SERVICES TRAINING 12897 NORTH AMERICA 4 PROGRAM SERVICES TECH ASSISTANCE 19792 EAST ASIA & THE PACIFIC 1 PROGRAM SERVICES TECH ASSISTANCE 57667 RUSSIA & NEIGHBORING STATES 1 PROGRAM SERVICES EDUCATION 40188 EAST ASIA & THE PACIFIC GRANTS 1500 RUSSIA & NEIGHBORING STATES GRANTS 4424 NORTH AMERICA GRANTS 12087 SOUTH ASIA GRANTS 875 SOUTH AMERICA GRANTS 1874 EUROPE GRANTS 4901 0 10 0 0 0 10 187411 7650 195061 E ASIA & PACIFIC TECH ASSISTANCE 57667 CHECK E ASIA & PACIFIC TRAINING 38856 CHECK N. AMERICA TECH ASSISTANCE 19792 CHECK EUROPE TRAINING 12897 CHECK RUSSIA & NEIGHBORING STATES TRAINING 40188 CHECK 0 5 TRAVEL ASSISTANCE EAST ASIA & PACIFIC 1 1500 CHECK TRAVEL ASSISTANCE EUROPE 2 4901 CHECK TRAVEL ASSISTANCE NORTH AMERICA 17 12087 CHECK TRAVEL ASSISTANCE RUSSIA & NEIGHBORING STATES 2 4423 CHECK TRAVEL ASSISTANCE SOUTH AMERICA 2 1874 WIRE TRAVEL ASSISTANCE SOUTH ASIA 2 875 CHECK 0 0 0 0 0 0 PART I, LINE 2: EXPLANATION FOR GRANTS OUTSIDE U.S. FOREIGN AND DOMESTIC EXPENDITURES ON GRANTS AND CONTRACTS ARE CLOSELY MONITORED BY SDSU RESEARCH FOUNDATION STAFF TO COMPLY WITH SPONSOR REQUIREMENTS. FEDERAL GRANTS REPRESENT A SUBSTANTIAL MAJORITY OF GRANT AND CONTRACT EXPENDITURES AND ACCORDINGLY, ARE SUBJECT TO AUDIT BY THE DEPARTMENT OF HEALTH AND HUMAN SERVICES, THE COGNIZANT GOVERNMENT AUDIT AGENCY FOR SDSU RESEARCH FOUNDATION. X X X X X X X 1 CHARITABLE AUTO RESOURCES INC 4669 MURPHY CANYON ROAD 100 SAN DIEGO CA 92123 CAR DONATIONS 1 1169182 340365 828817 ARIA COMMUNICATIONS INC 717 W ST GERMAIN ST CLOUD MN 56301 TELEFUNDRAISING 0 66046 28368 37678 HARRIS MARKETING GROUP 21250 CALIFA ST 114 WOODLAND HILLS CA 91367 TELEFUNDRAISING 0 18692 13087 5605 1253920 381820 872100 CA KPBS GALA 254130 51500 202630 0 0 61236 0 0 157716 254130 51500 202630 61236 157716 218952 -16322 1 SAN DIEGO STATE UNIVERSITY 550 CAMPANILE DRIVE SAN DIEGO CA 92182 330373293 GOVERNMENT 4678923 0 SUPPORT UNIVERSITY 1 0 FELLOWSHIPS 1300 5716679 BOOKS & SUPPLIES 500 733106 TRAVEL ASSISTANCE 400 353090 OTHER STUDENT COSTS 100 44108 PART I, LINE 2: DESCRIPTION OF PROCEDURES FOR MONITORING GRANT USAGE: FELLOWSHIPS ARE PRIMARILY GRANTED TO INDIVIDUALS TO HELP THEM IMPROVE THEIR RESEARCH SKILLS. AS SUCH, THE RESPONSIBLE PRINCIPAL INVESTIGATOR CLOSELY MONITORS THE PROGRESS OF THE RECIPIENTS. X 0 0 0 0 0 0 0 0 0 ELIZABETH A KLONOFF RESEARCH-FACULTY 65405 142985 0 0 0 0 6541 28013 0 8379 71946 179377 0 0 KAREN D EMMOREY SEC-RESEARCH-FACULTY 75236 106404 0 0 0 0 0 22159 0 21233 75236 149796 0 0 MARILYN NEWHOFF DIRECTOR-DEAN 0 191279 0 0 0 762 0 39912 0 8489 0 240442 0 0 MARY ANN LYMAN-HAGER RESEARCH-FACULTY 56082 125237 0 0 0 0 5608 25228 0 16467 61690 166932 0 0 ROBERTA GOTTLIEB RESEARCH-FACULTY 31315 151876 0 0 0 0 3131 28214 0 8003 34446 188093 0 0 ELLIOT HIRSHMAN PRESIDENT 50000 345641 0 0 0 12552 0 72782 0 24880 50000 455855 0 0 RANDOLPH PHILIPP RESEARCH-FACULTY 25101 126554 0 0 0 0 2510 24050 0 21233 27611 171837 0 0 STEPHEN WELTER VICE PRESIDENT 0 212929 0 0 0 258 0 44964 0 23426 0 281577 0 0 NANCY A MARLIN DIRECTOR-PROVOST 0 261562 0 0 0 396 0 54606 0 8489 0 325053 0 0 SANFORD I BERNSTEIN RESEARCH-FACULTY 85692 113317 0 0 0 0 8569 23738 0 21233 94261 158288 0 0 TOM MCCARRON TREASURER 0 95037 0 0 0 54407 0 20320 0 7166 0 176930 0 0 BOB E WOLFSON EXECUTIVE DIRECTOR 0 182632 0 0 0 762 0 38146 0 15983 0 237523 0 0 MELINDA S COIL CFO 150680 0 0 0 0 0 15068 0 21358 0 187106 0 0 0 MICHELE GOETZ ASSOC EXEC DIRECTOR 154587 0 0 0 0 0 15459 0 16159 0 186205 0 0 0 WILLIAM T HUSHEN ASSOC EXEC DIRECTOR 158094 0 0 0 0 0 15809 0 25175 0 199078 0 0 0 THOMAS KARLO GENERAL MANAGER - KPBS 0 215416 0 0 0 396 0 44964 0 15983 0 276759 0 0 JOE B SHAPIRO DEAN - COLLEGE OF EXTENDED STUDIES 3334 158940 0 0 0 762 0 33463 0 22114 3334 215279 0 0 STEPHEN FISHER COACH 666082 296587 0 0 0 9911 0 53685 0 16576 666082 376759 0 0 RODERICK LONG COACH 745000 208619 0 0 0 4496 0 43669 0 16576 745000 273360 0 0 EDWARD RILEY RESEARCH-FACULTY 125814 145019 0 0 0 0 12581 26436 0 18967 138395 190422 0 0 JAMES STERK ATHLETIC DIRECTOR 126875 224292 0 0 0 14929 0 47054 0 22114 126875 308389 0 0 MELBOURNE HOVELL RESEARCH-FACULTY 114008 155043 0 0 0 0 11401 32458 0 16467 125409 203968 0 0 A TRUSTEES CALIF STATE UNIVERSITY 946001347 13077CUP7 2010-04-06 160852254 REFUND 1999 BONDS 0 0 1 B TRUSTEES CALIF STATE UNIVERSITY 912155587 13077CYL2 2012-08-22 436220000 REFUND 2002 BONDS 0 0 1 A 5285000 43198 5241802 1 0 1 1 B 10400000 71953 10328047 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 1 0 0 0 0 1 B 0 1 0 1 0 0 0 0 1 A 1 B 1 X 1100 1169182 SELLING PRICE X 26 116661 SELLING PRICE X AUCTION ITEMS 30 51500 ESTIMATED FMV 1 0 1 1 PART I, LINE 32B: HIRE AND USE OF THIRD PARTIES ALSO SEE SCHEDULE G. KPBS CONDUCTS A VEHICLE DONATION PROGRAM WITH THE ASSISTANCE OF CHARITABLE AUTO RESOURCES, INC. FORM 990, PART VI, SECTION A, LINE 7A HOW MEMBERS OR SHAREHOLDERS ELECT GOVERNING BODY THE PRESIDENT OF SAN DIEGO STATE UNIVERSITY IS ALSO EX OFFICIO PRESIDENT OF THE RESEARCH FOUNDATION, AND A VOTING MEMBER OF THE BOARD OF DIRECTORS OF SDSU RESEARCH FOUNDATION. FOUR OTHER SDSURF DIRECTORS ARE APPOINTED EX OFFICIO BY VIRTUE OF THEIR POSITIONS IN THE UNIVERSITY, AND ALL ELECTED DIRECTORS ARE NOMINATED BY THE PRESIDENT. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS OF GOVERNING BODY APPROVAL BY MEMBERS OR SHAREHOLDERS UNDER TITLE 5 CALIF. CODE OF REGS. SECTION 42402, THE UNIVERSITY PRESIDENT IS REQUIRED TO ASSURE THAT SDSURF OPERATES IN CONFORMITY WITH POLICIES OF THE CALIFORNIA STATE UNIVERSITY AND OF SAN DIEGO STATE UNIVERSITY. THE PRESIDENT MAY DISCONTINUE ANY PROGRAM OR EXPENDITURE THAT HE OR SHE DETERMINES IS INCONSISTENT WITH THESE POLICIES. FORM 990, PART VI, SECTION B, LINE 11 FORM 990 REVIEW PROCESS A DRAFT OF THE FORM 990 WAS ORIGINALLY PROVIDED TO EACH MEMBER OF THE INVESTMENT COMMITTEE. THE DISCLOSURES, SIGNIFICANT CHANGES AND QUESTIONS WERE DISCUSSED AND ADDRESSED. THE FORM 990 WAS SUBSEQUENTLY PRESENTED TO EACH MEMBER OF THE BOARD OF DIRECTORS AT A REGULARLY SCHEDULED MEETING. THE DISCLOSURES, SIGNIFICANT CHANGES AND QUESTIONS WERE AGAIN DISCUSSED AND ADDRESSED. FORM 990, PART VI, SECTION B, LINE 12C EXPLANATION OF MONITORING AND ENFORCEMENT OF CONFLICTS SDSU RESEARCH FOUNDATION REQUIRES EACH INTERESTED PARTY TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. SDSU RESEARCH FOUNDATION ALSO MONITORS COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY THROUGH ITS PURCHASING AND SPONSORED RESEARCH DEVELOPMENT DEPARTMENTS. SDSU RESEARCH FOUNDATION STAFF REVIEWS CONTRACTS AND REQUISITIONS FOR POTENTIAL CONFLICTS. MANY OF ITS INTERNAL PROCESSING DOCUMENTS INCLUDE AFFIRMATIONS REGARDING LACK OF CONFLICTS. THE BOARD OF DIRECTORS IS AUTHORIZED TO TAKE WHATEVER ACTION IT DEEMS NECESSARY TO RESOLVE POTENTIAL OR ACTUAL CONFLICTS INCLUDING: (1) PROHIBITING THE INTERESTED PARTY FROM DISCUSSIONS OR DECISIONS REGARDING THE CONFLICT OF INTEREST; (2) MODIFYING OR REDEFINING THE DUTIES AND RESPONSIBILITIES OF THE INTERESTED PARTY; OR (3) REQUIRING THE RESIGNATION OF THE INTERESTED PARTY. FORM 990, PART VI, SECTION B, LINE 15A PURSUANT TO TITLE 5 CAL. CODE OF REGS. SECTION 42405, SDSU RESEARCH FOUNDATION MAINTAINS SALARY SCHEDULES COMPARABLE TO SAN DIEGO STATE UNIVERSITY (A CALIFORNIA PUBLIC INSTITUTION). THE SALARIES OF THE EXECUTIVE DIRECTOR AND THE CFO ARE ALSO SUBJECT TO APPROVAL BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 OTHER ORGANIZATIONAL DOCUMENTS PUBLICLY AVAILABLE SDSU RESEARCH FOUNDATION PROVIDES PAPER OR ELECTRONIC COPIES OF ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AUDITED FINANCIAL STATEMENTS, AND A-133 COMPLIANCE REPORTS TO THE PUBLIC ON REQUEST. THE ARTICLES OF INCORPORATION, BYLAWS, CONFLICT OF INTEREST POLICY, RESEARCH REPORTS, AUDITED FINANCIAL STATEMENTS, AND A-133 COMPLIANCE REPORTS ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990, PART XI, LINE 9: INCREASE IN EQUITY OF PLANT FUND ASSETS 1,875,277. SAN DIEGO STATE UNIVERSITY 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 330373293 PUBLIC HIGHER EDUCATION CA GOVERNMENT N/A 0 THE CAMPANILE FOUNDATION 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 330868418 PHILANTHROPIC ORGANIZATION FOR SDSU CA 501(C)3 LINE 5 N/A 0 AZTEC SHOPS LTD 5500 CAMPANILE DRIVE SAN DIEGO CA 921820001 950516240 CAMPUS BOOKSTORE, FOOD SERVICE AND PROPERTY CA 501(C)3 LINE 11C, III-FI N/A 0 ASSOCIATED STUDENTS OF SAN DIEGO STATE UNIVERSITY 5500 CAMPANILE DRIVE SAN DIEGO CA 921827804 956042622 ADMINISTERING FUNDS IN SUPPORT OF STUDENT ACTIVITIES CA 501(C)3 LINE 5 N/A 0 1 1 1 1 1 0 1 0 0 1 1 1 1 1 1 1 1 1 0 SCHEDULE R, PART V, LINE 1 SOME OF THE ENDOWMENTS OF SDSU RESEARCH FOUNDATION ("SDSURF") ARE INVESTED IN THE ENDOWMENT POOL OF THE CAMPANILE FOUNDATION (ANOTHER SDSU AUXILIARY ORGANIZATION). (1A) - SDSURF RECEIVED ROYALTIES FROM AZTEC SHOPS. (1B) - IN ACCORDANCE WITH ITS EXEMPT FUNCTION, SDSURF REGULARLY TRANSFERS MONIES TO SDSU. (1C) & (1E) - THE CAMPANILE FOUNDATION ADVANCED FUNDS TO SDSURF. (1D), (1G) & (1R) - SDSURF TRANSFERRED ASSETS AND LOANED FUNDS TO AZTEC SHOPS. (1J) - SDSURF LEASES FACILITIES TO AZTEC SHOPS AND SDSU. (1K) - SDSURF LEASES FACILITIES FROM SDSU. (1L) & (1M) - SDSURF PERFORMS SERVICES FOR THE CAMPANILE FOUNDATION, AZTEC SHOPS, LTD., AND ASSOCIATED STUDENTS OF SDSU. SDSU AND AZTEC SHOPS, LTD. PERFORM SERVICES FOR SDSURF. (1N) & (1O) - ALL FIVE ORGANIZATIONS SHARE FACILITIES AND EMPLOYEES. (1P) & (1Q) - ALL FIVE ORGANIZATIONS REIMBURSE EACH OTHER FOR EXPENSES.