2015-05-14T09:07:32-05:00 2014-06-30 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2013-07-01 250969449 CARNEGIE MELLON UNIVERSITY CARN 4122685904 5000 FORBES AVENUE PITTSBURGH PA 15213 AMIR RAHNAMAY-AZAR VP FOR FINANCE & CFO 4122685904 2015-05-11 1 SUSAN M KIRSCH P00341397 4122613644 2013 2016-02-25 16:41:14Z DR SUBRA SURESH 5000 FORBES AVENUE PITTSBURGH PA 15213 1952620632 0 X WWW.CMU.EDU X 1900 PA HIGHER EDUCATION AND RESEARCH. 68 60 13622 66 -996507 -2859557 513377037 499287173 644331422 681228946 62408602 85148333 11616778 7092102 1231733839 1272756554 164256855 164736686 0 0 639803589 666972833 517364 392647 17000647 313199838 320310618 1117777646 1152412784 113956193 120343770 2587518108 2849099580 783906240 784561669 1803611868 2064537911 X TO CREATE AND DISSEMINATE KNOWLEDGE AND ART THROUGH RESEARCH AND CREATIVE INQUIRY, TEACHING, AND LEARNING AND TO TRANSFER OUR INTELLECTUAL AND ARTISTIC PRODUCT TO ENHANCE SOCIETY IN MEANINGFUL AND SUSTAINABLE WAYS.TO SERVE OUR STUDENTS BY TEACHING THEM PROBLEM SOLVING, LEADERSHIP AND TEAMWORK SKILLS, AND THE VALUE OF COMMITMENT TO QUALITY, ETHICAL BEHAVIOR, AND RESPECT FOR OTHERS.TO ACHIEVE THESE ENDS BY PURSUING THE ADVANTAGES OF A DIVERSE AND RELATIVELY SMALL UNIVERSITY COMMUNITY, OPEN TO THE EXCHANGE OF IDEAS WHERE DISCOVERY, CREATIVITY, AND PERSONAL AND PROFESSIONAL DEVELOPMENT FLOURISH. 0 0 582079492 134052795 605040135 INSTRUCTION:CARNEGIE MELLON IS A HYBRID OF A TECHNICAL INSTITUTE, FINE-ARTS CONSERVATORY AND TRADITIONAL RESEARCH UNIVERSITY, HAVING EVOLVED IN RESPONSE TO EMERGING SOCIAL NEEDS AND INTELLECTUAL DEVELOPMENT OF THE PAST CENTURY. UNITING TECHNOLOGY AND ARTS, FUSING THE PRACTICAL WITH THE IMAGINATIVE, MAINTAINING ITS EDUCATIONAL EMPHASIS ON DEVELOPING SKILLS TO SOLVE PROBLEMS.INCLUDES 7 COLLEGES AND SCHOOLS OFFERING DEGREE PROGRAMS AND MORE THAN 100 MAJORS AND MINORS TO APPROXIMATELY 12,000 UNDERGRADUATES, GRADUATES AND DOCTORAL STUDENTS. INSTRUCTION INCLUDES ACADEMIC SUPPORT AND STUDENT SERVICES.CARNEGIE MELLON HAS ITS MAIN CAMPUS IN PITTSBURGH, SATELLITE CAMPUSES IN SILICON VALLEY AND DOHA, QATAR, AND DEGREE-GRANTING PROGRAMS AROUND THE WORLD, INCLUDING AUSTRALIA, JAPAN, PORTUGAL, RWANDA AND LATIN AMERICA.NATIONALLY AND GLOBALLY, CARNEGIE MELLON HAS BECOME A MAJOR VOICE OF CONNECTIVITY IN TECHNOLOGY, EXPANSION OF EDUCATIONAL OPPORTUNITY AND ECONOMIC DEVELOPMENT. 347931457 30683891 0 RESEARCH:CARNEGIE MELLON HOLDS A PROUD VISION OF ITSELF AS A DISTINCTIVE AND DIFFERENT KIND OF RESEARCH UNIVERSITY WHERE NATIONALLY RECOGNIZED PROGRAMS FROM ACROSS THE LEADING DISCIPLINES, FROM COMPUTING AND ENGINEERING TO FINE ARTS, INTERSECT. IT IS A DECENTRALIZED COMMUNITY OF SCIENTISTS AND INTELLECTUALS, ARTISTS AND POLICYMAKERS, BUSINESS EXPERTS AND POETS. THE DIVERSE AND DECENTRALIZED COMMUNITY THAT CHARACTERIZES CARNEGIE MELLON CULTURE RESTS ON A SET OF CORE UNDERPINNINGS AND A STRONG COMMITMENT TO REAL-WORLD PROBLEM SOLVING, INTERDISCIPLINARY COLLABORATION AND HARD WORK, COMBINED WITH JOIE DE VIVRE.EACH OF THESE REQUIRES CONNECTIONS AMONG ENGINEERING, SCIENCE, POLICY AND MANAGEMENT AND THE ARTS. BASIC RESEARCH IS PERFORMED IN ALL 7 COLLEGES, SCHOOLS, AND THE SOFTWARE ENGINEERING INSTITUTE. CARNEGIE MELLON IS ALSO THE HOME OF NUMEROUS RESEARCH INSTITUTES AND CENTERS FOCUSING ON SOME OF THE WORLD'S GREATEST CHALLENGES.CARNEGIE MELLON'S RESEARCH-INTENSIVE ENVIRONMENT PROVIDES A RICH SETTING FOR THE UNIVERSITY'S EDUCATIONAL OFFERINGS AND ASPIRATIONS. THE SEARCH FOR NEW KNOWLEDGE AND A SPIRIT OF ONGOING CRITICAL INQUIRY ARE THE IDEALS THAT PERMEATE ITS APPROACH TO TEACHING AND ITS EXPECTATIONS FOR WHAT STUDENTS WILL ACHIEVE. 98095786 0 59609561 AUXILIARY SERVICES:SERVICES TO SUPPORT THE INSTRUCTION AND RESEARCH FUNCTIONS OF THE UNIVERSITY. THESE SERVICES INCLUDE HOUSING, DINING SERVICES, PARKING, BOOKSTORE, PRINTING, TELECOMMUNICATIONS, AND OTHER SERVICES RELATED TO THE DELIVERY OF EDUCATION. 18002458 0 16579250 OTHER PROGRAM SERVICES:OTHER FEES AND MEMBERSHIPS, EXTERNAL SUPPORT AND SERVICES AND OTHER MISCELLANEOUS PROGRAM SERVICE REVENUE THAT SUPPORTS THE INSTRUCTION, RESEARCH, AND AUXILIARY FUNCTIONS OF THE UNIVERSITY. 18002458 0 16579250 1046109193 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 0 0 1 18883 0 1 13622 1 1 1 1 AS GM QA RW 0 0 0 1 1 1 1 0 0 0 0 0 X 68 60 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 0 1 0 PA X ELIZABETH MILAVEC 4122685904 5000 FORBES AVENUE PITTSBURGH PA 15213 X JOHN R BERTUCCI LIFE TRUSTEE 2.00 2.00 X 0 0 0 FRANK BRUNCKHORST LIFE TRUSTEE 2.00 0.00 X 0 0 0 ERROLL B DAVIS JR LIFE TRUSTEE 2.00 0.00 X 0 0 0 LINDA A DICKERSON LIFE TRUSTEE 0.50 0.00 X 0 0 0 PHILIP L DOWD LIFE TRUSTEE 1.00 0.00 X 0 0 0 DINA DUBLON LIFE TRUSTEE 1.50 0.50 X 0 0 0 HOWARD L ELLIN LIFE TRUSTEE 10.00 0.00 X 0 0 0 EDWARD H FRANK LIFE TRUSTEE 2.00 0.00 X 0 0 0 YOSHIAKI FUJIMORI LIFE TRUSTEE 0.50 0.70 X 0 0 0 IRA J GUMBERG LIFE TRUSTEE 1.00 0.00 X 0 0 0 TERESA HEINZ LIFE TRUSTEE 0.50 0.00 X 0 0 0 TORRENCE M HUNT JR LIFE TRUSTEE 2.00 0.00 X 0 0 0 TOD S JOHNSON LIFE TRUSTEE 1.00 0.00 X 0 0 0 BRUCE M MCWILLIAMS LIFE TRUSTEE 2.00 0.00 X 0 0 0 AMBAR PAUL LIFE TRUSTEE 1.00 0.00 X 0 0 0 JONATHAN M ROTHBERG LIFE TRUSTEE 1.00 0.00 X 0 0 0 DAVID S SHAPIRA LIFE TRUSTEE 2.00 0.00 X 0 0 0 J LEA HILLMAN SIMONDS LIFE TRUSTEE 1.50 0.00 X 0 0 0 MANOJ P SINGH LIFE TRUSTEE 2.00 0.00 X 0 0 0 JAMES C STALDER LIFE TRUSTEE 4.00 0.00 X 0 0 0 DONALD E STITZENBERG LIFE TRUSTEE 4.00 0.00 X 0 0 0 DAVID A TEPPER LIFE TRUSTEE 3.00 0.00 X 0 0 0 MARY ANN ULISHNEY LIFE TRUSTEE 1.00 0.00 X 0 0 0 SUNIL WADHWANI LIFE TRUSTEE 2.00 0.00 X 0 0 0 PAULA KAUFFMAN WAGNER LIFE TRUSTEE 0.50 0.00 X 0 0 0 JOEL P ADAMS TERM TRUSTEE 2014 1.50 0.00 X 0 0 0 JEANNE CUNICELLI TERM TRUSTEE 2014 1.00 0.00 X 0 0 0 FRANCISCO B D'SOUZA TERM TRUSTEE 2014 3.00 0.00 X 0 0 0 JAMES GIANOPULOS TERM TRUSTEE 2014 0.30 0.50 X 0 0 0 LARRY E JENNINGS JR TERM TRUSTEE 2014 0.50 0.00 X 0 0 0 CANDACE MATTHEWS TERM TRUSTEE 2014 1.00 0.00 X 0 0 0 DAVID MCCORMICK TERM TRUSTEE 2014 2.00 0.00 X 0 0 0 WILLIAM L MEANEY TERM TRUSTEE 2014 1.00 0.00 X 0 0 0 ROY SHANKER TERM TRUSTEE 2014 2.00 0.00 X 0 0 0 AJIT SHETTY TERM TRUSTEE 2014 1.00 1.00 X 0 0 0 LIP-BU TAN TERM TRUSTEE 2014 1.00 0.00 X 0 0 0 THOMAS TULL TERM TRUSTEE 2014 1.00 0.00 X 0 0 0 LUIS H BALL TERM TRUSTEE 2015 1.00 0.00 X 0 0 0 EVAN S FRAZIER TERM TRUSTEE 2015 1.00 1.00 X 0 0 0 ROY W HALEY TERM TRUSTEE 2015 1.00 0.00 X 0 0 0 OSCAR HARRIS JR TERM TRUSTEE 2015 2.00 0.00 X 0 0 0 ERREN LESTER TERM TRUSTEE 2015 1.00 0.00 X 0 0 0 J MICHAEL MCQUADE TERM TRUSTEE 2015 0.50 0.00 X 0 0 0 ANNE M MOLLOY TERM TRUSTEE 2015 1.60 0.00 X 0 0 0 DAVID L PORGES TERM TRUSTEE 2015 1.00 0.00 X 0 0 0 LUKE SKURMAN TERM TRUSTEE 2015 4.00 0.00 X 0 0 0 ROHET TOLANI TERM TRUSTEE 2015 0.10 0.00 X 0 0 0 CAROL A WILLIAMS TERM TRUSTEE 2015 1.00 0.00 X 0 0 0 KUSHAGRA BAJAJ TERM TRUSTEE 2016 0.10 0.00 X 0 0 0 RONALD BIANCHINI TERM TRUSTEE 2016 1.00 0.00 X 0 0 0 ARISTIDES S CANDRIS TERM TRUSTEE 2016 3.00 0.00 X 0 0 0 ERIC COOPER TERM TRUSTEE 2016 0.10 0.00 X 0 0 0 DAVID COULTER TERM TRUSTEE 2016 1.00 0.00 X 0 0 0 RUSSELL CROCKETT TERM TRUSTEE 2016 2.00 0.00 X 0 0 0 DIRK GATES TERM TRUSTEE 2016 2.00 0.00 X 0 0 0 ERIC GILER TERM TRUSTEE 2016 1.00 0.00 X 0 0 0 EDWARD GREFENSTETTE TERM TRUSTEE 2016 1.00 40.00 X 0 425056 273236 JEFFREY HOUSENBOLD TERM TRUSTEE 2016 1.00 0.00 X 0 0 0 MANU NARAYAN TERM TRUSTEE 2016 2.00 0.00 X 0 0 0 STEVEN PRICE EX-OFFICIO TRUSTEE 1.00 0.00 X 0 0 0 MAYOR WILLIAM PEDUTO EX-OFFICIO TRUSTEE (START 01/14) 0.10 0.00 X 0 0 0 LUKE RAVENSTAHL EX-OFFICIO TRUSTEE (EXIT 01/14) 0.10 0.00 X 0 0 0 DARLENE HARRIS EX-OFFICIO TRUSTEE 0.10 0.00 X 0 0 0 ROBERTA LOU KLATZKY EX-OFFICIO TRUSTEE/CHAIR OF FACULTY SENATE 40.00 0.00 X 222255 0 25961 ANTOINETTE TONI UNGARETTI EX-OFFICIO TRUSTEE 1.00 0.00 X 0 0 0 RAYMOND J LANE CHAIRMAN/LIFE TRUSTEE 6.00 3.00 X X 0 0 0 E KEARS POLLOCK VICE CHAIRMAN/LIFE TRUSTEE 2.00 0.00 X X 0 0 0 JAMES E ROHR VICE CHAIRMAN/LIFE TRUSTEE 2.00 4.00 X X 0 15000 0 SUBRA SURESH PRESIDENT/EX-OFFICIO TRUSTEE 40.00 2.00 X X 655700 0 161599 MARK S KAMLET EXEC. VP AND PROVOST 40.00 5.00 X 794274 0 38235 MARY JO DIVELY VP/GENERAL COUNSEL 40.00 0.00 X 442046 0 38844 AMIR RAHNAMAY-AZAR V.P. OF FINANCE/CFO 40.00 0.00 X 297797 0 28038 ELIZABETH A MILAVEC ASSISTANT TREASURER/AVP FINANCE 40.00 2.00 X 236013 0 36765 JAY S CALHOUN TREASURER 40.00 0.00 X 209295 0 48510 CHERYL M HAYS SECRETARY 40.00 0.00 X 323414 0 27955 KAREN T KHAN ASSISTANT SECRETARY 40.00 0.00 X 82426 0 15473 MICHAEL C MURPHY VP FOR CAMPUS AFFAIRS 40.00 0.00 X 344049 0 37075 ROBBEE B KOSAK VP FOR UNIV. ADVANCEMENT 40.00 0.00 X 509547 0 36909 CHARLES A KENNEDY CHIEF INVESTMENT OFFICER 40.00 0.00 X 319240 0 108436 RANDAL E BRYANT DEAN, SCHOOL OF COMPUTER SCIENCE 40.00 0.00 X 329079 0 38107 PAUL D NIELSEN CEO/DIRECTOR SEI 40.00 0.00 X 512248 0 25551 JAMES H GARRETT DEAN, CARNEGIE INSTITUTE OF TECHNOLOGY 40.00 0.00 X 377108 0 38563 ILKER BAYBARS DEAN/ QATAR CAMPUS 40.00 0.00 X 1092433 0 56707 RICHARD MUNDY CHIEF OPERATING OFFICER-QA 40.00 0.00 X 611662 0 38817 ROBERT DAMMON DEAN/ TEPPER SCHOOL OF BUS 40.00 0.00 X 530132 0 34282 KRZYSZTOF MATYJASZEWSKI J.C. WARNER PROF OF NAT SC 40.00 0.00 X 474521 0 39763 GEORGE WHITE ASSOC. TEACHING PROFESSOR OF ENTREPRENEURSHIP 40.00 0.00 X 462127 0 40233 JARED L COHON FORMER OFFICER/TRUSTEE 40.00 0.00 X 806269 15000 70276 DEBORAH MOON SHAFFER FORMER OFFICER 0.00 0.00 X 304238 0 0 9935873 455056 1259335 1208 1 1 0 CULINART INC 175 SUNNYSIDE BLVD PLAINVIEW NY 11803 DINING SERVICES 10522009 ACCENTURE LLP 161 N CLARK ST CHICAGO IL 60601 CONSULTING 7567533 ISS FACILITY SERVICES INC 1019 CENTRAL PKWY STE 100 SAN ANTONIO TX 78232 CLEANING SERVICES 6787212 MASCARO CONSTRUCTION CO LP 1720 METROPOLITAN STREET PITTSBURGH PA 15233 CONSTRUCTION 4041794 JENDOCO CONSTRUCTION CORP 2000 LINCOLN RD PITTSBURGH PA 15235 CONSTRUCTION 3668018 139 339180154 160107019 25773735 499287173 TUITION 900099 605040135 605040135 AUXILIARY SERVICES 611710 59609561 59186742 422819 OTHER PROGRAM SERVICES 900099 16579250 16579250 681228946 16734625 -1858558 18593183 3623443 3623443 396932 15582 217262 0 179670 15582 195252 42414 152838 744809645 102597 675888507 610027 68921138 -507430 68413708 68413708 6421689 3148282 3273407 396818 2876589 1272756554 680806127 -996507 93659761 30683891 30683891 125164176 125164176 8888619 8888619 6674725 1505800 4347047 821878 1227618 324069 903549 538344168 494549945 35051961 8742262 32698757 28419704 3581628 697425 58797383 55630888 1755524 1410971 29230182 25189848 3392279 648055 1698623 2566811 -868513 325 1208539 124478 1084061 465342 465342 392647 392647 3725620 3725620 22334259 14772306 6805324 756629 2720760 1841862 875195 3703 24731249 20990107 3543771 197371 20338335 17140265 2950010 248060 770423 770423 50943040 44630279 6310817 1944 30846584 25394196 4874788 577600 11651767 10478545 1009995 163227 11517683 11045589 472094 55842922 52184857 3658065 2180538 1861522 319016 FOOD SERVICE OPERATIONS 17465712 17336132 129580 INFORMATION RESOURCES 9050728 8895243 131686 23799 NON-CAPITAL EQUIPMENT 6559035 3715241 2842690 1104 FABRICATED EQUIPMENT 3254824 3231431 23393 43004635 38307624 2383364 2313647 1152412784 1046109193 89302944 17000647 57277 51166 131129030 86067527 148912530 133941954 50023934 42302011 9216953 9295012 2574409 2412484 15535933 14235925 1380880867 672612633 697189098 708268234 733553965 970379614 712811689 802206566 86513290 79939087 2587518108 2849099580 105652292 109551255 100917302 100604809 476828703 473839168 27220038 26387481 73287905 74178956 783906240 784561669 X 743104871 814638853 484421400 643596900 576085597 606302158 1803611868 2064537911 2587518108 2849099580 X 120343770 145625989 206778 -5250494 X X 0 1 X 1 1 1 X 398258302 448426750 515160121 519400189 504944253 2386189615 398258302 448426750 515160121 519400189 504944253 2386189615 2386189615 32725125 24509759 28186745 25785689 20770582 131977900 1770890 1770890 2519938405 3036610982 0.94690 0.93810 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 465342 465342 1151947442 1152412784 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 409724 425831 454992 465342 1755889 250000 250000 250000 250000 1000000 1500000 4950 4714392 X X X 0 1074468210 35015698 189493030 10989003 37261560 1507398 1249218977 985941144 38204270 96048173 10321487 33981202 1422688 1074468210 1016165364 21673502 -5097016 10587113 34925046 1288547 985941144 814125852 31589202 221701643 11613363 38194929 1443039 1016165366 753208399 20329234 93475815 11479877 39865024 1542695 814125852 0.19970 0.44770 0.35260 0 1 1 46770714 46770714 978651178 482986933 495664245 17851247 10527555 7323692 206969530 125224428 81745102 130638198 53873717 76764481 708268234 REAL ESTATE 79329353 F VENTURE CAP. & PRIV. EQ 324128197 F AGGRESSIVE, DISTRESSED & ARBITRAGE FIXED INCOME 15582417 F NATURAL RESOURCES 94181099 F HEDGE FUNDS 190433364 F LOCAL REGION 2089027 F EMERGING MARKET 96463109 F 802206566 CONTRACT RETENTIONS 1449037 GATE STUDENT LOAN PROGRAM 1100456 ASSET RETIREMENT OBLIGATION-FIN 47 4988203 FEDERAL LOAN PROGRAMS & STUDENT DEPOSITS 14597084 PRESENT VALUE OF ANNUITIES DUE 14062438 SWAP AGREEMENTS/CONTRACTS 34104230 FEDERAL, STATE, AND LOCAL TAXES PAYABLE 813048 MISC. OTHER LIABILITIES 994525 AGENCY FUNDING 17010 PV ANNUITIES FOR PROPERTY ACQS 2052925 74178956 X 1307021571 145625989 10429655 10387943 166443587 1140577984 132178570 132178570 1272756554 1055506969 10429655 24655234 35084889 1020422080 131990704 131990704 1152412784 PART III, LINE 4: WORKS OF FINE OR DECORATIVE ARTS ARE COLLECTED AND EXHIBITED BY CARNEGIE MELLON UNIVERSITY TO ENHANCE THE QUALITY OF LIFE ON CAMPUS, TO STIMULATE EDUCATION AND RESEARCH, AND TO PRESERVE SUCH WORKS FOR POSTERITY. PART V, LINE 4: THE CARNEGIE MELLON ENDOWMENT IS A COLLECTION OF INDIVIDUAL FUNDS PRIMARILY ESTABLISHED BY DONORS AND MANAGED BY THE UNIVERSITY AS A POOLED SET OF ASSETS. IN ACCORDANCE WITH THE PENNSYLVANIA ACT 141 AND DONOR INTENT, THE UNIVERSITY SPENDS A PREDETERMINED PORTION OF THE ENDOWMENT INCOME EACH YEAR ON FACULTY SUPPORT, STUDENT SUPPORT, AND GENERAL UNIVERSITY SUPPORT. PART X, LINE 2: CARNEGIE MELLON PERFORMS AN ANNUAL FIN 48 (ASC 740) ANALYSIS TO ANALYZE ALL TAX POSITIONS AS REQUIRED. FOR THE FISCAL YEAR ENDED JUNE 30, 2014, CARNEGIE MELLON HAS ASSESSED ALL UNCERTAIN TAX POSITIONS AND HAS DETERMINED THEM TO BE IMMATERIAL. THE UNIVERSITY'S STATEMENTS OF FINANCIAL POSITION DO NOT INCLUDE ANY LIABILITIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 3,148,282. SUBSIDIARY REVENUE 11,987,972. RENTAL EXPENSE 217,262. CHANGE IN SWAP VALUE NET OF INTEREST EXP -5,078,748. TRANSLATION ADJUSTMENT 113,175. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 128,945,233. INVESTMENT MANAGER FEES 3,725,620. LOSS ON SALE OF ASSETS -566,809. GIFT-IN-KIND DONATIONS ADJUSTMENT 74,526. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 3,148,282. SUBSIDIARY EXPENSE 21,289,690. RENTAL EXPENSE 217,262. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 128,945,233. INVESTMENT MANAGER FEES 3,725,620. TRANSLATION ADJUSTMENT -113,340. LOSS ON SALE OF ASSETS -566,809. PART XII: RECONCILIATION OF REVENUE PER AUDITED FINANCIAL STATEMENTS WITH REVENUE PER RETURN AND PART XIII - RECONCILIATION OF EXPENSES PER AUDITED FINANCIAL STATEMENTS WITH EXPENSES PER RETURN: LINE 1 OF EACH PART RESPECTIVELY CONSISTS OF CONSOLIDATED NUMBERS FROM THE AUDITED FINANCIAL STATEMENTS AND RECONCILES TO THE STAND-ALONE (SEPARATE BASIS) REVENUE AND EXPENSES AS REPORTED ON THE FORM 990, PART I, LINE 12. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATORY POLICY AND STATEMENT OF ASSURANCE APPEARS ON PRINTED MATERIALS USED TO COMMUNICATE WITH PROSPECTIVE AND CURRENT STUDENTS AS WELL AS EMPLOYEES OF CARNEGIE MELLON UNIVERSITY. SCHEDULE E, PART I, LINE 6 MONETARY GRANTS WERE RECEIVED FROM FEDERAL AND STATE AGENCIES TO PROVIDE ASSISTANCE TO STUDENTS ATTENDING CARNEGIE MELLON UNIVERSITY. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 685466 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES/PROGRAM SUPPORT 83450 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 1069915 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 6395339 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 467979 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION INTERNATIONAL STUDIES 189443 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 257040 EAST ASIA AND THE PACIFIC 2 47 PROGRAM SERVICES EDUCATION 6911004 EUROPE (INCLUDING ICELAND & GREENLAND) 1 10 PROGRAM SERVICES EDUCATION 3562361 MIDDLE EAST AND NORTH AFRICA 1 215 PROGRAM SERVICES EDUCATION 60361269 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 3 PROGRAM SERVICES EDUCATION 535713 RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES EDUCATION 83860 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 118853 SOUTH ASIA 0 0 PROGRAM SERVICES EDUCATION 257870 SUB-SAHARAN AFRICA 1 49 PROGRAM SERVICES EDUCATION 3386105 EAST ASIA AND THE PACIFIC 0 1 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 121827 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 91512 CENTRAL AMERICA AND THE CARIBBEAN 0 1 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 13415 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 51995 NORTH AMERICA 0 1 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 22337 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 109567 SOUTH ASIA 0 1 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 111169 SOUTH AMERICA 0 0 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 9303 SUB-SAHARAN AFRICA 0 1 PROGRAM SERVICES ICARNEGIE GLOBAL LEARNING ACTIVITY 175064 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CLEAR MODEL ACTIVITY 13330 NORTH AMERICA 0 1 PROGRAM SERVICES UDAPTIVE LLC ACTIVITY 137191 EAST ASIA AND THE PACIFIC 0 0 UNRELATED BUSINESS UBI EXPENSES 93989 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PORTFOLIO INVESTMENTS 343861105 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PORTFOLIO INVESTMENTS 18775160 SUB-SAHARAN AFRICA 0 0 PORTFOLIO INVESTMENTS 5808774 2 47 3 283 5 330 16059636 437701769 453761405 EUROPE (INCLUDING ICELAND & GREENLAND) SUBCONTRACTS 685466 CASH; ELECTRONIC FUND TRANSFER N/A N/A MIDDLE EAST AND NORTH AFRICA SUBCONTRACTS 83450 CASH; ELECTRONIC FUND TRANSFER N/A N/A NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES SUBCONTRACTS 189443 CASH; ELECTRONIC FUND TRANSFER N/A N/A SUB-SAHARAN AFRICA PROGRAM SUPPORT 60000 CASH; ELECTRONIC FUND TRANSFER N/A N/A 0 12 STUDENT SCHOLARSHIPS EAST ASIA AND THE PACIFIC 23 467979 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A STUDENT SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 502 6395339 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A STUDENT SCHOLARSHIPS SUB-SAHARAN AFRICA 217 1009915 CHECK; ELECTRONIC FUND TRANSFER; POSTING TO STUDENT ACCOUNT N/A N/A 1 0 1 1 1 1 PART I, LINE 2: CMU DISTRIBUTES LIMITED FINANCIAL AID AND GRANT FUNDS TO STUDENTS AT ITS INTERNATIONAL LOCATIONS PURSUANT TO A STATISTICAL MODEL THAT TAKES INTO ACCOUNT A STUDENT'S INTENDED COLLEGE MAJOR, ACADEMIC AND ARTISTIC TALENTS, NON-ACADEMIC TALENTS AND ABILITIES, AS WELL AS FINANCIAL NEED. SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING. 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FOR STUDENTS, SUCH FUNDS ARE TYPICALLY APPLIED DIRECTLY TO THEIR INDIVIDUAL ACCOUNTS IN FURTHERANCE OF THEIR EDUCATION AT CMU. OTHER TYPES OF GRANTS AND ASSISTANCE MIGHT INCLUDE, FOR EXAMPLE, RECIPIENTS OF PRIZES AND AWARDS WHO HAVE MET THE SPECIFIC CRITERIA FOR THE PARTICULAR PRIZE OR AWARD TO BE SELECTED. IN THE CASE OF SCHOLARSHIPS AND FELLOWSHIPS, THE RECIPIENT IS OFTEN REQUIRED TO UTILIZE THE FUNDS IN FURTHERANCE OF THEIR EDUCATION AND RESEARCH AT CMU. GRANTS ARE ALSO MADE IN THE CONTEXT OF ACADEMIC OR RESEARCH PROGRAMS AND RECIPIENTS SPEND THEIR GRANT FUNDS UNDER THE SUPERVISION OF THE PROGRAM FOR THE USE OF THE FUNDS. SPONSORED PROJECT FUNDS ARE PASSED THROUGH TO SUB-GRANTEE ORGANIZATIONS BY CARNEGIE MELLON WHEN SUCH SUB-GRANTEE ARRANGEMENTS ARE APPROVED BY THE PRIMARY GRANT SPONSOR. THESE FUNDS ARE MONITORED BY THE OFFICE OF SPONSORED PROJECTS AND SPONSORED PROJECTS ACCOUNTING. X X X X X X X 1 1 X X X X X X 1 1 0 0 0 0 0 1 0 EDWARD GREFENSTETTE TERM TRUSTEE 2016 0 420000 0 0 0 5056 0 265388 0 7848 0 698292 0 0 ROBERTA LOU KLATZKY EX-OFFICIO TRUSTEE/CHAIR OF FACULTY 204755 0 0 0 17500 0 18044 0 7917 0 248216 0 0 0 SUBRA SURESH PRESIDENT/EX-OFFICIO TRUSTEE 353264 0 186637 0 115799 0 140400 0 21199 0 817299 0 0 0 MARK S KAMLET EXEC. VP AND PROVOST 496085 0 250000 0 48189 0 20400 0 17835 0 832509 0 0 0 MARY JO DIVELY VP/GENERAL COUNSEL 381799 0 25000 0 35247 0 20400 0 18444 0 480890 0 0 0 AMIR RAHNAMAY-AZAR V.P. OF FINANCE/CFO 174741 0 100000 0 23056 0 16000 0 12038 0 325835 0 0 0 ELIZABETH A MILAVEC ASSISTANT TREASURER/AVP FINANCE 233880 0 0 0 2133 0 19472 0 17293 0 272778 0 0 0 JAY S CALHOUN TREASURER 207249 0 0 0 2046 0 17274 0 31236 0 257805 0 0 0 CHERYL M HAYS SECRETARY 239577 0 64739 0 19098 0 20400 0 7555 0 351369 0 0 0 MICHAEL C MURPHY VP FOR CAMPUS AFFAIRS 317701 0 0 0 26348 0 20400 0 16675 0 381124 0 0 0 ROBBEE B KOSAK VP FOR UNIV. ADVANCEMENT 396187 0 95871 0 17489 0 20400 0 16509 0 546456 0 0 0 CHARLES A KENNEDY CHIEF INVESTMENT OFFICER 276877 0 18113 0 24250 0 89757 0 18679 0 427676 0 0 0 RANDAL E BRYANT DEAN, SCHOOL OF COMPUTER SCIENCE 320733 0 0 0 8346 0 20400 0 17707 0 367186 0 0 0 PAUL D NIELSEN CEO/DIRECTOR SEI 485868 0 0 0 26380 0 20400 0 5151 0 537799 0 0 0 JAMES H GARRETT DEAN, CARNEGIE INSTITUTE OF TECHNOLO 318729 0 30909 0 27470 0 20400 0 18163 0 415671 0 0 0 ILKER BAYBARS DEAN/ QATAR CAMPUS 452156 0 0 0 640277 0 20400 0 36307 0 1149140 0 0 0 RICHARD MUNDY CHIEF OPERATING OFFICER-QA 153842 0 0 0 457820 0 13284 0 25533 0 650479 0 0 0 ROBERT DAMMON DEAN/ TEPPER SCHOOL OF BUS 503630 0 0 0 26502 0 20400 0 13882 0 564414 0 0 0 KRZYSZTOF MATYJASZEWSKI J.C. WARNER PROF OF NAT SC 456797 0 0 0 17724 0 24939 0 14824 0 514284 0 0 0 GEORGE WHITE ASSOC. TEACHING PROFESSOR OF ENTREPR 165513 0 0 0 296614 0 14181 0 26052 0 502360 0 0 0 JARED L COHON FORMER OFFICER/TRUSTEE 550736 15000 69250 0 186283 0 20400 0 49876 0 876545 15000 0 0 DEBORAH MOON SHAFFER FORMER OFFICER 0 0 0 0 304238 0 0 0 0 0 304238 0 194998 0 PART I, LINE 1A ALL ITEMS CHECKED IN LINE 1A ARE PROVIDED TO OR FOR A PERSON LISTED IN FORM 990, PART VII TO FURTHER THE BUSINESS, EDUCATIONAL, AND RESEARCH MISSION OF THE UNIVERSITY PURSUANT TO FEDERAL TAX REGULATIONS, IRS ACCOUNTABLE PLAN RULES, AND THE INSTITUTION'S POLICIES AND PROCEDURES. NONTAXABLE BENEFITS DISCLOSED IN COLUMN D INCLUDE, FOR EXAMPLE, CONTRIBUTIONS TO EMPLOYER HEALTH AND WELFARE PLANS, AND EMPLOYER PROVIDED HOUSING. PART I, LINES 4A-B MS. SHAFFER LEFT CMU IN OCTOBER, 2012. SEVERANCE BENEFITS TOTALING $304,238 WERE REPORTED IN PART II, COLUMN B (III). PART I, LINE 7 THE BONUSES THAT WERE PAID AND REPORTED IN PART II, COLUMN B(II) WERE FOR RETENTION, RELOCATION AND/OR PERFORMANCE RELATED. A ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01728RES4 2008-04-10 120820000 REFUNDING 2006A, B & 2007A 0 0 0 B PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917RXJ9 2009-08-20 183259641 REFUNDING 1995 A-D & CAPITAL PROJECTS 0 0 0 C ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01729EKV8 2012-02-23 118276655 REFUNDING 1998 & 2002 0 0 0 D ALLEGHENY COUNTY HIGHER EDUCATION BUILDING AUTHORITY 251650137 01729EKY2 2013-02-14 60529980 REVENUE BONDS TO FINANCE NEW CONSTRUCTION 0 0 0 A 120820000 493831 270329 120055840 2010 1 0 1 1 B 183259641 1247008 1575282 15004252 165433099 2011 1 0 1 1 C 118276655 573445 38211 117664999 2012 1 0 1 1 D 60529980 493713 17955107 42081160 2016 0 0 0 1 A 0 1 1 1 1 1 0.01600 0.00000 0.01600 0 0 1 B 0 1 1 1 1 1 0.01200 0.00000 0.01200 0 0 1 C 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 D 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 1 0 0 0 1 B 0 0 1 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 ACCENTURE LLP D. DUBLON -CMU LIFE TRUSTEE- DIRECTOR OF ACCENTURE - UNIVERSITY VENDOR 6804682 SEE PART V PAYMENTS MADE TO/RECEIVED FROM ACCENTURE FOR PROFESSIONAL FEES 0 GIANT EAGLE D. SHAPIRA -CMU LIFE TRUSTEE- PRESIDENT/CEO GIANT EAGLE- UNIVERSITY VENDOR 123805 SEE PART V PAYMENTS MADE TO GIANT EAGLE FOR EXEC ED/MEALS 0 GENERAL MOTORS E. DAVIS - CMU LIFE TRUSTEE - GM BOARD MEMBER - UNIVERSITY VENDOR 139100 SEE PART V PAYMENTS RECEIVED FROM GENERAL MOTORS FOR EXECUTIVE EDUCATION 0 HEWLETT-PACKARD CO R. LANE - CMU LIFE TRUSTEE- EXECUTIVE CHAIRMAN OF HP - UNIVERSITY VENDOR 148248 SEE PART V PAYMENTS MADE TO/FROM HEWLETT-PACKARD CO. FOR EQUIPMENT AND EXECUTIVE EDUCATION 0 HIGHMARK INC M. KAMLET -CMU OFFICER - OFFICER OF HIGHMARK, INC. - UNIVERSITY VENDOR 7233624 SEE PART V PAYMENTS MADE TO HIGHMARK FOR HEALTH INSURANCE COVERAGE 0 PNC FINANCIAL SERVICES GROUP J. ROHR -CMU LIFE TRUSTEE - CHAIRMAN/CEO OF PNC - UNIVERSITY VENDOR 4036028 SEE PART V PAYMENTS MADE TO/FROM PNC FOR BANK CARD REVENUE AND FEES 0 REGIONAL INDUSTRIAL DEVELOPMENT CORP M. KAMLET - CMU OFFICER - BOAD MEMBER OF RIDC - CARNEGIE MELLON VENDOR 3705967 SEE PART V PAYMENTS MADE TO RIDC FOR BUILDING MANAGEMENT SERVICES 0 TRANE J. COHON -CMU FORMER OFFICER - BOARD MEMBER OF TRANE - UNIVERSITY VENDOR 396750 SEE PART V PAYMENTS MADE TO TRANE FOR HVAC SERVICES 0 C BRODSKY M. KAMLET - CMU OFFICER - HUSBAND OF C. BRODSKY - CMU EMPLOYEE 115598 SEE PART V COMPENSATION FOR PROFESSOR OF COLLEGE OF FINE ARTS 0 R SWENDSEN R. KLATZKY - CMU EX-OFFICIO TRUSTEE - WIFE OF R. SWENDSEN - CMU EMPLOYEE 208079 SEE PART V COMPENSATION FOR PROFESSOR OF PHYSICS 0 X 1 4950 APPRAISAL X 50950 APPRAISAL X 210 25072194 FAIR MARKET VALUE X MISCELLANEOUS 10 301550 FAIR MARKET VALUE X COMPUTER EQPT 8 263157 FAIR MARKET VALUE X ALUMNI EVENT 133 80938 COST 3 0 1 0 PART I, COLUMN (B): THE NUMBER SHOWN IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS CARNEGIE MELLON UNIVERSITY RECEIVED FOR EACH TYPE OF PROPERTY FOR YEAR ENDED JUNE 30, 2014. FORM 990, PART VI, SECTION A, LINE 2 IRA J. GUMBERG AND DAVID S. SHAPIRA ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. IRA J. GUMBERG AND JAMES E. ROHR ARE TRUSTEES OF CARNEGIE MELLON AND HAVE A BUSINESS RELATIONSHIP. MARK KAMLET AND EVAN FRAZIER HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A CARNEGIE MELLON HAS SIX EX-OFFICIO TRUSTEES WHO ARE MEMBERS OF THE BOARD OF TRUSTEES BY HOLDING THE FOLLOWING OFFICES: MAYOR OF THE CITY OF PITTSBURGH PRESIDENT OF COUNCIL OF THE CITY OF PITTSBURGH PRESIDENT OF CARNEGIE MELLON UNIVERSITY PRESIDENT OF CARNEGIE MELLON ALUMNI ASSOCIATION PRESIDENT OF THE ANDREW CARNEGIE SOCIETY OF CARNEGIE MELLON CHAIRMAN OF CARNEGIE MELLON FACULTY SENATE EX-OFFICIO TRUSTEES ARE FULL VOTING MEMBERS WITH ALL RIGHTS AND RESPONSIBILITES THERETO EXCEPT THAT THE PRESIDENT OF CARNEGIE MELLON UNIVERSITY HAS NO VOTING RIGHTS WHEN SERVING AS A MEMBER OF THE AUDIT COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 CARNEGIE MELLON'S TAX DEPARTMENT IS RESPONSIBLE FOR GATHERING RELEVANT INFORMATION AND PREPARING THE ANNUAL FORM 990. ONCE THE FORM IS COMPLETE IN DRAFT STATUS, IT IS REVIEWED WITH CARNEGIE MELLON'S INDEPENDENT CERTIFIED PUBLIC ACCOUNTING (CPA) FIRM. UPON COMPLETION OF INDEPENDENT REVIEW BY THE CPA FIRM, THE FORM IS REVIEWED BY THE VICE PRESIDENT FOR FINANCE AND CHIEF FINANCIAL OFFICER, ASSOCIATE VICE PRESIDENT FOR FINANCE AND CONTROLLER, PRESIDENT, TAX DEPARTMENT AND THEN PRESENTED TO AND REVIEWED WITH THE CHAIRS OF THE AUDIT AND FINANCE COMMITTEES. FINALLY, A COMPLETED COPY OF THE FORM IS PROVIDED TO THE BOARD OF TRUSTEES FOR THEIR REVIEW PRIOR TO FILING FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CARNEGIE MELLON REQUIRES EACH TRUSTEE, OFFICER, AND MEMBER OF SENIOR MANAGMENT TO DISCLOSE ANNUALLY THE EXISTENCE OF ANY CIRCUMSTANCES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST WITH THE INSTITUTION. THE PROCESS IS INITIATED EACH FISCAL YEAR BY THE ASSISTANT SECRETARY OF THE UNIVERSITY SENDING AN ELECTRONIC CONFLICT OF INTEREST QUESTIONNAIRE TO THE ABOVE NOTED INDIVIDUALS. COMPLETED QUESTIONNAIRES ARE RETURNED TO THE SECRETARY FOR EVALUATION OF ACTUAL OR PERCEIVED CONFLICTS BY THE INSTITUTION AND ANNUAL REPORTING IS PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. ALL OFFICERS AND MEMBERS OF THE BOARD ARE REQUIRED TO DISCLOSE CONFLICTS AS THEY ARISE THROUGHOUT THE YEAR. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION COMMITTEE ANNUALLY REVIEWS AND RECOMMENDS TO THE EXECUTIVE COMMITTEE FOR APPROVAL THE PRESIDENT'S SALARY, COMPENSATION, AND BENEFIT PACKAGE AND REVIEWS AND APPROVES THE SALARY OF THE PROVOST, VICE PRESIDENTS, AND DEANS. THE COMMITTEE OBTAINS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE ADMINISTRATION AND INDEPENDENT EXTERNAL SOURCES WITH RESPECT TO COMPENSATION OF SIMILAR ORGANIZATIONS TO AID IN EVALUATING COMPENSATION AND BENEFIT PLAN LEVELS, PRACTICES AND STRATEGIES TO ENSURE THAT THE UNIVERSITY'S COMPENSATION PRACTICES ARE COMPARABLE TO SIMILAR ORGANIZATIONS AND APPROPRIATE TO ATTRACT, OBTAIN AND RETAIN QUALIFIED PERSONNEL. THIS INCLUDES REVIEWING SURVEY DATA FOR SIMILAR POSITIONS AMONG A SELECT GROUP OF PEER INSTITUTIONS. THE COMMITTEE SUBMITS ITS RECOMMENDATIONS FOR THE PRESIDENT'S SALARY AND COMPENSATION PACKAGE TO THE EXECUTIVE COMMITTEE FOR REVIEW AND APPROVAL. THE EXECUTIVE COMMITTEE RECEIVES AN ANNUAL REPORT FROM THE UNIVERSITY'S COMPENSATION COMMITTEE INCLUDING SIGNIFICANT COMPENSATION AND BENEFIT PLAN POLICY CHANGES. IT REPORTS TO THE FULL BOARD ON THIS AND THE COMPETITIVENESS OF THE UNIVERSITY'S COMPENSATION LEVELS AND BENEFIT PLANS IN RELATION TO PEER INSTITUTIONS. FORM 990, PART VI, SECTION C, LINE 19 CARNEGIE MELLON'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION. THE DOCUMENTS ARE AVAILABLE UPON REQUEST OR CAN BE OBTAINED BY VISITING THE WEBSITE AT WWW.CMU.EDU. FORM 990, PART VII, SECTION A, LINE 1A: EMERITUS LIFE TRUSTEES ARE WELCOME AT ALL MEETINGS, RECEIVE ALL NOTICES, MINUTES AND REPORTS OF MEETINGS, AND ARE FREE TO PARTICIPATE IN ALL DISCUSSIONS, BUT ARE NOT ENTITLED TO VOTE ON ANY MATTER. ANY LIFE TRUSTEE, AFTER AGE 60, MAY, AT HIS OR HER REQUEST, TRANSFER TO THE STATUS OF EMERITUS LIFE TRUSTEE. EACH LIFE TRUSTEE ELECTED AFTER JANUARY 1, 1960, WHO ATTAINS THE AGE OF 75 WHILE A TRUSTEE, SHALL BECOME AN EMERITUS TRUSTEE ON THE DAY PRECEDING THE ANNUAL MEETING OF THE BOARD FOLLOWING SUCH TRUSTEE'S 75TH BIRTHDAY. THE FOLLOWING INDIVIDUALS WERE MEMBERS OF CARNEGIE MELLON'S BOARD OF TRUSTEES IN THE CAPACITY OF EMERITUS LIFE TRUSTEES: PAUL A. ALLAIRE, ARTHUR H. ARONSON, CAROL R. BROWN, ROBERT M. BROWN III, FRANK V. CAHOUET, DOUGLAS D. DANFORTH, W. LOGAN DICKERSON, EDWARD DONLEY, WILLIAM B. ELLIS, CYNTHIA FRIEDMAN, CLAIRE W. GARGALLI, WILLIAM GOLDSMITH, RICHARD D. HAMILTON, WILTON A. HAWKINS, ORION L. HOCH, T. JEROME HOLLERAN, W. LEE HOSKINS, JUSTIN M. JOHNSON,PATRICIA ASKWITH KENNER, DAVID M. KIRR, HANS W. LANGE, EDWARD E. LUCENTE, THOMAS A. MCCONOMY,JACK E. MCGRATH, REGINA GOUGER MILLER, LINDSAY J. MORGENTHALER, ALESSANDRO OVI, NORMAN F. PARKER, CHARLES J. QUEENAN, JR. ESQ, JOHN G. RANGOS, SR., DAVID RODERICK, VINCENT A. SARNI, JOYCE B. SCOTT, RAYMOND W. SMITH, WILLIAM P. SNYDER III, W. LOWELL STEINBRENNER, JAMES M. WALTON, KONRAD M. WEIS. FORM 990, PART VII, SECTION A, COLUMN B: FOR EACH PERSON LISTED IN COLUMN A WHO IS AN EMPLOYEE OF CARNEGIE MELLON UNIVERSITY, THE AVERAGE NUMBER OF HOURS PER WEEK STATED IS 40 HOURS PER WEEK; HOWEVER, THE ACTUAL NUMBER OF HOURS WORKED VARIES BETWEEN 40-80 HOURS PER WEEK. FORM 990, PART XI, LINE 9: GIFT-IN-KIND DONATIONS ADJUSTMENT -74,526. LAMME DISTRIBUTIONS 52,437. LAMME UNREALIZED GAINS/LOSS -149,496. CHANGE IN SWAP VALUE NET OF INTEREST EXPENSE -5,078,909. FORM 990, PART XII, FINANCIAL STATEMENTS AND REPORTING: CARNEGIE MELLON HAS AN AUDIT COMMITTEE OF THE BOARD OF TRUSTEES THAT IS RESPONSIBLE FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND THE SELECTION OF A CERTIFIED INDEPENDENT ACCOUNTING FIRM THAT AUDITS THE FINANCIAL STATEMENTS. CARNEGIE MELLON'S FINANCIAL STATEMENTS ARE CONSOLIDATED. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 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