2015-05-14T13:54:21-05:00 2014-12-31 390758449 WIPFLI LLP 18402 WEST CREEK DRIVE TINLEY PARK IL 60477 990PF 2014-01-01 376416138 THE DUNHAM FUND DUNH 6308442774 8 E GALENA BLVD SUITE 202 AURORA IL 60506 ROBERT VAUGHN EXECUTIVE DIRECTOR/TRUSTEE 6308442774 2015-05-14 1 LUCY J HOEKEMA CPA P00236463 7086141166 2014 2016-02-25 16:41:14Z X 84885267 X X 1124816 1124816 952865 952865 4560191 23966318 4560191 22772 22772 6660644 6660644 309475 0 0 51034 0 0 1525 0 0 616967 141227 0 24568 0 0 8890 0 23342 0 0 14137 0 0 102905 0 0 1152843 141227 0 3873725 3873725 5026568 141227 3873725 1634076 6519417 38169 18783 18783 11196868 14456111 14857062 28998008 24433698 36971317 15679454 16503574 16638561 10319746 12550411 15109448 96044 55948 34618 40096 40096 1351734 1250000 1250000 67618597 69252673 84885267 0 0 X 67618597 69252673 67618597 69252673 67618597 69252673 67618597 1634076 0 69252673 0 69252673 PUBLICLY TRADED SECURITIES 23445562 19406127 4039435 4039435 CAPITAL GAINS DIVIDENDS P 520756 520756 520756 4560191 0 3357000 78835133 0.042583 2858603 75135279 0.038046 3717666 72508234 0.051272 3375210 70262099 0.048037 2814774 65864139 0.042736 0.222674 0.044535 83436759 3715856 65194 3781050 3873725 X 65194 0 65194 0 65194 59320 59320 X 5874 0 0 0 0 0 0 0 0 0 0 1 1 IL 1 0 0 0 0 1 WWW.DUNHAMFUND.ORG FIRST MIDWEST BANK 7087618665 12600 S HARLEM AVENUE PALOS HEIGHTS IL 60463 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 STEWART BEACH 8 EAST GALENA BLVD SUITE 202 AURORA IL 60506 DIRECTOR 10.00 24225 0 0 MARK TREUMPER 8 EAST GALENA BLVD SUITE 202 AURORA IL 60506 DIRECTOR 10.00 43725 0 0 MICHAEL MORCOS 8 EAST GALENA BLVD SUITE 202 AURORA IL 60506 DIRECTOR 10.00 33975 0 0 WENDY HIRSCH 8 EAST GALENA BLVD SUITE 202 AURORA IL 60506 DIRECTOR 10.00 30725 0 0 RYAN MALEY 8 EAST GALENA BLVD SUITE 202 AURORA IL 60506 CHAIRMAN 10.00 25650 0 0 ROBERT W VAUGHAN 8 EAST GALENA BLVD SUITE 202 AURORA IL 60506 EXECUTIVE DIRECTOR 50.00 126950 0 0 CHRISTINE TUNNEY 8 EAST GALENA BLVD SUITE 202 AURORA IL 60506 DIRECTOR 10.00 24225 0 0 NONE 0 MANAGMENT SOLUTIONS OF ILLINOIS INC (MSI) 335 LRA DRIVE AURORA IL 60506 BUSINESS MANAGEMENT SERVICES 443545 FIRST MIDWEST BANK 12600 HARLEM AVENUE PALOS HEIGHTS IL 60463 INVESTMENT FEES 208271 OLD SECOND BANK 37 SOUTH RIVER STREET AURORA IL 60506 INVESTMENT FEES 73037 DRINKER BIDDLE & REATH LLP 191 N WACKER DRIVE CHICAGO IL 60606 LEGAL SERVICES 51034 0 0 84653804 53566 0 84707370 0 0 84707370 1270611 83436759 4171838 4171838 65194 65194 4106644 0 4106644 0 4106644 3873725 0 3873725 65194 3808531 4106644 2961528 0 0 3873725 2961528 0 0 912197 0 0 0 0 0 0 0 0 3194447 0 0 0 THE DUNHAM FUNDONLINE APPLICATION 8 EAST GALENA BLVD SUITE 202 AURORA IL 60506 6308442774 INFO@DUNHAMFUND.ORG DURING 2014 THE DUNHAM FUND ACCEPTS APPLICATIONS IN PAPER AND ONLINE. ONLINE APPLICATION INFORMATION CAN BE FOUND AT WWW.DUNHAMFUND.ORG. THE FUND HAS TWO GRANT CYCLES ANNUALLY. THE SUBMISSION DEADLINES ARE FEBRUARY 1ST AND JUNE 1ST ANNUAL MAXIMUM AMOUNT PER GRANT IS ONE MILLION DOLLARS, ORGANIZATIONS MUST BE BASED IN OR HAVE SUBSTANTIAL OPERATIONS IN THE STATE OF ILLINOIS AND BE WITHIN THE DUNHAM FUND SERVICE AREA. AURORA UNIVERSITYARTS AND IDEAS PROGRAM 347 S GLADSTONE AVE AURORA IL 60506 501(C)(3) EDUCATION 555000 AURORA UNIVERSITYJOHN C DUNHAM STEM PARTNERSHIP SCHOOL 347 S GLADSTONE AVE AURORA IL 60506 501(C)(3) EDUCATION 500000 AURORA PUBLIC LIBRARY FOUNDATION 1 E BENTON STREET AURORA IL 60505 501(C)(3) EDUCATION/COMMUNITY DEVELOPMENT 250000 ADVANCE OF ILLINOIS 50 EAST WASHINGTON STREET SUITE 410 AURORA IL 60602 501(C)(3) EDUCATION 25000 ALL FOR HOPE ALL FOR HOPE AURORA IL 60605 501 (C) (3) COMMUNITY DEVELOPMENT 25000 BREAKING FREE 120 GALE STREET AURORA IL 60506 501(C)(3) COMMUNITY DEVELOPMENT 125000 CADENCE HEALTH FOUNDATION 4405 WEAVER PKWY WARRENVILLE IL 60555 501(C)(3) COMMUNITY DEVELOPMENT 300000 CASA KANE COUNTY 100 S 3RD STREET 460 GENEVA IL 60134 501 (C) (3) COMMUNITY DEVELOPMENT 50000 CENTER FOR HEALTHCARE INNOVATION 222 S RIVERSIDE PLAZA 1900 CHICAGO IL 60606 501 (C) (3) COMMUNITY DEVELOPMENT 20000 CHRIS WALK AGAINST SUBSTANCE ABUSE PO BOX 424 BATAVIA IL 60510 501(C)(3) COMMUNITY DEVELOPMENT 15000 CIRCLES OF FRIENDS 11965 VENICE BLVD SUITE 301 LOS ANGELES CA 90066 501 (C) (3) COMMUNITY DEVELOPMENT 5000 COMMUNINTY FOUNDATION OF THE FOX RIVER VALLEY 111 WEST DOWNER PLACE SUITE 312 AURORA IL 60506 501(C)(3) EDUCATION/COMMUNITY DEVELOPMENT 71000 DONOR CHOOSE ORGANIZATION 134 WEST 37TH STREET 11TH FLOOR NEW YORK NY 10018 501 (C) (3) EDUCATION 100000 DONOR FORUM 208 SOUTH LASALLE SUITE 1540 CHICAGO IL 60604 501 (C) (3) COMMUNITY DEVELOPMENT 50000 DREAMING TREE FOUNDATION 1590 WILKENING ROAD SCHAUMBURG IL 60173 501 (C) (3) EDUCATION/COMMUNITY DEVELOPMENT 50000 FAMILY FOCUS 310 S PEORIA STREET 301 CHICAGO IL 60606 501 (C) (3) COMMUNITY DEVELOPMENT 30000 FOX VALLEY ENTREPRENUERSHIP CENTER FOX VALLEY ENTREPRENUERSHIP CENTER AURORA IL 60505 501 (C) (3) COMMUNITY DEVELOPMENT 51750 FOX VALLEY ORCHESTRA 525 N BROADWAY AURORA IL 60507 501(C)(3) EDUCATION 30000 FOX VALLEY SPECIAL RECREATION FOUNDATION 2121 W INDIAN TRAIL AURORA IL 60506 501 (C) (3) COMMUNITY DEVELOPMENT 25000 FOX VALLEY UNITED WAY 44 E GALENA BLVD AURORA IL 60505 501 (C) (3) EDUCATION/COMMUNITY DEVELOPMENT 100000 FRIENDS OF CHILD ADVOCACY PO BOX 802 BATAVIA IL 60510 501(C)(3) COMMUNITY DEVELOPMENT 20000 INDIAN PRAIRIE EDUCATION FOUNDATIUON POBOX 3990 NAPERVILLE IL 60567 501 (C) (3) EDUCATION 68000 JOSEPH CORPORATION 32 SOUTH BROADWAY AURORA IL 60505 501 (C) (3) COMMUNITY DEVELOPMENT 24000 KANELAND SCHOOLS FOUNDATIONFINE ARTS FESTIVAL 47W326 KESLINGER ROAD MAPLE PARK IL 60151 501(C)(3) EDUCATION 25000 KANELAND SCHOOLS FOUNDATIONFOX VALLEY CAREER CENTER 47W326 KESLINGER ROAD MAPLE PARK IL 60151 501(C)(3) EDUCATION 8000 KENDALL COUNTY FOOD PANTRY 208 BEAVER ST YORKVILLE IL 60560 501 (C) (3) COMMUNITY DEVELOPMENT 25000 KIDS HOPE USA 635 N RANDALL RD AURORA IL 60506 501(C)(3) EDUCATION / COMMUNITY DEVELOPMENT 38930 MARIE WILKINSON FOUNDATION 834 N HIGHLAND AVE AURORA IL 60506 501(C)(3) COMMUNITY DEVELOPMENT 25000 MARMION ACADEMY 1000 BUTTERFIELD RD AURORA IL 60502 501 (C) (3) EDUCATION 300000 MOOSEHEART CHILD CITY & SCHOOL INC MOOSEHEART CHILD CITY SCHOOL INC MOOSEHEART IL 60539 501 (C) (3) EDUCATION/COMMUNITY FOUNDATION 100000 NATIONAL ALLIANCE ON MENTAL ILLNESS 400 MERCY LANE AURORA IL 60506 501(C)(3) COMMUNITY DEVELOPMENT 20000 NORTH CENTRAL COLLEGE TEACH FIRST PROGRAM 30 N BRAINARD STREET NAPERVILLE IL 60540 501(C)(3) EDUCATION 200000 ONE HOPE UNITED 525 COLLEGE AVE AURORA IL 60506 501(C)(3) EDUCATION 125000 PARAMOUNT THEATRE 23 EAST GALENA BOULEVARD AURORA IL 60506 501(C)(3) COMMUNITY DEVELOPMENT 250000 PLUM LANDING 495 N LAKE ST AURORA IL 60506 501 (C) (3) COMMUNITY DEVELOPMENT 75000 QUAD COUNTY URBAN LEAGUE 1685 N FARNSWORTH AVENUE AURORA IL 60505 501(C)(3) COMMUNITY DEVELOPMENT 73545 SEVEN GENERATION AHEAD 1049 LAKE ST 200 OAK PARK IL 60301 501 (C) (3) EDUCATION/COMMUNITY DEVELOPMENT 5000 STEAL BEAM THEATER 111 W MAIN ST ST CHARLES IL 60174 501 (C) (3) EDUCATION/COMMUNITY DEVELOPMENT 20000 SUICIDE PREVENTION SERVICES 528 S BATAVIA AVE BATAVIA IL 60510 501(C)(3) COMMUNITY DEVELOPMENT 48000 THE CONSERVATION FOUNDATION 10 S 404 KNOCH KNOLLS ROAD NAPERVILLE IL 60565 501 (C) (3) COMMUNITY DEVELOPMENT 5000 THE FIRST TEE 11855 ARCHER AVE LEMONT IL 60439 501 (C) (3) COMMUNITY DEVELOPMENT 25000 THE LIGHT OF HEART 52 W DOWNER PLACE AURORA IL 60506 501 (C) (3) COMMUNITY DEVELOPMENT 10000 YMCA 160 E WASHINGTON ST OSWEGO IL 60543 501 (C) (3) EDUCATION/COMMUNITY DEVELOPMENT 5000 WEST SUBURBAN PHILANTHROPIC NETWORK PO BOX 268 WHEATON IL 60189 501 (C) (3) COMMUNITY DEVELOPMENT 500 3873725 0 14 1124816 14 952865 14 22772 18 4560191 0 6660644 0 6660644 0 0 0 0 0 0 0 0 0 0 FINANCIAL SERVICES 1525 0 0 LEASEHOLD IMPROVEMENT 2008-02-20 3000 1100 SL 15.000000000000 200 0 CARPETING 2008-02-29 3600 3118 200DB 7.000000000000 321 0 LEASEHOLD IMPROVEMENT 2008-03-24 7266 2663 SL 15.000000000000 484 0 CARPETING 2008-04-25 3480 3014 200DB 7.000000000000 311 0 LEASEHOLD IMPROVEMENT 2008-05-01 16480 6044 SL 15.000000000000 1099 0 OFFICE FURNITURE 2008-03-05 16842 14587 200DB 7.000000000000 1504 0 OFFICE FURNITURE 2008-05-01 16841 14586 200DB 7.000000000000 1504 0 LEASEHOLD IMPROVEMENT 2013-01-03 2000 133 SL 15.000000000000 133 0 LEASEHOLD IMPROVEMENT 2013-02-15 3140 192 SL 15.000000000000 209 0 OFFICE FURNITURE 2013-01-24 3234 462 200DB 7.000000000000 792 0 COMPUTER EQUIPMENT 2013-01-16 1208 242 200DB 5.000000000000 387 0 COMPUTER EQUIPMENT 2013-06-20 4585 917 200DB 5.000000000000 1467 0 LEASEHOLD IMPROVEMENT 2014-06-30 14368 SL 15.000000000000 479 0 CORPORATE BONDS 16503574 16638561 CORPORATE STOCK 24433698 36971317 9419468 9516636 5036643 5340426 MUTUAL FUNDS - EQUITY AT COST 12550411 15109448 MUTUAL FUNDS - ALTERNATIVE ASSET AT COST 0 0 LEASEHOLD IMPROVEMENT 3000 1300 1700 CARPETING 3600 3439 161 LEASEHOLD IMPROVEMENT 7266 3147 4119 CARPETING 3480 3325 155 LEASEHOLD IMPROVEMENT 16480 7143 9337 OFFICE FURNITURE 16842 16091 751 OFFICE FURNITURE 16841 16090 751 LEASEHOLD IMPROVEMENT 2000 266 1734 LEASEHOLD IMPROVEMENT 3140 401 2739 OFFICE FURNITURE 3234 1254 1980 COMPUTER EQUIPMENT 1208 629 579 COMPUTER EQUIPMENT 4585 2384 2201 LEASEHOLD IMPROVEMENT 14368 479 13889 LEGAL FEES 51034 0 0 SECURITY DEPOSIT 1734 PROGRAM RELATED INVESTMENTS 1350000 1250000 1250000 OFFICE EXPENSE 8140 0 0 WEBSITE/SOCIAL MEDIA EXPENSE 32843 0 0 INSURANCE EXPENSE 4680 0 0 DUES & SUBSCRIPTIONS 14910 0 0 IL ANNUAL REPORT 15 0 0 MISCELLANEOUS EXPENSE 5588 0 0 COMMUNICATION 8300 0 0 UTILITY 2935 0 0 SOFTWARE 17837 0 0 DESIGN FEES 1944 0 0 EVENT EXPENSES 5713 0 0 MISCELLANEOUS INCOME 22772 22772 22772 MANAGEMENT FEES 325145 0 0 CONSULTING FEES 3698 0 0 FIDUCIARY/INVESTMENT 282454 141227 0 ADVISORY FEES 5670 0 0 FEDERAL INCOME TAXES 24568 0 0