2015-05-11T12:20:40-05:00 2014-06-30 420714325 MCGLADREY LLP 80 CITY SQUARE BOSTON MA 021293742 990 2013-07-01 050306206 JOHNSON & WALES UNIVERSITY JOHN 4015981900 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 JOSEPH J GREENE TREASURER & CFO 4015981900 2015-05-11 1 LYNNE JOHNSON P00757336 6179129000 2013 2016-02-25 16:41:14Z JOHN BOWEN 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 697205149 0 X WWW.JWU.EDU X 1914 RI EDUCATIONAL ACTIVITIES 16 13 7470 329 8523180 974505 7343865 7548949 466596084 471251236 8383888 46816551 4640353 3620798 486964190 529237534 137799726 143305508 0 0 178531187 180281388 120200 98011 4315147 147537471 148295005 463988584 471979912 22975606 57257622 892385151 983253952 212241625 257181797 680143526 726072155 THE MISSION OF JOHNSON & WALES UNIVERSITY (JWU) IS TO PROVIDE AN EXCEPTIONAL EDUCATION THAT INSPIRES PROFESSIONAL SUCCESS AND LIFELONG PERSONAL AND INTELLECTURAL GROWTH. 0 0 415826235 143305508 464501349 IN 2013/2014, JWU EDUCATED APPROX. 16,310 STUDENTS (15,302 UNDERGRADS AND 1,008 GRADUATE) ON 4 CAMPUSES IN PROVIDENCE, RI; N. MIAMI, FL; DENVER, CO; AND CHARLOTTE, NC., & THROUGH ONLINE LEARNING; AWARDED 2,238 ASSOCIATE, 2,806 BACHELOR'S, & 472 GRADUATE DEGREES. 503 F.T. & 346 P.T. FACULTY TAUGHT & LED CAREER-FOCUSED PROGRAMS IN BUSINESS, HOSPITALITY, CULINARY ARTS, TECHNOLOGY, HUMANITIES AND EDUCATION. 4,224 STUDENTS PARTICIPATED IN 11-WEEK INTERNSHIPS. JWU RECRUITS THE BEST-QUALIFIED STUDENTS REGARDLESS OF THEIR FINANCIAL NEEDS & OTHER CHALLENGES; 31% OF JWU STUDENTS WHO REPORTED THEIR PARENTS' EDUCATIONAL ATTAINMENT WERE THE FIRST IN THEIR FAMILIES TO ATTEND COLLEGE; AND OF UNDERGRAD STUDENTS 93% RECEIVED FINANCIAL AID, WITH AN AVERAGE AID OF $19,539; INSTITUTIONAL SCHOLARSHIPS EXCEEDED $143 MILLION. 415826235 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 1 1 0 1 1 1 1 0 0 1 1 1 1 0 0 1 28470 0 1 7470 1 1 1 0 0 0 0 1 1 0 0 0 0 X 16 13 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AZ CO KY MD MA MI NH OH OK OR SC WA NY X MARIA RIX 4015982964 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 GERALD FERNANDEZ TRUSTEE 1.00 40.00 X 102153 65832 26273 JAMES H HANCE JR TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM J MURPHY TRUSTEE 1.00 0.00 X 0 0 0 EMERIL LAGASSE TRUSTEE 1.00 0.00 X 0 0 0 ERNEST ALMONTE TRUSTEE 1.00 0.00 X 0 0 0 RICHARD L BREADY TRUSTEE 1.00 0.00 X 0 0 0 CLAY SNYDER TRUSTEE 1.00 0.00 X 0 0 0 EDWARD P TRIANGOLO JR TRUSTEE 1.00 0.00 X 0 0 0 WILLIAM E TRUEHEART TRUSTEE 1.00 0.00 X 0 0 0 DAVID F BROCHU TRUSTEE 1.00 0.00 X 0 0 0 MICHELE BAILEY DIMARTINO TRUSTEE 1.00 0.00 X 0 0 0 LAURA FREID TRUSTEE 1.00 0.00 X 0 0 0 MERRILL W SHERMAN TRUSTEE 1.00 0.00 X 0 0 0 JOHN MARTIN TRUSTEE 1.00 0.00 X 0 0 0 GUY B SNOWDEN CHAIR OF THE BOARD 1.00 0.00 X 0 0 0 THOMAS E SKAINS TRUSTEE 1.00 0.00 X 0 0 0 JOHN H WHITE JR TRUSTEE 1.00 0.00 X 0 0 0 JOHN J BOWEN CHANCELLOR, PRESIDENT & CEO 40.00 0.00 X X 711584 0 792544 KRISTA TILLMAN TRUSTEE 1.00 0.00 X 0 0 0 THOMAS DWYER VICE CHANCELLOR, EXEC VP 40.00 0.50 X 506102 0 518630 WAYNE M KEZIRIAN SR VP, GENERAL COUNSEL 40.00 0.50 X 331658 0 43363 EMILY GILCREAST ASST CORP SEC,CHIEF OF STAFF 40.00 0.00 X 115365 0 19208 MINNIE L RUNEY COO, PRESIDENT, PVD CAMPUS 40.00 0.00 X 360597 0 81145 WILLIAM MCARDLE CFO, TREASURER 40.00 0.00 X 275789 0 42937 BARBARA BENNETT CORP SEC.SR VP LAW & POLICY 40.00 0.00 X 246245 0 42384 JOSEPH J GREENE JR ASST TREASURER,VP OF FINANCE 40.00 0.00 X 225156 0 40414 ROBIN P KRAKOWSKY PRESIDENT, DENVER CAMPUS 40.00 0.00 X 308366 0 33602 ARTHUR J GALLAGHER PRESIDENT,CHARLOTTE CAMPUS 40.00 0.00 X 255098 0 43310 KENNETH F DISAIA SENIOR VP, ENROLLMENT MGMT 40.00 0.00 X 237640 0 40335 AKHIL GUPTA EXEC DIR OF UNIV PROC & BUDGET 40.00 0.00 X 165465 0 57787 TARUN MALIK VP, CHARLOTTE CAMPUS 40.00 0.00 X 215775 0 39569 MARIE F BERNARDO SR VP OF STUDENT SERVICES 40.00 0.00 X 283488 0 46979 LOREEN M CHANT PRESIDENT, N. MIAMI CAMPUS 40.00 0.00 X 236304 0 41707 LARRY RICE VP, N. MIAMI CAMPUS 40.00 0.00 X 182924 0 36263 DIANE H D'AMBRA VP OF HUMAN RESOUCES 40.00 0.00 X 228394 0 53609 RICHARD A WISCOTT VP, DENVER CAMPUS 40.00 0.00 X 167121 0 34624 MARIANNE DORAN-COLLINS CIO 40.00 0.00 X 213573 0 39337 JEFFREY D SENESE VP ACADEMIC AFFAIRS 40.00 0.00 X 213132 0 17810 MERLIN A DECONTI JR SENIOR VP, FACILITY MGMT. 40.00 0.00 X 199156 0 37409 RONALD L MARTEL VP OF STUDENT AFFAIRS 40.00 0.00 X 213778 0 20700 MAUREEN T DUMAS VP OF EXPER EDUC & CAREER 40.00 0.00 X 199096 0 37978 FRANK A SARGENT INTERM PROVOST 40.00 0.00 X 195657 0 38156 VEERA S GAUL UNIVERSITY PROVOST 0.00 0.00 X 246632 0 6694 JOHN A SMITHERS FORMER VP INFORMATION TECHNOLOGY 0.00 0.00 X 206000 0 0 6842248 65832 2232767 186 1 1 0 DIMEO CONSTRUCTION CO 75 CHAPMAN STREET PROVIDENCE RI 02905 CONSTRUCTION SERVICES 15425845 SHAWMUT DESIGN & CONSTRUCTION 3 DAVOL SQUARE SUITE A275 PROVIDENCE RI 02903 CONSTRUCTION SERVICES 5502036 GILBANE BUILDING COMPANY 7 JACKSON WALKWAY PROVIDENCE RI 02903 CONSTRUCTION SERVICES 3165702 DIGREGORIO CORP 23 BUSINESS PARK DR SMITHFIELD R SMITHFIELD RI 02917 CONSTRUCTION SERVICES 2557695 SODEXHO INC & AFFILIATES PO BOX 905374 CHARLOTTE NC 28290 MAINTENANCE SERVICES 2239846 84 36422 511405 2197792 4803330 627269 7548949 TUITION 611310 386123452 386123452 ROOM & BOARD REVENUES 611310 69045239 69045239 DOUBLETREE HOTEL 721110 7883903 7883903 STUDENT PRACTICUM 611310 3326898 3326898 STUDENT FEES 611310 2610198 2610198 2261546 2261546 471251236 3505845 418358 3087487 1722525 1473398 249127 249127 220919 28208 207897991 1457164 164318895 1725554 43579096 -268390 43310706 43310706 204610 511405 449768 -245158 -245158 BOOKSTORE, VENDING & STUDENT SERV 611310 2134173 2134173 CAREER EXPLORATION AND OTHER PROG 611310 706492 706492 PROFESSIONAL DEVELOPMENT PROGRAMS 611310 74812 74812 701352 321866 379486 3616829 529237534 464470503 8523180 48694902 165949 165949 142983682 142983682 155877 155877 7642084 2330250 4847137 464697 1078936 970850 108086 129497117 109221188 18349057 1926872 10274911 9087000 1135195 52716 22571807 18814135 3392503 365169 9216533 7729521 1328029 158983 376360 376360 256110 256110 169701 169701 179557 179557 98011 98011 1572435 1572435 3345392 3050210 295182 4660765 3742866 700003 217896 8618574 6541878 1907359 169337 6330677 6330677 354996 196371 158625 25519177 22356717 2909250 253210 4885938 3767154 974109 144675 7248543 6350344 826847 71352 33499374 29330937 3838876 329561 3480936 47949 3432987 STUDENT SERVICES EXPENS 12913465 12913465 FOOD/BEVERAGE/KITCHEN S 11129491 10414226 715265 CLASSROOM AND EDUCATION 7731642 7024491 692543 14608 BAD DEBT 2955570 2940549 2692 12329 13066302 9180392 3850179 35731 471979912 415826235 51838530 4315147 115 28837415 4088733 7493081 2405380 923289 43169210 40502100 50172 37172 95344 65941 1914342 1740914 8611703 7996911 905675905 300737553 555341550 604938352 152654401 141233603 120482397 147791524 3571804 1693650 892385151 983253952 46728378 48292940 7293816 7190123 143473453 187714395 365650 516061 3249553 2320752 7917 249651 11122858 10897875 212241625 257181797 X 649878769 694877867 9597150 10116317 20667607 21077971 680143526 726072155 892385151 983253952 X 57257622 -10786587 -542406 X 0 1 X 1 1 1 X PART I, REASON FOR PUBLIC CHARITY STATUS: THE UNIVERSITY HISTORICALLY HAS USED THE GREATER THAN $5,000 OR 2% RULE IN REPORTING CONTRIBUTORS IN COMPLIANCE WITH THE SCHEDULE B INSTRUCTIONS; THEREFORE, DUE TO THE BROADLY SUPPORTED NATURE OF THE ORGANIZATION AND DEEMED TO MEET THE PUBLIC SUPPORT TEST UNDER CURRENT GUIDANCE, CONTRIBUTORS OVER THE 2% RULE FOR SECTION 509(A)(1) BROADLY SUPPORTED ORGANIZATIONS ARE REPORTED ON SCHEDULE B. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 177504 0 1 2053 179557 0 PART II-B, LINE 1: PART II-B, 1(G): DIRECT CONTACT: $177,504 PAID TO CONSULTING FIRMS TO MAINTAIN GOVERNMENT RELATIONS. PART II-B, 1(I): PORTION OF THE UNIVERSITY'S MEMBERSHIP DUES PAID TO THE AICU (ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES OF RHODE ISLAND) AND TO THE NAICU (NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES), SPENT ON LOBBYING ACTIVITIES WAS $1,143 AND $910, RESPECTIVELY. 104930 X X X 0 0 1 X 244787924 1447404 33599912 -817174 -6082109 272935957 226824100 404662 23641684 -571134 -5511388 244787924 241296110 1568507 -9064536 -1179460 -5796521 226824100 205185597 1519933 41060631 -780868 -5689183 241296110 184288967 363745 20789220 -256335 205185597 0.90000 0.07000 0.03000 0 0 71540711 71540711 670227495 201241191 468986304 7390764 5097387 2293377 151075056 94340406 56734650 5441879 58569 5383310 604938352 CASH 4608034 F BUTTERFIELD FUND SERVICES 363160 F WINSTON GROWTH FUND 811871 F COMMONFUND CEP VI 1415243 F COMMONFUND CEP V 770790 F COMMONFUND CEP VII 1401361 F GRACE VENTURE PARTNERS 22471 F PARK STREET CAPITAL V 1058805 F PARK STREET CAPITAL VI 3588295 F PARK STREET CAPITAL VIII 4921493 F 457B 1511151 F CASH SURRENDER VALUE 16683 F DREYFUS CASH MANAGEMENT #288 18777 F LANKLER ASSETS 2402797 F LEHMAN BROTHERS 3426487 F PARK STREET NRF II 1101090 F PARK STREET NRF III 1991549 F EATON PARK OVERSEAS FUND 1530024 F COMMONFUND CVP VIII 1173687 F PARK STREET CAPITAL NRF IV 1477133 F PARK STREET CAPITAL IX 4441508 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND 3523519 F KING STREET CAPITAL LTD 906975 F FORESTER PARTNERS CLASS A-2 12386984 F COMMONFUND CVP IX 888313 F SIGULER GUFF DISTRESSED OPPORTUNITIES FUND IV 2526338 F ASIA ALTERNATIVE CAPITAL PARTNERS 1341735 F PARK STREET CAPITAL NRF V 1288136 F PREFERRED STOCK CERTIFICATES 18000 F DOVER STREET VIII 1323464 F TRUEBRIDGE CAPITAL PARTNERS 654738 F AGILITY OFFSHORE SOLUTIONS 84880913 F 147791524 STUDENT DEPOSITS 6668724 ANNUITY DEPOSITS 120845 REFUNDABLE U.S. GRANTS 4108306 10897875 X PART III, LINE 4: THE CULINARY ARTS MUSEUM IS AN EDUCATIONAL RESOURCE FOR JOHNSON & WALES UNIVERSITY, THE COMMUNITY AT-LARGE, FOOD SCHOLARS AND THE FOOD SERVICE INDUSTRY WHICH SEEKS TO BOTH PRESERVE AND INTERPRET CULINARY AND HOSPITALITY HERITAGE. IT IS A SHOWCASE FOR THE WORK OF STUDENTS, FACULTY, ALUMNI AND DISTINGUISHED VISITING CHEFS. THROUGH EXHIBITIONS AND SPECIAL EVENTS, THE MUSEUM STRIVES TO INTERPRET THE EVOLUTION OF FOOD PREPARATION AND PRESENTATION, THE DEVELOPMENT OF CULINARY EQUIPMENT AND TECHNOLOGY, THE DIVERSE MENUS OFFERED AND THE PLACES WHERE PEOPLE PARTAKE OF FOOD. PART IV, LINE 2B: THE UNIVERSITY HOLDS MONEY AS A CUSTODIAN FOR STUDENT CLUBS AND POTENTIAL FUTURE PROGRAMS TO BE REFUNDED IF PROGRAM IS NOT INITIATED. PART V, LINE 4: THE UNIVERSITY USES ITS ENDOWMENT FUND FOR THE GENERAL BENEFIT OF THE UNIVERSITY'S CURRENT AND FUTURE STUDENTS (INCLUDING SCHOLARSHIPS AND LOAN FUNDS) AND FOR THE FUTHERANCE OF THE EDUCATIONAL MISSION OF THE UNIVERSITY. PART X, LINE 2: JOHNSON & WALES UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN EDUCATIONAL INSTITUTION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON RELATED INCOME. ANY TAX ON THE SUBSIDIARIES OR UNRELATED BUSINESS ACTIVITES IS NOT SIGNIFICANT TO THE CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AND ITS DECISION TO INCLUDE OR EXCLUDE ITEMS OF INCOME UNRELATED TO ITS OPERATIONS AS TAX POSITIONS; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. MANAGEMENT BELIEVES THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2014 OR 2013. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR FISCAL YEARS BEFORE 2011. INTEREST AND PENALTIES, IF ANY, ARE INCLUDED IN INCOME TAX EXPENSE. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 JOHNSON & WALES UNIVERSITY RECRUITS THROUGHOUT THE U.S. AND DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHICAL AREA. PER REV. PROC. 75-50, 1975-2 C.B. 587, SECTION 4.03 PARAGRAPH 2(B), SUCH A SCHOOL MAY SATISFY THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02, WHICH REQUIRES THAT A SCHOOL'S NONDISCRIMINATORY POLICY AS TO STUDENTS BE INCLUDED IN ALL ITS BROCHURES AND CATALOGUES DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. THE UNIVERSITY COMPLIES WITH THIS REQUIREMENT. MOREOVER, THE UNIVERSITY CURRENTLY ENROLLS STUDENTS OF RACIAL MINORITY GROUPS IN MEANINGFUL NUMBERS. SCHEDULE E, PART I, LINE 6 JOHNSON & WALES UNIVERSITY PARTICIPATES IN THE TITLE IV FINANCIAL AID PROGRAMS AND RECEIVES GRANTS FROM THE U.S. DEPARTMENT OF EDUCATION, THE U.S. SMALL BUSINESS ADMINISTRATION,THE CORPORATION FOR NATIONAL & COMMUNITY SERVICE, AND THE STATES OF RHODE ISLAND, FLORIDA, NORTH CAROLINA, MASSACHUSETTS, WYOMING, MAINE, DELAWARE, CONNECTICUT, VERMONT, MARYLAND, PENNSYLVANIA, IOWA AND VIRGINIA. 1 EAST ASIA AND THE PACIFIC - 6 14 PROGRAM SERVICES STUDENT RECRUITING 448250 EUROPE (INCLUDING ICELAND & GREENLAND) - 1 3 PROGRAM SERVICES STUDENT RECRUITING 11000 CENTRAL AMERICA AND THE CARIBBEAN - INVESTMENTS 83588590 SOUTH ASIA - AFGHANISTAN, BANGLADESH, 4 PROGRAM SERVICES STUDENT RECRUITING 57500 MIDDLE EAST AND NORTH AFRICA - 2 PROGRAM SERVICES STUDENT RECRUITING 2000 CENTRAL AMERICA AND THE CARIBBEAN - 4 PROGRAM SERVICES STUDENT RECRUITING 9750 EAST ASIA AND THE PACIFIC - PROGRAM SERVICES STUDY ABROAD 347379 CENTRAL AMERICA AND THE CARIBBEAN - PROGRAM SERVICES STUDY ABROAD 98485 EUROPE (INCLUDING ICELAND & GREENLAND) - PROGRAM SERVICES STUDY ABROAD 1814599 MEXICO 3 PROGRAM SERVICES STUDENT RECRUITING 4500 RUSSA & NEIGHBORING STATES 1 PROGRAM SERVICES STUDENT RECRUITING 1000 SUB-SAHARAN AFRICA PROGRAM SERVICES STUDY ABROAD 71065 SOUTH AMERICA - PERU PROGRAM SERVICES STUDY ABROAD 117600 EUROPE (INCLUDING ICELAND & GREENLAND) - GRANTMAKING 89856 EAST ASIA AND THE PACIFIC - GRANTMAKING 29667 CENTRAL AMERICA AND THE CARIBBEAN - GRANTMAKING 34854 SOUTH AMERICA GRANTMAKING 1500 7 27 0 4 7 31 84562954 2164641 86727595 STUDY ABROAD SCHOLARSHIP CENTRAL AMERICA 19 34854 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP EAST ASIA & THE PACIFIC 19 29667 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP EUROPE 60 89856 CREDIT TO STUDENT ACCOUNT BOOK STUDY ABROAD SCHOLARSHIP SOUTH AMERICA 1 1500 CREDIT TO STUDENT ACCOUNT BOOK 1 0 1 1 1 1 PART I, LINE 2: THE UNIVERSITY APPLIES SCHOLARSHIPS FOR THE STUDY-ABROAD PROGRAM DIRECTLY TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES. X X X X X X X 1 STOCKADE CONSULTING GROUP INC 650 FRANKLIN ST STE 201 SCHENECTADY NY 12305 ANNUAL FUND PHONE SOLICITATION 0 12495 21363 -8868 STALEYROBESON INC 156 LONG WHARF ROAD MYSTIC CT 06355 PROSPECT STRATEGY CONSULTING 0 0 57148 -57148 PATTON MCDOWELL AND ASSOCIATES LLC 338 S SHARON AMITY ROAD PMB 208 CHARLOTTE NC 28211 PROSPECT STRATEGY CONSULTING 0 0 19500 -19500 12495 98011 -85516 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MO MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI GOLF TOURNAMENT 483777 330297 153480 35704 91186 112073 51224 69034 CHLT EPICUREAN SOCIETY 101597 86897 14700 11445 13219 43768 2 34085 18480 15605 711 5326 8848 6961 619459 435674 183785 35704 103342 130618 60072 119763 449499 -265714 1 UNITED WAY OF RI 228 WATERMAN AVE PROVIDENCE RI 02906 050276059 501C3 60000 DONOR-ADVISED PHILANTROPHY FUND TO ASSIST VARIOUS NON-PROFIT ORGANIZATIONS IN RHODE ISLAND JUNIOR ACHIEVEMENT OF DENVER 1445 MARKET ST 200 DENVER CO 80202 840430495 501C3 10000 SUPPORT DENVER CHAPTER OF YOUTH ORGANIZATION WITH THEIR FINANCIAL LITERACY PROGRAM FREE GEEK PROVIDENCE 135 WEBSTER STREET UNIT 3 PAWTUCKET RI 02861 263653345 501C3 18248 FMV 851 ITEMS OF COMPUTER EQUIPMENT ASSIST ORG. THAT RECYCLES COMPUTERS FOR COMMUNITY ACCESS IN EXCHANGE FOR COMMUNITY SERVICE GREATER MIAMI CHAMBER OF COMMERCE 1601 BISCAYNE BOULEVARD MIAMI FL 33132 590358775 501C3 5000 SUPPORT MIAMI CHAPTER OF COMMERCE THAT SUPPORTS BUSINESS AND ENHANCES COMMUNITY NORTH MIAMI POLICE ATHLETIC LEAGUE 700 NE 124TH STREET NORTH MIAMI FL 33161 650813782 501C3 5000 SUPPORT NORTH MIAMI POLICE ATHLETIC LEAGUE SERVING YOUTH US CHALLENGE JUNIOR GOLF FOUNDATION 21 AGNES STREET EAST PROVIDENCE RI 02914 223019734 501C3 5000 SUPPORT US CHALLENGE JUNIOR GOLF FOUNDATION RESTAURANT & LODGING ASSOCIATION EDUCATIONAL FOUNDATION PO BOX 1779 TALAHASSEE FL 32301 596194391 501C3 15000 SUPPORT ASSOCIATION MISSION TO PROTECT, EDUCATE AND PROMOTE THE HOSPITALITY INDUSTRY PROVIDENCE RESCUE MISSION 627 CRANSTON STREET PROVIDENCE RI 02907 050503326 501C3 19740 FMV PASTRY/ROLLS DONATION 7/1-12/20 SUPPORT PROGRAM TO HELP HOMELESSNESS AND NEEDY IN RHODE ISLAND GLOBAL SUSTAINABLE AID PROJECT PO BOX 652 JAMESTOWN RI 02835 471656925 501C3 5025 FMV TEXT BOOK DONATION AIM TO CREATE PROGRAMS THAT FOSTER EMPOWERMENT, EDUCATION AND SELF-SUFFICIENCY. CHARLOTTE RESCUE MISSION 907 W 1ST STREET CHARLOTTE NC 28217 560571223 501C3 9000 FMV COMPUTER EQUIPMENT SUPPORT CHARLOTTE PROGRAM TO OVERCOME AND PREVENT HOMELESSNESS MALE LEADERSHIP ACADEMY 5901 NATIONS FORD ROAD CHARLOTTE NC 28217 460733802 501C3 6000 FMV COMPUTER EQUIPMENT ASSIST K-12 SCHOOL IN CHARLOTTE 11 0 SCHOLARSHIPS 14671 142983682 BOOK SCHOLARSHIPS PART I, LINE 2: PART II - THE OFFICE OF THE CHIEF OPERATING OFFICER MONITORS ALL FUNDS ALLOCATED TO EXTERNAL ORGANIZATIONS. PART III- THE UNIVERSITY PROVIDES ASSISTANCE IN THE FORM OF SCHOLARSHIPS THAT ARE ALL APPLIED TO STUDENTS' ACCOUNTS RECEIVABLE BALANCES AT THE BURSAR'S OFFICE. X X 1 1 X X X X X 1 1 0 0 0 0 0 1 0 GERALD FERNANDEZ TRUSTEE 100528 65832 0 0 1625 0 8874 2788 10308 4303 121335 72923 0 0 JOHN J BOWEN CHANCELLOR, PRESIDENT & CEO 675996 0 0 0 35588 0 774069 0 18475 0 1504128 0 0 0 THOMAS DWYER VICE CHANCELLOR, EXEC VP 471516 0 0 0 34586 0 500155 0 18475 0 1024732 0 0 0 WAYNE M KEZIRIAN SR VP, GENERAL COUNSEL 304389 0 0 0 27269 0 25500 0 17863 0 375021 0 0 0 MINNIE L RUNEY COO, PRESIDENT, PVD CAMPUS 335996 0 0 0 24601 0 25500 0 55645 0 441742 0 0 0 WILLIAM MCARDLE CFO, TREASURER 246984 0 0 0 28805 0 25075 0 17862 0 318726 0 0 0 BARBARA BENNETT CORP SEC.SR VP LAW & POLICY 221932 0 0 0 24313 0 22575 0 19809 0 288629 0 0 0 JOSEPH J GREENE JR ASST TREASURER,VP OF FINANCE 215611 0 0 0 9545 0 22036 0 18378 0 265570 0 0 0 ROBIN P KRAKOWSKY PRESIDENT, DENVER CAMPUS 242951 0 0 0 65415 0 25500 0 8102 0 341968 0 0 0 ARTHUR J GALLAGHER PRESIDENT,CHARLOTTE CAMPUS 232516 0 0 0 22582 0 24845 0 18465 0 298408 0 0 0 KENNETH F DISAIA SENIOR VP, ENROLLMENT MGMT 208396 0 0 0 29244 0 21955 0 18380 0 277975 0 0 0 AKHIL GUPTA EXEC DIR OF UNIV PROC & BUDGET 155611 0 0 0 9854 0 15364 0 42423 0 223252 0 0 0 TARUN MALIK VP, CHARLOTTE CAMPUS 203898 0 0 0 11877 0 21215 0 18354 0 255344 0 0 0 MARIE F BERNARDO SR VP OF STUDENT SERVICES 228458 0 0 0 55030 0 23321 0 23658 0 330467 0 0 0 LOREEN M CHANT PRESIDENT, N. MIAMI CAMPUS 228119 0 0 0 8185 0 23287 0 18420 0 278011 0 0 0 LARRY RICE VP, N. MIAMI CAMPUS 175111 0 0 0 7813 0 17987 0 18276 0 219187 0 0 0 DIANE H D'AMBRA VP OF HUMAN RESOUCES 202534 0 0 0 25860 0 20728 0 32881 0 282003 0 0 0 RICHARD A WISCOTT VP, DENVER CAMPUS 159265 0 0 0 7856 0 16402 0 18222 0 201745 0 0 0 MARIANNE DORAN-COLLINS CIO 205227 0 0 0 8346 0 20998 0 18339 0 252910 0 0 0 JEFFREY D SENESE VP ACADEMIC AFFAIRS 96845 0 0 0 116287 0 10154 0 7656 0 230942 0 0 0 MERLIN A DECONTI JR SENIOR VP, FACILITY MGMT. 181516 0 0 0 17640 0 19095 0 18314 0 236565 0 0 0 RONALD L MARTEL VP OF STUDENT AFFAIRS 199692 0 0 0 14086 0 20044 0 656 0 234478 0 0 0 MAUREEN T DUMAS VP OF EXPER EDUC & CAREER 186958 0 5000 0 7138 0 19672 0 18306 0 237074 0 0 0 FRANK A SARGENT INTERM PROVOST 194073 0 0 0 1584 0 19882 0 18274 0 233813 0 0 0 VEERA S GAUL UNIVERSITY PROVOST 46876 0 0 0 199756 0 4721 0 1973 0 253326 0 0 0 JOHN A SMITHERS FORMER VP INFORMATION TECHNOLOGY 0 0 0 0 206000 0 0 0 0 0 206000 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANION - THE SPOUSES OF CERTAIN LISTED PERSONS OCCASIONALLY ACCOMPANY THEM ON BUSINESS TRIPS. THE SPOUSES ARE EMPLOYEES OF THE UNIVERSITY AND TRAVEL IN THEIR CAPACITY AS EMPLOYEES OF THE UNIVERSITY. SUCH TRAVEL IS NOT TREATED AS TAXABLE COMPENSATION. -HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES - SOCIAL CLUB DUES ARE PAID FOR CERTAIN OFFICERS OF THE UNIVERSITY IN ACCORDANCE WITH THEIR EMPLOYMENT CONTRACTS WHICH ARE APPROVED BY THE COMPENSATION COMMITTEE. IN ALL CASES, WHERE THE BENEFIT IS TAXABLE, IT'S TREATED AS COMPENSATION. PART I, LINES 4A-B VEERA S GAUL, JEFFREY D SENESE AND JOHN A SMITHERS RECEIVED SEVERANCE PAY OF $198,289, $110,000 AND $206,000 RESPECTIVELY. JOHN BOWEN AND THOMAS DWYER PARTICIPATE IN A SUPPLEMENTAL EMPLOYEE RETIREMENT PLAN (SERP), WHICH WAS ESTABLISHED UNDER SECTION 457(F) OF THE IRC. THE SERP WAS ESTABLISHED AND APPROVED BY THE BOARD OF TRUSTEES IN 2006 TO REWARD PERFORMANCE, LOYALTY, AND CONTINUOUS SERVICE OF SELECTED EXECUTIVES TO AGE 65. ONLY EXECUTIVES SPECIFICALLY DESIGNATED BY THE BOARD QUALIFY FOR PARTICIPATION, THEY MUST REMAIN EMPLOYED BY THE INSTITUTION THROUGH AGE 65 AND THE BENEFIT SUPPLEMENTS OTHER INSTITUTIONAL RETIREMENT PLANS SUCH THAT THE RECIPIENT WILL RECEIVE TOTAL RETIREMENT INCOME EQUAL TO 75% OF FINAL COMPENSATION. PART I, LINE 7 CERTAIN INDIVIDUALS LISTED IN PART VII, SECTION A, LINE 1(A), WERE PAID BONUSES, SEE SCHEDULE J, PART II, COLUMNS A AND B (III), FOR THE SUCCESSFUL IMPLEMENTATION OF PROGRAMS IN SUPPORT OF THE UNIVERSITY'S COMMITMENT TO STUDENT COOPERATIVE LEARNING EXPERIENCES. A COLORADO EDUCATIONAL AND CUTURAL FACILITIES 840896727 19645RUP4 2013-09-18 117152127 SERIES A: CAPITAL PROJECTS ON DENVER CAMPUS; SERIES B: REFUNDED 5 ISSUES 0 0 0 B NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 561592154 65819GJH2 2013-08-08 42523473 REFUNDED NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY 2003 REV BONDS 0 0 0 C NORTH CAROLINA FACILITIES FINANCE AGENCY 561592154 2014-03-11 26502035 PURCHASE CITY VIEW TOWERS RESIDENCE HALL ON NC CAMPUS FOR STUDENT HOUSING 0 0 0 A 8165000 117154583 1167928 87149483 28837172 2015 1 0 0 1 B 2000000 42523494 4665 42518829 2004 1 0 1 1 C 441701 26502035 26502035 2014 0 0 1 1 A 0 1 1 1 0 0.01770 0.00230 0.02000 0 0 1 B 0 1 1 1 0 0.01860 0.00110 0.01970 0 0 1 C 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: COLORADO EDUCATIONAL AND CUTURAL FACILITIES DATE THE REBATE COMPUTATION WAS PERFORMED: 11/19/2014 ISSUER NAME: NORTH CAROLINA CAPITAL FACILITIES FINANCE AGENCY DATE THE REBATE COMPUTATION WAS PERFORMED: 11/19/2014 SCHEDULE K, PART I, LINE A COLUMN (F): SERIES A WAS A NEW MONEY ISSUE USED TO FUND CAPITAL PROJECTIONS ON THE DENVER CAMPUS, PROCEEDS WERE $30,002,644. SERIES B WAS A REFUNDING ISSUE THAT REFUNDED THE FOLLOWING: COLORADO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY, SERIES 2003A, $23,985,062 RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION, SERIES 2003, $20,811,689 (THE RHODE ISLAND 2003 SERIES REFUNDED 1992 AND 1993 ISSUES) RHODE ISLAND HEALTH AND EDUCATIONAL BUILDING CORPORATION, SERIES 1999, $23,036,937 RHODE ISLAND HEALTH AND EDUCAITONAL BUILDING CORPORATION, SERIES 1996, $ 6,262,926; CITY OF NORTH MIAMI, FLORIDA, SERIES 2003A, $13,053,439 (THE NORTH MIAMI 2003 SERIES REFUNDED A 1994 ISSUE) SCHEDULE K PART III LINES 4, 5, AND 6, COLUMN A: THE SERIES A PROJECT IS IN PROGRESS, THERE IS NO PRIVATE USE AT THIS TIME. THE SERIES B PROCEEDS OF $87,149,483 FUNDED ONLY ONE ISSUE REPORTED IN PART III OF SCHEDULE K. THE COLORADO 2003 SERIES IS THE ONLY ISSUE ON WHICH PRIVATE USE IS CACULATED FOR PURPOSES OF THIS FORM AS IT WAS THE ONLY POST 2002 ORIGINAL ISSUE. SCHEDULE K, PART III, LINE 7, COLUMNS A, B, AND C: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. TARUN MALIK EMPLOYEE RELOCATION LOAN X 75000 37172 0 1 1 37172 15578 DISCOUNTED TUITION SEE SCHEDULE O 0 0 X 1253 53946 SALE COMPARABLE ITEMS X 118 307686 SALE COMPARABLE ITEMS X 1 24900 EXPERT OPINION X HORSES 2 153000 EXPERT OPINION X OTHER 16 60114 SALE COMPARABLE ITEM X CLASSROOM SUP 5 27623 SALE COMPARABLE ITEM 0 1 0 PART I, COLUMN (B): SCHEDULE M,PART 1 COLUMN (B) LINES 9,22, AND 25 REPRESENT THE NUMBER OF ITEMS RECEIVED. COLUMN (B) LINES 19,26, AND 27 REPRESENT THE NUMBER OF SEPERATE GIFTS ON SEPERATE DATES; THAT IS, ONE DONOR MAY HAVE MADE MULTIPLE GIFTS DURING THE YEAR, AND EACH GIFT MAY CONTAIN MULTIPLE ITEMS. FORM 990, PART VI, SECTION A, LINE 6 IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES) THE UNIVERSITY HAS A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION". THE CORPORATION CONSISTS OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS THAT ARE RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSES. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION IS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7A IN ADDITION TO THE GOVERNING BOARD (BOARD OF TRUSTEES) THE UNIVERSITY HAS A GROUP OF INDIVIDUALS REFERRED TO AS "THE CORPORATION". THE CORPORATION CONSISTS OF MEMBERS REPRESENTING VARIOUS CONSTITUENCIES AND AREAS OF BUSINESS THAT ARE RELEVANT TO THE INSTITUTION'S MISSION AND PURPOSES. THE ONLY DUTY AND AUTHORITY OF THE CORPORATION IS TO ELECT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING, A COMPLETE COPY OF THE 990 IS PROVIDED TO THE BOARD OF TRUSTEES. IN ADDITION, MEMBERS OF THE AUDIT COMMITTEE MEET WITH ACCOUNTING MANAGEMENT TO ADDRESS ANY QUESTIONS. ALL QUESTIONS MUST BE ADDRESSED TO THE SATISFACTION OF THE COMMITTEE MEMBERS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE, OFFICER AND SENIOR EXECUTIVE SHALL DISCLOSE TO THE BOARD AT LEAST ONCE EACH YEAR ALL THE MATERIAL FACTS CONCERNING HIS OR HER RELATIONSHIP WITH, OR INTEREST IN, ANY PERSON, FIRM, CORPORATION OR OTHER ENTITY WITH WHOM THE UNIVERSITY HAS, OR PROPOSES TO ENTER INTO, ANY CONTRACT OR OTHER TRANACTION WHICH MAY, DIRECTLY, OR INDIRECTLY, RESULT IN FINANCIAL GAIN OR OTHER ADVANTAGE TO SUCH TRUSTEE, OFFICER OR SENIOR EXECUTIVE BY REASON OF SUCH RELATIONSHIP OR INTEREST. ADDITIONALLY, WHERE APPLICABLE, ALL TRUSTEES, OFFICERS AND SENIOR EXECUTIVES ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST NOT LATER THAN WHEN THE POTENTIAL CONFLICT BECOMES A MATTER OF BOARD ACTION. THE CORPORATE SECRETARY SHALL COLLECT THE INFORMATION INCLUDED IN THE AFOREMENTIONED DISCLOSURE STATEMENTS AND REPORT ON THE SAME TO THE AUDIT COMMITTEE. THE INFORMATION IS REVIEWED BY ACCOUNTING PERSONNEL FOR BUSINESS AND PERSONAL RELATIONSHIPS THAT MAY RESULT IN A CONFLICT OF INTEREST SITUATION. A LISTING OF THE INDIVIDUALS AND RELATED BUSINESSES AND / OR ORGANIZATIONS IS DEVELOPED AND DISTRIBUTED TO ACCOUNTS PAYABLE / PROCUREMENT PERSONNEL WITH A DIRECTIVE TO MONITOR ALL OF THE TRANSACTIONS WITH ANY OF THE LISTED BUSINESSES AND / OR INDIVIDUALS. ALSO, AS PART OF THE ANNUAL INDEPENDENT AUDIT, ALL TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS MUST BE SUMMARIZED FOR PURPOSES OF THE REQUIRED FINANCIAL STATEMENT DISCLOSURE OF RELATED PARTY TRANSACTIONS. THIS PROVIDES AN ADDED OPPORTUNITY FOR MANAGEMENT TO REVIEW SUCH TRANSACTIONS AND RELATIONSHIPS FOR PROPRIETY. TRUSTEES, OFFICERS AND SENIOR EXECUTIVES MAY VOTE ON AND / OR PARTICIPATE IN APPROVING TRANSACTIONS WITH SUCH BUSINESSES AND / OR INDIVIDUALS IN CERTAIN PRESCRIBED CIRCUMSTANCES IN WHICH THE RELATIONSHIP IS CLEARLY DISCLOSED AND THE TRANSACTION IS APPROVED BY A MAJORITY OF THE DISINTERESTED TRUSTEES, OFFICERS AND / OR SENIOR EXECUTIVES THAT ARE CHARGED WITH MAKING THE DECISION REGARDING THE TRANSACTION IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING THE COMPENSATION OF THE UNIVERSITY'S TOP MANAGEMENT OFFICIAL (THE UNIVERSITY CHANCELLOR) AS WELL AS THE NEXT TWO HIGHEST RANKING OFFICIALS (THE VICE CHANCELLOR AND THE CHIEF OPERATING OFFICER) INCLUDED ALL OF THE ELEMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. THE INDEPENDENT COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES INDEPENDENTLY ENGAGED A FIRM OF COMPENSATION SPECIALISTS TO PERFORM A STUDY TO EVALUATE THE COMPENSATION LEVELS OF SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED INSTITUTIONS. THIS INFORMATION WAS USED BY THE COMMITTEE TO EVALUATE THE COMPENSATION OF THESE THREE ADMINISTRATORS. THE RESULTING COMPENSATION AMOUNTS WERE OFFICIALLY APPROVED BY THE COMMITTEE AND DOCUMENTED IN THE MEETING MINUTES AS WELL AS IN SIGNED EMPLOYMENT CONTRACTS FOR EACH INDIVIDUAL. THESE COMPENSATION AMOUNTS WERE APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD, AND THE COMPENSATION OF THE CHANCELLOR/PRESIDENT/CEO WAS APPROVED BY THE ENTIRE BOARD OF TRUSTEES. THIS PROCESS OCCURRED IN DECEMBER OF 2012 FOR CONTRACT PERIODS BEGINNING ON JANUARY 1, 2013. SIMILAR COMPENSATION STUDIES HAVE BEEN PERFORMED FOR ALL OF THE REMAINING INDIVIDUALS AND/OR POSIITIONS REPORTED IN PART VII, EXCEPT FOR THE POSITION OF THE ASSISTANT SECRETARY. ALL OF THESE STUDIES WERE PERFORMED IN 2013 FOR COMPENSATION EFFECTIVE JULY 1, 2013. ADDITIONALLY, DURING THE INTERVENING YEARS BETWEEN THE FORMAL STUDIES, THE COMPENSATION FOR ALL OF THESE INDIVIDUALS IS REVIEWED BY THE GOVERNING BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE GENERAL PUBLIC VIA THE UNIVERSITY'S AND THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S FORM 990 IS AVAILABLE TO THE GENERAL PUBLIC VIA GUIDESTAR'S AND THE MASSACHUSETT ATTORNEY GENERAL'S WEBSITES. THE UNIVERSITY'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT MADE AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XI, LINE 9: CHANGE IN INVESTMENT IN CORPORATE SUBS. -4,003. INVESTMENT IN CONTROLLED NOT-FOR-PROFIT ORGANIZATION -538,403. SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: BLUE CROSS & BLUE SHIELD OF RI (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: MERRILL SHERMAN, A TRUSTEE OF THE UNIVERSITY IS A DIRECTOR OF BLUE CROSS & BLUE SHIELD OF RI (C) AMOUNT OF TRANSACTION: $1,058,913 (D) DESCRIPTION OF TRANSACTION: FEE FOR ADMINISTERING THE UNIVERSITY'S SELF-INSURED HEALTH/DENTAL INSURANCE PLAN (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: DUKE ENERGY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES HANCE, JR., A TRUSTEE OF THE UNIVERSITY IS A DIRECTOR OF DUKE ENERGY (C) AMOUNT OF TRANSACTION: $215,263 (D) DESCRIPTION OF TRANSACTION: PURCHASE OF ELECTRICITY (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: SPRINT NEXTEL (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES HANCE, JR., A TRUSTEE OF THE UNIVERSITY IS NON-EXECUTIVE CHAIRMAN OF SPRINT NEXTEL (C) AMOUNT OF TRANSACTION: $298,604 (D) DESCRIPTION OF TRANSACTION: PURCHASE OF TELEPHONE SERVICES AND REVENUE FROM COMMUNICATION CHANNELS (E) SHARING OF ORGANIZATION REVENUES? = NO A) NAME OF PERSON: ASSOCIATION OF INDEPENDENT COLLEGES & UNIVERSITIES OF RI(AICU OF RI) (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: MIM RUNEY,PRESIDENT OF THE UNIVERSITY'S PROVIDENCE CAMPUS,IS A BOARD MEMBER AND SECRETARY/TREASURER OF AICU OF RI (C) AMOUNT OF TRANSACTION: $119,684 (D) DESCRIPTION OF TRANSACTION: PAYMENT OF MEMBERSHIP DUES AND EVENTS (E) SHARING OF ORGANIZATION REVENUES? = NO A) NAME OF PERSON: SARAH C. MALIK (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $86,683 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = N (A) NAME OF PERSON: KATHLEEN A. HARNEY (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $72,734 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: JAMES C. GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $54,445 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: IRMA JULIE GREENE (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $63,518 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: BARBARA G. DISAIA (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $65,311 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO (A) NAME OF PERSON: MICHELE VON HEIN (B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF OFFICER, TRUSTEE, OR KEY EMPLOYEE (C) AMOUNT OF TRANSACTION: $83,464 (D) DESCRIPTION OF TRANSACTION: COMPENSATION (E) SHARING OF ORGANIZATION REVENUES? = NO WILDCAT REALTY HOLDINGS LLC 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 454834756 REAL ESTATE HOLDINGS RI 2578204 JOHNSON & WALES UNIVERSITY MULTICULTURAL FOODSERVICE & HOSPITALITY ALLIANCE 1144 NARRAGANSETT BLVD CRANSTON RI 02905 364120950 BUILD CULTURAL INTELLIGENCE RI 501(C)(3) LINE 9 JOHNSON & WALES UNIVERISTY 1 JWC CORP 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 050345038 RETAIL SALES RI JOHNSON & WALES UNIVERSITY C 1.00000 1 J&W CORP 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 042794637 HOLD LIQUOR LICENSE MA JOHNSON & WALES UNIVERSITY C 1.00000 1 JOHNSON & WALES UNIVERSITY CLUB 8 ABBOTT PARK PLACE PROVIDENCE RI 02903 050366691 RETAIL SALES RI JOHNSON & WALES UNIVERSITY C -1535 1.00000 1 CHARITABLE REMAINDER ANNUITY TRUST(1) CHARITABLE TRUST RI N/A T 1 CHARITABLE REMAINDER UNITRUST(2) CHARITABLE TRUST RI N/A T 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 1 MULTICULTURAL FOODSERVICE & HOSPITALITY ALLIANCE S 302137 ACTUAL