2015-05-07T11:09:54-05:00 2014-06-30 911194016 CLARK NUBER PS 10900 NE 4TH STREET SUITE 1700 BELLEVUE WA 98004 990 2013-07-01 237156071 FRED HUTCHINSON CANCER RESEARCH CENTER FRED 2066674876 1100 FAIRVIEW AVENUE NORTH SEATTLE WA 981091024 RANDALL C MAIN CFO 2066674876 2015-05-04 1 SARA ELIZABETH J HYRE P00235495 4254544919 2015-05-04 2013 2016-02-25 16:41:14Z GARY GILLILAND MD PHD 1100 FAIRVIEW AVENUE NORTH SEATTLE WA 981091024 462129995 0 X WWW.FHCRC.ORG X 1971 WA THE ELIMINATION OF CANCER AND RELATED DISEASES AS CAUSES OF HUMAN SUFFERING AND DEATH. 17 16 3154 400 64489 0 348355551 352606610 47388720 54458708 9692535 20123705 7917010 9449974 413353816 436638997 69924073 64118064 0 0 228805286 228234261 384103 442221 8021085 128658827 121151232 427772289 413945778 -14418473 22693219 698564950 735242578 462824933 452002766 235740017 283239812 X FRED HUTCHINSON CANCER RESEARCH CENTER'S (THE CENTER) MISSION IS THE ELIMINATION OF CANCER AND RELATED DISEASES AS CAUSES OF HUMAN SUFFERING AND DEATH. THE CENTER CONDUCTS RESEARCH TO IMPROVE PREVENTION AND TREATMENT OF CANCER AND RELATED DISEASES. 0 0 117066372 31169960 16402001 VACCINE AND INFECTIOUS DISEASE DIVISION (VIDD):THE VACCINE AND INFECTIOUS DISEASE DIVISION ADDRESSES THE GROWING NEED FOR TREATMENT AND PREVENTION STRATEGIES FOR INFECTIOUS DISEASES WORLDWIDE. BY INTEGRATING BIOMETRIC, LABORATORY, AND CLINICAL SCIENCE, THE RESEARCHERS AT VIDD AIM TO DEVELOP NOVEL VACCINES FOR INFECTIOUS DISEASES THAT THREATEN GLOBAL HEALTH, TO SHED LIGHT ON THE WORKINGS OF THE HUMAN IMMUNE SYSTEM, AND TO DEVELOP NOVEL TREATMENT AND PREVENTION STRATEGIES TO LESSEN THE BURDEN OF INFECTIOUS DISEASES AND CANCERS CAUSED BY INFECTION, PARTICULARLY IN THE IMMUNOCOMPROMISED HOST. 108882287 8835136 15255340 CLINICAL RESEARCH DIVISION: THE CLINICAL RESEARCH DIVISION WORKS TO DEVELOP AND ANALYZE NEW TREATMENTS FOR CANCERS AND OTHER DISEASES, FROM LABORATORY BENCH TO BEDSIDE. 99547443 18354184 13947449 PUBLIC HEALTH SCIENCES DIVISION: THE PUBLIC HEALTH SCIENCES DIVISION IDENTIFIES STRATEGIES THAT WOULD ULTIMATELY REDUCE THE INCIDENCE OF AND MORTALITY FROM CANCER AND OTHER DISEASES. THE PUBLIC HEALTH SCIENCES DIVISION IS MADE UP OF FIVE MAJOR PROGRAMS: BIOSTATISTICS & BIOMATHEMATICS, CANCER PREVENTION, COMPUTATIONAL BIOLOGY, EPIDEMIOLOGY, AND TRANSLATIONAL RESEARCH. 33313600 5171640 4667521 HUMAN BIOLOGY DIVISION:THE HUMAN BIOLOGY DIVISION CULTIVATES INTERDISCIPLINARY RESEARCH TO ADVANCE UNDERSTANDING OF HUMAN BIOLOGY AND THE COMPLEX PROBLEMS OF NEOPLASIA AND OTHER HUMAN DISEASES. THE DIVISION IS STRUCTURED TO FOSTER LABORATORY-BASED AND COMPUTATIONAL RESEARCH AT THE INTERFACE OF BASIC, CLINICAL, AND POPULATION SCIENCES. 29879670 587144 4186397 BASIC SCIENCES DIVISION: THE BASIC SCIENCES DIVISION PROVIDES A UNIQUE AND EXCITING ENVIRONMENT TO FOSTER CREATIVE AND GROUNDBREAKING RESEARCH. THE DIVISION CONSISTS OF 27 LABORATORIES, EACH WORKING IN DIVERSE AREAS RELATED TO ALL ASPECTS OF BIOLOGY. THE LABS EMPLOY STRUCTURAL, GENETIC, MOLECULAR, CELLULAR, DEVELOPMENTAL, AND EVOLUTIONARY BIOLOGY METHODS TO ADDRESS UNRESOLVED QUESTIONS IN BIOLOGY USING A WIDE RANGE OF MODEL SYSTEMS. 63193270 5758784 8853918 388689372 1 1 0 1 0 0 0 1 0 1 1 1 1 0 1 0 0 1 0 1 1 1 0 1 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 1 0 0 1 560 0 1 3154 1 1 1 1 UG SF 0 0 0 1 1 0 0 0 0 X 17 16 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AR AZ CA CO CT FL GA HI IL KS KY MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV X RANDALL C MAIN 2066674876 1100 FAIRVIEW AVENUE NORTH SEATTLE WA 981091024 RICHARD ANDERSON TRUSTEE, SECRETARY 3.00 0.00 X X 0 0 0 HOLLY DILLON TRUSTEE 3.00 0.00 X 0 0 0 KARL EGE TRUSTEE, TREASURER 4.50 0.00 X X 0 0 0 THERESA GILLESPIE TRUSTEE 1.00 0.00 X 0 0 0 STEPHEN GRAHAM TRUSTEE 1.00 0.00 X 0 0 0 CHRISTINE GREGOIRE TRUSTEE 4.50 0.00 X 0 0 0 HENRY JAMES TRUSTEE 1.00 0.00 X 0 0 0 RICHARD KOFFEY TRUSTEE 1.00 0.00 X 0 0 0 RICHARD MCCUNE TRUSTEE 3.00 4.00 X 0 0 0 MATT MCILWAIN TRUSTEE 3.00 0.00 X 0 0 0 NORMAN METCALFE TRUSTEE 1.00 0.00 X 0 0 0 ROBERT NELSEN TRUSTEE 1.00 0.00 X 0 0 0 PETER NEUPERT TRUSTEE 1.00 0.00 X 0 0 0 CHARLES NOLAN TRUSTEE 3.00 0.00 X 0 0 0 PAULA REYNOLDS TRUSTEE, CHAIR 13.50 0.00 X X 0 0 0 JAMES SINEGAL TRUSTEE, VICE CHAIR 1.00 0.00 X X 0 0 0 VIJAY VASHEE TRUSTEE 1.00 0.00 X 0 0 0 DOUGLAS WALKER TRUSTEE, IMMEDIATE PAST CHAIR 4.00 0.00 X X 0 0 0 LAWRENCE COREY MD PRESIDENT & DIRECTOR EMERITUS 40.00 0.00 X 631676 0 48399 FREDERICK R APPELBAUM MD EXECUTIVE VP & DEPUTY DIRECTOR 40.00 0.00 X 617898 0 47349 ERIC C HOLLAND SR. VP & DIRECTOR, HUMAN BIOLOGY 40.00 0.00 X 529907 0 43510 SUSAN C DOLBERT PHD VP & DIRECTOR, DEVELOPMENT 40.00 0.00 X 432045 0 47888 MYRA H TANITA EXECUTIVE VP & COO 40.00 1.50 X 423737 0 41757 MARK T GROUDINE PHD EXECUTIVE VP & DEPUTY DIRECTOR 40.00 0.00 X 404263 0 44830 RANDALL C MAIN VP & CHIEF FINANCIAL OFFICER 40.00 0.50 X 360120 0 47773 DOUGLAS J SHAEFFER VP, GENERAL COUNSEL 40.00 2.00 X 323256 0 45512 MARGARET JULIANA MCELRATH MD SR. VP & DIRECTOR, VIDD 40.00 1.50 X 317892 0 44703 GARNET L ANDERSON SR. VP & DIRECTOR, PHS DIVISION 40.00 0.00 X 271881 0 42062 ANTHONY J BOZZUTI VP & CHIEF INFORMATION OFFICER 40.00 0.00 X 262083 0 50304 ULRICH W MUELLER VP, INDST REL & CLIN RES SUPPORT 40.00 0.00 X 249995 0 50228 HOWARD ALBERT NACHTRIEB VP, HUMAN RESOURCES 40.00 0.00 X 229887 0 47310 SCOTT N RUSCH VP, OPERATIONS & FACILITIES 40.00 0.00 X 195907 0 36543 JENNIFER L SIZEMORE VP, COMMUNICATIONS 40.00 0.00 X 192522 0 5660 JONATHAN A COOPER PHD SR. VP & DIRECTOR, BASIC SCIENCE 40.00 0.00 X 188694 0 33180 HERBERT L BONE III CORPORATE TREASURER 40.00 0.00 X 179722 0 34080 PAUL I WOLOSHIN VP, SHARED RESOURCES 40.00 0.00 X 170510 0 37715 OLIVER W PRESS ACTING SR. VP & DIV. DIRECTOR, CRD 40.00 0.00 X 287126 0 40602 SHANE R HOLLETT DEVELOPMENT, SR. MANAGING DIRECTOR 40.00 0.00 X 201610 0 25618 F MARC STEWART MD MEDICAL DIRECTOR, SCCA 40.00 0.00 X 309906 0 44840 DENISE GALLOWAY PHD FULL MEMBER - FACULTY 40.00 0.00 X 306789 0 41241 STEVEN G SELF PHD FULL MEMBER - FACULTY 40.00 0.00 X 300764 0 45234 MARTIN A CHEEVER MD FULL MEMBER - FACULTY 40.00 0.00 X 287254 0 47191 BARBARA W COSGRIFF VP, STRATEGY 40.00 0.00 X 0 0 0 ROSS L PRENTICE FULL MEMBER - FACULTY 40.00 0.00 X 286859 0 47417 7962303 0 1040946 388 0 1 0 METROPOLITAN BUILDING MAINTENANCE CO 3829 AURORA AVENUE N SEATTLE WA 98103 MAINTENANCE SERVICES 1514681 UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVENUE NE SEATTLE WA 98195 RESEARCH SERVICES 1330640 NYHUS COMMUNICATIONS LLC 720 THIRD AVENUE FLOOR 12 SEATTLE WA 98104 PUBLIC RELATIONS SERVICES 842137 STAR PROTECTION 855 106TH AVENUE NE SUITE 100 BELLEVUE WA 98004 SECURITY SERVICE 655892 HORNALL ANDERSON 710 SECOND AVENUE SUITE 1300 SEATTLE WA 98104 BRAND MANAGEMENT 590273 41 1076414 7701866 313691772 30136558 13795923 352606610 INTERAFFILIATE AGMTS 541711 30950919 30950919 PATIENT SVCS AT SCCA 622110 13394368 13394368 RESEARCH ACTIVITIES 541711 11780088 11780088 SCCA/PROCURE HOLDINGS 900099 -1666667 -1666667 54458708 2840601 64489 2776112 151243 151243 7283608 7283608 3506180 0 3506180 3506180 3506180 40096000 30000 22407743 586396 17688257 -556396 17131861 17131861 1125642 7701866 2484237 -1358595 -1358595 31403 12622 18781 18781 436638997 54458708 64489 29509190 56052287 56052287 994253 994253 7071524 7071524 8617635 3982053 4062137 573445 174885452 136069333 34656607 4159512 12844820 10527657 2014998 302165 18220669 14906245 2879575 434849 13665685 10939361 2380547 345777 2143554 164031 1979523 261891 261891 621679 621679 442221 442221 997802 61575 766945 169282 21651122 9881880 11537304 231938 676437 539447 136990 5359503 2108946 2618880 631677 520840 520840 7997676 618718 7309690 69268 2734100 2222513 412280 99307 542086 424637 93062 24387 18670268 16803241 1867027 24318401 19454722 4863679 2638474 2638474 RESEARCH SUPPLIES 18993032 18993032 EQUIP. RENT & MAINT. 5299345 2363496 2935849 DONATED AUCTION ITEMS 400267 400267 ALLOC OF INDIRECT COSTS 0 69162358 -69162358 7324755 5887510 1437245 413945778 388689372 17235321 8021085 3875 4275 25866702 33884409 22782699 25723911 24338647 19679656 488124 664124 1382247 989738 671364953 308797439 366898752 362567514 80220051 86862659 62436602 76960843 84837764 96583703 2152707 1957455 27156780 29364291 698564950 735242578 36613788 29201747 32459716 35473890 363516484 358541536 30234945 28785593 462824933 452002766 X 147312017 174496812 32926000 50607000 55502000 58136000 235740017 283239812 698564950 735242578 22693219 24823576 -17000 0 X 0 1 X 1 1 1 X 345330959 388454000 369203443 348221551 352625391 1803835344 345330959 388454000 369203443 348221551 352625391 1803835344 1803835344 17490065 24718143 13942558 12350746 13717143 82218655 1886053999 258140819 0.95640 0.95130 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 621679 621679 415820958 416442637 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 118859 140528 114000 621679 995066 250000 250000 250000 250000 1000000 1500000 0 732646 X X DONOR RESTRICTION 0 124216707 4317000 19597000 3918000 144212707 117912707 7121000 11896000 12713000 124216707 94229707 27184000 -2276000 1225000 117912707 82001707 14234000 14988000 16994000 94229707 75830000 5559524 7831043 7218860 82001707 0.69000 0.20000 0.11000 0 0 5555444 52389138 57944582 470055418 217040276 253015142 130950401 91757163 39193238 12414552 12414552 362567514 MORTGAGE-BACKED SECURITIES 1490485 F COLLATERIZED MORTGAGE OBLIGATIONS 449180 F ASSET BACKED SECURITIES 261037 F HEDGE FUNDS 34539162 F LIMITED PARTNERSHIPS 24781658 F DIRECTLY HELD SECURITIES 15439321 F 76960843 BENEFICIAL INTEREST IN SEATTLE CANCER CARE ALLIANCE 96583703 C 96583703 DEFERRED CREDIT ON CASH FLOW HEDGES 28785593 28785593 PART III, LINE 4: IN JANUARY 2010, THE QTIP TRUST OF THE 1993 KULLMAN FAMILY TRUST DONATED TO THE CENTER A COLLECTION OF FORTY BLACK AND WHITE PHOTOGRAPHS WHICH HAD AN APPRAISED VALUE OF $710,646 AT THE TIME OF THE DONATION. THE ARTWORK DONATION AGREEMENT REQUIRES THE CENTER TO DISPLAY THE ARTWORK AS A COLLECTION AT ITS MAIN CAMPUS IN SEATTLE, WASHINGTON FOR AT LEAST TWENTY YEARS. THE ARTWORK DONATION AGREEMENT STATES THAT "THE CENTER SHALL HAVE THE RIGHT TO USE AND DISPLAY THE ARTWORK IN THE MANNER THAT BEST SERVES THE INTEREST OF THE CENTER." AT THE END OF THE REQUIRED TWENTY YEAR DISPLAY PERIOD, THE CENTER WILL DETERMINE IF OPPORTUNITIES EXIST THAT MAY ALLOW THE VALUE OF THE DONATED ARTWORK TO FUND THE CENTER'S RESEARCH. PART V, LINE 4: THE CENTER'S SPENDING POLICY FOR ENDOWMENT FUNDS IS TO APPROPRIATE FOR DISTRIBUTION EACH YEAR 5% OF THE ENDOWMENT FUND'S AVERAGE FAIR VALUE OVER THE PRIOR THREE YEARS, PROVIDED THAT THE FAIR VALUE OF THE ENDOWMENT FUND EXCEEDS THE CORPUS. FOR A PORTION OF THE CENTER'S BOARD-DESIGNATED INVESTMENTS, THE CENTER DOES NOT APPROPRIATE FOR DISTRIBUTION ANY AMOUNT OF INVESTMENT RETURN AS ALL OF THE RETURN EARNED IS HELD TO GROW THE FUND FOR FUTURE REPAYMENT OF LONG-TERM DEBT. FOR THE REMAINING BOARD DESIGNATED INVESTMENTS, THE CENTER MAKES ALL INVESTMENT RETURN AVAILABLE FOR EXPENDITURE ON PROGRAMMATIC INITIATIVES. IN ESTABLISHING THESE POLICIES, THE CENTER CONSIDERED THE LONG-TERM EXPECTED RETURNS ON ITS ENDOWMENT AND BOARD-DESIGNATED INVESTMENTS. 1 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING N/A 208000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING N/A 1811000 NORTH AMERICA 0 0 GRANTMAKING N/A 479000 SOUTH AMERICA 0 0 GRANTMAKING N/A 1262000 SUB-SAHARAN AFRICA 0 0 GRANTMAKING N/A 2587000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 175000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES RESEARCH 839000 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 11000 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 505000 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES RESEARCH 2000 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 17000 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 48000 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH 979000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES RESEARCH 2000 0 0 0 0 0 0 7372000 1553000 8925000 SOUTH AMERICA VACCINE AND INFECTIOUS DISEASE 838688 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A SOUTH AMERICA VACCINE AND INFECTIOUS DISEASE 176903 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A SUB-SAHARAN AFRICA VACCINE AND INFECTIOUS DISEASE 696401 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A NORTH AMERICA VACCINE AND INFECTIOUS DISEASE 31566 CHECK N/A N/A NORTH AMERICA HUMAN BIOLOGY 25000 CHECK N/A N/A NORTH AMERICA PUBLIC HEALTH SCIENCES 14582 CHECK N/A N/A EAST ASIA AND THE PACIFIC PUBLIC HEALTH SCIENCES 50000 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A EUROPE (INCLUDING ICELAND & GREENLAND) VACCINE AND INFECTIOUS DISEASE 1154698 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A EUROPE (INCLUDING ICELAND & GREENLAND) VACCINE AND INFECTIOUS DISEASE 83530 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A SUB-SAHARAN AFRICA VACCINE AND INFECTIOUS DISEASE 508666 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A EUROPE (INCLUDING ICELAND & GREENLAND) PUBLIC HEALTH SCIENCES 316399 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A SOUTH AMERICA VACCINE AND INFECTIOUS DISEASE 172546 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A EUROPE (INCLUDING ICELAND & GREENLAND) PUBLIC HEALTH SCIENCES 26067 CHECK N/A N/A EUROPE (INCLUDING ICELAND & GREENLAND) PUBLIC HEALTH SCIENCES 17754 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A EUROPE (INCLUDING ICELAND & GREENLAND) HUMAN BIOLOGY 178958 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A SOUTH AMERICA BASIC SCIENCES 73601 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A NORTH AMERICA CLINICAL RESEARCH 195960 CHECK N/A N/A NORTH AMERICA PUBLIC HEALTH SCIENCES 27000 CHECK N/A N/A NORTH AMERICA HUMAN BIOLOGY 89153 CHECK N/A N/A NORTH AMERICA PUBLIC HEALTH SCIENCES 96017 CHECK N/A N/A SUB-SAHARAN AFRICA VACCINE AND INFECTIOUS DISEASE 128460 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A SUB-SAHARAN AFRICA VACCINE AND INFECTIOUS DISEASE 42890 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A SUB-SAHARAN AFRICA VACCINE AND INFECTIOUS DISEASE 19758 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A EAST ASIA AND THE PACIFIC PUBLIC HEALTH SCIENCES 157616 CHECK N/A N/A SUB-SAHARAN AFRICA HUMAN BIOLOGY 29790 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A EUROPE (INCLUDING ICELAND & GREENLAND) PUBLIC HEALTH SCIENCES 30668 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A SUB-SAHARAN AFRICA VACCINE AND INFECTIOUS DISEASE 1159321 ELECTRONIC FUND OR WIRE TRANSFER N/A N/A 0 24 1 0 1 0 0 0 PART I, LINE 2: SOME GRANTS RECEIVED BY FHCRC ARE PASSED ON TO SUBRECIPIENTS, IN ALL OR IN PART. ONCE THE NOTICE OF AWARD HAS BEEN RECEIVED FOR THE PRIME AWARD, FHCRC SETS UP A SUBAWARD. AN INDIVIDUAL KNOWN AS A RESEARCH COORDINATOR (RC) IS ASSIGNED TO CLOSELY MONITOR ALL SUBAWARD ACTIVITY. THERE ARE 4 PRIMARY STEPS IN THIS PROCESS: (1) A COPY OF THE PRIME AWARD, THE SIGNED SUBAWARD APPLICATION (IF AVAILABLE) AND ANY SPECIAL INSTRUCTIONS ARE MAINTAINED. A SIGNED SUBAWARD APPLICATION SHOWS THAT THE SUBRECIPIENT ORGANIZATION HAS REVIEWED AND APPROVED THE BUDGET AND SCOPE OF WORK. (2) THE RC PREPARES A FORM THAT PROVIDES AUTHORIZATION TO ISSUE THE SUBAWARD, AND INCLUDES A SCOPE OF WORK, BUDGET, AND ANY PERTINENT SUBRECIPIENT INFORMATION. (3) INFORMATION IS COLLECTED TO SET UP THE SUBAWARD IN THE ACCOUNTING SYSTEM, INCLUDING INSTITUTIONAL REVIEW OFFICE APPROVAL, INSTITUTIONAL ANIMAL CARE AND USE COMMITTEE APPROVAL DATES, CONFIRMATION OF SUBAWARD FACILITIES AND ADMINISTRATIVE RATES AND A-133 AUDIT REPORTS, REVIEW OF PRIME SPECIAL TERMS AND CONDITIONS TO DETERMINE FLOW-DOWN, CONFIRMATION THAT THE SUBRECIPIENT IS NOT DEBARRED, AND OTHER SIMILAR REGULATORY AND ADMINISTRATIVE REQUIREMENTS. (4) THE SUBAWARD AGREEMENT IS COMPLETED AND MAILED TO THE SUBRECIPIENT FOR REVIEW OF TERMS AND CONDITIONS, APPLICABLE INSTITUTIONAL DESIGNATION, FEDERAL CONFLICT OF INTEREST, AND SIGNATURE. THE RC MAINTAINS A COPY OF THE FULLY SIGNED AGREEMENT. NO PAYMENTS ARE MADE TO THE SUBRECIPIENT UNTIL FHCRC RECEIVES THE FULLY EXECUTED AGREEMENT. PART I, LINE 3: THE ACCRUAL METHOD WAS USED IN ACCOUNTING FOR EXPENDITURES IN PARTS I AND II. 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N/A N/A VACCINE AND INFECTIOUS DISEASE UNIVERSITY OF SOUTHERN CALIFORNIA SPONSORED PROJECTS ACCOUNTING LOS ANGELES CA 900742095 951642394 501(C)(3) 66094 N/A N/A CLINICAL RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA SPONSORED PROJECTS ACCOUNTING LOS ANGELES CA 900898001 951642394 501(C)(3) 102471 N/A N/A INTERDISCIPLINARY UNIVERSITY OF SOUTHERN CALIFORNIA SPONSORED PROJECTS ACCOUNTING LOS ANGELES CA 900742095 951642394 501(C)(3) 34477 N/A N/A PUBLIC HEALTH SCIENCES UNIVERSITY OF SOUTHERN CALIFORNIA SPONSORED PROJECTS ACCOUNTING LOS ANGELES CA 900742095 951642394 501(C)(3) 72838 N/A N/A VACCINE AND INFECTIOUS DISEASE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL OFFICE OF POST AWARD ADMINISTRATION DALLAS TX 752841765 756002868 GOVERNMENT 66190 N/A N/A VACCINE AND INFECTIOUS DISEASE UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER GRANTS CONTRACTS ACCOUNTING HOUSTON TX 772104390 746001118 GOVERNMENT 23359 N/A N/A INTERDISCIPLINARY UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER GRANTS CONTRACTS 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INFECTIOUS DISEASE VANDERBILT UNIVERSITY VUMC FINANCE DALLAS TX 753121236 620476822 501(C)(3) 48880 N/A N/A CLINICAL RESEARCH VANDERBILT UNIVERSITY VUMC FINANCE DALLAS TX 753121236 620476822 501(C)(3) 17008 N/A N/A PUBLIC HEALTH SCIENCES VANDERBILT UNIVERSITY VUMC FINANCE DALLAS TX 753121236 620476822 501(C)(3) 732338 N/A N/A VACCINE AND INFECTIOUS DISEASE WAKE FOREST UNIVERSITY HEALTH SCIENCES FINANCIAL SERVICES/GRANT MANAGEMENT WINSTONSALEM NC 27157 223849199 501(C)(3) 35839 N/A N/A VACCINE AND INFECTIOUS DISEASE WASHINGTON UNIVERSITY CAMPUS BOX 1034 ST LOUIS MO 631121408 430653611 501(C)(3) 155034 N/A N/A BASIC SCIENCES WASHINGTON UNIVERSITY CAMPUS BOX 1034 ST LOUIS MO 631121408 430653611 501(C)(3) 3639 N/A N/A CLINICAL RESEARCH WASHINGTON UNIVERSITY CAMPUS BOX 1034 ST LOUIS MO 631121408 430653611 501(C)(3) 243844 N/A N/A HUMAN BIOLOGY WEILL MEDICAL COLLEGE OF CORNELL UNIV FINANCE RESEARCH ACCOUNTING NEW YORK NY 10022 131623978 501(C)(3) 116564 N/A N/A CLINICAL RESEARCH WEILL MEDICAL COLLEGE OF CORNELL UNIV FINANCE RESEARCH ACCOUNTING NEW YORK NY 10022 131623978 501(C)(3) 58321 N/A N/A HUMAN BIOLOGY YAKIMA HEALTH DISTRICT 1210 AHTANUM RIDGE DRIVE UNION GAP WA 98903 916001391 GOVERNMENT 494 N/A N/A PUBLIC HEALTH SCIENCES YAKIMA VALLEY FARM WORKERS CLINIC CENTRAL ADMINISTRATION 518 W FIRST AVE P O BOX 190 TOPPENISH WA 98948 911019392 501(C)(3) 44084 N/A N/A PUBLIC HEALTH SCIENCES YALE UNIVERSITY GRANTS CONTRACT FINANCIAL ADMIN P O BOX 1873 NEW HAVEN CT 065081873 060646973 501(C)(3) 26624 N/A N/A PUBLIC HEALTH SCIENCES YALE UNIVERSITY GRANTS CONTRACT FINANCIAL ADMIN P O BOX 1873 NEW HAVEN CT 065081873 060646973 501(C)(3) 48652 N/A N/A VACCINE AND INFECTIOUS DISEASE 119 11 TUITION 105 0 994253 BOOK SCHOLARSHIPS FOR GRADUATE STUDENTS. PART I, LINE 2: SOME GRANTS RECEIVED BY FHCRC ARE PASSED ON TO SUBRECIPIENTS, IN ALL OR IN PART. ONCE THE NOTICE OF AWARD HAS BEEN RECEIVED FOR THE PRIME AWARD, FHCRC SETS UP A SUBAWARD. AN INDIVIDUAL KNOWN AS A RESEARCH COORDINATOR (RC) IS ASSIGNED TO CLOSELY MONITOR ALL SUBAWARD ACTIVITY. THERE ARE 4 PRIMARY STEPS IN THIS PROCESS: (1) A COPY OF THE PRIME AWARD, THE SIGNED SUBAWARD APPLICATION (IF AVAILABLE) AND ANY SPECIAL INSTRUCTIONS ARE OBTAINED. A SIGNED SUBAWARD APPLICATION SHOWS THAT THE SUBRECIPIENT ORGANIZATION HAS REVIEWED AND APPROVED THE BUDGET AND SCOPE OF WORK. (2) THE RC PREPARES A FORM THAT PROVIDES AUTHORIZATION TO ISSUE THE SUBAWARD. THIS INCLUDES THE SCOPE OF WORK, BUDGET, AND ANY PERTINENT SUBRECIPIENT INFORMATION. (3) INFORMATION IS COLLECTED TO SET-UP THE SUBAWARD IN THE ACCOUNTING SYSTEM. THIS INCLUDES INSTITUTIONAL REVIEW APPROVAL, INSTITUTIONAL ANIMAL CARE AND USE COMMITTEE APPROVAL DATES, CONFIRMATION OF SUBAWARD FACILITIES AND ADMINISTRATIVE RATES, A-133 AUDIT REPORTS, REVIEW OF THE PRIME SPECIAL TERMS AND CONDITIONS TO DETERMINE FLOW-DOWN, CONFIRMATION THAT THE SUBRECIPIENT IS NOT DEBARRED, AND OTHER SIMILAR REGULATORY AND ADMINISTRATIVE REQUIREMENTS. (4) THE SUBAWARD AGREEMENT IS COMPLETED AND MAILED TO THE SUBRECIPIENT FOR REVIEW OF THE TERMS AND CONDITIONS, APPLICABLE INSTITUTIONAL DESIGNATION, FEDERAL CONFLICT OF INTEREST, AND SIGNATURE. THE RC MAINTAINS A COPY OF THE FULLY SIGNED AGREEMENT. NO PAYMENTS ARE MADE TO THE SUBRECIPIENT UNTIL FHCRC RECEIVES THE FULLY EXECUTED AGREEMENT. X X X 1 1 X X X X 0 0 0 0 0 0 0 1 0 LAWRENCE COREY MD PRESIDENT & DIRECTOR EMERITUS 614176 0 0 0 17500 0 32565 0 15834 0 680075 0 0 0 FREDERICK R APPELBAUM MD EXECUTIVE VP & DEPUTY DIRECTOR 527394 0 90504 0 0 0 32565 0 14784 0 665247 0 0 0 ERIC C HOLLAND SR. VP & DIRECTOR, HUMAN BIOLOGY 529907 0 0 0 0 0 32565 0 10945 0 573417 0 0 0 SUSAN C DOLBERT PHD VP & DIRECTOR, DEVELOPMENT 432045 0 0 0 0 0 32565 0 15323 0 479933 0 0 0 MYRA H TANITA EXECUTIVE VP & COO 417737 0 0 0 6000 0 32565 0 9192 0 465494 0 0 0 MARK T GROUDINE PHD EXECUTIVE VP & DEPUTY DIRECTOR 386763 0 0 0 17500 0 32565 0 12265 0 449093 0 0 0 RANDALL C MAIN VP & CHIEF FINANCIAL OFFICER 360120 0 0 0 0 0 32565 0 15208 0 407893 0 0 0 DOUGLAS J SHAEFFER VP, GENERAL COUNSEL 323256 0 0 0 0 0 32565 0 12947 0 368768 0 0 0 MARGARET JULIANA MCELRATH MD SR. VP & DIRECTOR, VIDD 303492 0 0 0 14400 0 32565 0 12138 0 362595 0 0 0 GARNET L ANDERSON SR. VP & DIRECTOR, PHS DIVISION 271881 0 0 0 0 0 32565 0 9497 0 313943 0 0 0 ANTHONY J BOZZUTI VP & CHIEF INFORMATION OFFICER 244583 0 0 0 17500 0 32565 0 17739 0 312387 0 0 0 ULRICH W MUELLER VP, INDST REL & CLIN RES SUPPORT 249995 0 0 0 0 0 32565 0 17663 0 300223 0 0 0 HOWARD ALBERT NACHTRIEB VP, HUMAN RESOURCES 229887 0 0 0 0 0 29764 0 17546 0 277197 0 0 0 SCOTT N RUSCH VP, OPERATIONS & FACILITIES 195907 0 0 0 0 0 24368 0 12175 0 232450 0 0 0 JENNIFER L SIZEMORE VP, COMMUNICATIONS 175022 0 0 0 17500 0 0 0 5660 0 198182 0 0 0 JONATHAN A COOPER PHD SR. VP & DIRECTOR, BASIC SCIENCE 188694 0 0 0 0 0 22882 0 10298 0 221874 0 0 0 HERBERT L BONE III CORPORATE TREASURER 179722 0 0 0 0 0 16870 0 17210 0 213802 0 0 0 PAUL I WOLOSHIN VP, SHARED RESOURCES 170510 0 0 0 0 0 20581 0 17134 0 208225 0 0 0 OLIVER W PRESS ACTING SR. VP & DIV. DIRECTOR, CRD 273126 0 0 0 14000 0 32565 0 8037 0 327728 0 0 0 SHANE R HOLLETT DEVELOPMENT, SR. MANAGING DIRECTOR 201610 0 0 0 0 0 11315 0 14303 0 227228 0 0 0 F MARC STEWART MD MEDICAL DIRECTOR, SCCA 249750 0 60156 0 0 0 32565 0 12275 0 354746 0 0 0 DENISE GALLOWAY PHD FULL MEMBER - FACULTY 306789 0 0 0 0 0 32565 0 8676 0 348030 0 0 0 STEVEN G SELF PHD FULL MEMBER - FACULTY 283264 0 0 0 17500 0 32565 0 12669 0 345998 0 0 0 MARTIN A CHEEVER MD FULL MEMBER - FACULTY 269754 0 0 0 17500 0 32565 0 14626 0 334445 0 0 0 ROSS L PRENTICE FULL MEMBER - FACULTY 286859 0 0 0 0 0 32565 0 14852 0 334276 0 0 0 PART I, LINE 1A FIRST CLASS AIR TRAVEL IS ALLOWED CONSISTENT WITH FEDERAL REIMBURSEMENT REGULATIONS AND GENERALLY ONLY WHEN COACH FARE IS NOT AVAILABLE. AIRFARE AND NORMAL TRAVEL EXPENSES ARE PAID FOR THE PRESIDENT AND DIRECTOR'S SPOUSE FOR TRIPS INVOLVING FUNDRAISING FOR THE CENTER. SOCIAL CLUB DUES ARE PAID FOR THE CENTER'S PRESIDENT & DIRECTOR AND VICE PRESIDENT OF DEVELOPMENT. NONE OF THESE ITEMS ARE CONSIDERED TAXABLE COMPENSATION TO THESE INDIVIDUALS. PART I, LINE 7 THE BONUS ARRANGEMENT FOR ALL OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES IS DISCRETIONARY AND ENTIRELY PERFORMANCE BASED. A WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 2007-11-15 5200000 REIMBURSEMENTS FOR COSTS OF ACQUIRING REAL PROPERTY & IMPROV.; ISSUANCE COST 0 0 0 B WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E6G2 2009-11-24 15381009 REFUND BONDS ISSUED 11/1/2002 0 0 0 C WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E6G2 2009-11-24 8842608 REFUND BONDS ISSUED 11/1/2002 0 0 0 D WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E6G2 2009-11-24 32093411 REFUND BONDS ISSUED 11/1/2002 0 0 0 A 840888 5200000 35948 32182 5131870 2007 0 0 1 1 B 1782901 15381009 1466385 169304 69174 13676147 2009 1 0 1 1 C 1025404 8842608 843031 97333 39769 7862475 2009 1 0 1 1 D 3716417 32093411 3059701 353262 144336 28536111 2009 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: WASHINGTON HEALTH CARE FACILITIES AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 11/01/2012 A WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E6G2 2009-11-24 18735275 REFUND BONDS ISSUED 11/1/2002 0 0 0 B WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978E6G2 2009-11-24 39972686 REFUND BONDS ISSUED 11/15/2001 0 0 0 C WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 2010-11-04 30000000 ACQUISITION OF A SIX-STORY OFFICE BUILDING 0 0 0 D WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978HCL7 2011-06-30 49522564 REFUND BONDS ISSUED 11/15/2001 0 0 0 A 2168866 18735275 1786172 206225 84260 16658619 2009 1 0 1 1 B 2251412 39972686 3829025 627017 35516644 2009 1 0 1 1 C 2648000 30000000 367238 416292 29216470 2010 0 0 1 1 D 1324902 49522564 646773 29219 48846572 2011 1 0 1 1 C 0 0 1 1 0 0.01300 0.01300 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 1 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 A WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 93978HCL7 2011-06-30 33478278 REFUND BONDS ISSUED 11/24/2009 0 0 0 B WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 2012-08-30 34628825 REFUND BONDS ISSUED 6/30/2011 0 0 0 C WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 2012-08-30 17459869 REFUND BONDS ISSUED 6/30/2011 0 0 0 D WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 2012-08-30 5596306 REFUND BONDS ISSUED 6/30/2011 0 0 0 A 895098 33478278 437232 19752 33021294 2011 1 0 1 1 B 34628825 89234 6815 34532776 2012 1 0 1 1 C 17459869 44993 3436 17411441 2012 1 0 1 1 D 5596306 14421 1101 5580783 2012 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 1 0 0 0 1 C 0 1 0 0 1 0 0 0 1 D 0 1 0 0 1 0 0 0 1 A 1 B 1 C 1 D 1 A WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 2012-08-30 353903 REFUND BONDS ISSUED 6/30/2011 0 0 0 B WASHINGTON HEALTH CARE FACILITIES AUTHORITY 911108929 2012-08-30 84446097 REFUND BONDS ISSUED 6/30/2011 0 0 0 A 353903 1252 352651 2012 1 0 1 1 B 84446097 298748 12236162 71911187 2014 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 1 1 1 1 0.00500 0.00200 0.00700 0 0 1 A 0 1 0 0 1 0 0 0 1 B 0 1 0 0 1 0 0 0 1 A 1 B 1 IKARIA INC SEE PART IV 7826187 SEE PART IV 0 JUNO THERAPEUTICS SEE PART IV 2163931 SEE PART IV 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF PERSON: IKARIA, INC.(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:ROBERT NELSEN, ORGANIZATION TRUSTEE, IS A DIRECTOR OF IKARIA, INC.(C) AMOUNT OF TRANSACTION $ 7,826,187.(D) DESCRIPTION OF TRANSACTION: DIVIDEND INCOME AND RETURN OF INVESTMENT RECEIVED FROM INTERESTED PERSON(E) SHARING OF ORGANIZATION REVENUES? = NO(A) NAME OF PERSON: JUNO THERAPEUTICS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:ROBERT NELSEN, ORGANIZATION TRUSTEE, AND LAWRENCE COREY, PRESIDENT AND DIRECTOR EMERITUS, ARE DIRECTORS OF JUNO THERAPEUTICS.(C) AMOUNT OF TRANSACTION $ 2,163,931.(D) DESCRIPTION OF TRANSACTION: RESEARCH REVENUE(E) SHARING OF ORGANIZATION REVENUES? = NO X 53 12962208 MARKET VALUE X EVENT ITEMS 398 805267 MARKET VALUE X EQUIPMENT 48 19374 MARKET VALUE X BEDDING 2 9074 MARKET VALUE 0 0 1 0 PART I, COLUMN (B): THE NUMBER IN PART I, COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI, SECTION A, LINE 2 MARK GROUDINE, RICH MCCUNE, MYRA TANITA, AND FRED APPELBAUM HAVE BUSINESS RELATIONSHIPS. EACH NAMED INDIVIDUAL SERVES AS FRED HUTCH BOARD MEMBERS OR OFFICERS, AND THESE INDIVIDUALS ARE ALSO CURRENT BOARD MEMBERS OR OFFICERS OF ANOTHER ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11 UNDER THE CENTER'S BYLAWS, THE AUDIT COMMITTEE IS RESPONSIBLE FOR REVIEWING AND INVESTIGATING FINANCIAL TRANSACTIONS OF FHCRC INCLUDING RESPONSIBILITY OF INTERNAL AND EXTERNAL AUDITING AND FOR MAKING RECOMMENDATIONS TO THE BOARD CONCERNING THESE MATTERS. FHCRC'S VICE PRESIDENT OF FINANCE & CHIEF FINANCIAL OFFICER AND HIS STAFF WORK CLOSELY WITH THE OUTSIDE ACCOUNTING FIRM FHCRC ENGAGES TO PREPARE THE FORM 990. THE DRAFT FORM 990 IS ALSO REVIEWED BY THE CORPORATE TREASURER, THE EXECUTIVE VICE PRESIDENT & CHIEF OPERATING OFFICER AND THE VICE PRESIDENT & GENERAL COUNSEL PRIOR TO PROVIDING IT TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE CONSULTS WITH THE CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, GENERAL COUNSEL AND CORPORATE TREASURER AND SUCH OTHER PERSONS THE AUDIT COMMITTEE MAY DESIGNATE TO REVIEW THE DRAFT FORM 990. SUBSEQUENT TO ITS REVIEW, THE AUDIT COMMITTEE REPORTS TO THE BOARD REGARDING ITS OVERSIGHT OF FORM 990. THE FINAL DRAFT IS PROVIDED TO THE FULL BOARD PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C THE EXECUTIVE COMMITTEE OF THE BOARD IS RESPONSIBLE FOR MONITORING CONFLICTS OF INTEREST INVOLVING TRUSTEES OR THE PRESIDENT & DIRECTOR OF THE CENTER. THE PRESIDENT & DIRECTOR OF THE CENTER IS RESPONSIBLE FOR MONITORING CONFLICTS OF INTEREST INVOLVING OTHER OFFICERS, SCIENTIFIC STAFF AND OTHER KEY PERSONNEL DESIGNATED BY THE PRESIDENT & DIRECTOR. UNDER THE FHCRC CONFLICT OF INTEREST POLICY AND RELATED GUIDELINES, AN ANNUAL CONFLICT OF INTEREST DISCLOSURE DOCUMENT AIMED AT DETERMINING FAMILY AND BUSINESS RELATIONSHIPS AND TRANSACTIONS THAT CONSTITUTE A CONFLICT OF INTEREST UNDER THE POLICY, IS DISTRIBUTED TO AND MUST BE COMPLETED BY ALL COVERED PERSONS. DISCLOSURES BY TRUSTEES AND THE PRESIDENT & DIRECTOR ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL WHO REPORTS ANY CONFLICTS TO THE EXECUTIVE COMMITTEE WITH RECOMMENDATIONS ON APPROPRIATE TERMS FOR A CONFLICT MANAGEMENT PLAN. CONFLICT MANAGEMENT PLANS FOR TRUSTEES AND THE PRESIDENT & DIRECTOR ARE REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE AND SIGNED BY THE PERSON WITH THE CONFLICT OF INTEREST AND THE CHAIR OF THE BOARD. DISCLOSURE BY MEMBERS OF THE SCIENTIFIC STAFF, OFFICERS OTHER THAN THE PRESIDENT & DIRECTOR AND OTHER KEY PERSONNEL DESIGNATED BY THE PRESIDENT & DIRECTOR ARE REVIEWED BY THE OFFICE OF THE PRESIDENT & DIRECTOR, THE OFFICE OF THE GENERAL COUNSEL, AND THE DIRECTOR OF THE DIVISION IN WHICH THE PERSON HAS HIS OR HER PRIMARY APPOINTMENT OR RESPONSIBILITIES. IF A CONFLICT IS DETERMINED TO EXIST UNDER THE POLICY A WRITTEN CONFLICT MANAGEMENT PLAN IS RECOMMENDED BY THE OFFICE OF THE GENERAL COUNSEL AND APPROVED AND SIGNED BY THE OFFICE OF THE DIRECTOR, THE OFFICE OF THE GENERAL COUNSEL AND THE DIVISION DIRECTOR AS WELL AS THE PERSON WHO HAS THE CONFLICT. CONFLICT MANAGEMENT PLANS ARE DESIGNATED TO MANAGE, REDUCE AND ELIMINATE CONFLICTS TO PREVENT BIAS, IMPROPER INFLUENCE, OR MISUSE OF FHCRC OR GOVERNMENT RESOURCES. THE CONFLICT MANAGEMENT PLANS FOR TRUSTEES USUALLY REQUIRE THE AFFECTED TRUSTEE TO RECUSE HIMSELF OR HERSELF FROM VOTING ON ANY MATTERS INVOLVING THE AFFECTED TRANSACTION OR RELATIONSHIP ALTHOUGH HE OR SHE IS ALLOWED TO PROVIDE FACTUAL INFORMATION IF REQUESTED BY THE BOARD OF THE EXECUTIVE COMMITTEE. ALL TRANSACTIONS REQUIRING BOARD OR COMMITTEE APPROVAL MUST BE APPROVED BY A MAJORITY OF DISINTERESTED PERSONS. CONFLICT MANAGEMENT PLANS INVOLVING SCIENTIFIC STAFF, OFFICER OR OTHER KEY PERSONNEL USUALLY IMPOSE ONE OR MORE OF THE FOLLOWING CONDITIONS OR RESTRICTIONS: 1) PUBLIC DISCLOSURE OF THE INTEREST, 2) MONITORING OF RESEARCH BY INDEPENDENT REVIEWERS, 3) MODIFICATION OF THE RESEARCH PLAN, 4) DISQUALIFICATION FROM PARTICIPATION IN ALL OF OR A PORTION OF THE RESEARCH BY THE PERSON WITH THE CONFLICT OF INTEREST, 5) DIVESTURE OF THE INTEREST, 6) SEVERANCE OF THE RELATIONSHIP CREATING THE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE PRESIDENT & DIRECTOR IS DETERMINED AND APPROVED BY THE BOARD COMPENSATION COMMITTEE. THE COMPENSATION OF OTHER OFFICERS AND KEY PERSONNEL AT FHCRC IS DETERMINED BY THE PRESIDENT & DIRECTOR SUBJECT TO RATIFICATION BY THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE HAS DEVELOPED, CONSISTENT WITH THE ORGANIZATION'S PHILOSOPHY AND PRINCIPLES, GUIDELINES FOR DETERMINING COMPENSATION AND BENEFITS. THE COMPENSATION COMMITTEE ALSO HIRES A QUALIFIED INDEPENDENT COMPENSATION SPECIALIST ("INDEPENDENT EXPERT") EVERY TWO YEARS TO REVIEW, ANALYZE AND PROVIDE BENCHMARKING DATA FOR THE TOTAL COMPENSATION PACKAGES OF ALL OFFICERS AND KEY EMPLOYEES. APPROPRIATE COMPARABILITY DATA IS OBTAINED FROM THE INDEPENDENT EXPERT. NO PERSON WITH A CONFLICT OF INTEREST MAY PARTICIPATE IN DETERMINING OR APPROVING ANY EXECUTIVE COMPENSATION. MEETINGS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED IN MINUTES WHICH ARE APPROVED AT THE NEXT COMMITTEE MEETING. THE ABOVE PROCESS WAS LAST UNDERTAKEN IN 2014. FORM 990, PART VI, SECTION C, LINE 19 WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, THE ORGANIZATION MAKES THESE DOCUMENTS AVAILABLE UPON REQUEST. 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