2015-03-31T12:05:20-05:00 2014-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 1650 MARKET STREET SUITE 4500 PHILADELPHIA PA 19103 990 2013-07-01 231639911 THE UNIVERSITY OF THE ARTS UNIV 2157176000 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 STEPHEN J LIGHTCAP VP FOR FINANCE AND ADMINISTRATION 2157176000 2015-03-31 1 JULIUS GREEN CPA P00350393 2159720701 2013 2016-02-25 16:41:14Z STEPHEN J LIGHTCAP 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 106076848 0 X WWW.UARTS.EDU X 1876 PA INSPIRING, EDUCATING & PREPARING INNOVATIVE ARTISTS AND CREATIVE LEADERS FOR THE 21ST CENTURY ARTS. 32 30 1805 165 0 0 13461342 13120508 80256512 82048914 3020425 2370052 1632007 1311384 98370286 98850858 34321177 35857987 0 0 36049845 36382688 0 0 994080 26806062 27350322 97177084 99590997 1193202 -740139 148525946 150525500 73584482 70553198 74941464 79972302 THE ARTS HAVE THE POWER TO TRANSFORM SOCIETY. THEY PLAY AN ESSENTIAL ROLE IN ENSURING AND ENHANCING THE QUALITY OF LIFE. THE UNIVERSITY OF THE ARTS IS COMMITTED TO INSPIRING, EDUCATING AND PREPARING INNOVATIVE ARTISTS AND CREATIVE LEADERS FOR THE ARTS OF THE 21ST CENTURY. 0 0 49727717 29107973 73663633 INSTRUCTION - EXPENSES INCURRED IN PROVIDING ACADEMIC INSTRUCTION THROUGH OUR INNOVATIVE CURRICULA TO OUR 2,000 STUDENTS, WHO ARE ENROLLED IN 41 UNDERGRADUATE AND GRADUATE PROGRAMS THROUGH OUR SCHOOL OF ART, SCHOOL OF DESIGN AND SCHOOL OF FILM IN THE COLLEGE OF ART, MEDIA & DESIGN; THE SCHOOL OF DANCE, THE IRA BRIND SCHOOL OF THEATER ARTS AND THE SCHOOL OF MUSIC IN THE COLLEGE OF PERFORMING ARTS; AND THE DIVISION OF LIBERAL ARTS; AND 2,430 STUDENTS SERVED ANNUALLY BY OUR DIVISION OF CONTINUING STUDIES. 14564786 6750014 ACADEMIC SUPPORT - COSTS INCURRED WITH THE MAINTENANCE OF PROGRAMS AND ACTIVITIES FOR FACULTY AND STUDENTS, INCLUDING ACADEMIC ADVISING, OUR SEVEN PROFESSIONAL PERFORMANCE VENUES, 12 ART GALLERIES, UNIVERSITY LIBRARIES SYSTEM, A WIDE RANGE OF ART- AND CRAFT-RELATED STUDIOS AND WORKSHOPS, AND TECHNOLOGICAL RESOURCES AND SUPPORT. 6578008 8490089 STUDENT SERVICES - COSTS INCURRED WITH THE MAINTENANCE OF PROGRAMS THAT SUPPORT OUR STUDENT BODY, INCLUDING DINING SERVICES, RESIDENTIAL FACILITIES, MEDICAL SERVICES, MENTAL HEALTH COUNSELING, STUDENT CLUBS AND ORGANIZATIONS, SPORTS AND RECREATION, LEADERSHIP TRAINING, CAREER COUNSELING, AND ACCESSIBILITY SERVICES FOR STUDENTS WITH DISABILITIES. 70870511 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 576 0 1 1805 1 0 1 CJ 0 0 0 1 1 0 0 0 0 X 32 30 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X STEPHEN J LIGHTCAP VP FINANCE & ADMINISTRATION 2157176180 320 SOUTH BROAD STREET PHILADELPHIA PA 191024901 SEAN BUFFINGTON PRESIDENT & CEO 40.00 X X 297293 0 46124 ADOLF A PAIER TRUSTEE 1.00 X 0 0 0 ALAN I RUBIN TRUSTEE 1.00 X 0 0 0 BRIAN EFFRON VICE CHAIR 1.00 X X 0 0 0 DEANNA DECHERNEY TRUSTEE 1.00 X 0 0 0 DORRANCE H HAMILTON LIFE TRUSTEE 1.00 X 0 0 0 DR NOEL MAYO TRUSTEE 1.00 X 0 0 0 ELAINE C LEVITT TRUSTEE 1.00 X 0 0 0 ELEANOR L DAVIS TRUSTEE 1.00 X 0 0 0 FRANCIS J MIRABELLO ESQ TRUSTEE 1.00 X 0 0 0 GAIL KASS TRUSTEE 1.00 X 0 0 0 HARRIET G WEISS TRUSTEE 1.00 X 0 0 0 HOWARD BELK TRUSTEE 1.00 X 0 0 0 IRA BRIND TRUSTEE 1.00 X 0 0 0 JAMES P VESEY TRUSTEE 1.00 X 0 0 0 JEFFREY A LUTSKY SECRETARY/TRUSTEE 1.00 X X 0 0 0 JEFFREY SELIGSOHN TRUSTEE 1.00 X 0 0 0 JOSEPH F CORADINO TRUSTEE 1.00 X 0 0 0 KAREN LOTMAN TRUSTEE 1.00 X 0 0 0 LAURIE WAGMAN TRUSTEE 1.00 X 0 0 0 LAWRENCE S REICHLIN TRUSTEE 1.00 X 0 0 0 MARK DONNOLO TRUSTEE 1.00 X 0 0 0 MELISSA HELLER TRUSTEE 1.00 X 0 0 0 MICHAEL C FORMAN TRUSTEE 1.00 X 0 0 0 RICHARD P JAFFE TRUSTEE 1.00 X 0 0 0 RONALD CAPLAN TRUSTEE 1.00 X 0 0 0 RONALD J NAPLES CHAIRMAN 1.00 X X 0 0 0 SAM S MCKEEL LIFE TRUSTEE 1.00 X 0 0 0 SCOTT M JENKINS TREASURER/VICE CHAIR 1.00 X X 0 0 0 SEYMOUR G MANDELL TRUSTEE 1.00 X 0 0 0 THOMAS M MILES TRUSTEE 1.00 X 0 0 0 WILLIAM R GAST TRUSTEE 1.00 X 0 0 0 MEGAN STORTI EXECUTIVE ASSISTANT/ASSISTANT SECRETARY TO THE BOA 40.00 X 46657 0 12635 PAMELA SHROPSHIRE EXECUTIVE ASSISTANT/ASSISTANT SECRETARY TO THE BOA 40.00 X 39181 0 12406 STEPHEN LIGHTCAP VP FOR FINANCE AND ADMINIS 40.00 X 190700 0 32131 KIRK PILLOW PROVOST 40.00 X 207481 0 34596 LUCILLE HUGHES VP OF ADVANCEMENT 40.00 X 174372 0 35691 PAULA MARINCOLA EXECUTIVE DIRECTOR 40.00 X 216979 0 45037 CATHERINE KODAT DEAN FOR DIVISION OF LIBERAL ARTS 40.00 X 139658 0 27204 CHRISTOPHER SHARROCK DEAN OF CAMD 40.00 X 136845 0 37124 FRANCIS KUMIN DIRECTOR 40.00 X 155815 0 34596 KAY WILLIAMS DEAN OF CPA 40.00 X 147597 0 32294 MELISSA FRANKLIN DIRECTOR 40.00 X 130317 0 41639 THOMAS CARNWATH VP OF TECHNOLOGY & INFO 40.00 X 148871 0 36446 2031766 0 427923 25 0 1 0 PARKHURST DINING SERVICES PO BOX 644091 PITTSBURGH PA 152644091 FOOD SERVICES 2478776 ALLIEDBARTON SECURITY SERVICES PO BOX 828854 PHILADELPHIA PA 191828854 SECURITY SERVICES 1929105 160OVER90 INC ONE SOUTH BROAD STREET 10TH FL PHILADELPHIA PA 19107 MARKETING 463974 OTIS ELEVATOR COMPANY PO BOX 905454 CHARLOTTE NC 282905454 MAINTENANCE 374142 XEROX CORPORATION PO BOX 827598 PHILADELPHIA PA 191827598 PRINTING SERVICES 356497 19 248776 714621 12157111 267165 13120508 STUDENT TUITION & FEES 611310 73663633 73663633 RESIDENCE HALLS 611310 5324781 5324781 DINING SERVICES 900099 3060500 3060500 82048914 1167236 1167236 747985 362781 385204 385204 385204 7760306 6557490 1202816 1202816 1202816 125363 248776 113791 11572 11572 296736 191928 104808 104808 PEW/PEI OVERHEAD 900099 165925 165925 ADMISSIONS APPLICATION FEES 900099 119280 119280 MISC REVENUE 900099 101263 101263 423332 423332 809800 98850858 82153722 0 3576628 6037087 6037087 29820900 29820900 1826124 249853 1313398 262873 27680071 22333011 4908800 438260 1222792 895704 291675 35413 3589889 2729030 774230 86629 2063812 1511757 492285 59770 95985 260 95725 222576 132576 90000 7487092 1209906 6211136 66050 428666 390651 38015 3015054 2142531 833279 39244 1285135 372313 912822 2596054 334437 2261617 899413 750639 145462 3312 142156 102343 37284 2529 2468761 2468761 5152722 25303 5127419 582575 2578 579997 REPAIRS AND MAINTENANCE 788783 71376 717407 SPECIAL EVENTS 437994 335747 102247 R.A. HOUSING 384300 384300 HONORARIA 373759 344702 29057 989297 693507 295790 99590997 70870511 27726406 994080 117288 140007 12129453 12665968 1254898 756809 880043 867590 1275206 1102893 169148906 90236655 82790286 78912251 32450111 37371170 14740800 15590716 1726685 2020632 1161176 1097464 148525946 150525500 4723609 5391548 11856229 12738233 39750000 38640000 10659248 9920908 6595396 3862509 73584482 70553198 X 23238177 22680618 12606240 17794504 39097047 39497180 74941464 79972302 148525946 150525500 -740139 5770977 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 48309646 212619 7687373 2149197 54060441 44638355 154902 6204816 2688427 48309646 47325868 143322 -941766 1889069 44638355 44738463 60914 4104215 1577724 47325868 43091591 858196 2113667 1324991 44738463 0.02000 0.73000 0.25000 0 0 5854855 5854855 126641269 59211934 67429335 36652782 31024721 5628061 78912251 ALTERNATIVE INVESTMENTS 13024089 F FUNDS HELD IN TRUST 2566627 F 15590716 LINE OF CREDIT 500000 GOVERNMENT ADVANCES 1916420 CAPITAL LEASE OBLIGATIONS 550757 CONDITIONAL ASSET RETIREMENT OBLIGATIONS 895332 3862509 X 76182362 5770977 -29107973 -23336996 99519358 -668500 -668500 98850858 71151524 668500 668500 70483024 29107973 29107973 99590997 PART III, LINE 4: THE UNIVERSITY DOES NOT RECORD ITS COLLECTION IN THE FINANCIAL STATEMENT. THE UNIVERSITY OWNS NUMEROUS PIECES OF FINE ART, MAINLY FROM PROMINENT ALUMNAE AND FACULTY. THE UNIVERSITY HAS MADE A COMMITMENT TO PRESERVE THE ARCHIVES AND USES THEM AS A RESOURCE FOR STUDENTS AT THE COLLEGE. PART V, LINE 4: THE INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE FOR UNIVERSITY STUDENTS' AWARDS AND SCHOLARSHIPS TO HELP OFFSET THE COST OF TUITION. PART X, LINE 2: THE UNIVERSITY FOLLOWS THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") GUIDANCE, AS IT RELATES TO UNCERTAIN TAX POSITIONS. MANAGEMENT HAS REVIEWED ITS CURRENT AND PAST FEDERAL AND STATE INCOME TAX POSITIONS AND HAS DETERMINED, BASED ON CLEAR AND UNAMBIGUOUS TAX LAW AND REGULATIONS, THAT THE TAX POSITIONS TAKEN ARE CERTAIN AND THAT THERE IS NO LIKELIHOOD THAT A MATERIAL TAX ASSESSMENT WOULD BE MADE IF A RESPECTIVE GOVERNMENT AGENCY EXAMINED TAX RETURNS SUBJECT TO AUDIT. ACCORDINGLY, NO PROVISION FOR THE EFFECTS OF UNCERTAIN TAX POSITIONS HAS BEEN RECORDED. CURRENTLY, THE 2011, 2012 AND 2013 TAX YEARS ARE OPEN AND SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE AND THE PENNSYLVANIA DEPARTMENT OF REVENUE. HOWEVER, THE UNIVERSITY IS NOT CURRENTLY UNDER AUDIT NOR HAS THE UNIVERSITY BEEN CONTACTED BY THESE JURISDICTIONS. ANY INTEREST AND PENALTIES RELATED TO INCOME TAXES ARE INCLUDED IN INCOME TAX EXPENSE. PART XI, LINE 2D - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS -29,107,973. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -191,928. RENTAL EXPENSE -362,781. FUNDRAISING EXPENSES -113,791. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 191,928. RENTAL EXPENSE 362,781. FUNDRAISING EXPENSES 113,791. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS 29,107,973. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S RACIAL NONDISCRIMINATION POLICY IS INCLUDED ON THE APPLICATION FOR ADMISSION, AND IN OTHER IMPORTANT OFFICIAL UNIVERSITY PUBLICATIONS, MOST IMPORTANTLY THE UNIVERSITY COURSE CATALOG. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE FUNDING, INCLUDING, BUT NOT LIMITED TO, PELL GRANTS, SEOG GRANTS, FAMILY EDUCATION LOANS, AND WORK-STUDY PROGRAM. ART UNLEASHED 374139 248776 125363 48500 500 64791 374139 248776 125363 48500 500 64791 113791 11572 1 AOPERA CO OF PHILA TOTAL 1420 LOCUST STREET SUITE 210 PHILADELPHIA PA 19102 231504706 501(C)(3) 360000 ARTS AND CULTURAL PROJECTS PHILADELPHIA LIVE ARTS & PHILLY TOTAL 140 N COLUMBUS BLVD PHILADELPHIA PA 19106 232936188 501(C)(3) 282822 ARTS AND CULTURAL PROJECTS WILLIAM WAY COMMUNITY CTR TOTAL 1315 SPRUCE STREET PHILADELPHIA PA 19107 237429170 501(C)(3) 215000 ARTS AND CULTURAL PROJECTS MANN CENTER FOR THE PERFORMING A TOTAL 123 S BROAD STREET SUITE 815 PHILADELPHIA PA 19109 231473884 501(C)(3) 210000 ARTS AND CULTURAL PROJECTS PRISM QUARTET INC TOTAL 257 WEST HARVEY STREET PHILADELPHIA PA 19144 264210673 501(C)(3) 210000 ARTS AND CULTURAL PROJECTS THE WILMA THEATER TOTAL 265 S BROAD STREET PHILADELPHIA PA 19107 237425668 501(C)(3) 201050 ARTS AND CULTURAL PROJECTS ARDEN THEATRE COMPANY TOTAL 40 NORTH SECOND STREET PHILADELPHIA PA 19106 232521993 501(C)(3) 192625 ARTS AND CULTURAL PROJECTS INSTITUTE OF CONTEMPORARY ART TOTAL 118 S 36TH STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 187042 ARTS AND CULTURAL PROJECTS FABRIC WORKSHOP AND MUSEUM TOTAL 1214 ARCH STREET PHILADELPHIA PA 19107 232018929 501(C)(3) 178750 ARTS AND CULTURAL PROJECTS PHILADELPHIA MURAL ARTS ADVOCATE TOTAL 1729 MT VERNON STREET PHILADELPHIA PA 19130 232876470 501(C)(3) 169250 ARTS AND CULTURAL PROJECTS PASION Y ARTE TOTAL 6411 OVERBROOK AVENUE PHILADELPHIA PA 19151 233099942 501(C)(3) 165000 ARTS AND CULTURAL PROJECTS SRUTI (GRANT PMT) TOTAL 1240 NORMANDY DRIVE BLUE BELL PA 19422 232454367 501(C)(3) 165000 ARTS AND CULTURAL PROJECTS CLIVEDEN OF THE NATIONAL TRUST TOTAL 6401 GERMANTOWN AVENUE PHILADELPHIA PA 19144 232232675 501(C)(3) 153334 ARTS AND CULTURAL PROJECTS FRIENDS OF LAUREL HILL CEMETERY TOTAL 3822 RIDGE AVENUE PHILADELPHIA PA 19132 232082037 501(C)(3) 147500 ARTS AND CULTURAL PROJECTS NEW PARADISE LABORATORIES TOTAL 1325 N RANDOLPH STREET PHILADELPHIA PA 19122 233023941 501(C)(3) 138600 ARTS AND CULTURAL PROJECTS MONTCO COMMUNITY COLLEGE TOTAL 340 DEKALB PIKE BLUE BELL PA 19422 232253031 501(C)(3) 110000 ARTS AND CULTURAL PROJECTS PHILADELPHIA ART ALLIANCE TOTAL 251 S 18TH STREET PHILADELPHIA PA 19103 231352276 501(C)(3) 110000 ARTS AND CULTURAL PROJECTS TEMPESTA DI MARE TOTAL 1034 CARPENTER STREET PHILADELPHIA PA 19147 233013869 501(C)(3) 105000 ARTS AND CULTURAL PROJECTS JAMES A MICHENER ART MUSEUM TOTAL 138 S PINE STREET DOYLESTOWN PA 18901 232471583 501(C)(3) 103125 ARTS AND CULTURAL PROJECTS SCRIBE VIDEO CENTER INC TOTAL 4212 CHESTNUT STREET 3RD FLOOR PHILADELPHIA PA 19104 232358942 501(C)(3) 100175 ARTS AND CULTURAL PROJECTS PHILADANCO TOTAL 9 N PRESTON STREET PHILADANCO WAY PHILADELPHIA PA 191042210 237161084 501(C)(3) 100000 ARTS AND CULTURAL PROJECTS PHILADELPHIA FOLKLORE PROJECT TOTAL 735 S 50TH STREET PHILADELPHIA PA 19143 232568080 501(C)(3) 100000 ARTS AND CULTURAL PROJECTS DREXEL UNIVERSITY COLLEGE OF MED TOTAL LEGACY CENTER 2900 W QUEEN LANE K WING LOWER LEVEL PHILADELPHIA PA 19129 231352830 501(C)(3) 99850 ARTS AND CULTURAL PROJECTS ARS NOVA WORKSHOP INC TOTAL 3909 WARREN STREET PHILADELPHIA PA 19104 383714248 501(C)(3) 97500 ARTS AND CULTURAL PROJECTS PEOPLE'S LIGHT & THEATRE CO TOTAL 39 CONESTOGA ROAD MALVERN PA 19355 237313407 501(C)(3) 95278 ARTS AND CULTURAL PROJECTS INTERNATIONAL HOUSE PHILADELPHIA TOTAL 3701 CHESTNUT STREET PHILADELPHIA PA 19104 231365364 501(C)(3) 86900 ARTS AND CULTURAL PROJECTS TEMPLE UNIVERSITY TOTAL 1515 MARKET STREET PHILADELPHIA PA 19102 231365971 501(C)(3) 83000 ARTS AND CULTURAL PROJECTS LEAH STEIN DANCE COMPANY TOTAL 130 E CLIVEDEN STREET PHILADELPHIA PA 19119 233005185 501(C)(3) 76000 ARTS AND CULTURAL PROJECTS JOHNSON HOUSE HISTORIC SITE TOTAL 6306 GERMANTOWN AVE PHILADELPHIA PA 19144 232860359 501(C)(3) 73000 ARTS AND CULTURAL PROJECTS NETWORK FOR NEW MUSIC TOTAL 6757 GREENE STREET SUITE 400 PHILADELPHIA PA 19119 222629436 501(C)(3) 71000 ARTS AND CULTURAL PROJECTS NICHOLE CANUSO DANCE COMPANY TOTAL 913 FEDERAL STREET PHILADELPHIA PA 19147 233078345 501(C)(3) 71000 ARTS AND CULTURAL PROJECTS THE BARNES FOUNDATION TOTAL 1515 MARKET STREET PHILADELPHIA PA 19102 236000149 501(C)(3) 68750 ARTS AND CULTURAL PROJECTS EASTERN STATE PENITENTIARY TOTAL 2124 FAIRMOUNT AVE PHILADELPHIA PA 19130 311627155 501(C)(3) 67084 ARTS AND CULTURAL PROJECTS THE PRINT CENTER TOTAL 1614 LATIMER STREET PHILADELPHIA PA 19103 230988930 501(C)(3) 65285 ARTS AND CULTURAL PROJECTS TYLER SCHOOL OF ART TOTAL 2001 NORTH 13TH STREET PHILADELPHIA PA 19122 231365971 501(C)(3) 60500 ARTS AND CULTURAL PROJECTS GROUP MOTION DANCE COMPANY TOTAL 3500 LANCASTER AVENUE PHILADELPHIA PA 19104 231855995 501(C)(3) 59800 ARTS AND CULTURAL PROJECTS UNIVERSITY OF THE ARTS TOTAL 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 231639911 501(C)(3) 59750 ARTS AND CULTURAL PROJECTS MUSICOPIA TOTAL 2001 MARKET STREET SUITE 3100 PHILADELPHIA PA 19103 237397981 501(C)(3) 56708 ARTS AND CULTURAL PROJECTS VOX POPULI TOTAL 319 N 11TH STREET 3RD FLOOR PHILADELPHIA PA 19107 232912413 501(C)(3) 55201 ARTS AND CULTURAL PROJECTS WAGNER FREE INSTITUTE OF SCIENCE TOTAL 1700 W MONTGOMERY AVENUE PHILADELPHIA PA 19121 231370509 501(C)(3) 55000 ARTS AND CULTURAL PROJECTS WEST PHILADELPHIA CULTURAL ALLIANCE TOTAL 4949 WALNUT STREET PHILADELPHIA PA 191394228 222696971 501(C)(3) 55000 ARTS AND CULTURAL PROJECTS ASIAN ARTS INITIATIVE (GRANTEE) TOTAL 1219 VINE STREET PHILADELPHIA PA 19107 232827657 501(C)(3) 50000 ARTS AND CULTURAL PROJECTS CURTIS INSTITUTE OF MUSIC TOTAL 1726 LOCUST STREET PHILADELPHIA PA 19103 231585611 501(C)(3) 50000 ARTS AND CULTURAL PROJECTS PHILADELPHIA MUSEUM OF ART TOTAL PO BOX 7646 PHILADELPHIA PA 191017646 231365388 501(C)(3) 46500 ARTS AND CULTURAL PROJECTS ALLIANCE OF ARTISTS COMMUNITIES TOTAL 255 S MAIN STREET PROVIDENCE RI 02903 582138525 501(C)(3) 44000 ARTS AND CULTURAL PROJECTS ARCADIA UNIVERSITY ART GALLERY TOTAL 450 S EASTON RD GLENSIDE PA 19038 231352620 501(C)(3) 38333 ARTS AND CULTURAL PROJECTS KULU MELE AFRICAN DANCE & DRUM ENSEMBLE TOTAL 6417 N 13TH ST PHILADELPHIA PA 19126 311742572 501(C)(3) 35496 ARTS AND CULTURAL PROJECTS MENDELSSOHN CLUB TOTAL 100 N 20TH STREET SUITE 302 PHILADELPHIA PA 19103 237121950 501(C)(3) 35000 ARTS AND CULTURAL PROJECTS SETTLEMENT MUSIC SCHOOL TOTAL PO BOX 63966 PHILADELPHIA PA 19147 231352676 501(C)(3) 33000 ARTS AND CULTURAL PROJECTS SUSAN HESS MODERN DANCE INC TOTAL 508 SPRUCE STREET PHILADELPHIA PA 19106 232203757 501(C)(3) 32500 ARTS AND CULTURAL PROJECTS ARTREACH INC TOTAL 1819 JFK BLVD SUITE 200 PHILADELPHIA PA 19103 232836787 501(C)(3) 30000 ARTS AND CULTURAL PROJECTS INTERACT THEATER CO TOTAL 2030 SANSOM STREET PHILADELPHIA PA 19103 232555449 501(C)(3) 30000 ARTS AND CULTURAL PROJECTS PHILA YOUNG PLAYWRIGHTS TOTAL 1709 BENJAMIN FRANKLIN PARKWAY 2ND FLOOR PHILADELPHIA PA 19146 232474075 501(C)(3) 30000 ARTS AND CULTURAL PROJECTS PIG IRON THEATRE COMPANY TOTAL 1417 N 2ND STREET PHILADELPHIA PA 19122 133874192 501(C)(3) 30000 ARTS AND CULTURAL PROJECTS TRUSTEES OF THE UNIVERSITY OF PE TOTAL OFFICE OF RESEARCH SERVICES 3451 WALNUT STREET-P221 FRANKLIN BLDG PHILADELPHIA PA 19104 231352685 501(C)(3) 30000 ARTS AND CULTURAL PROJECTS THEATRE EXILE TOTAL 1340 S 13TH STREET PHILADELPHIA PA 19147 232978331 501(C)(3) 29700 ARTS AND CULTURAL PROJECTS VARIOUS GRANTS 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 231639911 501(C)(3) 29109 ARTS AND CULTURAL PROJECTS BRANDYWINE CONSERVANCE&RIVER MUS TOTAL PO BOX 141 US RTE 1 CHADDS FORD PA 19317 516020908 501(C)(3) 27500 ARTS AND CULTURAL PROJECTS PHILADELPHIA FRINGE FESTIVAL TOTAL 140 N COLUMBUS BLVD PHILADELPHIA PA 19106 232936188 501(C)(3) 22688 ARTS AND CULTURAL PROJECTS PRESERVATION ALLIANCE OF GREATER PHILADELPHIA TOTAL 1608 WALNUT STREET SUITE 1300 PHILADELPHIA PA 19103 232106589 501(C)(3) 22183 ARTS AND CULTURAL PROJECTS FIRST PERSON ARTS TOTAL 100 SOUTH BROAD STREET SUITE 2212 PHILADELPHIA PA 19110 233023995 501(C)(3) 20065 ARTS AND CULTURAL PROJECTS THE ROSENBACH MUSEUM AND LIBRARY TOTAL 2008-2010 DELANCEY PLACE PHILADELPHIA PA 19103 231425055 501(C)(3) 20000 ARTS AND CULTURAL PROJECTS CONSERVATION CENTER FOR ART AND TOTAL 264 S 23RD STREET PHILADELPHIA PA 19103 232047295 501(C)(3) 15975 ARTS AND CULTURAL PROJECTS BASEKAMP TOTAL 238 S 13TH STREET APT 2F PHILADELPHIA PA 19107 270012888 501(C)(3) 15218 ARTS AND CULTURAL PROJECTS DANCEUSA PHILADELPHIA TOTAL 1427 SPRUCE STREET SUITE 1F PHILADELPHIA PA 19102 521253457 501(C)(3) 15000 ARTS AND CULTURAL PROJECTS PENNSYLVANIA BALLET TOTAL 1819 JFK BLVD SUITE 210 PHILADELPHIA PA 19103 231629970 501(C)(3) 15000 ARTS AND CULTURAL PROJECTS PHILADELPHIA CLEF CLUB OF JAZZ & PERFORMING ARTS INC TOTAL 736-38 SOUTH BROAD STREET PHILADELPHIA PA 19146 232302559 501(C)(3) 15000 ARTS AND CULTURAL PROJECTS THE GALLERIES AT MOORE COLLEGE O TOTAL 20TH STREET AND THE PARKWAY PHILADELPHIA PA 19103 231352236 501(C)(3) 14667 ARTS AND CULTURAL PROJECTS CHEMICAL HERITAGE FOUNDATION TOTAL 315 CHESTNUT STREET PHILADELPHIA PA 19106 222817365 501(C)(3) 14480 ARTS AND CULTURAL PROJECTS INDEPENDENCE SEAPORT MUSEUM TOTAL 211 S COLUMBUS BLVD PHILADELPHIA PA 19106 231584971 501(C)(3) 13626 ARTS AND CULTURAL PROJECTS UNIVERSITY OF PENN-WXPN TOTAL 3025 WALNUT STREET PHILADELPHIA PA 19104 231352685 501(C)(3) 13513 ARTS AND CULTURAL PROJECTS ACADEMY OF VOCAL ARTS TOTAL 1920 SPRUCE STREET PHILADELPHIA PA 19103 231352001 501(C)(3) 12000 ARTS AND CULTURAL PROJECTS AL-BUSTAN SEEDS OF CULTURE TOTAL 526 SOUTH 46TH STREET PHILADELPHIA PA 19143 030502955 501(C)(3) 12000 ARTS AND CULTURAL PROJECTS CHAMBER ORCHESTRA OF PHILADELPHIA TOTAL 1520 LOCUST ST SUITE 500 PHILADELPHIA PA 19102 231929096 501(C)(3) 10669 ARTS AND CULTURAL PROJECTS TARAS LEWYCKJ TOTAL 1003 CAROUSEL DRIVE WARMINSTER PA 18974 453123905 501(C)(3) 10000 ARTS AND CULTURAL PROJECTS THE MACDOWELL COLONY INC TOTAL 163 EAST 81ST STREET NEW YORK NY 10028 131592242 501(C)(3) 10000 ARTS AND CULTURAL PROJECTS SCHUYLKILL CENTER FOR ENVIRONMEN TOTAL 8480 HAGYS MILL ROAD PHILADELPHIA PA 19128 231654975 501(C)(3) 9167 ARTS AND CULTURAL PROJECTS SLOUGHT FOUNDATION TOTAL 4017 WALNUT STREET SUITE 918 PHILADELPHIA PA 19104 010754956 501(C)(3) 9166 ARTS AND CULTURAL PROJECTS BOWERBIRD INC TOTAL 2226 LOCUST STREET PHILADELPHIA PA 19103 562629725 501(C)(3) 8219 ARTS AND CULTURAL PROJECTS CROSSROADS MUSIC TOTAL 801 SOUTH 48TH STREET PHILADELPHIA PA 19143 260847804 501(C)(3) 7000 ARTS AND CULTURAL PROJECTS MOORE COLLEGE OF ART AND DESIGN TOTAL 20TH STREET AND THE PARKWAY PHILADELPHIA PA 19103 231352236 501(C)(3) 5490 ARTS AND CULTURAL PROJECTS AFRICAN AMERICAN MUSEUM IN PHILADELPHIA TOTAL 701 ARCH STREET PHILADELPHIA PA 19106 231941617 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS CARNEGIE MUSEUM OF ART TOTAL 440 FORBES AVENUE PITTSBURGH PA 15213 250965280 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS FLEISHER ART MEMORIAL TOTAL 719 CATHERINE ST PHILADELPHIA PA 19147 232249360 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS MOTHER BETHEL AME CHURCH TOTAL 419 RICHARD ALLEN AVENUE PHILADELPHIA PA 19147 231352413 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS ORCHESTRA 2001 TOTAL PO BOX 30282 PHILADELPHIA PA 19103 232545727 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS PHILADELPHIA PHOTO ARTS CENTER TOTAL 1400 N AMERICAN STREET 103 PHILADELPHIA PA 19122 263413554 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS STENTON NSCDA-PA TOTAL 1630 LATIMER STREET PHILADELPHIA PA 19103 231352271 501(C)(3) 5000 ARTS AND CULTURAL PROJECTS 88 88 SCHOLARSHIP 186 1068721 CREDIT TO OFFSET TUITION FEES FINANCIAL AID 1996 28039252 CREDIT TO OFFSET TUITION FEES GRANTS TO INDIVIDUALS 54 712927 PART I, LINE 2: DISBURSEMENTS TO STUDENTS RECEIVING SCHOLARSHIPS AND FINANCIAL AID ARE MADE IN ACCORDANCE WITH INSTITUTIONAL PROCEDURES TO ENSURE THAT THOSE RECEIVING AID ARE QUALIFYING RECIPIENTS. FEDERAL FINANCIAL AID AND/OR ASSISTANCE FROM GOVERNMENTAL AGENCIES IS DISTRIBUTED AND MONITORED IN ACCORDANCE WITH FEDERALLY APPROVED NEED ANALYSIS CRITERIA OR OTHER AGENCY PROVIDED CRITERIA. THE USE OF GRANT FUNDS TO INDIVIDUALS ARE MONITORED THROUGH UNIQUE GENERAL LEDGER ACCOUNTS FOR EACH GRANT. EXPENDITURES FOR EACH GRANT ACCOUNT ARE REVIEWED AND ANALYZED USING AD-HOC REPORTS TO ENSURE COMPLIANCE. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 SEAN BUFFINGTON PRESIDENT & CEO 258293 0 0 0 39000 0 15600 0 30524 0 343417 0 0 0 STEPHEN LIGHTCAP VP FOR FINANCE AND ADMINIS 190700 0 0 0 0 0 11693 0 20438 0 222831 0 0 0 KIRK PILLOW PROVOST 207481 0 0 0 0 0 10179 0 24417 0 242077 0 0 0 LUCILLE HUGHES VP OF ADVANCEMENT 174372 0 0 0 0 0 10560 0 25131 0 210063 0 0 0 PAULA MARINCOLA EXECUTIVE DIRECTOR 216979 0 0 0 0 0 18387 0 26650 0 262016 0 0 0 CATHERINE KODAT DEAN FOR DIVISION OF LIBERAL ARTS 139658 0 0 0 0 0 8400 0 18804 0 166862 0 0 0 CHRISTOPHER SHARROCK DEAN OF CAMD 136845 0 0 0 0 0 8526 0 28598 0 173969 0 0 0 FRANCIS KUMIN DIRECTOR 155815 0 0 0 0 0 10179 0 24417 0 190411 0 0 0 KAY WILLIAMS DEAN OF CPA 147597 0 0 0 0 0 9000 0 23294 0 179891 0 0 0 MELISSA FRANKLIN DIRECTOR 130317 0 0 0 0 0 12441 0 29198 0 171956 0 0 0 THOMAS CARNWATH VP OF TECHNOLOGY & INFO 148871 0 0 0 0 0 9277 0 27169 0 185317 0 0 0 PART I, LINE 1A AS A CONDITION OF EMPLOYMENT, THE PRESIDENT OF THE UNIVERSITY IS PROVIDED A HOUSING ALLOWANCE AS PART OF HIS COMPENSATION PACKAGE. THE ALLOWANCE IS INCLUDED IN TAXABLE INCOME. A PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917PGP9 2006-04-19 18367163 BUILDING IMPROVEMENTS AND EQUIPMENT 0 0 0 A 19832936 4170357 11756099 899438 5521689 2567 2009 1 0 1 1 A 0 1 0 0 0 0 1 A 1 0 0 0 0 1 A 1 SCHEDULE K SUPPLENTAL INFORMATION DIFFERENCE IN ISSUE PRICE AND BOND PROCEEDS: THE AMOUNT REPORTED ON PART I, COLUMN (E) AS THE ISSUE PRICE IS $18,367,163, AND THE AMOUNT REPORTED ON PART II, LINE 3 AS THE TOTAL PROCEEDS OF THE ISSUE IS $19,832,936. THE DIFFERENCE OF $1,465,773 IS DUE TO A RELEASE FROM THE DEBT SERVICE RESERVE FUND OF PRIOR ISSUES. HARRIET G WEISS TRUSTEE 111753 AS A RESULT OF AN ONGOING COMPETITIVE BIDDING PROCESS FOR INDIVIDUAL PROJECTS, THE UNIVERSITY PURCHASES SOME PRINTING SERVICES FROM CRW GRAPHICS, WHICH IS OWNED BY THIS TRUSTEE. THE UNIVERSITY MAINTAINS A CONFLICT OF INTEREST POLICY AND ALL TRANSACTIONS WITH INTERESTED PERSONS ARE CONDUCTED AT ARM'S LENGTH. 0 X 0 X 2 267165 STOCK MARKET PRICE X SCORES 195 0 X RECORDINGS 165 0 X PERIODICAL IS 80 0 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. THE NUMBER OF CONTRIBUTIONS IS EQUAL TO THE NUMBER OF DONORS. PART I, LINE 33: THE UNIVERSITY RECEIVED CONTRIBUTIONS OF 876 BOOKS AND PUBLICATIONS. THE UNIVERSITY DOES NOT RECORD THE VALUE OF SUCH CONTRIBUTIONS IN ITS ACCOUNTING RECORDS. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING BOARD MEMBERS HAVE A BUSINESS RELATIONSHIP: IRA BRIND AND RONALD CAPLAN IRA BRIND AND ELEANOR DAVIS IRA BRIND AND SCOTT JENKINS RON NAPLES AND SCOTT JENKINS SCOTT JENKINS AND ELEANOR DAVIS GAIL KASS AND ELEANOR DAVIS FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY AN EXTERNAL INDEPENDENT TAX ADVISOR PRIOR TO SUBMISSION TO THE BOARD OF TRUSTEES. THE BOARD'S GOVERNANCE COMMITTEE DESIGNATED THAT THE AUDIT COMMITTEE REVIEW THE FORM 990 PRIOR TO IT BEING SHARED WITH THE BOARD AND THEN FILED. THE FORM 990 WAS REVIEWED BY THE AUDIT COMMITTEE AND THEN SHARED WITH THE BOARD OF TRUSTEES BEFORE BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY ANNUALLY REQUIRES OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO SUBMIT CONFLICT OF INTEREST STATEMENTS. THE VP FOR FINANCE AND ADMINISTRATION IS RESPONSIBLE FOR ENSURING COMPLIANCE WITH AND REVIEW OF ANNUAL CONFLICT OF INTEREST STATEMENTS. ANY CONFLICTS ARE REVIEWED AND RESOLVED BY THE BOARD'S GOVERNANCE COMMITTEE. THESE INDIVIDUALS ARE ALSO REQUIRED TO REPORT CONFLICTS AS THEY ARISE THROUGHOUT THE YEAR. IF AN INDIVIDUAL HAS A CONFLICT OF INTEREST, HE/SHE IS REQUIRED TO ABSTAIN FROM VOTING ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD'S EXECUTIVE COMMITTEE REVIEWS AND APPROVES SALARIES FOR ALL OFFICERS. THIS COMMITTEE IS COMPRISED OF INDEPENDENT PERSONS. KEY EMPLOYEES' COMPENSATION IS REVIEWED BY THE PRESIDENT AND VICE PRESIDENT FOR FINANCE AND ADMINISTRATION TO DETERMINE THAT THE SALARY RANGE IS REASONABLE. THE ORGANIZATION USES A SALARY SURVEY/STUDY OF COMPARABLE ORGANIZATIONS TO AID IN DETERMINING THE REASONABLENESS OF COMPENSATION. DECISIONS CONCERNING COMPENSATION ARE DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY DOES MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. VIOLA FOULKE TRUST C/O BRYN MAWR TRUST CO 1 E CHOCOLAT HERSHEY PA 17033 236964516 TO PROVIDE SUPPORT TO THE UNIVERSITY OF THE ARTS PA 501(C)(3) PF N/A 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0