2015-04-03T09:20:41-05:00 2014-05-31 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2013-06-01 010211810 UNIVERSITY OF NEW ENGLAND UNIV 2076022063 11 HILLS BEACH ROAD BIDDEFORD ME 04005 NICOLE L LABBE-TRUFANT CPA VP FOR FISCAL AFFAIRS/CFO 2076022157 2015-03-31 1 JOSEPH M GISO P00030126 6177610600 2015-03-31 2013 2016-02-25 16:41:14Z DANIELLE RIPICH PHD 11 HILLS BEACH ROAD BIDDEFORD ME 04005 212522203 0 X WWW.UNE.EDU X 1831 ME THE UNIVERSITY'S MISSION IS TO PROVIDE STUDENTS WITH A HIGHLY INTEGRATED LEARNING EXPERIENCE THAT PROMOTES EXCELLENCE THROUGH INTERDISCIPLINARY COLLABORATION AND INNOVATION IN EDUCATION, RESEARCH, AND SERVICE. 28 27 3288 48 18720 5907 15684584 21297100 159300124 176254262 1828841 1473013 7933926 7239039 184747475 206263414 34002977 35893321 0 0 77752244 83633315 0 0 3204991 54145269 62766321 165900490 182292957 18846985 23970457 293227701 318212861 147800975 146299631 145426726 171913230 X THE UNIVERSITY'S MISSION IS TO PROVIDE STUDENTS WITH A HIGHLY INTEGRATED LEARNING EXPERIENCE THAT PROMOTES EXCELLENCE THROUGH INTERDISCIPLINARY COLLABORATION AND INNOVATION IN EDUCATION, RESEARCH, AND SERVICE. 0 0 148283373 35893321 156749267 HIGHER EDUCATION: EDUCATION OF OVER 9,679 STUDENTS AT THE COLLEGE LEVEL. DURING THE 2013-14 ACADEMIC YEAR, THE UNIVERSITY GRANTED 1,507 ASSOCIATE'S, BACHELOR'S, MASTER'S AND DOCTORAL DEGREES, REPRESENTING THE COLLEGES OF ARTS AND SCIENCES, WESTBROOK COLLEGE OF HEALTH PROFESSIONS, COLLEGE OF OSTEOPATHIC MEDICINE, COLLEGE OF GRADUATE STUDIES, AND COLLEGE OF PHARMACY. THE UNIVERSITY OFFERS PROGRAMS IN OSTEOPATHIC MEDICINE, ALLIED HEALTH SCIENCES, LIBERAL ARTS, PHARMACY, DENTAL MEDICINE AND OTHER GRADUATE AND UNDERGRADUATE MAJORS.ADDITIONAL FACTS: THE UNIVERSITY OF NEW ENGLAND INCLUDES MAINE'S ONLY:-MASTER OF SCIENCE-PHYSICIAN ASSISTANT PROGRAM.-MASTER OF SCIENCE-NURSE ANESTHESIA PROGRAM-POST-BACCALAUREATE CERTIFICATE PROGRAM IN GERONTOLOGY AND ADDICTIONS COUNSELING.COLLEGES:THE UNIVERSITY OF NEW ENGLAND'S SIX COLLEGES PROVIDE BOTH UNDERGRADUATE AND GRADUATE STUDENTS WITH A WEALTH OF RESOURCES AND A VARIETY OF EDUCATIONAL EXPERIENCES AND RESEARCH OPPORTUNITIES. EACH COLLEGE HAS ITS OWN IDENTITY, BUT EACH CONTRIBUTES TO THE ENRICHMENT OF THE UNIVERSITY'S ACADEMIC LIFE.COLLEGE OF ARTS AND SCIENCES:THE COLLEGE OF ARTS AND SCIENCES OFFERS MORE THAN 30 UNDERGRADUATE MAJORS, RANGING FROM AQUACULTURE AND AQUARIUM SCIENCE TO SPORT MANAGEMENT. THE COLLEGE'S GRADUATE PROGRAMS INCLUDE: MASTERS PROGRAMS IN EDUCATION, BIOLOGICAL SCIENCES AND MARINE SCIENCES; A CERTIFICATE OF ADVANCED GRADUATE STUDY IN EDUCATIONAL LEADERSHIP; AND A DOCTORATE IN EDUCATIONAL LEADERSHIP. THE COLLEGE OF ARTS AND SCIENCES IS HOUSED ON THE BIDDEFORD CAMPUS ON THE COAST OF MAINE.COLLEGE OF DENTAL MEDICINE:THE CURRICULUM OF THE NEW COLLEGE OF DENTAL MEDICINE COMPRISES A BLEND OF TIME TESTED METHODS AND NEW INNOVATIONS IN DENTAL EDUCATION. OUR STUDENTS ARE TREATED AS MEMBERS OF THE PROFESSION FROM DAY ONE. THEY BENEFIT FROM A COMPREHENSIVE EDUCATION IN THE BASIC AND BEHAVIORAL SCIENCES, AND COME TO UNDERSTAND AND APPRECIATE THE MANY CONNECTIONS BETWEEN ORAL HEALTH AND OVERALL HEALTH. THEY GAIN EXTENSIVE PRACTICAL EXPERIENCE, FROM PROVIDING CARE TO A SIMULATED PATIENT IN THE FIRST YEAR; TO PROVIDING DIRECT PATIENT CARE IN PATIENT CENTERED GENERAL PRACTICE TEAMS IN OUR ORAL HEALTH CENTER IN THE SECOND AND THIRD YEARS; TO EXTENDING THEIR CLINICAL EXPERIENCE INTO THE COMMUNITY DURING THEIR FOURTH YEAR, WHILE WORKING AND LIVING IN COMMUNITIES THROUGHOUT NORTHERN NEW ENGLAND AND BEYOND. THE COLLEGE IS HOUSED ON THE PORTLAND CAMPUS, AN HISTORIC SITE IN SUBURBAN PORTLAND, MAINE.COLLEGE OF OSTEOPATHIC MEDICINE:THE COLLEGE OF OSTEOPATHIC MEDICINE IS DEDICATED TO THE IMPROVEMENT OF LIFE THROUGH THE EDUCATION OF OSTEOPATHIC PHYSICIANS, RESEARCH AND SERVICE. THE COLLEGE EMPHASIZES HEALTH, HEALING AND PRIMARY CARE FOR THE PEOPLE OF NEW ENGLAND AND THE NATION. IN ADDITION TO THE DOCTOR OF OSTEOPATHIC MEDICINE DEGREE, THE COLLEGE OFFERS INTERNSHIPS AND RESIDENCIES, A MASTER OF SCIENCE IN MEDICAL EDUCATION LEADERSHIP, AND TWO GRADUATE PROGRAMS IN PUBLIC HEALTH. THE COLLEGE IS HOUSED ON THE BIDDEFORD CAMPUS ON THE COAST OF MAINE.COLLEGE OF PHARMACY:UNE'S COLLEGE OF PHARMACY IS A LEADING EDUCATOR OF THE NEXT GENERATION OF PHARMACISTS. STUDENTS IN THE PROGRAM MASTER A VARIETY OF TOPICS RELATED TO MEDICATION USE, INCLUDING DISEASE MANAGEMENT, PHARMACOLOGY, PHARMACOGENOMICS, PHARMACOECONOMICS, AND PHARMACY INFORMATICS. OUR CURRICULUM IS DEDICATED TO HELPING STUDENTS ACHIEVE OUTCOMES SUITED FOR THEIR INDIVIDUAL INTERESTS AND CAREER ASPIRATIONS. THE DOCTOR OF PHARMACY PROGRAM COMBINES INTERDISCIPLINARY EDUCATION WITH EXPERIENTIAL PRACTICE AND RESULTS IN A PHARMACIST PREPARED FOR THE RIGORS OF AN INTERPROFESSIONAL HEALTH MANAGEMENT TEAM. THE COLLEGE IS HOUSED ON THE PORTLAND CAMPUS IN SUBURBAN PORTLAND, MAINE.WESTBROOK COLLEGE OF HEALTH PROFESSIONS:THE WESTBROOK COLLEGE OF HEALTH PROFESSIONS OFFERS BOTH UNDERGRADUATE AND GRADUATE PROGRAMS. UNDERGRADUATE PROGRAMS INCLUDE DENTAL HYGIENE, NURSING, APPLIED EXERCISE SCIENCE AND ATHLETIC TRAINING, AND GRADUATE PROGRAMS INCLUDE NURSE ANESTHESIA, OCCUPATIONAL THERAPY, PHYSICAL THERAPY, PHYSICIAN ASSISTANT AND SOCIAL WORK. THE COLLEGE HAS STATE-OF-THE ART EDUCATIONAL FACILITIES AND HAS PIONEERED THE MODEL OF INTERPROFESSIONAL EDUCATION.COLLEGE OF GRADUATE STUDIES - ONLINE WORLDWIDE LEARNING:THE MISSION OF THE COLLEGE OF GRADUATE STUDIES IS TO ENHANCE, EXPAND, AND ENRICH STUDENT LEARNING OPPORTUNITIES THROUGH INNOVATIVE EDUCATIONAL AND ON LINE EXPERIENCES. THE COLLEGE PARTNERS WITH THE UNIVERSITY'S OTHER FIVE COLLEGES TO PROVIDE PROGRAMMATIC, FINANCIAL, AND LOGISTICAL SUPPORT TO STUDENTS ENROLLED IN ONLINE PROGRAMS, WHILE ENSURING EXCELLENCE IN PROFESSIONAL AND GRADUATE EDUCATION AND CONSISTENCY IN MAINTAINING THE HIGHEST ACADEMIC STANDARDS.GLOBAL EDUCATION:THE GLOBAL EDUCATION PROGRAM DEVELOPS AND PROMOTES GLOBAL EDUCATION AND RESEARCH OPPORTUNITIES. STUDENTS CAN STUDY ABROAD VIA PARTNERSHPS IN GHANA AND SPAIN OR ON OUR CAMPUS IN MOROCCO. IN 2014, UNE OPENED ITS CAMPUS IN TANGIER, MOROCCO. THE PROGRAM ENABLES STUDENTS TO CHOOSE FROM COURSES IN THE SCIENCES, HUMANITIES, SOCIAL SCIENCES, BUSINESS AND THE ARTS INCLUDING LAB SCIENCE COURSES. STUDENTS GAIN A GLOBAL PERSPECTIVE WITHOUT EXPERIENCING ANY DELAY IN THE CURRICULUM REQUIRED FOR THEIR MAJOR. RESEARCH:UNE RECEIVES GRANTS FROM A NUMBER OF PRESTIGIOUS NATIONAL SOURCES INCLUDING THE NATIONAL SCIENCE FOUNDATION, U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES, NATIONAL INSTITUTES OF HEALTH, NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION AND NATIONAL ENDOWMENT FOR THE HUMANITIES. 17695266 24116873 AUXILIARY SERVICES FOR THE DELIVERY OF HIGHER EDUCATION INCLUDE ROOM AND BOARD FOR OVER 1,000 STUDENTS:THE MISSION IS TO WORK IN PARTNERSHIP WITH RESIDENT STUDENTS TO CREATE A HEALTHY AND POSITIVE RESIDENTIAL COMMUNITY THAT ENHANCES ACADEMIC PURSUITS AND PROVIDES OPPORTUNITIES FOR PERSONAL, SOCIAL AND SPIRITUAL GROWTH. THE GOAL IS TO PROMOTE AN ATMOSPHERE ROOTED IN CIVILITY AND PERSONAL RESPONSIBILITY, AND ENCOURAGE REFLECTIVE THINKING AND ACTIVE INVOLVEMENT. THE STAFF STRIVES TO TEACH, MODEL, AND LEARN WITH THE STUDENTS THE VALUES OF COMMUNITY, INQUIRY, INTEGRITY, AND CARING. MAINTAINING A CLOSE RELATIONSHIP WITH STUDENT ACTIVITIES CREATES A POSITIVE IMPACT ON CAMPUS LIFE FOR THE ENTIRE UNIVERSITY. STUDENTS ARE ENCOURAGED TO ACTIVELY ENGAGE IN MANY ARENAS TO BECOME MORE DEEPLY INVOLVED IN THE UNIVERSITY, AND THEREBY IN THEIR OWN EDUCATION. THESE EXPERIENCES OUTSIDE THE CLASSROOM CAN TRULY ENHANCE THOSE EXPERIENCES STUDENTS HAVE WITHIN THE CLASSROOM.ADDITIONAL FACTS:UNIVERSITY OF NEW ENGLAND DINING SERVICES:USING INPUT FROM STUDENTS THROUGH COMMENT BOARDS, PERSONAL CONTACTS BETWEEN STUDENTS AND FOOD SERVICE MANAGERS, AND REGULAR MEETINGS WITH CAMPUS DINING ADVISORY COMMITTEES, THE UNIVERSITY'S DINING SERVICES IS ABLE TO STAY IN STEP WITH THE STUDENTS' NEEDS AND DESIRES. ALL NEW UNE STUDENTS ARE ENCOURAGED TO TAKE ADVANTAGE OF ANY OF THE ABOVE METHODS OF CONNECTING IN ORDER TO MAINTAIN AN INNOVATIVE AND CREATIVE DINING THAT MEETS STUDENTS' DIVERSE DIETARY NEEDS.E SERVICES:THE UNIVERSITY OF NEW ENGLAND OFFERS A NUMBER OF ON-LINE SERVICES FOR OUR STUDENTS, FACULTY AND STAFF:U-ONLINE - U-ONLINE PROVIDES STUDENTS, FACULTY, AND STAFF WITH SECURE, WEB-BASED ACCESS TO SELECTED ADMINISTRATIVE, ACADEMIC, AND EMPLOYEE RECORDS. U-ONLINE IS THE ONLY ON-LINE OFFICIAL WEB-BASED SOURCE OF INFORMATION FROM THE UNIVERSITY OF NEW ENGLAND. BLACKBOARD/WEBCT - THE BLACKBOARD LEARNING SYSTEM IS A COURSE MANAGEMENT SYSTEM WITH TEACHING AND LEARNING TOOLS FOR COURSE PREPARATION, DELIVERY, AND MANAGEMENT. MYUNE - MYUNE PROVIDES UNE STUDENTS, FACULTY AND STAFF WITH INTRANET AND INTERNET SERVICES, SUCH AS EMAIL, PERSONAL SCHEDULES, AND CAMPUS CALENDARS. 165978639 1 1 0 1 0 0 1 1 0 1 1 0 0 0 1 1 1 0 1 1 1 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 11273 0 1 3288 1 1 1 1 MO 0 0 0 0 0 0 0 0 X 28 27 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 ME X BETH MADORE CONTROLLER 2076022063 11 HILLS BEACH ROAD BIDDEFORD ME 04005 MARK DOIRON CHAIR OF BOARD 10.00 X X 0 0 0 KARIN A GREGORY JD MPH VICE CHAIR 1.00 X X 0 0 0 DANIEL C D'ENTREMONT TREASURER 1.00 X X 0 0 0 SANDI GOOLDEN SECRETARY 1.00 X X 0 0 0 CYNTHIA J MILLIKEN TAYLOR BOARD MEMBER 1.00 X 0 0 0 DAN MCCORMACK MBA BOARD MEMBER 1.00 X 0 0 0 CHARLES J KEAN JD CPA BOARD MEMBER 1.00 X 0 0 0 DAVID BARBER BOARD MEMBER 1.00 X 0 0 0 DAVID L ANDERSON PHD BOARD MEMBER 1.00 X 0 0 0 DAVID M BIONDI DO BOARD MEMBER 1.00 X 0 0 0 DIANE COLLINS FIELD BOARD MEMBER 1.00 X 0 0 0 GARY E PALMAN DO BOARD MEMBER 1.00 X 0 0 0 GERALD A TALBOT BOARD MEMBER 1.00 X 0 0 0 GROVER C GILMORE PHD BOARD MEMBER 1.00 X 0 0 0 JAMES C NORWOOD JR BOARD MEMBER 1.00 X 0 0 0 JEANETTE IVES ERICKSON RN DNP BOARD MEMBER 1.00 X 0 0 0 JOSEPH R KENNEALLY DMD BOARD MEMBER 1.00 X 0 0 0 JULIE LEVASSEUR STUDENT TRUSTEE 1.00 X 0 0 0 BRIAN DALLAIRE BOARD MEMBER 1.00 X 0 0 0 BARBARA ROSS-LEE DO BOARD MEMBER 1.00 X 0 0 0 MELINDA Y SMALL PHD BOARD MEMBER 1.00 X 0 0 0 MICHAEL A MOREL BOARD MEMBER 1.00 X 0 0 0 NILAYA CURRAN PALMER STUDENT TRUSTEE 1.00 X 0 0 0 PATRICIA J PHILLIPS DO BOARD MEMBER 1.00 X 0 0 0 RICHARD M RODERICK BOARD MEMBER 1.00 X 0 0 0 RITA R COLWELL PHD BOARD MEMBER 1.00 X 0 0 0 ROBERT T LEONARD JR DO BOARD MEMBER 1.00 X 0 0 0 DANIELLE RIPICH PHD PRESIDENT 40.00 X X 551571 0 79444 NICOLE LABEE-TRUFANT CPA VP FOR FISCAL AFFAIRS/CFO 40.00 X 201339 0 20750 JAMES KOELBL DDS MS MJ PROVOST 40.00 X 360824 0 38893 DOUGLAS L WOOD DO PHD DEAN OF COLL OF OSTEO MED 40.00 X 409909 0 38770 REBECCA J ROWE PHD ASSOC. DIR/PROFESSOR 40.00 X 312142 0 31532 PETER B DANE DO ASSOCIATE DEAN 40.00 X 267362 0 43687 GENE YONUSCHOT PHD PROFESSOR 40.00 X 252830 0 0 DAVID R MANYAN PHD ASSOCIATE DEAN 40.00 X 225670 0 38931 JOHN LWILLIAMS PHD MED PROFESSOR - FORMER 40.00 X 183040 0 40792 2764687 0 332799 108 1 1 0 EMBANET-COMPASS KNOWLEDGE GROUP INC 225 SPARKS AVENUE TORONTO ONTARIO CA M2H 2S5 EDUCATIONAL CURRICULUM 8764488 SODEXHO INC & AFFILIATES PO BOX 360170 PITTSBURGH PA 152516170 FOOD SERVICE 4614110 ALLIEDCOOK CONSTRUCTION CORP PO BOX 1396 PORTLAND ME 04104 CONSTRUCTION 4255062 ELLUCIAN COMPANY LP 13377 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 TECHNOLOGY SERVICES 4059577 TGCC TRAVAUX GENERAUX DE CONSTRUCTION 4 RUE AL IMAN MOUSLIN OASIN CASABLANCA MO CONSTRUCTION 1954358 44 8185 7273762 14015153 3087954 21297100 TUITION AND FEES 900099 156749266 156749266 RESIDENCE AND DINING HALLS 900099 19504996 19504996 176254262 428959 428959 539666 260704 278962 278962 18720 260242 7027897 5975285 8558 1052612 -8558 1044054 1044054 9146 8185 14242 -5096 -5096 HEALTH CENTERS 900099 4113609 4113609 CONFERENCES 900099 1349038 1349038 OTHER AUXILIARY INCOME 900099 1004257 1004257 498269 498269 6965173 206263414 180866140 18720 4081454 25000 25000 35868321 35868321 1296774 543865 477124 275785 65283249 60423735 3367612 1491902 3411232 3104221 204674 102337 9343093 8690945 462093 190055 4298967 3912060 257938 128969 547884 273942 273942 137399 137399 28128 28128 1599710 1500305 53574 45831 4281984 4184430 70125 27429 4183812 2091906 2091906 130774 130774 3178468 2892693 229580 56195 1152516 873771 128166 150579 4741483 4741483 8470777 8470777 1013869 344577 669292 OTHER FEES AND PERMITS 10296092 6597394 3347987 350711 ROOM AND BOARD 3956554 3956554 UTILITIES 3886497 3751489 124528 10480 SOFTWARE AND SMALL EQUI 3182217 2166524 936696 78997 11978157 11433873 248563 295721 182292957 165978639 13109327 3204991 41481802 48702863 7255610 10616925 3722344 4760112 15207104 14994318 1147097 1687156 272679180 82282086 183429789 190397094 34397945 39915864 6586010 7138529 293227701 318212861 16998233 15871314 1779410 2311345 9772403 12536874 106785078 103561579 1989702 1892225 10476149 10126294 147800975 146299631 X 112444205 132269461 8868605 14887590 24113916 24756179 145426726 171913230 293227701 318212861 23970457 2516047 0 X X 0 1 X 1 1 1 X 9159296 14324496 17258908 15684584 21297100 77724384 9159296 14324496 17258908 15684584 21297100 77724384 5693682 72030702 905153 1210958 804348 799812 968625 4688896 3298 5907 9205 3375469 2744518 2611788 7640528 6965173 23337476 105759961 759477361 0.68110 0.70010 X SCHEDULE A, PART 1, LINE 7 THE BASIS OF THE UNIVERSITY OF NEW ENGLAND'S PUBLIC CHARITY STATUS HAS BEEN AND CONTINUES TO BE ITS QUALIFICATION AS A SCHOOL DESCRIBED IN SECTION 170(B)(1)(A)(II). THE ORGANIZATION HAS CHECKED BOX 7 ON SCHEDULE A, PART I AND COMPLETED SCHEDULE A, PART II IN ORDER TO DEMONSTRATE ITS QUALIFICATION TO FOLLOW THE SPECIAL RULE FOR ABBREVIATED REPORTING OF CONTRIBUTIONS ON FORM 990, SCHEDULE B. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 25000 1 28128 0 0 53128 0 PART II-B, LINE 1: SUPPORT OF MAINERS FOR THE MARINE ECONOMY AND SEEKING EDUCATIONAL GRANT FUNDS. X 4 168.79 1 0 151567 X X X X 0 30826134 280756 3230514 -1738640 32598764 27113621 508404 3855754 651645 30826134 28493638 878151 -1416717 664288 177163 27113621 23369720 546191 5586895 968884 40284 28493638 21235531 682404 2746026 436000 858241 23369720 0.07100 0.74750 0.18150 1 0 5088595 5088595 232575041 60945263 171629778 27752795 19812624 7940171 7262749 1524199 5738550 190397094 REFUNDABLE STUDENT LOAN PROGRAMS 9197921 ASSET RETIREMENT OBLIGATIONS 928373 10126294 X 173186086 2516047 274946 2790993 170395093 35868321 35868321 206263414 146699582 274946 274946 146424636 35868321 35868321 182292957 PART III, LINE 1A: THE POLICY OF NOT REPORTING WORKS OF ART IS REFLECTED IN THE FINANCIAL STATEMENTS. PART III, LINE 4: THE UNIVERSITY HOUSES THE MAINE WOMEN WRITER'S COLLECTION OF LITERATURE. IN ADDITION AN ART GALLERY IS LOCATED ON THE BIDDEFORD AND PORTLAND CAMPUSES THAT EXHIBIT PAINTING AND OTHER WORKS OF ART. THESE COLLECTIONS AND EXHIBITS FURTHER THE LIBERAL ARTS CURRICULUM AND SCHOLARLY ACTIVITIES. PART V, LINE 4: THE UNIVERSITY USES INCOME FROM ITS ENDOWMENT IN ACCORDANCE WITH THE DONORS' WISHES. MOST OF THE DONOR RESTRICTED INCOME IS FOR STUDENT SCHOLARSHIPS. IF THE DONOR MAKES NO RESTRICTIONS OR IF THE ENDOWMENT IS BOARD CREATED, THE INCOME IS USED FOR SCHOLARSHIPS AND/OR GENERAL USE. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM INCOME TAXES UNDER INTERNAL REVENUE CODE (CODE) SECTION 501(C)(3) WHEREBY ONLY UNRELATED BUSINESS INCOME, AS DEFINED BY SECTION 512(A)(1) OF THE CODE IS SUBJECT TO FEDERAL INCOME TAX. FASB ASC TOPIC 740, INCOME TAXES CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTERPRISE'S FINANCIAL STATEMENTS AND PRESCRIBES A THRESHOLD OF MORE-LIKELY-THAN-NOT FOR RECOGNITION OF TAX BENEFITS OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. ASC TOPIC 740 ALSO PROVIDES RELATED GUIDANCE ON MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, AND DISCLOSURE. BASED ON ITS ANALYSIS, THE UNIVERSITY HAS DETERMINED THAT THE ADOPTION OF ASC 740 DOES NOT HAVE A MATERIAL IMPACT TO ITS FINANCIAL STATEMENTS. HOWEVER, THE UNIVERSITY'S CONCLUSIONS MAY BE SUBJECT TO REVIEW AND ADJUSTMENT AT A LATER DATE BASED ON FACTORS INCLUDING, BUT NOT LIMITED TO, FURTHER IMPLEMENTATION GUIDANCE EXPECTED FROM FASB AND ON-GOING ANALYSES OF TAX LAWS, REGULATIONS AND INTERPRETATIONS THEREOF. PART XI, LINE 2D - OTHER ADJUSTMENTS: RENTAL INCOME AND EXPENSES NETTED 260,704. FUND RAISING EXPENSES 14,242. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 35,868,321. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 260,704. FUND RAISING EXPENSE 14,242. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 35,868,321. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 PUBLICIZED IN EMPLOYMENT ADS, BROCHURES, CATALOGS, ETC. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES TITLE IV AND TITLE VII EDUCATIONAL ASSISTANCE FOR ITS STUDENTS. MIDDLE EAST AND NORTH AFRICA 1 5 PROGRAM SERVICES EDUCATION 761145 MIDDLE EAST AND NORTH AFRICA 1 5 INVESTING MOROCCO CAMPUS FACILITIES AND CAPITAL IMPROVEMENTS 6474290 2 10 0 0 2 10 7235435 0 7235435 1 0 1 1 0 0 GOLF TOURNAMEMT 17331 8185 9146 14242 17331 8185 9146 14242 14242 -5096 1 MAINERS FOR THE MARINE ECONOMY PO BOX 5307 AUGUSTA ME 04332 465612257 25000 MAINE BOND REFERENDUM POLITICAL ACTION COMMITTEE 1 0 SCHOLARSHIPS AND GRANTS TO STUDENTS ATTENDING THE UNIVERSITY 2640 35868321 FMV PART I, LINE 2: THE UNIVERSITY'S OFFICE OF STUDENT FINANCIAL SERVICES AWARDS ALL FEDERAL AND STATE FINANCIAL AID GRANTS IN ACCORDANCE WITH THE FEDERAL AND STATE REGULATIONS. DONOR RESTRICTED GRANTS ARE AWARDED IN ACCORDANCE WITH THE DONOR'S WISHES. X X X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 DANIELLE RIPICH PHD PRESIDENT 511278 0 0 0 40293 0 71568 0 7876 0 631015 0 0 0 NICOLE LABEE-TRUFANT CPA VP FOR FISCAL AFFAIRS/CFO 197119 0 0 0 4220 0 16037 0 4713 0 222089 0 0 0 JAMES KOELBL DDS MS MJ PROVOST 352367 0 0 0 8457 0 15300 0 23593 0 399717 0 0 0 DOUGLAS L WOOD DO PHD DEAN OF COLL OF OSTEO MED 395665 0 0 0 14244 0 20400 0 18370 0 448679 0 0 0 REBECCA J ROWE PHD ASSOC. DIR/PROFESSOR 310804 0 0 0 1338 0 20400 0 11132 0 343674 0 0 0 PETER B DANE DO ASSOCIATE DEAN 266635 0 0 0 727 0 20400 0 23287 0 311049 0 0 0 GENE YONUSCHOT PHD PROFESSOR 252830 0 0 0 0 0 0 0 0 0 252830 0 0 0 DAVID R MANYAN PHD ASSOCIATE DEAN 225160 0 0 0 510 0 18337 0 20594 0 264601 0 0 0 JOHN LWILLIAMS PHD MED PROFESSOR - FORMER 182313 0 0 0 727 0 15039 0 25753 0 223832 0 0 0 PART I, LINE 1A SOCIAL CLUB DUES, WHOSE MEMBERS ARE BUSINESS LEADERS IN THE LOCAL COMMUNITY, FOR THE PRESIDENT. HOUSING RESIDENCE PROVIDED FOR CONVENIENCE OF THE UNIVERSITY, FOR THE PRESIDENT. GROSS-UP PAYMENT FOR THE SOCIAL CLUB DUES FOR THE PRESIDENT. GROSS-UP PAYMENT FOR A CELL PHONE STIPEND FOR THE TOP FINANCIAL OFFICIAL WHICH IS AVAILABLE TO ALL QUALIFIED UNIVERSITY EMPLOYEES. PART I, LINE 4B THE UNIVERSITY HAS A NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN FOR THE PRESIDENT FOR WHICH THE UNIVERSITY DEFERRED $51,168. A MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560425TL4 2004-06-03 15595000 AUTHORITY 2004A, REFINANCE 1995A BONDS 0 0 0 B MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560425B58 2006-04-06 9435000 AUTHORITY 2006B, RESIDENCE HALL 0 0 0 C MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560427EU4 2012-06-28 4340000 AUTHORITY 2012A REFINANCE 2002B 0 0 0 D MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560425G20 2006-09-07 12355000 AUTHORITY 2006F, RESIDENCE HALL 0 0 0 A 4995000 15897354 1209500 14475859 56161 1525835 2004 0 1 0 1 B 1270000 9738078 602436 31487 8956312 147843 2006 0 0 1 1 C 145000 5265964 342425 4860880 41049 21610 2003 0 0 0 1 D 1445000 12746890 825103 36389 11861554 188793 2006 0 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 1 0 0 0 0 0 D 0 0 1 0 0 0 0 0 A 0 0 0 1 0 0 1 FSA 21.000000000000 1 0 0 B 0 0 0 1 0 0 1 FSA 30.000000000000 1 0 0 C 0 0 0 1 0 0 1 FSA 20.000000000000 1 0 0 D 0 0 0 1 0 0 1 FSA 30.000000000000 1 0 0 A 0 B 0 C 0 D 0 A MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560525Z78 2008-06-19 24605000 AUTHORITY 2008C, ACADEMIC BLGS, SCHOOL OF PHARMACY 0 0 0 B MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560427GE0 2010-11-17 28650000 AUTHORITY 2009A, RESIDENCE HALL AND SYNTHETIC TURF FIELD 0 0 0 C MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560427NM4 2011-11-30 23220000 AUTHORITY 2011C, REFINANCE 2001A AND 2001D 0 0 0 D MAINE HEALTH HIGHER EDUCATION FACILITIES AUTHORITY 010314384 560427WV4 2013-05-23 6025000 AUTHORITY 2013A REFINANCE 2003D 0 0 0 A 2100000 24013353 1517200 222163 21407408 274382 2008 0 0 0 1 B 1105000 28778825 1920350 271900 25237306 162910 2009 0 0 0 1 C 1980000 23518619 1739150 23916012 93965 146644 2001 0 0 0 1 D 8158252 758225 7353315 21873 23839 2003 0 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 0 0 0 1 0 0 0 GE FUNDING CAPITAL 30.000000000000 0 0 0 B 0 0 0 1 0 0 0 30.000000000000 0 0 C 0 0 0 1 1 0 0 20.000000000000 0 0 D 0 0 0 1 0 0 0 10.000000000000 0 0 A 0 B 0 C 0 D 0 X 19 2627710 SALE OF STOCK X 1 280000 APPRAISED VALUE X PHARMACY LAB 7 106915 FAIR VALUE X DENTAL LAB EQ 2 44176 FAIR VALUE X MARINE SCIENC 2 29153 FAIR VALUE 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO FILING, THE 990 IS REVIEWED BY THE LEGAL AFFAIRS/AUDIT COMMITTEE OF THE BOARD AND IS MADE AVAILABLE TO EACH MEMBER OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES, OFFICERS, AND KEY EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST REPORT ON AN ANNUAL BASIS. THE REPORTS ARE REVIEWED BY THE LEGAL AFFAIRS/AUDIT COMMITTEE, WHO, IN TURN, COMMUNICATES ANY CONFLICTS TO THE FULL BOARD. SHOULD AN ISSUE ARISE IN WHICH A BOARD MEMBER OR KEY EMPLOYEE HAS A CONFLICT, THE INDIVIDUAL IS REQUIRED TO RECUSE THEMSELVES FROM ANY AND ALL ACTIVITIES RELATED TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY HIRED AN OUTSIDE CONSULTING FIRM AND CREATED A COMPENSATION COMMITTEE TO MAKE EVERY EFFORT TO ENSURE THAT THE PRESIDENT'S COMPENSATION IS REASONABLE, FAIR AND EQUITABLE. MINUTES ARE KEPT FOR THE COMPENSATION COMMITTEE MEETINGS. THE PRESIDENT'S COMPENSATION IS ALSO APPROVED BY THE FULL BOARD. THE PRESIDENT OF THE UNIVERSITY SETS SALARIES FOR KEY EXECUTIVES AND ANNUALLY REVIEWS INDEPENDENT SALARY DATA FROM SIMILAR INSTITUTIONS TO ENSURE THAT SALARIES AND WAGES ARE WITHIN THE APPROPRIATE RANGE. CONTEMPORANEOUS DOCUMENTATION OF THIS PROCESS IS MAINTAINED. FORM 990, PART VI, SECTION C, LINE 18 INFORMATION IS AVAILABLE ON WWW.GUIDESTAR.ORG. INFORMATION IS FORWARDED TO ANYONE UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. THE FINANCIALS ARE AVAILABLE IN THE LIBRARY OR ON THE WEB. THE WEBSITE IS WWW.GUIDESTAR.ORG. FORM 990, PART XII, LINE 2C THE BOARD OF TRUSTEE LEGAL AFFAIRS AND AUDIT COMMITTEE ARE RESPONSIBLE FOR AUDIT OVERSIGHT INCLUDING SELECTION OF THE INDEPENDENT ACCOUNTING FIRM. FORM 990 PAGE 2, PART III-ORGANIZATION'S MISSION-CONTINUED MISSION AND CORE VALUES STATEMENT: CORE VALUES STATEMENT THE UNIVERSITY OF NEW ENGLAND VALUES STUDENT-CENTERED, MULTI-DISCIPLINARY AND INTERDISCIPLINARY PROGRAMS THAT MEET THE HIGHEST ETHICAL STANDARDS TO ACHIEVE EXCELLENCE IN SUPPORT OF AN INTEGRATIVE APPROACH TO THE LIBERAL ARTS, HEALTH AND THE ENVIRONMENT, AS WELL AS SCHOLARSHIP AND RESEARCH. STUDENT CENTERED *PERSONAL CONTACT WITH COMMUNITY *GENUINE PERSONAL RELATIONSHIPS *EXPERIENTIAL LEARNING *LIFE-LONG LEARNING EXCELLENCE AND INNOVATION *QUALITY ACADEMICS *RESPECT FOR NEW IDEAS *CRITICAL THINKING *ENTREPRENEURIAL *AGILITY AND FLEXIBILITY INTERDISCIPLINARY *INTEGRATION *SEEK CONNECTIONS ACROSS DISCIPLINES INTEGRITY AND ETHICAL BEHAVIOR *HONESTY, RESPECT, TRUST *ACADEMIC FREEDOM GLOBAL COMMUNITY & DIVERSITY *EMBRACE & LEARN FROM DIVERSITY *SERVICE & CIVIC ENGAGEMENT *SOCIAL JUSTICE *NON-DISCRIMINATORY HEALTH AND WELLNESS *WHOLE PERSON WELLNESS *OSTEOPATHIC HEALING *INTEGRATIVE HEALTH CARE ENVIRONMENTAL STEWARDSHIP *HEALTHY ENVIRONMENTS *SUSTAINABILITY SCHOLARSHIP AND RESEARCH *CREATE NEW KNOWLEDGE *COLLABORATION