2015-03-11T11:30:38-05:00 2014-08-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2013-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 DEBORAH GILLIS PRES & CEO 2125147600 2015-03-11 1 ROBERT R LYONS CPA P00227477 2125038800 2013 2016-03-07 17:11:31Z DEBORAH GILLIS 120 WALL STREET NO 15 FL NEW YORK NY 10005 20828863 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO EXPAND OPPORTUNITIES FOR WOMEN AND BUSINESS. 37 36 113 6 0 0 11565256 12818623 553146 618927 464526 472165 -22717 -30528 12560211 13879187 0 0 0 0 9989284 10423755 0 0 1205932 3256069 3204238 13245353 13627993 -685142 251194 27908182 28164523 4146062 3997161 23762120 24167362 X EXPANDING OPPORTUNITIES FOR WOMEN AND BUSINESS. 0 0 3858645 258250 MARKETING AND PUBLIC AFFAIRSTHE MARKETING DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY IN THE UNITED STATES, CANADA, EUROPE, INDIA, AUSTRALIA AND JAPAN BY DEVELOPING STRATEGIC PARTNERSHIPS AND STRENGTHENING ITS BRAND, PRODUCTS, AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING, AND PRODUCING ALL PRODUCT, PUBLICATIONS, AND COLLATERAL MATERIALS, AND FOR PUBLIC EDUCATION ACTIVITIES SUCH AS MEDIA RELATIONS AND SPEAKING ENGAGEMENTS. THE DEPARTMENT MANAGES SPECIAL EVENTS, INCLUDING THE CATALYST AWARDS DINNER AND CONFERENCES TO DISSEMINATE CATALYST RESEARCH AND ADVISORY KNOWLEDGE. 2699802 17500 RESEARCHRESEARCH CONDUCTS QUALITATIVE AND QUANTITATIVE RESEARCH ON BOTH WOMEN'S LEADERSHIP ADVANCEMENT AND WORK/LIFE ISSUES ACROSS A WIDE RANGE OF INDUSTRIES, GEOGRAPHIES, GENERATIONS, AND RACIAL/ETHNIC GROUPS. THIS RESEARCH CULMINATES IN PUBLISHED STUDIES THAT INCLUDE FINDINGS FROM INTERVIEWS, FOCUS GROUPS, AND SURVEYS, AS WELL AS COMPANY BEST PRACTICES AND RECOMMENDATIONS FOR COMPANIES AND FIRMS INTERESTED IN RECRUITING, RETAINING, AND ADVANCING WOMEN. CATALYST HAS CONDUCTED RESEARCH ON WOMEN IN LEADERSHIP IN THE UNITED STATES, CANADA, EUROPE, INDIA AND JAPAN. 1728118 343177 GLOBAL MEMBER SERVICESGLOBAL MEMBER SERVICES IS THE DEPARTMENT CHARGED WITH FOSTERING MEMBER IMPACT THROUGH A VARIETY OF SERVICES, BENEFITS AND ACTIVITIES. GMS DRIVES ENGAGEMENT AND IMPACT WITH MEMBERS THROUGH: CONSULTING SERVICES, SPEAKERS BUREAU, THE VITAL SIGNS MEMBER BENEFIT, AND LEADERSHIP OF THE CEO SUMMIT FRANCHISE. GMS SUPPORTS CATALYST'S RELATIONSHIPS WITH MEMBERS THROUGH INVOLVEMENT WITH MEMBER MANAGERS AND RELATIONSHIP MANAGERS. THE TEAM ALSO CONTRIBUTES TO CATALYST'S KNOWLEDGE DEVELOPMENT THROUGH THE INSIGHT LOOP, FOCUSING ON DEFINING THE INTERESTS AND NEEDS OF MEMBERS AND MEMBER IMPACT METRICS AND BY SCALING INSIGHTS FROM CONSULTING WORK INTO PUBLICATIONS, TOOLS, MEMBER COMMUNICATIONS AND EVENTS. 2363963 OTHER PROGRAM EXPENSESOTHER PROGRAM EXPENSES INCLUDE NATIONAL EDUCATION AND INFORMATION CENTER AND SERVICES THAT CATALYST PROVIDES. 2363963 10650528 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 1 0 1 X 12 0 113 1 0 1 CA SZ IN AS JA 0 0 0 1 1 0 0 0 0 X 37 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X X JENNIFER DANIEL-DAVIDSON 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 THOMAS J FALK DIRECTOR 1.00 X 0 0 0 JOHN BRYANT DIRECTOR 1.00 X 0 0 0 URSULA M BURNS DIRECTOR 1.00 X 0 0 0 IAN M COOK DIRECTOR 1.00 X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 DAVID B DILLON DIRECTOR 1.00 X 0 0 0 JAMES DIMON DIRECTOR 1.00 X 0 0 0 WILLIAM A DOWNE DIRECTOR 1.00 X 0 0 0 JOE ECHEVARRIA DIRECTOR 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 JEFFREY R IMMELT FORMER DIRECTOR 1.00 X 0 0 0 SHERI S MCCOY DIRECTOR 1.00 X 0 0 0 MUHTAR KENT DIRECTOR 1.00 X 0 0 0 ELLEN J KULLMAN DIRECTOR 1.00 X 0 0 0 MICHEL LANDEL DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 INDRA K NOOYI DIRECTOR 1.00 X 0 0 0 DENISE MORRISON DIRECTOR 1.00 X 0 0 0 LIAM E MCGEE DIRECTOR 1.00 X 0 0 0 JOSEPH NEUBAUER FORMER DIRECTOR 1.00 X 0 0 0 STEPHEN S RASMUSSEN DIRECTOR 1.00 X 0 0 0 KENDALL J POWELL DIRECTOR 1.00 X 0 0 0 STEPHANIE A STREETER DIRECTOR 1.00 X 0 0 0 RICHARD K TEMPLETON DIRECTOR 1.00 X 0 0 0 PETER VOSER CHAIR 1.00 X X 0 0 0 MAGGIE WILDEROTTER DIRECTOR 1.00 X 0 0 0 THOMAS J WILSON DIRECTOR 1.00 X 0 0 0 ILENE H LANG FORMER PRESIDENT & CEO 35.00 X X 369419 0 49009 AG LAFLEY DIRECTOR 1.00 X 0 0 0 DON THOMPSON DIRECTOR 1.00 X 0 0 0 JOHN B VEIHMEYER DIRECTOR 1.00 X 0 0 0 MARK WEINBERGER DIRECTOR 1.00 X 0 0 0 RICHARD WAUGH FORMER DIRECTOR 1.00 X 0 0 0 DEBORAH GILLIS PRESIDENT & CEO 35.00 X X 0 0 0 JAQUELINE HINMAN DIRECTOR 1.00 X 0 0 0 ANTHONY JENKINS DIRECTOR 1.00 X 0 0 0 MARK LAUTENBACH DIRECTOR 1.00 X 0 0 0 BETH MOONEY DIRECTOR 1.00 X 0 0 0 IAN READ DIRECTOR 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 NANCY CARTER SENIOR VICE PRESIDENT 35.00 X 244043 0 31526 DEBORAH SOON SENIOR VICE PRESIDENT 35.00 X 240291 0 52518 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 35.00 X 227272 0 51905 MERLYE MAHRER-KAPLAN SENIOR VICE PRESIDENT 35.00 X 192570 0 41470 ANABEL PEREZ FORMER SENIOR VICE PRESIDENT 35.00 X 87500 0 22534 MARY BOUGHTON SENIOR DIRECTOR 35.00 X 139075 0 36856 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER 35.00 X 140481 0 23920 SUSAN NIERENBERG FEEST VICE PRESIDENT 35.00 X 133443 0 35987 KATHERINE GISCOMBE VICE PRESIDENT 35.00 X 143325 0 25339 BRANDE STELLINGS VICE PRESIDENT 35.00 X 123561 0 46757 2040980 0 417821 10 0 1 0 EPIC RIVER LLC 815 14TH ST LOVELAND CO 80537 DATABASE DESIGN 126489 1 3654890 9163733 100011 12818623 CONFERENCE REVENUE 900099 252200 252200 ADVISORY SERVICES 900099 200077 200077 HONORARIA 900099 143100 143100 AWARD APPLICATION FEES 900099 17500 17500 LICENSE FEES 900099 5000 5000 1050 1050 618927 162091 162091 958 958 6777106 6467032 310074 310074 310074 451110 3654890 482644 -31534 -31534 SALE OF PUBLICATIONS 511190 48 48 48 13879187 618927 0 441637 2307400 2034313 273087 5235538 3797844 775485 662209 647763 489756 94585 63422 2233054 1726585 310425 196044 67250 67250 292369 285698 4820 1851 40034 32815 3016 4203 778944 548725 106106 124113 403798 334875 14375 54548 262529 262529 432515 317467 58698 56350 REPAIRS AND MAINTENANCE 298258 276521 15612 6125 OTHER 282691 229998 40252 12441 PRINTING & DESIGN 163109 163009 0 100 BOOKS AND SUBSCRIPTIONS 87828 84926 1918 984 94913 65467 5904 23542 13627993 10650528 1771533 1205932 1500 1500 521514 471331 9171672 8876129 2865365 3122232 164088 271069 3915218 1688946 2409162 2226272 6677756 8401134 6097125 4794856 27908182 28164523 2760923 2658395 59250 30750 1325889 1308016 4146062 3997161 X 11204744 10653616 4604303 4399875 7953073 9113871 23762120 24167362 27908182 28164523 X 251194 284548 -130500 X X 0 1 X 1 0 X 4563533 5712289 20156919 11565256 12818623 54816620 4563533 5712289 20156919 11565256 12818623 54816620 54816620 320499 261717 242411 199269 163049 1186945 56003565 3916783 0.97880 0.97240 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 7953489 789727 371071 9114287 7246945 518630 187914 7953489 3308153 3624561 314231 7246945 2973021 335132 3308153 2666229 306792 2973021 0.99900 0.00100 0 0 1526770 288198 1238572 2009613 1207286 802327 378835 193462 185373 2226272 CERTIFICATES OF DEPOSIT 4794856 F 4794856 DEFERRED RENT OBLIGATION 1308016 1308016 X PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2014 AND 2013. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2014 AND 2013. PART X, LINE 2: CATALYST HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2014 AND 2013 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. CATALYST IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES BEFORE 2011. AWARDS DINNER 4106000 3654890 451110 482644 4106000 3654890 451110 482644 482644 -31534 X X 0 0 0 0 0 0 0 0 0 ILENE H LANG FORMER PRESIDENT & CEO 369419 0 0 0 0 0 25000 0 24009 0 418428 0 0 0 NANCY CARTER SENIOR VICE PRESIDENT 219043 0 25000 0 0 0 21904 0 9622 0 275569 0 0 0 DEBORAH SOON SENIOR VICE PRESIDENT 215291 0 25000 0 0 0 21529 0 30989 0 292809 0 0 0 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 202272 0 25000 0 0 0 20227 0 31678 0 279177 0 0 0 MERLYE MAHRER-KAPLAN SENIOR VICE PRESIDENT 177570 0 15000 0 0 0 17757 0 23713 0 234040 0 0 0 MARY BOUGHTON SENIOR DIRECTOR 136675 0 2400 0 0 0 13668 0 23188 0 175931 0 0 0 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER 138081 0 2400 0 0 0 13808 0 10112 0 164401 0 0 0 SUSAN NIERENBERG FEEST VICE PRESIDENT 131043 0 2400 0 0 0 13104 0 22883 0 169430 0 0 0 KATHERINE GISCOMBE VICE PRESIDENT 140925 0 2400 0 0 0 14093 0 11246 0 168664 0 0 0 BRANDE STELLINGS VICE PRESIDENT 121161 0 2400 0 0 0 12116 0 34641 0 170318 0 0 0 X COMPUTER 1 100011 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. FORM 990, PART VI, SECTION B, LINE 15 THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: UNCOLLECTABLE CONTRIBUTIONS -130,500. FORM 990, PART XII, LINE 2C: FORM 990, PART XII LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. CATALYST CANADA INC 8 KING STREET SUITE 505 TORONTO ONTARIO CA ON M5C 1B5 885700815 RESEARCH AND ADVISORY CA 149(1)(1) N/A 0 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD 525 COLLINS STREET MELBOURNE VICTORIA AS 3000 RESEARCH AND ADVISORY AS N/A 0 CATALYST JAPAN 4-3-9 NIHONBASHI MUROMACHI TOKYO CHOU-KU JA 103-0022 RESEARCH AND ADVISORY JA N/A 0 CATALYST EUROPE AG CO KPMG FIDES LANDISGYR-STRASSE 1 6300 ZUG SZ RESEARCH AND ADVISORY SZ N/A C 1.00000 0 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LTDB-601 IVY TOWER IN RESEARCH AND ADVISORY IN N/A S 1.00000 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CATALYST CANADA INC E 167565 CATALYST CANADA INC O 72484 CATALYST EUROPE AG D 563970 CATALYST EUROPE AG O 55023 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD D 72501 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PROVATE LIMITED O 12857 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD O 1080