2015-02-04T11:58:34-06:00 2014-06-30 205949532 RICCI & COMPANY LLC 6200 UPTOWN BLVD NE STE 400 ALBUQUERQUE NM 87110 990 2013-07-01 850163601 UNITED WAY OF SANTA FE COUNTY UNIT 5059822002 440 CERRILLOS RD SUITE A SANTA FE NM 87501 KATHERINE FREEMAN PRESIDENT & CEO 5059822002 2015-02-03 1 JOHN GRISHAM P00647648 5053380800 2013 2016-03-07 17:11:31Z KATHERINE FREEMAN 440 CERRILLOS RD SUITE A SANTA FE NM 87501 3780209 0 X WWW.UWSFC.ORG X 1955 NM THE MISSION OF THE UNITED WAY OF SANTA FE COUNTY (UWSFC) IS TO CREATE LASTING CHANGE IN CHRONIC COMMUNITY CONDITIONS.THE SANTA FE CHILDREN'S PROJECT IS ITS VEHICLE FOR ACHIEVING THAT MISSION AND AS SUCH REPRESENTS ITS OVERALL STRATEGY. 18 17 50 68 0 0 2599368 3304001 26498 0 11945 24546 3821 51526 2641632 3380073 140696 183877 0 0 1593893 1526433 0 0 272684 691770 905433 2426359 2615743 215273 764330 1653518 2346405 470678 363795 1182840 1982610 X THE MISSION OF THE UNITED WAY OF SANTA FE COUNTY (UWSFC) IS TO CREATE LASTING CHANGE IN CHRONIC COMMUNITY CONDITIONS BY ACTING AS A CHANGE AGENT. 0 0 526478 THE PRE-K PROGRAM IS THE PRIMARY VEHICLE THROUGH WHICH UWSFC ACCOMPLISHES ITS GOAL OF KINDERGARTEN READINESS. UWSFC CURRENTLY HAS SIX PRE-K CLASSES AT THE ASPEN COMMUNITY MAGNET SCHOOL (PART OF THE SANTA FE PUBLIC SCHOOLS SYSTEM) AND SERVES APPROXIMATELY 100 FOUR-YEAR-OLDS. ALSO, UWSFC'S HIGH-QUALITY PRE-K OFFERS INTENSIVE FAMILY SUPPORT. 608068 THE FIRST BORN PROGRAM (FBP), CREATED BY VICKI JOHNSON IN SILVER CITY, IS UWSF'S PRIMARY INTERVENTION FOR CHILDREN AGES 0 TO 3. THE PROGRAM IS FOUNDED ON THE BELIEF THAT A RESILIENT FAMILY, BEGINNING WITH A HEALTHY LOW-RISK PREGNANCY, IS THE MOST EFFECTIVE AND EFFICIENT UNIT FOR BUILDING A HEALTHY AND COMPETENT SOCIETY. WEEKLY HOME VISITATION SERVICES MAY BEGIN ANY TIME DURING PREGNANCY OR RIGHT AFTER THE BIRTH OF A FAMILY'S FIRST CHILD AND CONTINUE UNTIL THE CHILD IS 3 YEARS OF AGE. BOOK CLUBS PROVIDE SUPPORT FOR EARLY LITERACY AND A SOCIAL SUPPORT NETWORK FOR FAMILIES. ADDITIONALLY, TRIPLE P - POSITIVE PARENTING PROGRAM - IS A SERIES OF WORKSHOPS AND SUPPORT FOR PARENTING ACROSS THE AGE SPECTRUM. THE COUNTY-WIDE IMPLEMENTATION OF THE FIRST BORN PROGRAM IN SANTA FE IS A JOINT UNDERTAKING OF UWSFC AND CHRISTUS ST. VINCENT REGIONAL MEDICAL CENTER. 722290 183877 THE NEW MEXICO EARLY CHILDHOOD DEVELOPMENT PARTNERSHIP (NMECDP) PROGRAM WAS CREATED TO DEVELOP NEW AND EXPANDED PUBLIC FINANCING STRATEGIES FOR EARLY CHILDHOOD DEVELOPMENT IN THE UWSFC COMMUNITY. 224746 THE POSTPARTUM HOME VISITING PROGRAM IS AN ORIGINAL CREATION OF UWSFC IN COLLABORATION WITH CHRISTUS ST. VINCENT REGIONAL MEDICAL CENTER. THE PROGRAM PROVIDES THREE HOME VISITS TO ALL INTERESTED PARENTS AND THEIR NEW BABIES WITHIN THE FIRST 30 DAYS POST BIRTH. THE VISITS FOCUS ON SUPPORTING SUCCESSFUL BREASTFEEDING, SCREENING FOR POSTPARTUM DEPRESSION, AND ENSURING CONNECTION WITH NECESSARY COMMUNITY RESOURCES. THE GOALS OF THE PROGRAM INCLUDE AN INCREASE IN BREASTFEEDING, INCREASE IN PARENT CONFIDENCE AND REDUCTION OF INFANT READMISSION TO THE HOSPITAL WITHIN THE FIRST 30 DAYS POSTPARTUM. 224746 2081582 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 17 0 1 50 1 0 0 0 0 0 0 0 0 0 0 X 18 17 0 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NM X X X KATHERINE FREEMAN 5059822002 440 CERRILLOS RD SUITE A SANTA FE NM 87501 MARTE MURPHY CHAIR 24.00 X X 0 0 0 ALAN AUSTIN VICE PRESIDENT 2.00 X X 0 0 0 CARL LUFF TREASURER/SECRETARY 2.00 X X 0 0 0 KATHY ARMIJO ETRE PHD MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 BOB BEST MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 MIRANDA VISCOLI MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 RENEE GOSHIN MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 DR ANA MARGARITA GUZMAN MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 DENNIS HERNANDEZ MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 CAROL JOHNSON MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 BARBARA DAMRON PHD MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 SHIRLEY LUJAN MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 DEBRA NORMANN MEMBER, BOARD OF DIRECTORS 4.00 X 0 0 0 RITA RIOS-BACA MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 STACY QUINN MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 GINNY SOHN MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 VALERIE PLAME WILSON MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 KATHERINE FREEMAN CEO & PRESIDENT 40.00 X X 158101 0 7938 MONA KAY FINANCE DIRECTOR 40.00 X 56736 0 4700 214837 0 12638 1 0 1 0 COOP CONSULTING PO BOX 22822 SANTA NE NM 87502 PROGRAM EVALUATION SERVICES 124000 1 982812 818177 1503012 3304001 12238 12238 412444 399804 332 12640 -332 12308 12308 FISCAL AGENT FEE 541900 36526 36526 DESIGNATION FEES INC 541900 15000 15000 51526 3380073 51526 0 24546 X 183877 183877 214837 135922 58687 20228 1104902 915451 81644 107807 9950 7927 1058 965 88810 68886 10419 9505 107934 87852 10501 9581 15620 15620 19260 19260 46010 46010 293092 220401 2395 70296 37126 25564 4362 7200 133612 120323 5769 7520 50789 37788 2530 10471 125304 69676 47479 8149 42110 38748 60 3302 43102 40581 121 2400 94 75 10 9 10341 10341 12231 12231 24123 17297 4720 2106 INITIATIVES & TECH ASSI 36302 36302 TRAINING 12385 11524 861 DUES & SUBSCRIPTIONS 2932 961 125 1846 RED CROSS DISTRIBUTIONS 1000 797 106 97 2615743 2081582 261477 272684 640833 837429 487843 376316 34027 46822 130196 104163 246410 26033 243417 875448 988 184357 1653518 2346405 74507 83935 93040 0 197446 193969 105685 85891 470678 363795 X 233478 261638 412051 583661 537311 1137311 1182840 1982610 1653518 2346405 764330 35440 0 X X 0 1 X 1 0 X 2805160 3042078 2687371 2599368 2704001 13837978 2805160 3042078 2687371 2599368 2704001 13837978 1451325 12386653 9770 7426 13226 10370 12238 53030 17773 26724 759 3821 51526 100603 13991611 77440 0.88530 0.88500 X SCHEDULE A, PART IV, LIST OF UNUSUAL GRANTS: DESCRIPTION: BEQUEST MADE TO UWSFC'S PERMANENT ENDOWMENT FUND DATE: 06/30/14 AMOUNT: 600000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 75 45935 46010 2569733 2615743 280787 70197 0 0 290229 281953 271318 280787 1124287 1686431 12192 1661 12179 46010 72042 72557 70488 67830 70197 281072 421608 50 50 50 75 225 PART II-A DESCRIPTION OF CURRENT YEAR LOBBYING ACTIVITY: THE ORGANIZATION LOBBIED THE NM STATE LEGISLATURE DURING ITS 2014 SESSION FOR CAPITAL APPROPRIATIONS IN ORDER TO DESIGN THE FUTURE UWSFC SANTA FE EARLY LEARNING CENTER TO BE BUILT ON THE SANTA FE PUBLIC SCHOOLS AGUA FRIA CAMPUS. THE ORGANIZATION ALSO LOBBIED TO ADVOCATE FOR HOME VISITING FUNDING FROM THE STATE OF NM. 522596 600000 48080 1170676 494833 15200 12563 522596 518253 -23420 494833 527938 -3858 5827 518253 527938 5474 5474 527938 1.00000 1 0 130196 104163 26033 26033 CHARITABLE REMAINDER TRUST RECEIVAB 314 ASSET HELD FOR SALE 184043 184357 DESIGNATIONS PAYABLE 85015 FUNDS HELD FOR OTHER ENTITIES 876 85891 X 3310512 35440 78876 114316 3196196 183877 183877 3380073 2510742 78876 78876 2431866 183877 183877 2615743 PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS IS TO HOLD THEM IN PERPETUITY USING THE INCOME FOR OPERATIONAL PURPOSES. PART X, LINE 2: EXPLANATION FOR UNCERTAIN TAX POSITIONS UNDER FIN 48: THE ORGANIZATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND APPLICABLE STATE LAW. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE. THE ORGANIZATION IS GENERALLY NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR YEARS BEFORE 2012. PART XI, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS RAISED ON BEHALF OF OTHERS 183,877. PART XII, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS PAID ON BEHALF OF OTHERS 183,877. X X 1 STRATEGIES 360 INC 3602 CAMPUS BLVD NE ALBUQUERQUE NM 87106 FUNDRAISING FOR UWSFC'S FYE 2015 CAPITAL CAMPAIGN 0 0 77968 -77968 77968 -77968 NM SCHEDULE G, PART I, LINE 2B, COLUMN (V) UWSFC ENTERED INTO AN AGREEMENT WITH STRATEGIES 360, INC TO OBTAIN FUNDRAISING ASSISTANCE WITH ITS FISCAL YEAR 2015 CAPITAL CAMPAIGN. NO CONTRIBUTIONS WERE RECEIVED IN THIS FISCAL YEAR - RATHER, CONTRIBUTIONS AND PLEDGES BEGAN AFTER THE CURRENT FISCAL YEAR END. 0 CHRIST CHURCH SANTA FE 1213 DON GASPAR AVE SANTA FE NM 87505 710876280 501(C)(3) 7384 GENERAL SUPPORT CHUA TU HANH TEMPLE 385 S PUUENE AVE KAHULUI HI 96732 990342144 501(C)(3) 21300 GENERAL SUPPORT DIEU NHAN BUDDIST MEDITATION ASSOC INC PO BOX 265 RESCUE CA 95972 450492755 501(C)(3) 21300 GENERAL SUPPORT FOOD DEPOT 1222 SILER RD SANTA FE NM 87507 850416803 501(C)(3) 12630 GENERAL SUPPORT PATHFINDER INTERNATIONAL 9 GALEN ST 217 WATERTOWN MA 02472 530235320 501(C)(3) 7384 GENERAL SUPPORT ST ELIZABETH SHELTER 804 ALARID ST SANTA FE NM 87505 850347650 501(C)(3) 8306 GENERAL SUPPORT CONGREGATION OF VIETNAMESE BUDDISTS 327 GEORGIA ST SE ALBUQUERQUE NM 87108 810674599 501(C)(3) 10650 GENERAL SUPPORT 7 0 PROCEDURE FOR MONITORING GRANTS IN THE US THE ORGANIZATION NO LONGER MAKES GRANTS, RATHER IT DISTRIBUTES FUNDS BASED ON THE DONOR'S DESIGNATION. UWSFC ONLY DISTRIBUTES FUNDS TO 501(C)(3) ORGANIZATIONS THAT ANNUALLY CERTIFY THEY STILL RETAIN THEIR EXEMPT STATUS. X X X 0 0 0 0 0 0 0 0 0 KATHERINE FREEMAN CEO & PRESIDENT 158101 0 0 0 0 0 0 0 7938 0 166039 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE BOARD OF DIRECTORS MAY DESIGNATE INDIVIDUALS OR ORGANIZATIONS AS NORMAL MEMBERS TO REFLECT CLOSE AFFILIATION, BUT THE DESIGNATION DOES NOT CONFER RIGHTS WITH RESPECT TO THE AFFAIRS OF THE ORGANIZATION. MEMBERS WHO ARE NOT BOARD MEMBERS WILL NOT BE VESTED WITH ANY POWERS OF GOVERNANCE OR VOTING. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS AND IS MADE AVAILABLE TO THE FULL BOARD FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES, MANAGEMENT, AND BOARD MEMBERS ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY. EMPLOYEES AND MANAGEMENT ATTEST TO THEIR INDEPENDENCE WHEN HIRED AND ARE REQUIRED TO INFORM THE ORGANIZATION SHOULD THEIR SITUATION CHANGE. BOARD MEMBERS RECEIVE THE CONFLICT OF INTEREST POLICY UPON APPOINTMENT AND ARE REQUIRED TO ATTEST TO THEIR INDEPENDENCE ANNUALLY. IF A CONFLICT ARISES DURING A BOARD MEETING, SUCH MEMBER WITH A CONFLICT DOES NOT VOTE ON THE TRANSACTION AND IS EXCUSED FROM THE MEETING DURING THE VOTING PROCESS. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT, OFFICERS, AND KEY EMPLOYEE COMPENSATION IS DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. A SALARY COMPARISON STUDY IS COMPLETED AND EVALUATED AGAINST CURRENT SALARIES. THE PROCESS IS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 1023 AND FORM 990 ARE AVAILABLE UPON REQUEST. FORM 990 IS ALSO AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE AND THE NEW MEXICO ATTORNEY GENERAL'S WEBSITE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE FILED WITH THE NEW MEXICO ATTORNEY GENERAL'S OFFICE. INTERESTED PARTIES MAY REQUEST COPIES OF THESE DOCUMENTS FROM THE ORGANIZATION'S OFFICE. AUDITED FINANCIAL STATEMENTS ARE ALSO POSTED ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY MAY BE OBTAINED BY REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES FOR SERVICES (NONEMPLOYEES): PROGRAM SERVICE EXPENSES 220,401. MANAGEMENT AND GENERAL EXPENSES 2,395. FUNDRAISING EXPENSES 70,296. TOTAL EXPENSES 293,092. FORM 990, PART XII, LINE 2C: THERE HAS BEEN NO CHANGE TO THE AUDIT OVERSIGHT OR AUDITOR SELECTION PROCESS.