2015-11-16T19:03:18-06:00 2014-12-31 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2014-01-01 223419667 INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE INC INTE 2125005724 61 BROADWAY NO 1720 NEW YORK NY 10006 JOSE LUIS CASTRO PRESIDENT 2125005724 2015-11-16 1 GARRETT M HIGGINS P00543209 2122862600 2014 2016-03-07 17:11:31Z THE UNION NORTH AMERICA JOSE LUIS CASTRO 61 BROADWAY NO 1720 NEW YORK NY 10006 37264065 0 X WWW.THEUNION.ORG X 1995 NJ THE UNION MISSION IS TO BRING INNOVATION, EXPERTISE, SOLUTIONS AND SUPPORT TO ADDRESS HEALTH CHALLENGES IN LOW-AND MIDDLE-INCOME POPULATIONS.VISIONHEALTH SOLUTIONS FOR THE POORVALUESQUALITY: WE DELIVER OUR SERVICES AND PRODUCTS TO THE HIGHEST POSSIBLE STANDARDS. ACCOUNTABILITY: WE ARE RESPONSIBLE STEWARDS OF RESOURCES AND DELIVER ON OUR COMMITMENTS.INDEPENDENCE: WE MAINTAIN THE FREEDOM TO PURSUE INNOVATION AND ARE GUIDED BY THE BEST EVIDENCE TO IMPROVE THE HEALTH OF THE POOR.SOLIDARITY: WE STAND TOGETHER AS ONE UNION TO OVERCOME THE GREATEST CHALLENGES TO IMPROVE HEALTH AMONG THE COMMUNITIES WE SERVE. 9 7 14 0 0 0 22668532 37044236 0 216669 623 3160 1760 0 22670915 37264065 19008999 21705528 0 0 1030423 1577420 0 0 0 1598907 5819039 21638329 29101987 1032586 8162078 8895109 19200698 6907846 9051357 1987263 10149341 X THE UNION BRINGS INNOVATION, EXPERTISE, SOLUTIONS AND SUPPORT TO ADDRESS HEALTH CHALLENGES IN LOW AND MIDDLE INCOME POPULATIONS. OUR VISION IS TO DEVELOP HEALTH SOLUTIONS FOR THE POOR. OUR VALUES INCLUDE:1. QUALITY: WE DELIVER OUR SERVICES AND PRODUCTS TO THE HIGHEST POSSIBLE STANDARDS.2. ACCOUNTABILITY: WE ARE RESPONSIBLE STEWARDS OF RESOURCES AND DELIVER ON OUR COMMITMENTS.3. INDEPENDENCE: WE MAINTAIN THE FREEDOM TO PURSUE INNOVATION, AND ARE GUIDED BY THE BEST EVIDENCE TO IMPROVE THE HEALTH OF THE POOR4. SOLIDARITY: WE STAND TOGETHER AS ONE UNION TO OVERCOME THE GREATEST CHALLENGES TO IMPROVE HEALTH AMONG THE COMMUNITIES WE SERVE. 0 0 25260550 18543225 TOBACCO CONTROL PROGRAMTHE UNION HAS CONTRIBUTED TO BUILDING THE MOVEMENT FOR GLOBAL TOBACCO CONTROL THROUGH ITS FOCUS ON LEGISLATIVE AND POLICY OUTCOMES ACROSS MPOWER MEASURES, INNOVATION AND TOBACCO CONTROL SUSTAINABILITY. THE PERIOD HAS ALSO HIGHLIGHTED THE SIGNIFICANT IMPACT ON THE HEALTH AND WELL BEING OF COMMUNITIES THE PROGRAMME HAS ACHIEVED. THE UNION HAS MADE MAJOR STRIDES FORWARD IN THE PROMOTION AND ADOPTION OF FCTC COMPLIANT LEGISLATION AT NATIONAL LEVEL. IN 2013, RUSSIA PASSED THE LAW ON PROTECTING CITIZENS' HEALTH FROM THE IMPACT OF TOBACCO SMOKE AND CONSEQUENCES OF TOBACCO CONSUMPTION AND VIETNAM PASSED THE NATIONAL TOBACCO CONTROL LAW IN MAY OF THE SAME YEAR. AS PART OF THE GROWING MOMENTUM OF TOBACCO CONTROL ACROSS THE LATIN AMERICA REGION, THE CHILEAN CONGRESS APPROVED THE BAN ON SMOKING IN ALL PUBLIC PLACES AND ON ALL FORMS OF TOBACCO ADVERTISING AND IN JAMAICA THE PUBLIC HEALTH (TOBACCO CONTROL) REGULATION WAS PASSED IN JULY, 2013. THE UNION'S SUSTAINED EFFORTS IN BANGLADESH ALSO SAW THE PASSING OF THE SMOKING AND TOBACCO PRODUCTS USAGE BILL AMENDMENT WHICH EXPANDS SMOKING BANS TO COVER ALL PUBLIC FACILITIES AND WORKPLACES. THESE IMPRESSIVE GAINS WERE FURTHER BOLSTERED IN 2014 WITH THE GOVERNMENT OF MYANMAR PASSING THE SMOKE-FREE NATIONAL REGULATION IN MARCH AND BRAZIL PUBLISHING THE DECREE BANNING SMOKING IN PUBLIC PLACES IN JUNE. THE YEAR ALSO SAW THE NATIONAL HEALTH AND FAMILY PLANNING COMMISSION IN CHINA APPROVE THE DRAFT NATIONAL SMOKE-FREE LAW. SIGNIFICANT PROGRESS WAS ALSO ACHIEVED IN THE ADOPTION OF SMOKE-FREE LEGISLATION AT LOCAL LEVEL. THE MEXICAN STATES OF NUEVO LE N, JALISO, BAJA CALIFORNIA AND THE ISLAND OF COZUMEL, PASSED SMOKE-FREE LEGISLATION IN 2013 FOLLOWED BY OAXACA STATE PASSING THEIR LEGISLATION IN 2014. THESE LEGISLATIVE GAINS INCREASED WITH THE LANZHOU AND SHENZHEN SMOKE-FREE LAWS COMING INTO EFFECT IN EARLY 2014 AND THE REPUBLIC OF TATARSTAN IN RUSSIA ANNOUNCING A BAN ON THE SALE OF SMOKELESS TOBACCO PRODUCTS IN THE REGION IN DECEMBER. ADDITIONALLY, THE MAYORS ALLIANCE IN INDONESIA RESULTED IN 30 CITIES/DISTRICTS AND 6 PROVINCES ADOPTING SMOKE-FREE POLICIES BY THE CLOSE OF 2014. PERSISTENT, TARGETED EFFORTS HAVE GENERATED MAJOR OUTCOMES ACROSS MPOWER MEASURES AT NATIONAL LEVEL WITH GRAPHIC HEALTH WARNING (GHW) BILLS PASSED IN INDIA, THE PHILIPPINES, INDONESIA, AND NEPAL IN 2014. IN THE PHILIPPINES, THE GHW BILL SIGNED INTO LAW IN JULY, REQUIRES GHW TO COVER 50% OF THE DISPLAY AREA OF CIGARETTE PACKETS. THE BILL ALSO CONTAINS ADDITIONAL PROVISIONS INCLUDING A BAN ON MISLEADING DESCRIPTORS AND A REQUIREMENT THAT WARNINGS ARE NOT OBSTRUCTED WHEN DISPLAYED. IN OCTOBER, THE HEALTH MINISTER OF INDIA ANNOUNCED THAT THE NEW GHW WILL COVER 85% OF THE DISPLAY AREA OF TOBACCO PACKETS, AND NEPAL, WHICH PASSED THE GHW BILL IN DECEMBER, REQUIRES GHW TO COVER 90% OF THE DISPLAY AREA OF CIGARETTE PACKETS. AS A RESULT OF THESE CHANGES INDIA AND NEPAL NOW HAVE THE LARGEST GHWS REQUIREMENTS IN THE WORLD. PROGRESS WAS ALSO MADE IN INDONESIA WHERE THE GOVERNMENT REGULATION ON GHWS REQUIRES GHW TO COVER 40% OF CIGARETTE PACKETS. THESE INITIATIVES, BUILT ON THE 2013 ACHIEVEMENTS WHICH INCLUDED THE DEVELOPMENT OF THE GHW REGULATIONS IN VIETNAM AND THE LAW AMENDMENT IN BANGLADESH WHICH REQUIRES GHWS TO COVER 50% OF TOBACCO PACKETS. THE AMENDMENT ALSO EXTENDS THE EXISTING BAN ON ADVERTISING AND PROMOTION TO COVER POINT-OF-SALE DISPLAYS AND CORPORATE SOCIAL RESPONSIBILITY ACTIONS.VIETNAM AND THE PHILIPPINES. IN 2014, VIETNAM INCREASED EXCISE TAX ON TOBACCO FROM 65% OF THE EX-FACTORY PRICE TO 70% WHILST THE PHILIPPINES SIGNED THE SIN TAX REFORM BILL INTO LAW IN 2013. AFRICAN COUNTRIES HAVE ALSO INTRODUCED TOBACCO TAX MEASURES WITH NIGER INTRODUCING A 5% TAX INCREASE ON TOBACCO PRODUCTS AND CHAD INCREASING CIGARETTES PRICES BY 30% FOLLOWING THE DECISION BY THE GOVERNMENT IN 2014, NOT TO RENEW AN AGREEMENT PROVIDING TAX BENEFITS TO THE TOBACCO INDUSTRY. SUB-NATIONAL TOBACCO TAX INCREASES WERE IMPLEMENTED ACROSS INDIA WITH MIZORAM STATE, INCREASING VAT ON TOBACCO PRODUCTS FROM 13.5% TO 20% AND KERALA STATE RAISING TOBACCO TAXES BY 7.5%. THE VAT AMENDMENT BILL IN MADHYA PRADESH SAW VAT ON TOBACCO PRODUCTS INCREASE FROM 13 TO 27 PERCENT WHILST IN HIMACHAL PRADESH, VAT ON CIGARETTES INCREASED TO 36% IN 2013. THE UNION'S WORK IN TOBACCO CONTROL LEGISLATION AND POLICY HAS DEMONSTRATED PROVEN HEALTH BENEFITS. DURING THE HIGH LEVEL MINISTERIAL DELEGATION VISIT TO SCOTLAND, THE RUSSIAN MINISTER OF HEALTH PRESENTED THE LATEST FIGURES FROM THE RUSSIAN BUREAU OF STATISTICS WHICH SHOWED A 7% DECREASE IN SMOKING PREVALENCE SINCE THE PASSAGE OF THE NEW FEDERAL TOBACCO CONTROL LAW. IN CHINA, THE IMPACT OF SMOKE-FREE POLICIES ON HEALTH IS INCREASINGLY EVIDENCE-DRIVEN WITH RESEARCH BY TIANJIN CDC REVEALING A SIGNIFICANT REDUCTION IN ACUTE MYOCARDIAL INFARCTION AMONG HOSPITAL PATIENTS WHO WORK IN INDOOR AREAS. THE RESEARCH SHOWED THAT THE PERCENTAGE OF PATIENTS ADMITTED TO HOSPITAL WITH ACUTE MYOCARDIAL INFARCTION HAD REDUCED BY 26.8% IN THE PERIOD FROM 2010 TO 2013. NOTABLE IMPACT ON HEALTH WAS ALSO ACHIEVED AT SUB-NATIONAL LEVEL IN RUSSIA, ARGENTINA, AND THE PHILIPPINES. THE 2014 REPRESENTATIVE CROSS-SECTIONAL SURVEY CONDUCTED IN KRASNOYARSK SHOWED A 4% DECREASE IN SMOKING PREVALENCE FOLLOWING THE INTRODUCTION OF SMOKE-FREE MEASURES THE PREVIOUS YEAR. THE 2013 NATIONAL NUTRITION AND HEALTH SURVEY IN THE PHILIPPINES FOUND AN AVERAGE DECLINE IN SMOKING PREVALENCE OF 11.8% IN THE 8 REGIONS WHERE THE FRAMEWORK CONVENTION ALLIANCE OF PHILIPPINES IS OPERATIONAL AND THE PERCENTAGE OF CURRENT SMOKERS ALSO DECLINED FROM 31% IN 2008 TO 25.4% IN 2013, A DROP OF 5.6%. WHILST IN ARGENTINA, THE MOH FOUND A 5% REDUCTION IN SMOKING PREVALENCE IN THE JURISDICTION OF BUENOS AIRES FOLLOWING THE INTRODUCTION OF THE SMOKE-FREE LAW IN 2010. 3162303 TREAT TB PROGRAM1. COMPLETION OF RECRUITMENT INTO STAGE 1 OF THE STREAM CLINICAL TRIAL - EXCEEDING THE 400 PATIENT TARGET; PATIENT FOLLOW UP CONTINUES IN THE FOUR STAGE 1 COUNTRIES - ETHIOPIA, SOUTH AFRICA, VIETNAM AND MONGOLIA2. FINALIZATION OF STAGE 2 PROTOCOL TO ALLOW EXPANSION OF THE TRIAL AND EVALUATE TWO ADDITIONAL SHORTENED TREATMENT REGIMENS FOR MDR-TB3. ASSESSMENT OF NEW SITES/COUNTRIES TO PARTICIPATE IN STAGE 2 OF STREAM WHICH WILL BEGIN IN EARLY 20164. DEVELOPMENT OF NEW CLINICAL TRIAL PROTOCOL TO EVALUATE MDR-TB TREATMENT REGIMENS IN CHILDREN5. DEVELOPMENT AND INITIATION OF OPERATIONAL RESEARCH TRAINING PROGRAM IN PERU - THE FIRST OF 3 MODULES TAKING PLACE IN SEPTEMBER, 2015 216669 STRATEGIC HEALTH INFORMATION AND OPERATIONAL RESEARCH:THE UNION'S INTERNATIONAL MANAGEMENT PROGRAMME OVERVIEWOBJECTIVE: TO FILL CRITICAL DATA, MONITORING, AND HEALTH OUTCOME GAPS IN LOW AND MIDDLE INCOME COUNTRIES THROUGH 6 MAIN AREAS OF WORK:1. EXPAND A DISEASE MONITORING SYSTEM FOR SEVERAL CHRONIC DISEASES, SUCH AS HYPERTENSION, DIABETES, AND ASTHMA BASE ON THE HIGHLY SUCCESSFUL INTERNATIONAL MODEL USED IN TUBERCULOSIS CONTROL2. CREATE ELECTRONIC DATA SYSTEMS FOR REAL TIME DATA ENTRY TO REPLACE PAPER SYSTEMS BASED ON THE HIGHLY SUCCESSFUL MODEL IMPLEMENTED IN THE FIRST TWO PHASES OF THIS PROJECT3. CONTINUE AN IN-COUNTRY FELLOWSHIP PROGRAM TO TRAIN FELLOWS IN ACTION-ORIENTED RESEARCH THAT WILL USE REGISTRY DATA TO IMPROVE TREATMENT OUTCOMES4. FURTHER IMPROVE VITAL REGISTRATION SYSTEMS IN MALAWI BASED ON VILLAGE LEVEL REPORTING - THIS COULD SERVE AS A MODEL FOR MANY AFRICAN COUNTR IES THAT LACK RELIABLE DEATH INFORMATION5. FORM ADDITIONAL PARTNERSHIPS TO ASSURE SUSTAINABILITY OF THIS WORKYEAR 2MONITORING SYSTEMS (IN MALAWI AND 2 ADDITIONAL LOW/MIDD LE-INCOME COUNTRIES):5,000 NEW DIABETES AND/01 HYPERTENSIVE PATIENTS ENROLLED AND MONITORED IN DOTS REGISTRY FRAMEWORK.50,000 NEW TB AND/OR HIV PATIENTS ENROLLED AND MONITORED IN DOT S REGISTRY FRAMEWORK 2,000 NEW DIABETES, HYPERTENSIVE, T B AND/OR HIV PATIENTS MONITORED USING AN ELECTRONIC DATA PLATFORM USING THE DOTS REGIST1Y FRAMEWORKVILLAGE DEATH REGISTRATION SYSTEM:A DISTRICT-WIDE DEATH 1CGISTRY IN PLACE WITH DATA BEING TRANSFERREDOPERATIONAL RESEARCH:20 PUBLISHED OPERATIONAL RESEARCH PAPER S PUBLISHED WITH AT LEAST ONE NEW FELLOW TRAINEDBEST PRACTICE OUTCOMES:A WHITE PAPER (10-15 PAGES) DESCRIBING THE BEST PRACTICE USES FOR THE DOT S REGISTRY FRAMEWORK AND THE ELECTRONIC DATA PLATFORM-WITH AN EMPHASIS ON NCDS IN AFRICA SPECIFIC ATTENTION WILL BE PAID TO REPRODUCIBILITY, SCALABILITY, AND ACCEPTABILITY T HE DOCUMENT WILL INCLUDE SUCCESSES, GAPS, AND LESSONS LEARNED. OBESITY PROGRAM:PROJECT GOALS1. TO DEMONSTRATE SOME EARLY WINS IN OBESITY PREVENTION IN MEXICO2. TO GENERATE EVIDENCE THAT CAN BE USED IN OTHER LOW AND MIDDLE-INCOME SETTINGSPROGRAM:THIS IS A THREE-YEAR PILOT PROGRAM THAT WILL SUPPORT THE ADOPTION AND IMPLEMENTATION OF OBESITY PREVENTION ACTIVITIES AT NATIONAL AND SUB-NATIONAL LEVELS IN MEXICO. STRATEGIES OF INTEREST INCLUDE:A. BANNING JUNK FOOD AND SUGARY BEVERAGE ADVERTISING TO CHILDRENB. HIGHER TAXES ON SUGAR-SWEETENED BEVERAGESC. ADDRESSING UNHEALTHY FOODS AND BEVERAGES IN PUBLIC SECTOR INSTITUTIONS, PARTICULARLY SCHOOLSD. RAISING PUBLIC AWARENESS THROUGH SOCIAL MARKETING CAMPAIGNS AND FRONT-OF-PACKAGE NUTRITION-LABELINGSTRATEGY:1. ADVOCACY- ELEVATE PUBLIC OPINION VIA POLLING AND PAID AND EARNED MEDIA CAMPAIGNS, RESPECTIVELY- POLITICAL OUTREACH AND TECHNICAL ASSISTANCE- LEGAL SUPPORT AND ASSISTANCE- COALITION BUILDING2. RESEARCH AND EVALUATION- EVALUATE EXISTING, NON-BEST PRACTICE PROGRAMS LIKE THE VOLUNTARY MARKETING RESTRICTIONS- MONITOR AND EXPOSE INDUSTRY PRACTICES- SUPPORT NEW RESEARCH LIKE THE ECONOMICS OF HIGHER SODA TAXES, THE IMPACT OF PACKAGE LABELING ETC.3. CAPACITY-BUILDING- TECHNICAL ASSISTANCE AND SUPPORT TO GOVERNMENT- TRAIN JOURNALIST, LAWYERS, AND ADVOCATESPARTNERS AND ROLES:- EI PODER DEL CONSUMIDOR: MEDIA ADVOCACY AND COALITION BUILDING- POLITHINK: POLITICAL OUTREACH AND COALITION BUILDING- MEXICAN NATIONAL INSTITUTE OF PUBLIC HEALTH: RESEARCH AND EVALUATION- THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE; ON-THE-GROUND PROJECT OVERSIGHT AND TECHNICAL ASSISTANCEEXPECTED OUTCOMES: 1. ADOPTION OF OBESITY PREVENTION STRATEGIES NATIONALLY AND/OR SUB-NATIONALLY; 2. STRENGTHENED CIVIL SOCIETY; 3. GENERATION OF NEW EVIDENCE.IMDP: 2013 7 CORE COURSES OFFERED IN 3 LOCATIONS: MALAYSIA, SOUTH AFRICA AND THE UNITED STATES OF AMERICA 2 OTHER COURSES IN CHINA AND MEXICO 125 CORE COURSES PARTICIPANTS FROM 47 COUNTRIES 23 MINISTRIES OF HEALTH SERVED 102 NGOS SERVED 10 TOBACCO-CONTROL FOCUSED COURSES OFFERED IN HIGH-BURDEN COUNTRIES: BANGLADESH, INDONESIA, CHILE, RUSSIA, CHINA, MEXICO AND INDIA 198 TOBACCO CONTROL COURSES PARTICIPANTS FROM 7 COUNTRIES 25260550 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 1 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 37 0 14 1 0 0 0 0 0 0 0 0 0 0 X 9 7 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 1 0 IL NJ NY X X MILI CHOWFLA VP OF FINADMIN 2125005738 61 BROADWAY SUITE 1720 NEW YORK NY 10006 SAMIDH GUHA CHAIRMAN 1.00 X X 0 0 0 SCOTT HALSTEAD TREASURER 1.00 X X 0 0 0 JOSE LUIS CASTRO PRESIDENT/CEO 10.00 40.00 X X 0 100000 4000 PETER BALDINI MEMBER 1.00 40.00 X 0 375000 31281 ROZ FEDER MEMBER 1.00 X 0 0 0 MARK FOLEY MEMBER 1.00 X 0 0 0 MASAE KAWAMURA MEMBER 1.00 X 0 0 0 MARIO PIERRO MEMBER 1.00 X 0 0 0 DEAN SCHRAUFNAGEL MEMBER 1.00 X 0 0 0 MILI CHOWFLA VP FINANCE & ADMINISTRATIO 40.00 X 132704 0 36252 PAULA FUJIWARA SCIENTIFIC DIRECTOR-TB&HIV 40.00 3.00 X 267700 0 34860 IRA D RUSEN SR VP RESEARCH & DEVELOPMENT 40.00 X 135874 0 319 ADAM M KARPATI SR VP PUBLIC HEALTH 40.00 X 182083 0 32503 718361 475000 139215 4 0 1 0 OLIVER GLOBAL 173 W 81ST STREET 5W NEW YORK NY 10024 COMMUNICATION SERVICES 371618 EURO-ASIA 262 W 38TH STREET SUITE 902 NEW YORK NY 10018 TRAVEL SERVICES 275116 MOSES & SINGER 405 LEXINGTON AVENUE NEW YORK NY 10174 LEGAL SERVICES 245886 WORLD COURIER 1313 FOURTH AVENUE NEW HYDE PARK NY 11040 MEDICAL SUPPLIES 187818 IDA FOUNDATION PO BOX 37098 AMSTERDAM NL 1030 AB MEDICAL SUPPLIES 182600 8 2537 16686213 6947530 13407956 37044236 IMDP COURSE FEES 541900 216669 216669 216669 3160 3160 37264065 216669 0 3160 1185389 1185389 20520139 20520139 655199 410594 244605 688200 435248 252952 19031 11419 7612 110689 66413 44276 104301 61518 42783 547025 428868 118157 25500 19992 5508 924004 586178 337826 290762 159547 131215 105042 77552 27490 341237 218246 122991 444962 306953 138009 145792 144406 1386 3778 3778 60075 39322 20753 FORGIVENESS OF DEBT 2298000 2298000 PROJECT SUPPLIES/EQUIPM 553789 553789 DUES & SUBSCRIPTIONS 30456 14366 16090 TRAINING AND RECRUITMEN 24207 7209 16998 24410 13402 11008 29101987 25260550 3841437 0 653767 1614186 58630 5025739 8145081 12373323 12231 57334 128234 10546 400 117688 25000 12428 8895109 19200698 331015 561974 5994197 6778881 582634 1151191 0 559311 6907846 9051357 X 128888 -2516602 1858375 12665943 1987263 10149341 8895109 19200698 8162078 0 X X 0 1 X 1 1 1 X 20284523 24925400 18600024 22668532 37044236 123522715 20284523 24925400 18600024 22668532 37044236 123522715 83231797 40290918 12005 1246 5102 623 3160 22136 221 11608 1760 13589 123558440 216669 0.32610 0.35060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 27117 2260 24857 101117 8286 92831 117688 DEFERRED RENT 79153 DUE TO UNION PARIS 480158 559311 X 37264065 0 37264065 0 37264065 29101987 0 29101987 0 29101987 PART IV, LINE 2B: THE INTERNATIONAL UNION AGAINST TUBERCULOSIS & LUNG DISEASE (IUATLD) IS ACTING AS FIDUCIARY FISCAL AGENT FOR THE NORTH AMERICAN REGION CHARTER OF THE UNION(NAR) FUNDS. THESE FUNDS ARE HELD IN A DESIGNATED BANK ACCOUNT. THE BALANCE OF FUNDS AS OF DECEMBER 31, 2014 IS $124,404. DURING 2014, IUATLD, INC., THROUGH THE UNION, WAS THE SUB-RECIPIENT OF $6.9 MILLION IN US GOVERNMENT FUNDS, TO SUPPORT ACTIVITIES ASSOCIATED WITH THE UNION-LED IMPLEMENTATION OF THE INTERNATIONAL TREAT TB INITIATIVE, A MULTI-YEAR RESEARCH INITIATIVE FUNDED BY THE UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID), FOR WHICH IUATLD, INC. SERVES AS A COORDINATING AND ADMINISTRATIVE HUB. A CASH BALANCE OF $1,028,424 RELATED TO TREAT TB IS HELD IN TRUST BY IUATLD, INC. IN A FDIC INSURED BANK ACCOUNT. THESE FUNDS ARE DESIGNATED TO FINANCE TREAT TB INITIATIVE ACTIVITIES DURING 2015. PART X, LINE 2: IUATLD, INC. RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE IUATLD, INC. HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. IUATLD, INC. IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2011. 1 AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 561695 ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 4225133 EUROPE 0 2 GRANTS TO RECIPIENTS LOCATED IN THE REGION 11856694 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 116686 RUSSIA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 714184 SOUTH AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION 2457455 SOUTH AMERICA 0 1 GRANTS TO RECIPIENTS LOCATED IN THE REGION 588292 0 3 0 0 0 3 20520139 0 20520139 AFRICA TOBACCO CONTROL 122705 WIRE TRANSFER ASIA TOBACCO CONTROL 3360880 WIRE TRANSFER EUROPE TOBACCO CONTROL 11096437 WIRE TRANSFER OCEANIA TOBACCO CONTROL 116686 WIRE TRANSFER RUSSIA TOBACCO CONTROL 663491 WIRE TRANSFER SOUTH AFRICA TREAT TB PROJECT 2457455 WIRE TRANSFER SOUTH AMERICA TOBACCO CONTROL 588292 WIRE TRANSFER RUSSIA TREAT TB PROJECT 50693 WIRE TRANSFER ASIA TREAT TB PROJECT 156379 WIRE TRANSFER EUROPE TREAT TB PROJECT 531814 WIRE TRANSFER 11 0 TOBACCO CONTROL AFRICA 7 438990 WIRE TRANSFER TOBACCO CONTROL ASIA 6 707874 WIRE TRANSFER TOBACCO CONTROL EUROPE 1 228443 WIRE TRANSFER 0 0 0 0 0 0 PART I, LINE 2: IUATLD, INC. IS BOTH A RECIPIENT AND ISSUER OF GRANT FUNDING. THE ORGANIZATION MAINTAINS A GRANT FUNDING MONITORING SYSTEM TO EFFECTIVELY MONITOR AND REPORT RESULTS OF GRANT FUNDING ISSUED TO RECIPIENTS. THIS SYSTEM FEATURES A STANDARDIZED GRANTS FUNDING AGREEMENT AND REPORTING FORMAT. VARIOUS IUATLD, INC. STAFF ARE INVOLVED IN THE SYSTEM ESTABLISHED TO ISSUE AND MONITOR GRANT FUNDS. THIS INCLUDES THE FINANCE AND OPERATIONS OFFICER, WHO OVERSEES THE PROCESS TO ISSUE GRANT FUNDING AGREEMENTS, AND THE RESEARCH AND EVALUATION COORDINATOR WHO OVERSEES DAY TO DAY MANAGEMENT OF INFORMATION RELATED TO RECIPIENT PROGRESS AND REPORTS. PART I, LINE 3: EXPENDITURES ARE RECOGNIZED UNDER THE ACCRUAL BASIS OF ACCOUNTING. 1 ENCOMPASS LLC 11461 ROCKVILLE PIKE SUITE 229 ROCKVILLE MD 20582 522228651 N/A 91883 TREAT TB PROGRAM WORLD LUNG FOUNDATION 61 BROADWAY SUITE 2800 NEW YORK NY 10006 202432410 501(C)(3) 707565 TOBACCO CONTROL UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL 910 RALEIGH ROAD CHAPEL HILL NC 27514 STATE OF NC 385941 OBESITY CONTROL WORK IN MEXICO 1 2 0 0 0 0 0 0 0 0 0 PETER BALDINI MEMBER 0 375000 0 0 0 0 0 7135 0 24146 0 406281 0 0 MILI CHOWFLA VP FINANCE & ADMINISTRATIO 132704 0 0 0 0 0 5032 0 31220 0 168956 0 0 0 PAULA FUJIWARA SCIENTIFIC DIRECTOR-TB&HIV 267700 0 0 0 0 0 9249 0 25611 0 302560 0 0 0 ADAM M KARPATI SR VP PUBLIC HEALTH 182083 0 0 0 0 0 7050 0 25453 0 214586 0 0 0 PART I, LINE 3 COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR IS PAID BY THE WORLD LUNG FOUNDATION, A SUPPORTING ORGANIZATION, USING THE FOLLOWING PROCESS TO DETERMINE EXECUTIVE COMPENSATION: A. THE PERSONNEL/COMPENSATION COMMITTEE OF THE BOARD ESTABLISHES THE SALARY OF THE CHIEF EXECUTIVE OFFICER AND ESTABLISHES THE GUIDELINES FOR ALL REMAINING STAFF. B. THE PERSONNEL/COMPENSATION COMMITTEE'S DETERMINATION IS BASED ON SEVERAL FACTORS PROVIDED BY A STUDY DONE BY A COMPENSATION CONSULTING FIRM, THOSE FACTORS ARE AS FOLLOWS: 1. INTERNAL EQUITY 2. EQUITY WITH EXTERNAL ORGANIZATIONS SIMILAR TO WLF 3. MARKET ANALYSIS/SALARY RANGES 4. BENEFITS ANALYSIS 5. PERFORMANCE MANAGEMENT & REWARD SYSTEM 6. SALARY ADMINISTRATION 7. INCENTIVE COMPENSATION TWO OTHER MAIN FACTORS WILL DETERMINE THE FINAL DECISION ON INCREASES: 1. ECONOMIC SITUATION 2. THE PROPOSED BUDGET FOR THE NEXT FISCAL YEAR C. THE LAST REVIEW WAS DONE IN SEPTEMBER 2014 FORM 990, PART VI, SECTION A, LINE 2 THE MEMBER, PETER BALDINI, SERVES AS CEO/MANAGING DIRECTOR OF THE WORLD LUNG FOUNDATION(WLF). THE EXECUTIVE DIRECTOR, JOSE LUIS CASTRO, SERVES AS THE DEPUTY EXECUTIVE DIRECTOR OF WLF. THE SCIENTIFIC DIRECTOR PAULA FUJIWARA, SERVES AS MEMBER OF WLF. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF DIRECTORS MEMBERS ARE PROVIDED WITH ELECTRONIC COPY OF THE 990 DRAFT FOR THEIR REVIEW. A BOD MEETING IS CALLED BY THE EXECUTIVE DIRECTOR TO DISCUSS THE DRAFT AND APPROVE IT FOR FILING. FORM 990, PART VI, SECTION B, LINE 12C IUATLD, INC. HAS IN PLACE A CONFLICT OF INTEREST POLICY WHICH IT ANNUALLY MONITORS AND ENFORCES. THE BOARD OF DIRECTORS MANDATES THAT ALL MEMBERS OF MANAGEMENT AND THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED POLICIES ARE SUBMITTED TO THE EXECUTIVE DIRECTOR (WHO CURRENTLY SERVES AS THE ORGANIZATION'S COMPLIANCE OFFICER) WHO REVIEWS THE SIGNED ATTESTATIONS FOR POTENTIAL OR ACTUAL CONFLICTS. (IN THE ABSENCE OF A DEDICATED COMPLIANCE OFFICER, THE PRESIDENT OF THE BOARD OF DIRECTORS CURRENTLY PERFORMS THIS FUNCTION FOR THE POLICY SUBMITTED BY THE EXECUTIVE DIRECTOR). IF POTENTIAL OR ACTUAL CONFLICTS OF INTEREST EXIST, PROPER NOTIFICATIONS ARE MADE, AND RESULTS OF INVESTIGATIONS ARE SUMMARIZED AND REPORTED TO THE BOARD OF DIRECTORS. IF ACTUAL CONFLICTS EXIST, THE INDIVIDUAL(S) INVOLVED ARE NOT ALLOWED TO VOTE OR BE A PART OF ANY DECISIONS ABOUT ANY SUCH TRANSACTIONS THAT RELATE TO THE CONFLICT UNTIL SUCH TIME AS THERE IS NO LONGER A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15B IUATLD, INC. HAS ESTABLISHED A WRITTEN COMPENSATION POLICY TO BE FOLLOWED BY MANAGEMENT AND, WHEN NECESSARY, THE BOARD OF DIRECTORS IN ORDER TO ESTABLISH THE COMPENSATION FOR THE EXECUTIVE DIRECTOR AND OTHER KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE-LEVEL COMPENSATION BE PERIODICALLY REVIEWED BY MANAGEMENT AND THE BOARD OF DIRECTORS AND THAT THE REVIEW PROCESS SHOULD BE FREE OF POTENTIAL CONFLICTS OF INTEREST. THE APPROVING ENTITY NEEDS TO REVIEW APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. A VARIETY OF INFORMATION AND COMPARABILITY DATA ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO EXECUTIVES. THESE INCLUDE SURVEYS OF NEW YORK CITY-BASED NON-PROFIT COMPENSATION PRACTICES, COMPARABLE PACKAGES FOR KEY STAFF OF PEER ORGANIZATIONS, AND COMPENSATION PRACTICES EXPECTED BY PROJECT DONORS. DECISIONS TAKEN ON COMPENSATION LEVELS TO BE PAID MUST BE DOCUMENTED IN WRITTEN FORM TO INCLUDE THE DATES DECISIONS ARE TAKEN, THE PARTIES PRESENT DURING THE DECISION, THE FULL TERMS APPROVED AND THE COMPARABILITY DATA USED AND RELIED UPON TO MAKE THE DECISION. THE COMPENSATION REVIEW PROCESS FOR THE EXECUTIVE DIRECTOR AND SENIOR ADVISOR POSITIONS WAS UNDERTAKEN IN SEPTEMBER 2014. THE EXECUTIVE DIRECTOR'S COMPENSATION LEVEL WAS SET BASED ON A NUMBER OF FACTORS IN ADDITION TO THE ONES DESCRIBED ABOVE, INCLUDING COMPARABLE COMPENSATION LEVELS FOR A) NEW YORK CITY-BASED EXECUTIVES OVERSEEING NOT FOR PROFIT ORGANIZATIONS AND AFFILIATE OFFICES OF INTERNATIONAL ORGANIZATIONS, B) PUBLIC HEALTH PROFESSIONALS WITH 15-20 YEARS EXPERIENCE IN PROJECT MANAGEMENT, PARTNERSHIPS AND OPERATIONS AND LASTLY THE SALARY EXPECTATIONS OF KEY DONORS TO IUATLD, INC.-COORDINATED PROJECTS. THE SENIOR ADVISOR'S COMPENSATION LEVEL WAS SET BASED ON A NUMBER OF FACTORS INCLUDING COMPARABLE COMPENSATION LEVELS FOR U.S. BASED MEDICAL DOCTORS WHO A) HAVE A VERY HIGH LEVEL OF CLINICAL EXPERIENCE IN THE TREATMENT, CONTROL AND PREVENTION OF TUBERCULOSIS AND HIV/AIDS, B) HAVE AT LEAST TWENTY YEARS OF EXPERIENCE IN MANAGING COMPLEX PUBLIC HEALTH PROGRAMS, INTERNATIONAL RESEARCH PROJECTS AND INTERNATIONAL TECHNICAL ASSISTANCE PROJECTS IN DEVELOPING COUNTRY SETTINGS AND C) HAVE DEEP EXPERIENCE IN WORKING WITH U.S. GOVERNMENT TECHNICAL AGENCIES AND DONORS INVOLVED IN GLOBAL LUNG HEALTH INITIATIVES. FORM 990, PART VI, SECTION C, LINE 19 BOD POLICIES AND BYLAWS HIGHLIGHTS ARE POSTED ALONG WITH OTHER RELEVANT REPORTS TO: BETTER BUSINESS BUREAU SERVING METROPOLITAN NEW YORK 30 E 33RD STREET 12TH FLOOR NEW YORK, NY 10016 FORM 990, PART XI, LINE 2C: THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. ALTHOUGH, IUATLD, INC. DOES NOT HAVE ANY AUDIT COMMITTEE, THE GOVERNING BODY ACTS IN THAT CAPACITY AND MAKES ALL DECISIONS. WORLD LUNG FOUNDATION 61 BROADWAY NEW YORK NY 10006 202432410 TOBACCO REDUCTION/HEALTH RESEARCH INITIATIVE NY 501(C)(3) 11 INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE INC 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 WORLD LUNG FOUNDATION B 707565 CASH WORLD LUNG FOUNDATION C 16686213 CASH