2015-11-16T15:05:24-06:00 2014-12-31 522041603 SQUIRE LEMKIN COMPANY LLP 111 ROCKVILLE PIKE SUITE 475 ROCKVILLE MD 20850 990 2014-01-01 061548706 AMERICAN THORACIC SOCIETY AMER 2123158600 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 STEPHEN CRANE EXECUTIVE DIRECTOR 2123158600 2015-11-16 1 NANCY JOHNSON P01593478 3014246800 2014 2016-03-07 17:11:31Z STEPHEN CRANE 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 29282099 0 X WWW.THORACIC.ORG X 2001 DC THE MISSION OF ATS IS TO IMPROVE HEALTH WORLDWIDE BY ADVANCING RESEARCH, CLINICAL CARE, AND PUBLIC HEALTH IN RESPIRATORY DISEASE, CRITICAL ILLNESS, AND SLEEP DISORDERS. THE MEDICAL AND SCIENTIFIC AREAS OF INTEREST ARE AS FOLLOWS: PULMONOLOGY, CRITICAL CARE, SLEEP MEDICINE, INFECTIOUS DISEASE, PEDIATRICS, ALLERGY/IMMUNOLOGY, THORACIC SURGERY, BEHAVIORAL SCIENCE, ENVIRONMENTAL AND OCCUPATIONAL MEDICINE, PHYSIOLOGY AND MOLECULAR BIOLOGY. 29 28 83 0 1091555 0 6516701 7882133 17049252 18237166 404207 333716 662124 834258 24632284 27287273 118979 162189 0 0 7094115 7665398 0 0 479067 13934191 17638366 21147285 25465953 3484999 1821320 30360758 32531113 14708867 13485526 15651891 19045587 X AMERICAN THORACIC SOCIETY, INC. IS AN INTERNATIONAL PROFESSIONAL AND SCIENTIFIC SOCIETY WHICH PREVENTS AND FIGHTS RESPIRATORY DISEASE THROUGH RESEARCH, EDUCATION, PATIENT CARE AND ADVOCACY. THE MISSION OF ATS IS TO IMPROVE HEALTH WORLDWIDE BY ADVANCING RESEARCH, CLINICAL CARE, AND PUBLIC HEALTH IN RESPIRATORY DISEASE, CRITICAL ILLNESS, AND SLEEP DISORDERS. THE MEDICAL AND SCIENTIFIC AREAS OF INTEREST ARE AS FOLLOWS: PULMONOLOGY, CRITICAL CARE, SLEEP MEDICINE, INFECTIOUS DISEASE, PEDIATRICS, ALLERGY/IMMUNOLOGY, THORACIC SURGERY, BEHAVIORAL SCIENCE, ENVIRONMENTAL AND OCCUPATIONAL MEDICINE, PHYSIOLOGY AND MOLECULAR BIOLOGY. 0 0 5814727 12208655 INTERNATIONAL CONFERENCE - TO PROVIDE ORIGINAL RESEARCH AND EDUCATION IN RESPIRATORY AND CRITICAL CARE MEDICINE DURING INTERNATIONAL CONFERENCE. ANNUALLY, THE ORGANIZATION HOLDS THE MOST PRESTIGIOUS RESPIRATORY AND CRITICAL CARE CONFERENCE OFFERING PROGRAMS FOR PHYSICIANS, SCIENTISTS AND HEALTH CARE PROVIDERS ON TOPICS IN AREAS OF PULMONARY, RESPIRATORY, SLEEP, ENVIRONMENTAL/OCCUPATIONAL HEALTH AND CRITICAL CARE MEDICINE. THIS INTERNATIONAL CONFERENCE FEATURES SIX DAYS OF PROFESSIONAL EDUCATION AND THE OPPORTUNITY FOR A CRITICAL EXCHANGE OF INFORMATION BETWEEN PULMONARY AND CRITICAL CARE SLEEP SPECIALISTS AROUND THE WORLD. PRESENTATIONS OF ORIGINAL RESEARCH IN ALL RESPIRATORY FIELDS ARE REPRESENTED AND SPECIAL TRACKS IN CLINICAL MEDICINE AND CRITICAL CARE OFFER A FOCUSED PROGRAM FOR CLINICIANS AND OTHERS. 3511874 4395701 EDUCATIONAL PUBLICATIONS - TO PUBLISH EDUCATIONAL JOURNALS ON RESPIRATORY DISEASES.1) AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE (AJRCCM) - THIS OFFICIAL JOURNAL OF THE ORGANIZATION IS PUBLISHED TWICE MONTHLY AND FOCUSES ON HUMAN BIOLOGY AND DISEASE AS WELL AS STUDIES THAT CONTRIBUTE TO THE UNDERSTANDING OF THE PATHOPHYSIOLOGY AND TREATMENT OF DISEASES THAT AFFECT THE RESPIRATORY SYSTEM AND CRITICALLY ILL PATIENTS.2) AMERICAN JOURNAL OF RESPIRATORY CELL AND MOLECULAR BIOLOGY (AJRCMB) - AN OFFICIAL JOURNAL OF THE ORGANIZATION, THIS MONTHLY PUBLICATION FOCUSES ON CELLULAR, BIOCHEMICAL, MOLECULAR, DEVELOPMENTAL GENETIC AND IMMUNOLOGIC STUDIES OF LUNG CELLS AND MOLECULES.3) THE ANNALS IS AN OFFICIAL INTERNATIONAL ONLINE JOURNAL OF THE AMERICAN THORACIC SOCIETY, THE ANNALS OF THE AMERICAN THORACIC SOCIETY (ANNALSATS), FORMERLY PATS, DELIVERS UP-TO-DATE AND AUTHORITATIVE COVERAGE OF ADULT AND PEDIATRIC PULMONARY AND RESPIRATORY SLEEP MEDICINE AND ADULT MEDICAL CRITICAL CARE. THE SCOPE OF THE JOURNAL ENCOMPASSES CONTENT THAT IS APPLICABLE TO CLINICAL PRACTICE, THE FORMATIVE AND CONTINUING EDUCATION OF CLINICAL SPECIALISTS, AND THE ADVANCEMENT OF PUBLIC HEALTH. 2495944 162189 541255 EDUCATION - TO PROVIDE EDUCATION THROUGH VARIOUS VENUES THROUGHOUT THE YEAR. THE ORGANIZATION ALSO PROVIDES EDUCATIONAL EVENTS AT VARYING LEVELS FOR PULMONARY SUB-SPECIALISTS, SCIENTISTS, ADVANCE PRACTICE NURSES AND OTHER HEALTH CARE PROFESSIONALS. THESE EVENTS INCLUDE THE ANNUAL CLINICAL STATE OF THE ART REVIEW COURSE, THE METHODS IN EPIDEMIOLOGY, CLINICAL AND OPERATIONAL RESEARCH COURSE AND OTHER SPECIALIZED COURSES. THROUGHOUT THE YEAR, EDUCATIONAL OPPORTUNITIES ARE ALSO PROVIDED IN A VARIETY OF TEACHING MODALITIES, INCLUDING LIVE EVENTS, MONOGRAPHS AND NEWSLETTERS, AUDIOCASSETTES, CD'S AND ONLINE LEARNING. THE AMERICAN THORACIC SOCIETY ALSO PARTICIPATES IN EDUCATION EVENTS AND PROGRAMS IN OTHER COUNTRIES AND UNDER-DEVELOPED AREAS. 5083864 8720 OTHER PROGRAM SERVICES RELATE TO MISCELLANEOUS REGISTRATION FEES AND PULMONARY LAB FEES. 5083864 8720 16906409 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 357 0 1 83 1 1 1 0 0 0 0 0 0 0 0 0 X 29 28 0 0 0 0 1 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 NY X X NICOLE ANTHONY 2123158615 25 BROADWAY 18TH FLOOR NEW YORK NY 10004 PATRICIA W FINN IMMEDIATE PAST PRESIDENT 3.00 X X 0 0 0 THOMAS W FERKOL PRESIDENT 7.00 X X 0 0 0 ATUL MALHOTRA PRESIDENT - ELECT 5.00 X X 0 0 0 DAVID GOZAL VICE PRESIDENT 3.00 X X 0 0 0 MARC MOSS SECRETARY-TREASURER 2.00 X X 0 0 0 JAMES BECK PRESIDENTIAL APPOINTEE 1.00 X 0 0 0 ROY BROWER PRESIDENTIAL APPOINTEE 1.00 X 0 0 0 ROBERT H BROWN UNITL 52014 CHAIR 1.00 X 0 0 0 SHANNON CARSON CHAIR 1.00 X 0 0 0 STEPHANIE DAVIS PRESIDENTIAL APPOINTEE (NONVOTING) 1.00 X 0 0 0 ROBIN R DETERDING CHAIR 1.00 X 0 0 0 DORANNE M DONESKY CHAIR 1.00 X 0 0 0 JAMES F DONOHUE FOUNDATION BOARD OF TRUSTEE 1.00 X 0 0 0 GREGORY P DOWNEY CHAIR 1.00 X 0 0 0 ROGER S GOLDSTEIN CHAIR 1.00 X 0 0 0 ROBIN L GROSS CHAIR 1.00 X 0 0 0 NAFTALI KAMINSKI CHAIR 1.00 X 0 0 0 STEVEN H KIRTLAND CHAIR 1.00 X 0 0 0 MONICA KRAFT UNTIL 52014 PAST PRESIDENT 1.00 X X 0 0 0 JERRY A KRISHNAN UNTIL 52014 CHAIR 1.00 X 0 0 0 DAVID M LEWINSOHN UNTIL 52014 CHAIR 1.00 X 0 0 0 JESS MANDEL PRESIDENTIAL APPOINTEE (NONVOTING) 1.00 X 0 0 0 SAMYA Z NASR CHAIR 1.00 X 0 0 0 LINDA NICI UNTIL 52014 CHAIR 1.00 X 0 0 0 REYNOLD A PANETTIERI CHAIR 1.00 X 0 0 0 IRINA PETRACHE CHAIR 1.00 X 0 0 0 JESSICA PITTMAN PRESIDENTIAL APPOINTEE (NONVOTING) 1.00 X 0 0 0 VSEVOLOD Y POLOTSKY CHAIR 1.00 X 0 0 0 GREGORY PORTA CHAIR 1.00 X 0 0 0 CHARLES A POWELL CHAIR 1.00 X 0 0 0 CARRIE A REDLICH CHAIR 1.00 X 0 0 0 LYNN F REINKE UNTIL 52014 CHAIR 1.00 X 0 0 0 KRISTIN A RIEKERT CHAIR 1.00 X 0 0 0 JESSE ROMAN RODRIGUEZ UNTIL 52014 CHAIR 1.00 X 0 0 0 CHARILIE STRANGE UNTIL 52014 CHAIR 1.00 X 0 0 0 GREGORY TINO CHAIR 1.00 X 0 0 0 CAREY C THOMSON CHAIR 1.00 X 0 0 0 REGINA VIDAVER UNTIL 4114 CHAIR 1.00 X 0 0 0 RICHARD G WUNDERINK CHAIR 1.00 X 0 0 0 JASON YUAN CHAIR 1.00 X 0 0 0 STEPHEN C CRANE EXECUTIVE DIRECTOR 35.00 X X 368028 0 65174 FRAN DUMELLE SR. DIRECTOR, INT'L ACTIVI 35.00 X 172201 0 33272 KEVIN WILSON SR. DIRECTOR, DOCUMENTS & 35.00 X 183126 0 36371 MICHELLE TURENNE SR. DIRECTOR, CORPORATE AL 35.00 X 155590 0 31660 DIANE GERN PUBLISHER 35.00 X 158342 0 29794 GARY EWART SR. DIRECTOR, GOVERNMENT R 35.00 X 153574 0 33058 EILEEN LARSSON CHIEF PROGRAM OFFICER 35.00 X 155185 0 30466 SHANE MCDERMOTT SR. DIRECTOR, ETHICS & CON 35.00 X 149944 0 28096 FRANCINE COMI SR. DIRECTOR, SCIENTIFIC M 35.00 X 143278 0 28635 BRIAN KELL SR. DIRECTOR, COMMUNICATIO 35.00 X 136954 0 27363 MARIBEL LIM SR. DIRECTOR, INFORMATION TECHNOLOGY 35.00 X 131435 0 27185 JENNIFER IAN DIRECTOR, MEMBER SERVICES & CHAPTER RELATIONS 35.00 X 130422 0 26311 2038079 0 397385 15 0 1 0 PSAV 23918 NETWORK PLACE CHICAGO IL 60673 AUDIO VISUAL SERVICES 1503910 ACSA PO BOX 30422 HARTFORD CT 06150 HEALTH INSURANCE 908280 25 BROADWAY ONE STATE STREET PLAZA NEW YORK NY 10004 OCCUPANCY 843646 FREEMAN DECORATING SERVICES INC PO BOX 660613 DALLAS TX 752660613 DECORATING 445665 ACCESS SAN DIEGO LLC 3515 HANCOCK STREET STE 200 SAN DIEGO CA 92110 AUDIO VISUAL SERVICES 119262 6 3808873 4073260 7882133 INTERNATIONAL CONFERENCE 541800 12208655 12208655 SCIENTIFIC JOURNAL 541800 5487256 4395701 1091555 POST-GRADUATE FEES 611710 541255 541255 18237166 238527 238527 441361 441361 2090015 1994826 95189 95189 95189 MISCELLANEOUS 900099 370587 370587 MEMBER LIST RENTAL 900099 13590 13590 PULMONARY LAB FUNCTION 611710 8720 8720 392897 27287273 17154331 1091555 1159254 X 162189 162189 1605841 953142 652699 4983249 2280137 2445946 257166 75473 75473 560652 251308 280676 28668 440183 243647 175717 20819 119532 119532 99788 26520 73268 5131479 4112303 909314 109862 1324610 622906 697365 4339 1115504 31149 1084355 675697 506593 153424 15680 3289650 2332627 929823 27200 385756 256510 129246 116149 37142 79007 PRINTING & PUBLICATIONS 1953817 1953817 ATS FOUNDATION SUPPORT 1888599 1888599 AWARDS AND GRANTS 563895 563895 HONORARIA 414485 186000 217485 11000 559405 497925 57147 4333 25465953 16906409 8080477 479067 9974579 10922770 368425 869296 332979 426951 10737760 6213842 4867388 4523918 14414956 15385747 402431 402431 30360758 32531113 2655693 2162655 8291496 7450951 3761678 3871920 14708867 13485526 X 14835955 18287256 695661 638056 120275 120275 15651891 19045587 30360758 32531113 X 1821320 653489 1252000 -333113 X 0 1 X 1 1 1 X 6131300 6382630 6897318 6516701 7882133 33810082 13786729 16129338 17594156 17049252 17145611 81705086 19918029 22511968 24491474 23565953 25027744 115515168 0 0 0 115515168 1147477 842803 710460 614115 679888 3994743 1147477 842803 710460 614115 679888 3994743 1091555 1091555 104366 181620 202361 307475 392897 1188719 21169872 23536391 25404295 24487543 27192084 121790185 0.94850 0.95520 0.03280 0.03740 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 5000 0 0 1 130000 0 0 135000 0 120275 2583 2583 120275 120275 3015 3015 120275 120275 3542 3542 120275 135823 15548 120275 136323 500 135823 1.00000 0 0 758150 724821 33329 1782782 1641407 141375 8196828 3847614 4349214 4523918 DUE TO AFFILIATE 1700023 DEFERRED LEASE BENEFIT 955711 ACCRUED PENSION COST 1216186 3871920 X 27940762 653489 653489 27287273 0 27287273 25799066 333113 333113 25465953 0 25465953 PART V, LINE 4: THE INTENDED USE OF THE SOCIETY'S ENDOWMENT FUNDS ARE TO SUPPORT GRANTS AND TRAINING ASSOCIATED WITH THE SOCIETY'S VARIOUS PROGRAMS. PART X, LINE 2: INCOME TAXES - ATS COMPLIES WITH THE PROVISIONS OF THE FASB ACCOUNTING STANDARDS CODIFICATION TOPIC, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. MANAGEMENT EVALUATED ATS' TAX POSITIONS AND CONCLUDED THAT ATS HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE ACCOUNTING STANDARDS. NO PROVISION FOR INCOME TAXES WAS REQUIRED FOR 2014 OR 2013. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN DEFINED BENEFIT RETIREMENT PLAN 333,113. 1 EAST ASIA AND THE PACIFIC 0 0 TECHNICAL ASSISTANCE GRANTS 162189 0 0 0 0 0 0 162189 0 162189 INDONESIA TECHNICAL ASSITANCE GRANT 13500 CASH PAYMENT 1 TECHNICAL ASSISTANCE GRANT INDONESIA 2 148689 CASH PAYMENT 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION REQUIRES A WRITTEN MID-POINT PROGRESS REPORT TO BE SUBMITTED BY THE RECIPIENT, BRIEFLY DESCRIBING THE RESEARCH CONDUCTED TO DATE, INDICATING THE CURRENT STAGE OF COMPLETENESS ACCORDING TO THE TIMELINE ORIGINALLY SUBMITTED WITH THE PROPOSAL, PROBLEMS ENCOUNTERED WITH THE PROGRESS OF THE STUDY IF ANY, AND EFFORTS MADE TO OVERCOME SUCH PROBLEMS. A FINAL REPORT IS DUE NO LATER THAN 30 DAYS AFTER THE INDICATED COMPLETION DATE OF THE PROJECT OUTLINING THE PROGRESS MADE IN ACCOMPLISHING THE PURPOSE OF THE GRANT. IN ADDITION, A ONE PAGE EXECUTIVE SUMMARY WRITTEN SPECIFICALLY FOR A NON-MEDICAL AUDIENCE IS INCLUDED WITH THE FINAL REPORT. THE SUMMARY INCLUDES A BRIEF BACKGROUND, STATEMENT OF THE PURPOSE OF THE STUDY, A BASIC DESCRIPTION OF THE METHODOLOGY, IMPORTANT FINDINGS, AND A CONCLUSION OR SUMMARY STATEMENT ABOUT THE RELEVANCE OF THE FINDINGS. THE RESEARCH IS SUBMITTED TO THE ORGANIZATION FOR PRESENTATION AT THE ANNUAL MEETING FOLLOWING COMPLETION OF THE STUDY. A FINAL FINANCIAL REPORT IS REQUIRED TO BE SUBMITTED 90 DAYS AFTER THE PROJECT END DATE. ALL UNEXPECTED FUNDS MUST BE RETURNED TO THE ORGANIZATION ALONG WITH THE FINAL ACCOUNTING REPORT. PAYMENTS FOR SUBSEQUENT GRANTS WILL BE CONTINGENT ON RECEIPT OF ANY OUTSTANDING FINAL ACCOUNTING REPORTS AND REFUNDS, AS APPLICABLE. X X X 0 0 0 0 0 0 0 0 0 STEPHEN C CRANE EXECUTIVE DIRECTOR 368028 0 0 0 0 0 7698 0 57476 0 433202 0 0 0 FRAN DUMELLE SR. DIRECTOR, INT'L ACTIVI 172201 0 0 0 0 0 4857 0 28415 0 205473 0 0 0 KEVIN WILSON SR. DIRECTOR, DOCUMENTS & 183126 0 0 0 0 0 4211 0 32160 0 219497 0 0 0 MICHELLE TURENNE SR. DIRECTOR, CORPORATE AL 155590 0 0 0 0 0 3772 0 27888 0 187250 0 0 0 DIANE GERN PUBLISHER 158342 0 0 0 0 0 2346 0 27448 0 188136 0 0 0 GARY EWART SR. DIRECTOR, GOVERNMENT R 153574 0 0 0 0 0 4666 0 28392 0 186632 0 0 0 EILEEN LARSSON CHIEF PROGRAM OFFICER 155185 0 0 0 0 0 4447 0 26019 0 185651 0 0 0 SHANE MCDERMOTT SR. DIRECTOR, ETHICS & CON 149944 0 0 0 0 0 2213 0 25883 0 178040 0 0 0 FRANCINE COMI SR. DIRECTOR, SCIENTIFIC M 143278 0 0 0 0 0 4179 0 24456 0 171913 0 0 0 BRIAN KELL SR. DIRECTOR, COMMUNICATIO 136954 0 0 0 0 0 3994 0 23369 0 164317 0 0 0 MARIBEL LIM SR. DIRECTOR, INFORMATION TECHNOLOGY 131435 0 0 0 0 0 3968 0 23217 0 158620 0 0 0 JENNIFER IAN DIRECTOR, MEMBER SERVICES & CHAPTER 130422 0 0 0 0 0 3841 0 22470 0 156733 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE AMERICAN THORACIC SOCIETY HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A TWO MEMBERS OF THE BOARD OF DIRECTORS ARE APPOINTED AND THE REMAINDER ARE ELECTED BY MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR AND THE DIRECTOR OF FINANCE DOES A NUMERICAL CHECK TO ENSURE ACCURACY. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES, DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST FORM ANNUALLY. ANY DISCLOSURES ARE INVESTIGATED. FORM 990, PART VI, SECTION B, LINE 15 IN ADDITION TO COMPARABILITY DATA, ATS ALSO EXAMINES FOR EACH POSITION, THE INTERNAL GRADE STRUCTURE, WHERE THE POSITION FALLS WITHIN THE GRADE STRUCTURE AND THE TENURE FOR THE POSITION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 4,112,303. MANAGEMENT AND GENERAL EXPENSES 909,314. FUNDRAISING EXPENSES 109,862. TOTAL EXPENSES 5,131,479. FORM 990, PART XI, LINE 9: ADJUSTMENT FOR PENSION LIABILITY -333,113. ATS FOUNDATION INC 25 BROADWAY 18TH FLOOR NEW YORK NY 100062755 202138855 EDUCATION & RESEARCH NY 501(C)(3) LINE 11A, I N/A 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 ATS FOUNDATION INC B 1888599 TOTAL ADMINISTRATIVE EXPENSES ATS FOUNDATION INC E 1700023 DUE TO AFFILIATE