2015-11-16T13:12:14-06:00 2014-12-31 030274514 HERRICK LTD CPAS 72 MAIN STREET BURLINGTON VT 054018419 990 2014-01-01 030368814 UNDERDOG FOUNDATION UNDE 8027239909 PO BOX 443 ISLAND POND VT 05846 DAVID BERGE PRESIDENT 8027239909 2015-11-16 1 CLAUDE R SCHWESIG CPA P01260750 8028644514 2015-11-16 2014 2016-02-25 16:41:14Z DAVID BERGE 23 ROUTE 105 EAST BRIGHTON ROAD ISLAND POND VT 05846 1584262 0 X WWW.UNDERDOGVENTURES/FOUNDATION X 2001 VT COMMUNITY INVESTMENT, COMMUNITY DEVELOPMENT, GRANTMAKING AND IMPACT INVESTING. 4 3 2 4 0 0 62550 1084739 0 0 -266908 -1432907 0 463889 -204358 115721 109725 82750 0 0 103641 165550 0 0 0 45438 59430 258804 307730 -463162 -192009 4008801 3814954 1877 39 4006924 3814915 PHILANTHROPY, COMMUNITY INVESTING AND TECHNICAL ASSISTANCE THAT SUPPORT EDUCATION AND SOCIALLY RESPONSIVE CAUSES. 0 0 252348 82750 -1004652 THE UNDERDOG FOUNDATION'S PROGRAM IN 2014 WAS TO PROVIDE TECHNICAL ASSISTANCE, GRANTS, MENTORING AND COMMUNITY INVESTMENTS IN ORDER TO FURTHER OUR CHARITABLE MISSION, ALL OF WHICH IS CONSISTENT WITH THAT OF OUR SUPPORTED ORGANIZATION. THIS COMMUNITY DEVELOPMENT, JOB CREATION, STRATEGIC PARTNERSHIP AND IMPACT/COMMUNITY INVESTMENT WORK WAS THE PROGRAM FOR 2014. 252348 1 1 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 2 0 1 2 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 3 0 0 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 1 0 0 VT X DAVID BERGE 8027239909 PO BOX 443 ISLAND POND VT 05846 DAVID BERGE PRESIDENT 32.00 X X 120000 0 0 ALISA GRAVITZ TRUSTEE, CHAIR 0.50 X X 0 0 0 DRUMMOND PIKE TRUSTEE 0.50 X 0 0 0 JOEL SOLOMON TRUSTEE, TREASURER 0.50 X X 0 0 0 120000 0 0 1 0 0 0 0 1084739 1084739 1084739 35634 35634 1468541 -1468541 -1468541 -1468541 UVLLC CAPITAL GAINS 900099 698428 698428 PASSTHROUGH INCOME UVLLC 900099 23755 23755 PASSTHROUGH INCOME UVLF 900099 -164622 -164622 -93672 -93672 463889 115721 -1004652 0 35634 82750 82750 120000 100000 20000 14863 8918 5945 22927 19105 3822 7760 6466 1294 5000 5000 29215 15000 14215 3387 2942 445 1604 1604 5470 3282 2188 13613 13613 89 89 427 256 171 609 609 CHARITABLE DONATION FRO 16 16 307730 252348 55382 0 632488 1222915 702075 100000 200000 2987 854 2560 2133 2561678 2329906 10000 60000 4008801 3814954 1877 39 1877 39 X 4006924 3814915 4006924 3814915 4008801 3814954 -192009 0 X 0 0 0 X X X 1 TIDES FOUNDATION 510198509 7 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 1 X 1 1 PART IV LINE 9B DAVID BERGE SERVED AS THE MANAGING MEMBER OF UNDERDOG VENTURES, LLC, AND UNDERDOG FOUNDATION HAS AN INTEREST IN THAT LLC. PART IV LINE 9C DAVID BERGE, THE MANAGING MEMBER OF UNDERDOG VENTURES, LLC RECEIVED A DISTRIBUTION IN 2014 FROM UNDERDOG VENTURES, LLC, AS WELL AS THE PAYMENT OF A $50,000 ACCOUNT PAYABLE FROM UNDERDOG VENTURES, LLC. UNDERDOG FOUNDATION HAS AN OWNERSHIP INTEREST (THROUGH CONTRIBUTED SECURITIES) IN UNDERDOG VENTURES, LLC. PART IV, SECTION D LINE 3 A TIDES FOUNDATION APPOINTED BOARD MEMBER PARTICIPATED AS AN ACTIVE BOARD MEMBER IN DISCUSSING THE FINANCIALS, AND PARTICIPATING IN FINANCIAL AND INVESTMENT DECISIONS. THE MANAGER ALSO HAD A DISCUSSION WITH THE CFO OF THE TIDES FOUNDATION IN PERSON TO REVIEW AND DISCUSS INVESTMENT AND GRANTMAKING STRATEGY. PART IV, SECTION E, LINE 2A SUBSTANTIALLY ALL THE ACTIVITIES OF THE UNDERDOG FOUNDATION FURTHER EXEMPT PURPOSES OF THE TIDES FOUNDATION. IN OUR COMMUNITY INVESTMENT AND COMMUNITY DEVELOPMENT WORK, OUR TECHNICAL ASSISTANCE TO NON-PROFITS AND SOCIAL ENTREPRENEURS, OUR WORK WITH UNDERSERVED ENTREPRENEURS AND COMMUNITIES, OUR ACTIVITIES SUPPORT THE WORK OF THE TIDES FOUNDATION. PART IV, SECTION E, LINE 2B BUT NOT FOR THE GRANTMAKING, TECHNICAL ASSISTANCE AND COMMUNITY INVESTMENTS OF THE UNDERDOG FOUNDATION, THE TIDES FOUNDATION WOULD HAVE TO INCREASE THE WORK THAT IT DOES OR TO DECREASE CHARITABLE IMPACT. THE UNDERDOG FOUNDATION HAS WORKED WITH ENTREPRENEURS THROUGH OUR COMMUNITY INVESTING WHO HAVE SUPPORTED PROGRAMS AT AND GRANTS TO THE TIDES FOUNDATION. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9 1084739 82750 1917604 1 1 0 2987 854 2133 2133 UNDERDOG VENTURES LLC 2067406 F RSF SOCIAL INVESTMENT FUND 125000 C MAESTRO CONFERENCE I 137500 C 2329906 ADDITIONAL INFORMATION HOLDINGS IN UNDERDOG VENTURES, LLC, UNDERDOG VENTURES LEGACY FUND, LLC AND MAESTRO CONFERENCE ARE RELATED TO THE CHARITABLE MISSION AND ARE NOT UBTI TRANSACTIONS. 1 COMMUNITY FIRST FUND PO BOX 524 LANCASTER PA 17603 232689714 501(C)3 25000 PROGRAM SUPPORT ASSETS LANCASTER 100 SOUTH QUEEN STREET LANCASTER PA 17603 232827808 501(C)3 35000 PROGRAM SUPPORT 2 X 1 1084739 MOST RECENT ROUND EQUITY 0 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE TIDES FOUNDATION (THE SUPPORTED ORG) HAS THE RIGHT TO APPOINT ONE BOARD SEAT. DRUMMOND PIKE WAS THEIR APPOINTEE IN 2014. DAVID BERGE HAS THE RIGHT TO ONE BOARD SEAT. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE ANY COMMITTEES OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 THE PRESIDENT AND THE ACCOUNTING FIRM REVIEWS THE FORM 990 PRIOR TO FILING. THE BOARD DISCUSSES TAX AND FINANCIAL ISSUES DURING BOARD MEETINGS. FORM 990, PART VI, SECTION B, LINE 12C THE COMPANY CONTINUALLY MONITORS COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY, AND THE BOARD IS CONSIENTIOUS ABOUT CONFLICT ISSUES. FORM 990, PART VI, SECTION B, LINE 15A BOARD REVIEWED COMPENSATION ARRANGEMENT, PER THE MARKET FOR COMPENSATION, AND LEGAL COUNSEL WAS ALSO SOUGHT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES AVAILABLE TO THE PUBLIC, UPON REQUEST, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS. TIDES FOUNDATION 1014 TORNEY AVE SAN FRANCISCO CA 94129 510198509 PHILANTHROPY AND SOCIAL CHANGE CA 501 (C) 3 N/A 0 UNDERDOG VENTURES LEGACY FUND 23 ROUTE 105 ISLAND POND VT 05846 113601517 COMMUNITY ECONOMIC DEVELOPMENT AND SOCIAL VENTURE VT RELATED, EXCLUDED -258251 0 0 0.98680 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0