2015-11-14T05:18:28-08:00 2014-12-31 THOMAS J DWYER & ASSOCIATES LLC 401 S La Salle St Ste 606 Chicago IL 60605 990PF 2014-01-01 363943431 MCDOUGAL FAMILY FOUNDATION MCDO 3122550926 737 N MICHIGAN AVE CHICAGO IL 60611 THOMAS F MCDOUGAL OFFICER 3122550926 2015-10-22 THOMAS J DWYER ATTY 3127865959 2015-11-14 X 2014 2016-03-07 17:11:31Z X 17054776 X X 230445 201187 611523 606627 1293442 2223716 1293442 162698 -183591 -188265 1951819 1912991 162698 5105 1532 3573 489612 146882 342730 16907 12233 9092 9092 7128 6284 527844 160647 361679 572175 572175 1100019 160647 933854 851800 1752344 162698 546854 572012 580723 49059 14324 49059 5378034 6089296 7029056 6070785 6222489 9439324 5673 5673 5673 12015670 12938529 17054776 1087 1087 X 12015670 12937442 12015670 12937442 12015670 12938529 12015670 851800 152965 13020435 82993 12937442 CHARLES SCHWAB ONE P 2013-06-30 2014-12-31 74951 0 146830 -71879 0 0 0 -71879 CHARLES SCHWAB - SEGALL, BRYANT, & HAMILL P 2013-06-30 2014-12-31 212513 0 81274 131239 0 0 0 131239 CHARLES SCHWAB - HAMLIN (SHORT-TERM) P 2014-06-30 2014-12-31 100065 0 88808 11257 0 0 0 11257 CHARLES SCHWAB - HAMLIN (LONG-TERM) P 2013-06-30 2014-12-31 374060 0 273323 100737 0 0 0 100737 UBS P 2013-06-30 2014-12-31 90686 0 68934 21752 0 0 0 21752 MCDOUGAL INVESTMENT TRUST SMALL CAP P 2014-06-30 2014-12-31 0 0 4171 -4171 0 0 0 -4171 MCDOUGAL INVESTMENT TRUST SMALL CAP P 2013-06-30 2014-12-31 425340 0 0 425340 0 0 0 425340 ALFRED MCDOUGAL TRUST - REPORTED ON 1040 P 2014-06-30 2014-12-31 190351 0 0 190351 0 0 0 190351 ALFRED MCDOUGAL TRUST - REPORTED ON 1040 P 2013-06-30 2014-12-31 647915 0 0 647915 0 0 0 647915 ALFRED MCDOUGAL TRUST - SEC 1256 REPORTED ON 1040 P 2014-06-30 2014-12-31 0 0 8672 -8672 0 0 0 -8672 ALFRED MCDOUGAL TRUST - SEC 1256 REPORTED ON 1040 P 2013-06-30 2014-12-31 0 0 13009 -13009 0 0 0 -13009 ALFRED MCDOUGAL TRUST P 2014-06-30 2014-12-31 0 0 16753 -16753 0 0 0 -16753 ALFRED MCDOUGAL TRUST P 2013-06-30 2014-12-31 0 0 81588 -81588 0 0 0 -81588 K-1 ABBEY CAPITAL - SHORT-TERM P 2014-06-30 2014-12-31 0 0 9537 -9537 0 0 0 -9537 K-1 CENTERBRIDGE - SHORT-TERM P 2014-06-30 2014-12-31 361 0 0 361 0 0 0 361 K-1 TCB - SHORT-TERM P 2014-06-30 2014-12-31 0 0 455 -455 0 0 0 -455 K-1 VIA IV - SHORT-TERM P 2014-06-30 2014-12-31 317 0 0 317 0 0 0 317 K-1 ABBEY CAPITAL - LONG-TERM P 2013-06-30 2014-12-31 0 0 9537 -9537 0 0 0 -9537 K-1 BLUE HAWAII - LONG-TERM P 2013-06-30 2014-12-31 0 0 32172 -32172 0 0 0 -32172 K-1 CENTERBRIDGE SPECIAL CREDIT - LONG-TERM P 2013-06-30 2014-12-31 32257 0 0 32257 0 0 0 32257 K-1 CENTERBRIDGE SPECIAL CREDIT III - LONG-TERM P 2013-06-30 2014-12-31 1411 0 0 1411 0 0 0 1411 K-1 TCB - LONG-TERM P 2013-06-30 2014-12-31 0 0 1788 -1788 0 0 0 -1788 K-1 VIA III - LONG-TERM P 2013-06-30 2014-12-31 8946 0 0 8946 0 0 0 8946 K-1 VIA IV - LONG-TERM P 2013-06-30 2014-12-31 23818 0 0 23818 0 0 0 23818 NORTHSIDE CAPITAL - ABBEY CAPITAL P 2013-06-30 2014-12-31 0 0 93423 -93423 0 0 0 -93423 NORTHSIDE CAPITAL - AXIAL CAPITAL OFFSHORE P 2013-06-30 2014-12-31 40725 0 0 40725 0 0 0 40725 1293442 162698 false 740495 15620102 0.047407 799006 14912492 0.053580 715621 15664925 0.045683 704328 14653561 0.048065 739957 13858964 0.053392 0.248127 0.049625 15727995 780502 17523 798025 933854 X 17523 0 17523 17523 24674 24674 -24674 X 8 7143 7143 false false false false false false false false true true IL true false false false false true N/A MS NANCY LOWENTHAL 3128361216 737 N MICHIGAN AVE SUITE 1040 CHICAGO IL 60611 false false false false false false false false false false false false false false false false false false false false false THOMAS F MCDOUGAL 4801 S KENWOOD AVENUE CHICAGO IL 60615 PRESIDENT 8.00 0 0 0 NANCY A LAUTER 219 E LAKE SHORE DRIVE CHICAGO IL 60611 VICE PRESIDENT 8.00 0 0 0 STEPHEN G MCDOUGAL 366 CARRERA DRIVE MILL VALLEY CA 94941 TREASURER 1.00 0 0 0 JAN C MCDOUGAL 366 CARRERA DRIVE MILL VALLEY CA 94941 TRUSTEE 1.00 0 0 0 SARAH DUNCAN 4801 S KENWOOD AVENUE CHICAGO IL 60615 TRUSTEE 1.00 0 0 0 PETER MICH 737 N MICHIGAN AVE SUITE 1040 CHICAGO IL 60611 DIRECTOR 40.00 0 0 0 NONE 0 ALM CORPORATION 737 N MICHIGAN AVE SUITE 1040 CHICAGO IL 60611 ADMINISTRATIVE 211040 NORTHSIDE CAPITAL MGMT 116 3RD STREET SUITE 313 HOOD RIVER OR 97031 INVESTMENT 51381 AMERICAN INSTITUTE FOR RESEARCH 1000 THOMAS JEFFERSON STREET NW WASHINGTON DC 20007 RESEARCH 79660 CHARLES SCHWAB & CO INC 211 MAIN STREET SAN FRANCISCO CA 94105 INVESTMENT 118987 0 6934826 552809 8479873 15967508 15967508 239513 15727995 786400 786400 17523 17523 768877 768877 768877 933854 933854 17523 916331 768877 732185 933854 732185 201669 201669 201669 567208 NA NA NANCY S LOWENTHAL 737 N MICHIGAN SUITE 1040 CHICAGO IL 60611 3122550926 N/A NONE SEE ATTACHED STATEMENT. ALBANY PARK NEIGHBORHOOD COUNCIL 4949 N KEDZIE AVE 2ND FLOOW CHICAGO IL 60625 501C3 GENERAL 75000 BRIGHTON PARK NEIGHBROHOOD COUNCIL 4477 S ARCHER AVE CHICAGO IL 60632 501C3 GENERAL 75000 COMMUNITY FOUNDNAT'L CAPITAL REGION 1201 15TH STREET NW STE 420 WASHINGTON DC 20005 501C3 GENERAL 2000 COMMUNITY RENEWAL SOCIETY 111 W JACKSON BLVD STE 820 CHICAGO IL 60614 501C3 GENERAL 20000 COUNCIL ON FOUNDATIONS 2121 CRYSTAL DRIVE SUITE 700 ARLINGTON VA 22202 501C3 GENERAL 1210 DONOR'S FORUM 205 S FIFTH STREET SUITE 920 SPRINGFIELD IL 62701 501C3 GENERAL 5409 GARY COMER YOUTH CENTER 7200 S INGLESIDE AVE CHICAGO IL 60619 501C3 GENERAL 75000 GRANTMAKERS FOR EDUCATION 720SW WASHINGTON STREET SUITE 605 PORTLAND OR 97205 501C3 GENERAL 250 LOGAN SQUARE NEIGHBORHOOD ASSOCIATION 2840 N MILWAUKEE AVENUE CHICAGO IL 60618 501C3 GENERAL 50000 PIERCE FAMILY FOUNDATION 1 N DEARBORN STREET STE 1300 CHICAGO IL 60602 501C3 GENERAL 800 THE 5 GYRES INSTITUTE 3131 OLYMPIC BLVD 302 SANTA MONICA CA 90404 501C3 GENERAL 75000 UMOJA STUDENT DEVELOPMENT CORPORATION 954 W WASHINGTON BLVD 225 CHICAGO IL 60607 501C3 GENERAL 75000 UNIVERSITY OF CHICAGO 5801 S ELLIS AVE CHICAGO IL 60637 501C3 GENERAL 117500 UNIVERSITY OF ILLINOIS FOUNDATION 1305 W GREEN STREET URBANA IL 61801 501C3 GENERAL 0 VIA K-1 VENTURE INVESTMENT ASSOCIATES IV LP 88 MAIN STREET PO BOX 131 PEAPACK NJ 07977 501C3 GENERAL 3 VIA K-1 MCDOUGAL INVESTMENT TRUST SMALL CAP 737 N MICHIGAN AVE SUITE 1040 CHICAGO IL 60611 501C3 GENERAL 2 VIA ALFRED MCDOUGAL TRUST 737 N MICHIGAN AVE SUITE 1040 CHICAGO IL 60611 501C3 GENERAL 1 572175 14 230445 14 611523 18 1293442 PARTNERSHIP INCOME (LOSS) 18 -188265 EXCISE TAX (2012 OVERPAYMENT TO 2013) 18 4674 1951819 1951819 false false false false false false false false false false THOMAS J. DWYER & ASSOCIATES ACCOUNTING SERVICES 5105 1532 3573 CHARLES SCHWAB ONE Purchased VARIOUS 74951 146830 FMV -71879 CHARLES SCHWAB - SEGALL, BRYANT, & HAMILL Purchased VARIOUS 212513 81274 FMV 131239 CHARLES SCHWAB - HAMLIN (SHORT-TERM) Purchased VARIOUS 100065 88808 FMV 11257 CHARLES SCHWAB - HAMLIN (LONG-TERM) Purchased VARIOUS 374060 273323 FMV 100737 UBS Purchased VARIOUS 90686 68934 FMV 21752 MCDOUGAL INVESTMENT SMALL CAP - SHORT-TERM Purchased VARIOUS 4171 FMV -4171 MCDOUGAL INVESTMENT SMALL CAP - LONG-TERM Purchased VARIOUS 425340 FMV 425340 ALFRED MCDOUGAL TRUST - SHORT-TERM REPORTED ON 1040 Purchased VARIOUS 190351 FMV 190351 ALFRED MCDOUGAL TRUST - LONG-TERM REPORTED ON 1040 Purchased VARIOUS 647915 647915 ALFRED MCDOUGAL TRUST - SEC 1256 SHORT-TERM REPORTED ON 1040 Purchased VARIOUS 8672 FMV -8672 ALFRED MCDOUGAL TRUST - SEC 1256 LONG-TERM REPORTED ON 1040 Purchased VARIOUS 13009 FMV -13009 ALFRED MCDOUGAL TRUST - SHORT-TERM Purchased VARIOUS 16753 FMV -16753 ALFRED MCDOUGAL TRUST - LONG-TERM Purchased VARIOUS 81588 FMV -81588 K-1 ABBEY CAPITAL - SHORT-TERM Purchased VARIOUS 9537 FMV -9537 K-1 CENTERBRIDGE - SHORT-TERM Purchased VARIOUS 361 FMV 361 K-1 TCB - SHORT-TERM Purchased VARIOUS 455 FMV -455 K-1 VIA IV - SHORT-TERM Purchased VARIOUS 317 FMV 317 K-1 ABBEY CAPITAL - LONG-TERM Purchased VARIOUS 9537 FMV -9537 K-1 BLUE HAWAII - LONG-TERM Purchased VARIOUS 32172 FMV -32172 K-1 CENTERBRIDGE SPECIAL CREDIT - LONG-TERM Purchased VARIOUS 32257 FMV 32257 K-1 CENTERBRIDGE SPECIAL CREDIT III - LONG-TERM Purchased VARIOUS 1411 FMV 1411 K-1 TCB - LONG-TERM Purchased VARIOUS 1788 FMV -1788 K-1 VIA III - LONG-TERM Purchased VARIOUS 8946 FMV 8946 K-1 VIA IV - LONG-TERM Purchased VARIOUS 23818 FMV 23818 NORTHSIDE CAPITAL - ABBEY CAPITAL Purchased VARIOUS 93423 FMV -93423 NORTHSIDE CAPITAL - AXIAL CAPITAL OFFSHORE Purchased VARIOUS 40725 FMV 40725 CHARLES SCHWAB INSTITUTIONAL (3141-6243) "SCHWAB" 4095885 4366800 CHARLES SCHWAB INSTITUTIONAL (1105-9411) "SBH" 782612 1140173 CHARLES SCHWAB INSTITUTIONAL (1880-6840) "HAMLIN" 852866 1013264 UBS FINANCIAL SERVICES INC. (Y4 10981 K5) 357933 508819 MCDOUGAL INVESTMENT TRUST SMALL CAP 347555 347555 ALFRED MCDOUGAL TRUST - 1040 905828 905828 ALFRED MCDOUGAL TRUST 98188 98188 ASCEND PARTNERS FUND II, LTD 450000 548629 AXIAL CAPITAL OFFSHORE, LTD - CLASS A VOTING 54754 BLUE HAWAII PARTNERS, LLC 57472 57472 THE CANYON VALUE REALIZATION FUND, LTD - CLASS A SERIES 700000 2116154 CENTERBRIDGE SPECIAL CREDIT PARTNERS AIV I, L.P. 9045 9045 CENTERBRIDGE SPECIAL CREDIT PARTNERS AIV III, L.P. 3952 3952 CENTERBRIDGE SPECIAL CREDIT PARTNERS AIV IV, L.P. 3113 3113 CENTERBRIDGE SPECIAL CREDIT PARTNERS, L.P. 108873 108873 DAVIDSON KEMPER INTERNATIONAL, LTD - CLASS A NEW ISSUE 1000000 2081903 EMERGING SOVEREIGN OFFSHORE FUND LTD 750000 761596 GEOLOGIC RESOURCE FUND, LTD 237606 95579 GRACELAND PARTNERS, LLC 5216 5216 RIMROCK HIGH INCOME PLUS (CAYMAN) FUND, LTD 849507 1676540 TCB PARTNERS, LLC 26486 26486 THE ETAP FUND LTD 350000 218793 VENTURE INVESTMENT ASSOCIATES III, LP 83679 83679 VENTURE INVESTMENT ASSOCIATES IV, LP 235969 235969 SECURITY DESOSIT 5673 5673 5673 SECURITY DESOSIT 5673 5673 5673 SECURITY DESOSIT 5673 5673 5673 MCDOUGAL INVESTMENT TRUST SMALL CAP 13757 CENTERBRIDGE SPECIAL CREDIT PARTNERS AIV I, LP 570 CENTERBRIDGE PARTNERS LP 23830 GRACELAND 2586 TCB PARTNERS, LLC 5537 VENTURE INVESTMENT ASSOCIATES III, LP 8278 VENTURE INVESTMENT ASSOCIATES IV, LP 14569 FEDERAL TAXES PAID 13862 ROUNDING 4 DUES 3220 3220 FILING FEES 141 141 OFFICE EXPENSES 2455 2455 PUBLICATIONS & SUBSCRIPTIONS 468 468 INSURANCE 844 PARTNERSHIP INCOME (LOSS) -188265 -188265 EXCISE TAX (2013 OVERPAYMENT TO 2014) 4674 ACL ALTERNATIVE FUND SAC LIMITED ("ABBEY CAPITAL") 8 ACL ALTERNATIVE FUND SAC LIMITED ("ABBEY CAPITAL") 1788 BLUE HAWAII PARTNERS, LLC 56515 CENTERBRIDGE SPECIAL CREDIT PARTNERS AIV III, LP 405 VENTURE INVESTMENT ASSOCIATES IV, LP 185 HAMLIN, PTP'S 641 NORTSIDE CAPITAL - ABBEY CAPITAL 93423 ALM CORPORATION ADMINISTRATIVE SERVICES 211040 63312 147728 NORTHSIDE CAPITAL MGMT. INVESTMENT SERVICES 51381 15414 35967 NORTHSIDE CAPITAL MGMT. (SB&H) NORTHSIDE CAPITAL MGMT. (SB&H) 13327 3998 9329 UBS FINANCIAL SERVICES INC. INVESTMENT SERVICES 4628 1388 3240 HAMLIN CAPITAL MGMT. INVESTMENT SERVICES 8191 2457 5734 AMERICAN INSTITUTES FOR RESEARCH DESIGN & IMPLEMENTATION SERVICES 70000 21000 49000 ALICE COTTINGHAM $& ASSOCIATES CONSULTING SERVICES 9660 2898 6762 THOMAS J. DWYER & ASSOCIATES LEGAL SERVICES 2398 719 1679 CHARLES SCHWAB INVESTMENT SERVICES 118987 35696 83291 FOREIGN TAXES PAID 12233 12233 EXCISE TAX (2013 OVERPAYMENT TO 2014) 4674