2015-11-12T13:43:44-06:00 2014-12-31 990 2014-01-01 421467682 IOWA HEALTH FOUNDATION IOWA 5152416304 1415 WOODLAND AVENUE NO E-200 DES MOINES IA 50309 DANIEL M LAGRANGE VP FINANCE & OPERATIONS 5152416289 2015-11-03 2014 2016-02-25 16:41:14Z UNITYPOINT HEALTH FOUNDATION DENNIS W LINDERBAUM 1415 WOODLAND AVENUE NO E-200 DES MOINES IA 50309 24270429 0 X UNITYPOINT.ORG/DESMOINES/FOUNDATION.ASPX X 1997 IA IMPROVING THE HEALTH OF OUR COMMUNITIES THROUGH PHILANTHROPY, SERVICE AND VOLUNTEERISM. 22 20 21 520 0 0 6650666 6933029 57583 108220 11703665 7655249 75454 180736 18487368 14877234 4880897 5565305 0 0 1358751 1482191 174697 136337 1317292 669262 612630 7083607 7796463 11403761 7080771 129515119 138440075 1947328 1559484 127567791 136880591 X IMPROVING THE HEALTH OF OUR COMMUNITIES THROUGH PHILANTHROPY, SERVICE AND VOLUNTEERISM. 0 0 5565305 5565305 108220 GRANTS, ALLOCATIONS AND PROGRAM SUPPORTIOWA HEALTH FOUNDATION'S PURPOSE IS TO RAISE FUNDS TO MAINTAIN, DEVELOP, INCREASE AND EXTEND THE FACILITIES AND SERVICES OF CENTRAL IOWA HOSPITAL CORPORATION, UNITYPOINT AT HOME, IOWA PHYSICIANS CLINIC MEDICAL FOUNDATION, AND IOWA HEALTH SYSTEM IN DES MOINES, IA, AND TO PROVIDE BROADER HOSPITAL, MEDICAL AND EDUCATIONAL SERVICE OPPORTUNITIES TO ITS PATIENTS AND THEIR FAMILIES, STAFF, AND RESIDENTS OF THE GEOGRAPHICAL AREA IT SERVES. IT SUPPORTS THE MISSIONS OF THESE ENTITIES BY RAISING FINANCIAL CONTRIBUTIONS AND INVESTING THE PROCEEDS.THE GRANT ALLOCATIONS AND PROGRAM SUPPORT SERVICES INCLUDE:- CONTRIBUTIONS TO CENTRAL IOWA HOSPITAL CORPORATION, UNITYPOINT AT HOME AND IOWA PHYSICIANS CLINIC MEDICAL FOUNDATION FOR CAPITAL AND EQUIPMENT PURCHASES, RESEARCH, PATIENT ASSISTANCE, EDUCATION, AND PROGRAM AND GENERAL OPERATING EXPENSES.- SCHOLARSHIPS AWARDED TO INDIVIDUALS PURSUING NURSING AND OTHER MEDICAL EDUCATION.- GRANTS AWARDED TO EMPLOYEES IN CRISIS ASSOCIATED WITH CENTRAL IOWA HOSPITAL CORPORATION.- GRANTS TO LOCAL HEALTH COMMUNITIES ASSOCIATED WITH CENTRAL IOWA HOSPITAL CORPORATION. 5565305 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 20 2 1 21 1 0 0 0 0 0 1 1 0 0 0 0 X 22 20 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X X DANIEL M LAGRANGE VP FIN & OPERATIONS 5152416289 1415 WOODLAND AVE SUITE E-200 DES MOINES IA 50309 LARRY BAKER DO BOARD MEMBER 1.00 40.00 X 0 353868 30958 TIM BILLERBECK BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS BURKE FR 72014 BOARD MEMBER 1.00 1.00 X 0 0 0 TOM BUROKER DO BOARD MEMBER 1.00 0.00 X 0 0 0 TOM CARLSTROM MD BOARD MEMBER 1.00 0.00 X 0 0 0 CHARLES COLBY III BOARD MEMBER 1.00 0.00 X 0 0 0 ERIC CROWELL BOARD MEMBER/CIHC CEO 1.00 40.00 X X 0 840219 395786 JOHN GHRIST MD BOARD VICE CHAIR 1.00 0.00 X X 0 0 0 DEVON GOETZ MD BOARD MEMBER 1.00 0.00 X 0 0 0 LINDA GRANDQUIST BOARD SECRETARY 1.00 0.00 X X 0 0 0 RANDY HERTZ BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS HOUSER BOARD CHAIR 1.00 1.00 X X 0 575 0 BURTON 'TOBY' JOSEPH BOARD MEMBER 1.00 1.00 X 0 14235 0 MARILYN KOLLMORGEN BOARD MEMBER 1.00 0.00 X 0 0 0 JOANNE MAHAFFEY BOARD MEMBER 1.00 0.00 X 0 0 0 MIKE MCCOY BOARD MEMBER 1.00 0.00 X 0 0 0 PAT MCGOLDRICK BOARD MEMBER 1.00 1.00 X 0 746 0 ROSE MITCHELL BOARD MEMBER 1.00 0.00 X 0 0 0 JAMIE MYERS BOARD MEMBER 1.00 0.00 X 0 0 0 LYLE SIMPSON BOARD MEMBER 1.00 1.00 X 0 936 0 ROGER STETSON BOARD MEMBER 1.00 0.00 X 0 0 0 ROD WARREN BOARD TREASURER 1.00 0.00 X X 0 0 0 DAN LAGRANGE VP FINANCE & OPERATIONS 40.00 0.00 X 132385 0 29959 DENNIS LINDERBAUM PRESIDENT 40.00 0.00 X 0 438958 56686 DONALD IRELAND-SCHUNICHT EXECUTIVE VP 40.00 0.00 X 184697 0 30248 SUSAN EVANS DIR DEVELOPMENT 40.00 0.00 X 107670 0 14213 ALISSA MCKINNEY DIR DEVELOPMENT 40.00 0.00 X 103723 0 17594 528475 1649537 575444 4 0 1 0 0 848541 47374 601484 5435630 69070 6933029 MISCELLANEOUS REVENUE 900099 108220 108220 108220 7502578 7502578 8674107 8521436 152671 152671 152671 387221 848541 278340 108881 108881 19170 8688 10482 10482 646104 584731 61373 61373 14877234 108220 0 7835985 5511896 5511896 53409 53409 872933 431661 441272 506794 119955 386839 7995 2063 5932 11515 2971 8544 82954 21405 61549 136337 136337 172870 172870 150969 150969 68965 26373 42592 5100 5100 59825 59825 8739 8739 16318 16318 16057 16057 MISCELLANEOUS EXPENSES 119187 66086 53101 WRITTEN PLANNED GIFT EX 595 595 INCOME TAXES -5995 -5995 7796463 5565305 913866 1317292 850 850 1786908 848465 3296320 4096767 482 4708 47081 109039 46099 35079 139731 79360 58112 60371 119653270 128916150 402997 8520 4223000 4360126 129515119 138440075 612488 345623 1334840 1213861 1947328 1559484 X 97438854 103134753 11870244 15083237 18258693 18662601 127567791 136880591 129515119 138440075 7080771 2232029 0 X 1 X 1 X 1 0 X 7423931 5965794 4922257 6650666 6933029 31895677 7423931 5965794 4922257 6650666 6933029 31895677 3308067 28587610 2108182 1861432 1955264 5625423 7502578 19052879 15842 13366 267983 297191 167727 153040 175472 261912 406391 1164542 52410289 3548398 0.54550 0.55410 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2010 AMOUNT: $ 167,727. 2011 AMOUNT: $ 153,040. 2012 AMOUNT: $ 175,472. 2013 AMOUNT: $ 261,912. 2014 AMOUNT: $ 406,391. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 93940045 113379 6498053 1112559 99438918 82015096 1267238 11088610 430899 93940045 73564244 238183 8641735 429066 82015096 75763173 1434190 -3398599 234520 73564244 64415005 5459165 8689940 2106920 694017 75763173 0.82880 0.14380 0.02740 1 0 12852 2789 10063 126879 76571 50308 60371 ANNUITIES PAYABLE 894825 LONG-TERM RETENTION INCENTIVES 319036 1213861 X 8592485 1928397 70804 1999201 6593284 150183 8133767 8283950 14877234 2120382 70804 70804 2049578 150183 5596702 5746885 7796463 PART V, LINE 4: THE ORGANIZATION RETAINS FUNDS FOR INTENDED FUTURE USES, INCLUDING PURCHASE OF EQUIPMENT, INDIGENT CARE, FUNDING OF MISSION RELATED OPERATIONS, AND HEALTH EDUCATION. IN ADDITION, SOME FUNDS ARE HELD FOR INVESTMENT IN PERPETUITY. PART X, LINE 2: UNITYPOINT HEALTH AND MOST OF ITS SUBSIDIARIES ARE CLASSIFIED AS TAX-EXEMPT ORGANIZATIONS AS DESCRIBED IN SECTIONS 501(C)(3) AND 501(C)(2) OF THE INTERNAL REVENUE CODE (THE CODE). TAX-EXEMPT ORGANIZATIONS ARE NOT SUBJECT TO FEDERAL AND STATE INCOME TAXES ON RELATED INCOME, PURSUANT TO SECTION 501(A) OF THE CODE. THESE ORGANIZATIONS ARE SUBJECT TO FEDERAL AND STATE INCOME TAXES TO THE EXTENT THEY HAVE UNRELATED BUSINESS INCOME AS DESCRIBED UNDER PROVISIONS OF SECTION 511 OF THE CODE. THE SYSTEM FILES FORM 990 FOR SUBSTANTIALLY ALL OF ITS OPERATING ENTITIES IN THE U.S. FEDERAL JURISDICTION AND IS NO LONGER SUBJECT TO EXAMINATION BY TAX AUTHORITIES FOR THE YEARS BEFORE 2011. THE SYSTEM HAS NO MATERIAL UNCERTAIN TAX POSITIONS. CERTAIN SUBSIDIARIES ARE SUBJECT TO FEDERAL AND STATE INCOME TAXES. SOME OF THESE CORPORATIONS HAVE ACCUMULATED NET OPERATING LOSS CARRYFORWARDS THAT ARE AVAILABLE TO OFFSET FUTURE TAXABLE INCOME, IF ANY, DURING THE CARRYFORWARD PERIOD. DEFERRED TAX ASSETS AND LIABILITIES RELATED TO THESE SUBSIDIARIES WERE NOT MATERIAL. PART XI, LINE 2D - OTHER ADJUSTMENTS: EXPENSES NETTED IN REVENUES 70,804. PART XI, LINE 4B - OTHER ADJUSTMENTS: REVENUES IN TEMPORARILY RESTRICTED FUND BALANCE 7,869,052. REVENUES IN PERMANENTLY RESTRICTED FUND BALANCE 264,713. ROUNDING 2. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES NETTED IN REVENUES 70,804. PART XII, LINE 4B - OTHER ADJUSTMENTS: EXPENSES IN UNRESTRICTED FUND BALANCE 776,204. EXPENSES IN TEMPORARILY RESTRICTED FUND BALANCE 4,820,485. EXPENSES IN PERMANENTLY RESTRICTED FUND BALANCE 10. ROUNDING 3. X X X X X X X 1 GONSER GERBER TINKER STUHR 400 E DIEHL ROAD 380 NAPERVILLE IL 60563 GENERAL FUNDRAISING CONSULTING 0 0 62626 0 THOMPSON & ASSOCIATES OF IOWA INC 229 WARD CIRCLE SUITE A-23 BRENTWOOD TN 37027 PLANNED GIVING CONSULTING 0 0 66211 0 RISING TIDE DIRECT LLC 233 NEWTON ST STE 300 NEWTON MA 02464 DIRECT MAIL CONSULTING 0 0 7500 0 136337 IA FESTIVAL OF TREES & LIGHTS 685797 338913 346884 991 35994 544 122624 RALLY AGAINST CANCER 368179 335549 32630 17334 7818 32945 29834 2 181786 174079 7707 2998 16775 10483 1235762 848541 387221 21323 43812 50264 162941 278340 108881 19170 8673 15 0 19170 8673 15 8688 10482 IA 1 0 1 0 1.00000 DANIEL M LAGRANGE 1416 WOODLAND AVE STE E-200 DES MOINES IA 50309 0 0 SCHEDULE G, PART I, LINE 2B, COLUMN (V) GONSER GERBER TINKER STUHR - DOUG MASON IS OUR CONSULTANT - CONTRACT PROVIDES FOR A PER VISIT FEE ($60,000 FOR THE YEAR) PLUS REIMBURSEMENT OF TRAVEL & LODGING EXPENSES WHICH TOTALED $2,062 IN 2014. THOMPSON & ASSOCIATES OF IOWA, INC. - EDDIE THOMPSON IS OUR CONSULTANT - CONTRACT PROVIDES FOR A MONTHLY FEE OF $5,000.00 ($60,000.00 FOR THE YEAR) PLUS REIMBURSEMENT OF TRAVEL & LODGING EXPENSES WHICH TOTALED $6,211 IN 2014. RISING TIDE DIRECT LLC - CONTRACT PROVIDES FOR A FEE OF $7,500 IN 2014. 1 CENTRAL IOWA HOSPITAL CORPORATION 1200 PLEASANT STREET DES MOINES IA 50309 420680452 501(C)(3) 5106912 PROGRAM SUPPORT IOWA PHYSICIANS CLINIC MEDICAL FOUNDATION 8101 BIRCHWOOD COURT NO N JOHNSTON IA 50131 421411630 501(C)(3) 15452 PROGRAM SUPPORT UNITYPOINT AT HOME 11333 AURORA AVENUE URBANDALE IA 50322 421477471 501(C)(3) 389532 PROGRAM SUPPORT 3 0 EMPLOYEE ASSISTANCE 25 53409 PART I, LINE 2: ALL GRANTS ARE MADE TO IOWA HEALTH SYSTEM AND CENTRAL IOWA HOSPITAL CORPORATION AND THEIR SUBSIDIARIES. GRANTS ARE ALL APPROVED ADMINISTRATIVELY BY APPROPRIATE DEPARTMENT HEADS, CFO & CEO OF THE ORGANIZATION. WE WORK CLOSELY WITH THE FINANCE DEPARTMENTS OF THE RECIPIENT ORGANIZATIONS TO MAKE SURE FUNDS ARE SPENT ACCORDING TO DONOR RESTRICTIONS. THE ONLY EXCEPTION TO THE ABOVE IS THE EMPLOYEE ASSISTANCE PROGRAM WHERE FUNDS ARE GRANTED DIRECTLY TO EMPLOYEES EXPERIENCING TRAGEDY IN THEIR LIVES. THE EMPLOYEE ASSISTANCE CENTRE WORKS WITH EMPLOYEES TO DOCUMENT THEIR SITUATION, DETERMINE IF OTHER SOURCES OF FUNDS ARE AVAILABLE, AND MAKE SURE THEIR SITUATION MEETS THE CRITERIA FOR THE FUNDS. IF THE COMMITTEE APPROVES THE REQUEST, EMPLOYEES ARE REQUIRED TO PROVIDE RECEIPTS OF EXPENDITURES TO PROVE THE FUNDS WERE USED AS APPROVED. X 0 1 X X X 0 1 0 0 0 0 0 0 0 LARRY BAKER DO BOARD MEMBER 0 295019 0 0 0 58849 0 18177 0 12781 0 384826 0 0 ERIC CROWELL BOARD MEMBER/CIHC CEO 0 596908 0 173399 0 69912 0 375225 0 20561 0 1236005 0 0 DAN LAGRANGE VP FINANCE & OPERATIONS 120913 0 7854 0 3618 0 7035 0 22924 0 162344 0 0 0 DENNIS LINDERBAUM PRESIDENT 0 226099 0 61200 0 151659 0 35952 0 20734 0 495644 0 103065 DONALD IRELAND-SCHUNICHT EXECUTIVE VP 157450 0 11424 0 15823 0 9133 0 21115 0 214945 0 0 0 PART I, LINE 1A TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: IF AN INDIVIDUAL IS PROVIDED SOMETHING FROM THE EMPLOYER OF VALUE, SUCH AS A PAID BENEFIT, GIFT CARD OR GIFT, WHICH IS CONSIDERED TAXABLE INCOME, THEN THE EMPLOYER WILL ADD AS "NONCASH COMP" (IMPUTED MISCELLANEOUS) TO PAYCHECK IN ORDER TO TAX APPROPRIATELY. PART I, LINE 1B TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: IF AN INDIVIDUAL IS PROVIDED SOMETHING FROM THE EMPLOYER OF VALUE, SUCH AS A PAID BENEFIT, GIFT CARD OR GIFT, WHICH IS CONSIDERED TAXABLE INCOME, THEN THE EMPLOYER WILL ADD AS "NONCASH COMP" (IMPUTED MISCELLANEOUS) TO PAYCHECK IN ORDER TO TAX APPROPRIATELY. PART I, LINE 4B THE FOLLOWING INDIVIDUALS PARTICIPATED IN A NON-QUALIFIED RETIREMENT PLAN WITH THE FOLLOWING CHANGES TO THEIR ACCOUNTS: ERIC CROWELL $341,885, DENNIS LINDERBAUM $22,952. THE FOLLOWING INDIVIDUAL(S) RECEIVED PAYMENT FROM A NON-QUALIFIED RETIREMENT PLAN: DENNIS LINDERBAUM $103,065. X 17 69070 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 CENTRAL IOWA HEALTH SYSTEM, INC., A TAX-EXEMPT IOWA NONPROFIT CORPORATION, IS THE SOLE MEMBER. FORM 990, PART VI, SECTION A, LINE 7A CENTRAL IOWA HEALTH SYSTEM, INC., AS SOLE MEMBER, HAS THE POWER TO APPOINT AND REMOVE ANY BOARD MEMBER. FORM 990, PART VI, SECTION A, LINE 7B CENTRAL IOWA HEALTH SYSTEM, INC., AS SOLE MEMBER, HAS THE POWER TO APPROVE AMENDMENTS TO THE ARTICLES AND BYLAWS, APPROVE MERGERS AND DISSOLUTIONS, AND APPOINT AND REMOVE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED INTERNALLY BY THE IOWA HEALTH SYSTEM TAX DEPARTMENT USING INFORMATION GATHERED FROM VARIOUS FUNCTIONAL AREAS OF THE ORGANIZATION. EACH SECTION OF THE RETURN IS REVIEWED BY THE RESPONSIBLE FUNCTIONAL AREA ALONG WITH THE TAX DEPARTMENT. A DRAFT COPY OF THE RETURN IS PROVIDED TO THE CFO FOR REVIEW. A FULL COPY OF THE FORM 990 IS PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY. ANNUALLY ALL OFFICERS, DIRECTORS, KEY EMPLOYEES AND REPORTING PHYSICIANS ARE REQUESTED TO COMPLETE A QUESTIONNAIRE TO REPORT POTENTIAL CONFLICTS OF INTEREST. PERSONS WHO HAVE NOT RETURNED QUESTIONNAIRES ARE CONTACTED ADDITIONAL TIMES IN AN EFFORT TO RECEIVE COMPLETE AND ACCURATE RESPONSES FROM ALL PERSONS. THE ANNUAL QUESTIONNAIRES INCLUDE AN ACKNOWLEDGEMENT THAT THE OFFICER, DIRECTOR, KEY EMPLOYEE OR REPORTING PHYSICIAN: 1) HAS ACCESS TO A COPY OF THE CONFLICT OF INTEREST POLICY; 2) HAS READ AND UNDERSTANDS THE POLICY; 3) AGREES TO COMPLY WITH THE POLICY; 4) UNDERSTANDS THAT THE POLICY APPLIES TO ALL COMMITTEES AND SUBCOMMITTEES HAVING BOARD-DELEGATED POWERS; AND 5) UNDERSTANDS THAT THE ORGANIZATION IS A CHARITABLE ORGANIZATION AND THAT IN ORDER TO MAINTAIN ITS TAX-EXEMPT STATUS, IT MUST CONTINUOUSLY ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. SENIOR ADMINISTRATIVE STAFF AT ALL RELATED ORGANIZATIONS PROVIDE INFORMATION TO A CENTRAL COORDINATOR RELATED TO THE IDENTIFICATION OF WHICH INDIVIDUALS SHOULD RECEIVE THE QUESTIONNAIRE FOR COMPLETION. THE RESULTS ARE COMPILED CENTRALLY AND REVIEWED BY THE IOWA HEALTH SYSTEM COMPLIANCE OFFICER AND DIRECTOR OF INTERNAL AUDIT. THE DETAIL RESULTS ARE REPORTED TO A COMMITTEE OF THE SYSTEM BOARD. THE RESULTS RELATED TO SPECIFIC REGIONAL PARENT COMPANIES, THEIR HOSPITALS AND RELATED ORGANIZATIONS, ARE DISTRIBUTED IN DETAIL TO THE CHAIRPERSON OF THE REGIONAL PARENT ORGANIZATION, THE CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER AND COMPLIANCE MANAGER. THESE INDIVIDUALS ARE ALSO REMINDED OF THE APPROPRIATE PROCESS TO BE FOLLOWED DURING THE YEAR TO ADDRESS POTENTIAL CONFLICTS OF INTEREST THAT RELATE TO MATTERS THAT ARE BROUGHT TO THE BOARD OF DIRECTORS FOR ACTION. THE INFORMATION DISCLOSED IS USED TO IDENTIFY POTENTIAL CONFLICTS OF INTEREST AND TO ASSIST IN COMPLETING IRS AND MEDICAID QUESTIONNAIRES. ANY DUALITY OF INTEREST OR POSSIBLE CONFLICT OF INTEREST ON THE PART OF ANY ORGANIZATIONAL OFFICER, DIRECTOR, KEY EMPLOYEE OR REPORTING PHYSICIAN TOGETHER WITH ALL MATERIAL FACTS, SHOULD BE DISCLOSED TO THE BOARD OF DIRECTORS AND MADE A MATTER OF RECORD, EITHER THROUGH AN ANNUAL PROCEDURE OR WHEN THE INTEREST OCCURS OR BECOMES A MATTER OF BOARD ACTION. ANY ORGANIZATIONAL OFFICER, DIRECTOR, KEY EMPLOYEE OR REPORTING PHYSICIAN HAVING A CONFLICT OF INTEREST IN ANY MATTER SHOULD NOT BE PRESENT DURING GENERAL DISCUSSION NOR VOTE OR USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER, AND HE OR SHE SHOULD NOT BE COUNTED IN DETERMINING THE EXISTENCE OF A QUORUM FOR PURPOSES OF THE MATTER OR ITEM AS TO WHICH A CONFLICT EXISTS. THE BOARD SHOULD EXCLUDE THE INDIVIDUAL FROM ANY DISCUSSION OR VOTE IN WHICH THE BOARD DECIDES WHETHER OR NOT A CONFLICT OF INTEREST EXISTS. IN CASES IN WHICH AN OFFICER, DIRECTOR, KEY EMPLOYEE, REPORTING PHYSICIAN OR THE INDIVIDUAL'S HOUSEHOLD MEMBER HAS A CONFLICT OF INTEREST IN AN ARRANGEMENT OR TRANSACTION, THE FOLLOWING ADDITIONAL STEPS MAY BE TAKEN AT THE DIRECTION OF THE BOARD OF DIRECTORS: 1) AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE OR SHE SHALL LEAVE THE BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL 1) DECIDE IF A CONFLICT OF INTEREST EXISTS, 2) A DISINTERESTED PERSON OR COMMITTEE MAY BE APPOINTED TO INVESTIGATE ALTERNATIVES TO THE PROPOSED ARRANGEMENT OR TRANSACTION; 3) IN ORDER TO APPROVE THE ARRANGEMENT OR TRANSACTION, THE BOARD MUST FIRST FIND, BY MAJORITY VOTE OF DISINTERESTED MEMBERS, THAT THE ARRANGEMENT OR TRANSACTION IS IN THE ORGANIZATION'S BEST INTEREST, IS FAIR AND REASONABLE TO THE ORGANIZATION, AND, AFTER REASONABLE INVESTIGATION, THE DISINTERESTED MEMBERS HAVE DETERMINED THAT A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT CANNOT BE OBTAINED WITH REASONABLE EFFORTS UNDER THE CIRCUMSTANCES; THE MINUTES OF THE BOARD AND ALL COMMITTEES WITH BOARD-DELEGATED POWERS SHALL CONTAIN: 1) THE NAMES OF THE PERSONS WHO DISCLOSED OR OTHERWISE WERE FOUND TO HAVE A FINANCIAL INTEREST IN CONNECTION WITH AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, THE NATURE OF THE FINANCIAL INTEREST, ANY ACTION TAKEN TO DETERMINE WHETHER A CONFLICT OF INTEREST WAS PRESENT, AND THE BOARD'S OR COMMITTEE'S DECISION AS TO WHETHER A CONFLICT OF INTEREST IN FACT EXISTED; 2) THE NAMES OF THE PERSONS WHO WERE PRESENT FOR DISCUSSIONS AND VOTES RELATING TO THE TRANSACTION OR ARRANGEMENT, THE CONTENT OF THE DISCUSSION, INCLUDING ANY ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION THEREWITH; IN ORDER TO PROTECT THE ORGANIZATION'S BEST INTERESTS, APPROPRIATE DISCIPLINARY ACTION MAY BE TAKEN WITH RESPECT TO AN OFFICER, DIRECTOR, KEY EMPLOYEE OR REPORTING PHYSICIAN WHO VIOLATES THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE IOWA HEALTH SYSTEM BOARD OF DIRECTORS ("COMMITTEE") CONDUCTS A COMPREHENSIVE ANNUAL REVIEW OF ALL COMPENSATION AND BENEFITS PROVIDED TO THE ORGANIZATION'S OFFICERS AND KEY EMPLOYEES, INCLUDING THE IHS CHIEF EXECUTIVE OFFICER (THE "CEO"). THIS ANNUAL REVIEW COMPARES THE TOTAL COMPENSATION AND VALUE OF BENEFITS PROVIDED TO EACH EXECUTIVE, ON A POSITION BY POSITION BASIS, TO THAT PROVIDED TO FUNCTIONALLY SIMILAR POSITIONS IN SIMILARLY SITUATED ORGANIZATIONS. THIS REVIEW IS CONDUCTED BY THE COMMITTEE WITH THE ASSISTANCE OF A NATIONAL, INDEPENDENT COMPENSATION CONSULTANT REPORTING DIRECTLY TO THE COMMITTEE. THE COMMITTEE HAS BEEN DELEGATED THE RESPONSIBILITY FOR OVERSIGHT OF EXECUTIVE COMPENSATION AND IS MADE UP ENTIRELY OF INDEPENDENT DIRECTORS WITHIN THE MEANING OF THE "REBUTTABLE PRESUMPTION OF REASONABLENESS" UNDER THE FEDERAL INCOME TAX INTERMEDIATE SANCTIONS RULES. THE COMPENSATION CONSULTANT HOLDS ITSELF OUT TO THE PUBLIC AS A COMPENSATION CONSULTANT, PERFORMS THESE VALUATIONS ON A REGULAR BASIS, IS QUALIFIED TO MAKE THE VALUATIONS OF THE SERVICES INVOLVED, AND HAS SO INDICATED IN A WRITTEN CERTIFICATION TO THE COMMITTEE. BASED UPON THE ADVICE OF THE COMPENSATION CONSULTANT, AND APPLYING THE BOARD'S COMPENSATION PHILOSOPHY, THE COMMITTEE ESTABLISHES THE OVERALL ADJUSTMENT IN COMPENSATION AND BENEFITS FOR APPROXIMATELY THE TOP FIFTY EXECUTIVES IN THE ENTIRE HEALTH SYSTEM (SEVERAL OF WHICH ARE EMPLOYEES OF THE FILING ORGANIZATION) AND DELEGATES TO THE CEO THE AUTHORITY TO MAKE ADJUSTMENTS, CONSISTENT WITH THE COMMITTEE'S DIRECTION, FOR THE OTHER EXECUTIVES. THE COMMITTEE DETERMINES ALL ASPECTS OF THE COMPENSATION AND BENEFITS OF THE CEO. THE COMMITTEE INTENTIONALLY TAKES ALL THE STEPS NECESSARY TO QUALIFY FOR THE REBUTTABLE PRESUMPTION OF REASONABLENESS UNDER THE FEDERAL INCOME TAX LAW INTERMEDIATE SANCTIONS RULES, INCLUDING CONTEMPORANEOUS SUBSTANTIATION OF ALL COMMITTEE MEETINGS AND ACTIONS. THE ORGANIZATION BELIEVES IT IS IN FULL COMPLIANCE WITH SECTION 4958 OF THE IRC, PROVIDES NO MORE THAN REASONABLE AND FAIR MARKET VALUE COMPENSATION AND BENEFITS FOR ITS EMPLOYEES AND DOES NOT PROVIDE ANY EXCESS COMPENSATION OR BENEFITS AS PROHIBITED BY SECTION 4958. THE ANNUAL REVIEW OF COMPENSATION AND BENEFITS WAS LAST PERFORMED IN DECEMBER 2014 FOR THE FOLLOWING INDIVIDUALS: ERIC CROWELL AND DENNIS LINDERBAUM. THE COMPENSATION AND BENEFITS OF THE OTHER PERSONS LISTED ON FORM 990, PART VII WAS ESTABLISHED BY AN INDEPENDENT PERSON/COMMITTEE USING AN INDEPENDENT COMPENSATION CONSULTANT AND/OR COMPENSATION SURVEY OR STUDY FOR SIMILARLY QUALIFED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. COMPENSATION AND BENEFITS ARE BASED ON THE FAIR MARKET VALUE OF THE SERVICES PROVIDED TO THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST THROUGH THE IOWA HEALTH SYSTEM, OUR PARENT ORGANIZATION, LEGAL DEPARTMENT. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE IOWA HEALTH SYSTEM WEBSITE, WWW.UNITYPOINT.ORG. ALLEN COLLEGE 1825 LOGAN AVENUE WATERLOO IA 50703 421351526 EDUCATE AND DEVELOP HEALTHCARE PROFESSIONALS IA 501(C)(3) 170(B)(1) (A)(II) ALLEN HEALTH SYSTEMS INC 0 ALLEN HEALTH SYSTEMS INC 1825 LOGAN AVENUE WATERLOO IA 50703 421201924 SUPPORT AFFILIATES' MISSION TO IMPROVE HEALTH CARE IA 501(C)(3) 509(A)(3), TYPE II IOWA HEALTH SYSTEM 0 ALLEN MEMORIAL HOSPITAL CORPORATION 1825 LOGAN AVENUE WATERLOO IA 50703 420698265 HOSPITAL IA 501(C)(3) 170(B)(1) (A)(III) ALLEN HEALTH SYSTEMS INC 0 ANAMOSA AREA AMBULANCE SERVICE 101 GRANT WOOD DRIVE ANAMOSA IA 52205 421466284 PROVIDE AMBULANCE SERVICES IA 501(C)(3) 509(A)(2) ST LUKE'SJONES REGIONAL MEDICAL CENTER 0 CENTRAL IOWA HEALTH PROPERTIES CORPORATION 1200 PLEASANT STREET DES MOINES IA 50309 421233759 PROPERTY HOLDING COMPANY IA 501(C)(2) CENTRAL IOWA HEALTH SYSTEM 0 CENTRAL IOWA HEALTH SYSTEM 1200 PLEASANT STREET DES MOINES IA 50309 421189791 SUPPORT AFFILIATES' MISSION TO IMPROVE HEALTH CARE IA 501(C)(3) 509(A)(3), TYPE II IOWA HEALTH SYSTEM 0 CENTRAL IOWA HOSPITAL CORPORATION 1200 PLEASANT STREET DES MOINES IA 50309 420680452 HOSPITAL IA 501(C)(3) 170(B)(1) (A)(III) CENTRAL IOWA HEALTH SYSTEM 0 DES MOINES AREA MEDICAL EDUCATION CONSORTIUM INC 1415 WOODLAND AVE SUITE 130 DES MOINES IA 50309 421412497 COORDINATION OF MEDICAL EDUCATION PROGRAMS IA 501(C)(3) 509(A)(3), TYPE III 0 FINLEY TRI-STATES HEALTH GROUP INC 350 NORTH GRANDVIEW AVENUE DUBUQUE IA 52001 421307495 SUPPORT AFFILIATES' MISSION TO IMPROVE HEALTH CARE IA 501(C)(3) 509(A)(3), TYPE II IOWA HEALTH SYSTEM 0 HULT CENTER FOR HEALTHY LIVING INC 5409 N KNOXVILLE AVE PEORIA IL 61614 363510390 HEALTH EDUCATION TO THE COMMUNITY IL 501(C)(3) 170(B)(1) (A)(VI) PROCTOR HOSPITAL 0 IOWA HEALTH FOUNDATION 1415 WOODLAND AVE SUITE E-200 DES MOINES IA 50309 421467682 CHARITABLE FUNDRAISING IA 501(C)(3) 170(B)(1) (A)(VI) CENTRAL IOWA HEALTH SYSTEM 0 IOWA HEALTH SYSTEM 1776 WEST LAKES PKWY 400 WEST DES MOINES IA 50266 421435199 SUPPORT AFFILIATES' MISSION TO IMPROVE HEALTH CARE IA 501(C)(3) 509(A)(3), TYPE III 0 IOWA PHYSICIANS CLINIC MEDICAL FOUNDATION 8101 BIRCHWOOD COURT JOHNSTON IA 50131 421411630 PRIMARY HEALTH CARE SERVICES IA 501(C)(3) 170(B)(1) (A)(III) IOWA HEALTH SYSTEM 0 MEMORIAL FOUNDATION OF ALLEN HOSPITAL 1825 LOGAN AVENUE WATERLOO IA 50703 421201138 CHARITABLE FUNDRAISING IA 501(C)(3) 170(B)(1) (A)(VI) ALLEN HEALTH SYSTEMS INC 0 MERITER FOUNDATION INC 202 SOUTH PARK STREET MADISON WI 53715 237098688 CHARITABLE FUNDRAISING WI 501(C)(3) 170(B)(1) (A)(VI) MERITER HEALTH SERVICES INC 0 MERITER HEALTH SERVICES INC 202 SOUTH PARK STREET MADISON WI 53715 391412318 SUPPORT AFFILIATES' MISSION TO IMPROVE HEALTH CARE WI 501(C)(3) 509(A)(3), TYPE II IOWA HEALTH SYSTEM 0 MERITER HOSPITAL INC 202 SOUTH PARK STREET MADISON WI 53715 390806367 HOSPITAL WI 501(C)(3) 170(B)(1) (A)(III) MERITER HEALTH SERVICES INC 0 MERITER MEDICAL GROUP INC 202 SOUTH PARK STREET MADISON WI 53715 050545222 SUPPORT SERVICES FOR MEDICAL CARE AND HEALTH SERVICES WI 501(C)(3) 509(A)(3), TYPE II MERITER HOSPITAL INC 0 METHODIST HEALTH SERVICES CORPORATION 221 NORTHEAST GLEN OAK AVENUE PEORIA IL 61636 371111135 SUPPORT AFFILIATES' MISSION TO IMPROVE HEALTH CARE IL 501(C)(3) 509(A)(3), TYPE III IOWA HEALTH SYSTEM 0 METHODIST MEDICAL CENTER FOUNDATION 221 NORTHEAST GLEN OAK AVENUE PEORIA IL 61636 510186460 CHARITABLE FUNDRAISING IL 501(C)(3) 170(B)(1) (A)(VI) METHODIST HEALTH SERVICES CORPORATION 0 METHODIST MEDICAL CENTER OF ILLINOIS 221 NORTHEAST GLEN OAK AVENUE PEORIA IL 61636 370661223 HOSPITAL IL 501(C)(3) 170(B)(1) (A)(III) METHODIST HEALTH SERVICES CORPORATION 0 METHODIST SERVICES INC 221 NORTHEAST GLEN OAK AVENUE PEORIA IL 61636 371111134 OFFICE RENTAL IL 501(C)(3) 509(A)(2) METHODIST HEALTH SERVICES CORPORATION 0 NELLIE R SHERWOOD TRUST 1026 A AVENUE NE CEDAR RAPIDS IA 52402 426061621 PAY MEDICAL BILLS OF RETIRED TEACHERS UNABLE TO PAY IA 501(C)(3) 509(A)(3), TYPE I ST LUKE'S METHODIST HOSPITAL 0 NORTH CENTRAL IOWA MENTAL HEALTH CENTER INCORPORATED 720 KENYON 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REGIONAL MEDICAL CENTER 1795 HIGHWAY 64 EAST ANAMOSA IA 52205 421487967 HOSPITAL IA 501(C)(3) 170(B)(1) (A)(III) ST LUKE'S HEALTHCARE 0 STL CARE COMPANY 1026 A AVENUE NE CEDAR RAPIDS IA 52402 421276632 IMPROVE PUBLIC HEALTH SERVICES IA 501(C)(3) 509(A)(2) ST LUKE'S HEALTHCARE 0 THE DUBUQUE VISITING NURSE ASSOCIATION 350 NORTH GRANDVIEW AVENUE DUBUQUE IA 52001 420680410 PUBLIC HEALTH SERVICES/HOME CARE IA 501(C)(3) 509(A)(2) FINLEY TRI-STATES HEALTH GROUP INC 0 THE FINLEY HOSPITAL 350 NORTH GRANDVIEW AVENUE DUBUQUE IA 52001 420680354 HOSPITAL IA 501(C)(3) 170(B)(1) (A)(III) FINLEY TRI-STATES HEALTH GROUP INC 0 THE ROBERT YOUNG CENTER FOR COMMUNITY MENTAL HEALTH 2701 17TH STREET ROCK ISLAND IL 61201 363678909 MENTAL HEALTH CARE IL 501(C)(3) 170(B)(1) (A)(VI) TRINITY REGIONAL HEALTH SYSTEM 0 TRIMARK PHYSICIANS GROUP 802 KENYON ROAD FORT DODGE IA 50501 453791448 SUPPORT SERVICES FOR MEDICAL CARE AND HEALTH SERVICES IA 501(C)(3) 170(B)(1) (A)(III) TRINITY HEALTH SYSTEMS INC 0 TRINITY BUILDING CORPORATION 802 KENYON ROAD FORT DODGE IA 50501 421376187 PROPERTY HOLDING COMPANY IA 501(C)(2) TRINITY HEALTH SYSTEMS INC 0 TRINITY HEALTH FOUNDATION 802 KENYON ROAD FORT DODGE IA 50501 421222381 CHARITABLE FUNDRAISING IA 501(C)(3) 170(B)(1) (A)(VI) TRINITY HEALTH SYSTEMS INC 0 TRINITY HEALTH FOUNDATION 2701 17TH STREET ROCK ISLAND IL 61201 363321751 CHARITABLE FUNDRAISING IL 501(C)(3) 170(B)(1) (A)(VI) TRINITY REGIONAL HEALTH SYSTEM 0 TRINITY HEALTH SYSTEMS INC 802 KENYON ROAD FORT DODGE IA 50501 421222877 SUPPORT AFFILIATES' MISSION TO IMPROVE HEALTH CARE IA 501(C)(3) 509(A)(3), TYPE II IOWA HEALTH SYSTEM 0 TRINITY MEDICAL CENTER 2701 17TH STREET ROCK ISLAND IL 61201 362739299 HOSPITAL IL 501(C)(3) 170(B)(1) (A)(III) TRINITY REGIONAL HEALTH SYSTEM 0 TRINITY REGIONAL HEALTH SYSTEM 2701 17TH STREET ROCK ISLAND IL 61201 363351952 SUPPORT AFFILIATES' MISSION TO IMPROVE HEALTH CARE IL 501(C)(3) 509(A)(3), TYPE II IOWA HEALTH SYSTEM 0 TRINITY REGIONAL HOSPITAL AUXILIARY 802 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273625869 CARDIOVASCULAR MANAGEMENT & ADMINISTRATIVE SERVICES IA N/A CENTRAL IOWA SURGICAL SERVICES CO-MANAGEMENT CO LLC 1200 PLEASANT ST DES MOINES IA 50309 471608704 SURGICAL MANAGEMENT & ADMINISTRATIVE SERVICES IA N/A CENTRAL IOWA ONCOLOGY CO-MANAGEMENT COMPANY 1200 PLEASANT STREET DES MOINES IA 50309 453017991 ONCOLOGY MANAGEMENT & ADMINISTRATIVE SERVICES IA N/A DUBUQUE ENDOSCOPY CENTER LC 1515 DELHI STREET SUITE 500 DUBUQUE IA 52001 201597161 AMBULATORY SURGERY CENTER IA N/A ENSEVA - HIAWATHA LLC 755 METZGER DRIVE HIAWATHA IA 52233 453437363 COLLOCATION FACILITY IA N/A FINLEY DEPT OF SURGERY CO-MGMT CO LLC 350 N GRANDVIEW AVE DUBUQUE IA 52001 422808785 SURGERY DEPARTMENT MANAGEMENT SERVICES IA N/A HEALTH CARE AFFILIATES OF THE TRI-STATES LLC 350 N GRANDVIEW AVE DUBUQUE IA 52001 421428503 PROVIDE ACCESS TO LICENSED SOFTWARE IA N/A HEALTH ENTERPRISES VENTURES LC 4250 GLASS ROAD NE CEDAR RAPIDS IA 52402 391894290 INVESTMENT VEHICLE OWNING CLINICAL JVS IA N/A IOWA HEALTH SYSTEM CONTRACTING SERVICES LC 1776 WEST LAKES PKWY 400 WEST DES MOINES IA 50266 421511142 GROUP PURCHASING IA N/A MEDICAL LABORATORIES OF EASTERN IOWA LC 1026 A AVE NE CEDAR RAPIDS IA 52402 421359640 MEDICAL LABORATORY SERVICES IA N/A MERITER UW PHYSICIANS CONTRACTING COMPANY LLC 202 SOUTH PARK STREET MADISON WI 53715 391998819 HEALTH SERVICES WI N/A MISSISSIPPI VALLEY SLEEP DISORDER CENTER LC 3400 DEXTER COURT DAVENPORT IA 52807 421489697 MEDICAL LABORATORY SERVICES IA N/A MMCI ORTHOPEDIC CO-MANAGEMENT COMPANY LLC 221 NE GLEN OAK AVE PEORIA IL 61636 461219459 ORTHOPEDIC MANAGEMENT & ADMINISTRATIVE SERVICES IL N/A MMCI SURGERY CO-MANAGEMENT COMPANY LLC 221 NE GLEN OAK AVE PEORIA IL 61636 471323385 SURGERY MANAGEMENT & ADMINISTRATIVE SERVICES IL N/A MR ASSOCIATES LLP 1956 1ST AVENUE NE CEDAR RAPIDS IA 52402 421260463 OWN AND OPERATE MR UNIT IA N/A REHABILITATION THERAPY SERVICES LLC 416 ST MARKS CT 110 PEORIA IL 61603 810584193 REHABILATION THERAPY IL N/A SLRMC CARDIOVASCULAR CO-MANAGEMENT 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IA N/A TRINITY BETTENDORF ORTHOPEDIC CO-MANAGEMENT COMPANY LLC 4500 UTICA RIDGE RD BETTENDORF IA 52722 272562753 ORTHOPEDIC SERVICE LINES ADMINISTRATIVE SERVICES IA N/A WEST HOSPITAL ORTHOPEDIC CO-MANAGEMENT COMPANY LLC 1660 60TH STREET WEST DES MOINES IA 50266 271414600 ORTHOPEDIC SERVICE LINES MANAGEMENT IA N/A BELCREST SERVICES LTD 5409 N KNOXVILLE AVE PEORIA IL 61614 371196307 MEDICAL SERVICES IL N/A C 0 BROADBAND INC 1776 WEST LAKES PKWY 400 WEST DES MOINES IA 50266 273819741 INFORMATION TECHNOLOGY MGMT. IA N/A C 0 DELHI POINT CONDO ASSOCIATION 350 N GRANDVIEW DUBUQUE IA 52001 421467002 REAL ESTATE MANAGEMENT IA N/A C 0 HCP CORPORATION 202 SOUTH PARK STREET MADISON WI 53715 391177562 REAL ESTATE RENTAL WI N/A C 0 HEALTH PLUS INC 5409 N KNOXVILLE AVE PEORIA IL 61614 371295532 MANAGED CARE ADMINISTRATION IL N/A C 0 HNC SERVICES 1776 WEST LAKES PKWY 400 WEST DES MOINES IA 50266 270987243 FIBER OPTIC NETWORK SERVICES IA N/A C 0 MEDIMORE INC 1776 WEST LAKES PKWY 400 WEST DES MOINES IA 50266 421414390 MANAGED CARE IA N/A C 0 MERITER HEALTH ENTERPRISES INC 202 SOUTH PARK STREET MADISON WI 53715 391293620 MANAGEMENT SERVICES WI N/A C 0 MERITER MANAGEMENT SERVICES INC 202 SOUTH PARK STREET MADISON WI 53715 391458235 ADMINISTRATIVE SERVICES WI N/A C 0 METHODIST HEALTH VENTURES INC PO BOX 87 PEORIA IL 61650 371140939 PHARMACY/OFFICE STAFFING IL N/A C 0 METHODIST PHYSICIAN SERVICES INC PO BOX 87 PEORIA IL 61650 363858550 MEDICAL SERVICES IL N/A C 0 PRECEDENCE INC 4622 PROGRESS DRIVE STE A DAVENPORT IA 52807 371288604 MANAGED MENTAL CARE IA N/A C 0 PROVIDER RESOURCE MANAGEMENT INC PO BOX 87 PEORIA IL 61650 371223550 RESOURCE MANAGEMENT IL N/A C 0 PHYSICIANS PLUS INSURANCE CORPORATION 2650 NOVATION PARKWAY SUITE 400 MADISON WI 53713 391565691 FEDERALLY QUALIFIED HMO WI N/A C 0 RURAL IOWA SPECIALTY PHYSICIAN CONSORTIUM INC 700 E UNIVERSITY AVE DES MOINES IA 50316 261271143 SPECIALTY PHYSICIANS MEDICAL CARE IA N/A C 0 STL HEALTH RESOURCES CO 1026 A AVE NE CEDAR RAPIDS IA 52402 421193499 PHYSICIAN OFFICE RENTAL IA N/A C 0 TRINITY HEALTH ENTERPRISES INC 2701 17TH ST ROCK ISLAND IL 61201 363320141 RETAIL DURABLE MEDICAL EQUIPMENT & PHARMACY IL N/A C 0 TRINITY PHYSICIAN HOSPITAL ORGANIZATION LTD 4622 PROGRESS DRIVE STE A DAVENPORT IA 52807 363924720 MANAGED HEALTH CARE IA N/A C 0 0 1 1 0 0 0 0 0 0 1 0 1 1 0 0 1 0 0 0 SCHEDULE R, PARTS I - IV: IOWA HEALTH SYSTEM AND SUBSIDIARIES (D/B/A UNITYPOINT HEALTH) IOWA HEALTH SYSTEM IS AN IOWA NONPROFIT CORPORATION FORMED IN DECEMBER 1994. IOWA HEALTH SYSTEM AND ITS SUBSIDIARIES PROVIDE INPATIENT AND OUTPATIENT CARE AND PHYSICIAN SERVICES FROM SEVENTEEN HOSPITAL FACILITIES AND VARIOUS AMBULATORY SERVICE AND CLINIC LOCATIONS IN IOWA, ILLINOIS AND WISCONSIN. PRIMARY, SECONDARY AND TERTIARY CARE SERVICES ARE PROVIDED TO RESIDENTS OF IOWA, ILLINOIS, WISCONSIN AND ADJACENT STATES. ON APRIL 16, 2013, IOWA HEALTH SYSTEM BEGAN BEING PUBLICLY KNOWN AS UNITYPOINT HEALTH (THE SYSTEM). THIS NAME CHANGE REFLECTS THE TRANSFORMATION OF CLINICAL PROCESSES UNDERWAY WITHIN THE SYSTEM AND THE ADAPTATION TO BETTER ADDRESS THE HEALTH CARE NEEDS OF COMMUNITIES, INCLUDING BUILDING A MODEL OF DELIVERING HEALTH CARE THAT COORDINATES CARE AROUND THE PATIENT WHILE FOCUSING ON IMPROVING THE QUALITY OF CARE AND REDUCING COSTS. THE LEGAL NAME OF THE PARENT REMAINS IOWA HEALTH SYSTEM, WITH THE UNITYPOINT HEALTH NAME REFLECTING A DOING BUSINESS AS (D/B/A).