2015-11-12T09:20:06-06:00 2014-12-31 420714325 MCGLADREY LLP 230 N ELM ST STE 1100 GREENSBORO NC 27401 990 2014-01-01 060646523 THE AMERICAN BOARD OF ANESTHESIOLOGY INC AMER 9197452200 4208 SIX FORKS ROAD NO 1500 RALEIGH NC 276095765 JOHN MARKEY CHIEF FINANCIAL OFFICER 9197452200 2015-11-12 1 TAMELA L GAINEY P00437957 3362724551 2014 2016-02-25 16:41:14Z JOHN MARKEY 4208 SIX FORKS ROAD NO 1500 RALEIGH NC 276095765 21195033 0 X WWW.THEABA.ORG X 1938 CT TO ADVANCE THE HIGHEST STANDARDS OF THE PRACTICE OF ANESTHESIOLOGY. SEE PAGE 2 FOR FULL DESCRIPTION. 13 13 52 490 0 0 0 0 15050170 14753625 1968407 1069985 13850 18255 17032427 15841865 0 0 0 0 3350073 4207278 0 0 0 10040123 9728762 13390196 13936040 3642231 1905825 33438460 35849793 8057895 8666704 25380565 27183089 X THE AMERICAN BOARD OF ANESTHESIOLOGY CONTRIBUTES TO THE HEALTH OF THE AMERICAN PUBLIC BY MAINTAINING A VOLUNTARY CERTIFICATION AND MAINTENANCE OF CERTIFICATION PROGRAM AVAILABLE TO PHYSICIANS IN THE FIELD OF ANESTHESIOLOGY. (CONTINUED ON SCHEDULE O) THE MISSION OF THE AMERICAN BOARD OF ANESTHESIOLOGY (ABA) IS TO ADVANCE THE HIGHEST STANDARDS OF THE PRACTICE OF ANESTHESIOLOGY. AS THE CERTIFYING BODY FOR ANESTHESIOLOGISTS SINCE 1938, THE ABA IS COMMITTED TO PARTNERING WITH PHYSICIANS TO ADVANCE LIFELONG LEARNING AND EXCEPTIONAL PATIENT CARE. THE BOARD ADMINISTERS PRIMARY AND SUBSPECIALTY CERTIFICATION EXAMS AS WELL AS THE MAINTENANCE OF CERTIFICATION IN ANESTHESIOLOGY PROGRAM, WHICH IS DESIGNED TO PROMOTE LIFELONG LEARNING, A COMMITMENT TO QUALITY CLINICAL OUTCOMES AND PATIENT SAFETY. THE AMERICAN BOARD OF ANESTHESIOLOGY SETS ELIGIBILITY STANDARDS, DEVELOPS AND OFFERS CERTIFICATION EXAMS, REPORTS EXAM RESULTS, ISSUES CERTIFICATES AND MAINTAINS A REGISTRY OF DIPLOMATES. THE ABA MONITORS A 0 0 5733584 8042900 CREDENTIALED, EXAMINED, AND CERTIFIED CANDIDATES IN THE SPECIALTY OF ANESTHESIOLOGY. 2741850 2940300 MAINTENANCE OF CERTIFICATION PROGRAM FOR PHYSICIANS CERTIFIED IN THE SPECIALTY OF ANESTHESIOLOGY. 2805732 2816000 CREDENTIALED, EXAMINED, CERTIFIED AND RECERTIFIED CANDIDATES IN ANESTHESIOLOGY SUBSPECIALTIES. 773983 972680 IN-TRAINING EXAMINATIONS AND INTERNATIONAL EXAMINATION AND ASSESSMENT SERVICES. 773983 972680 12055149 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 382 0 1 52 1 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JOHN MARKEY 9197452200 4208 SIX FORKS ROAD SUITE 1500 RALEIGH NC 276095765 DR J JEFFREY ANDREWS PRESIDENT/DIRECTOR 8.00 X X 18000 0 3885 DR CYNTHIA LIEN VICE PRESIDENT/DIRECTOR 8.00 X X 18000 0 5735 DR JAMES P RATHMELL SECRETARY/DIRECTOR 8.00 X X 18000 0 5365 DR DANIEL J COLE TREASURER/ EXEC. DIRECTOR PROF. AFFAIRS 16.00 X X 0 0 5365 DR DAVID L BROWN DIRECTOR 8.00 X 18000 0 3885 DR DEBORAH J CULLEY DIRECTOR 8.00 X 18000 0 4440 DR BRENDA G FAHY DIRECTOR 8.00 X 18000 0 5180 DR ROBERT R GAISER DIRECTOR 8.00 X 18000 0 4810 WILLIAM W HESSON JD DIRECTOR 8.00 X 18000 0 2220 DR THOMAS M MCLOUGHLIN JR DIRECTOR 8.00 X 18000 0 4625 DR ANDREW J PATTERSON DIRECTOR 8.00 X 18000 0 4810 DR SANTHANAM SURESH DIRECTOR 8.00 X 18000 0 4625 DR DAVID O WARNER DIRECTOR 8.00 X 0 0 4810 MARY E POST EXEC DIR, ADMIN AFFAIRS 50.00 X 265065 0 48016 JOHN MARKEY CHIEF FINANCIAL OFFICER 50.00 X 201833 0 29466 ANN E HARMAN CHIEF ASSESSMENT OFFICER 50.00 X 159156 0 25295 DAVID L PINAULA DIRECTOR, INFORMATION SERV 50.00 X 125413 0 25590 MICHELE S PORE DIRECTOR, MARKETING & COMM 50.00 X 107169 0 27468 MARK GLASS DATABASE ANALYST 40.00 X 102472 0 6893 1159108 0 222483 6 0 1 0 NCS PEARSON INC 13036 COLLECTION CENTER DRIVE CHICAGO IL 60693 EXAMINATION ADMINISTRATION 913451 BUSINESS IT PROFESSIONALS INC PO BOX 4860 CARY NC 27519 CONTRACT SOFTWARE DEVELOPMENT 577329 AVCON INC MALLARD CREEK III STE 152 CHARLOTTE NC 28629 A/V EQUIPMENT AND SERVICES 375377 AMERICAN BOARD OF MEDICAL SPECIALTIES 353 N CLARK ST 1400 CHICAGO IL 60654 MEDICAL BOARD STANDARDS 370029 PROFESSIONAL EXAMINATION SERVICE 475 RIVERSIDE DRIVE 6TH FLOOR NEW YORK NY 10115 EXAM SCORING 232120 10 APPLICATION & EXAM FEES 611710 14712750 14712750 LICENSE FEES 611710 40875 40875 14753625 544212 544212 5878941 5353168 525773 525773 525773 OTHER ADMIN. FEES 561000 18255 18255 18255 15841865 14771880 0 1069985 265065 198799 66266 2772136 2079102 693034 368940 276705 92235 568906 426678 142228 232231 174173 58058 62300 46725 15575 38700 38700 35264 35264 100453 75340 25113 266252 199689 66563 1052211 789158 263053 115329 103796 11533 663606 597245 66361 354321 265741 88580 159378 119533 39845 PRIMARY CERT. EXAMS 3507618 3507618 RESEARCH AND DEVELOPMEN 1052580 1052580 SUBSPECIALTY EXAMS 888930 888930 MAINTENANCE OF CERTIFIC 701382 701382 730438 551955 178483 13936040 12055149 1880891 0 3635680 3747827 391945 228605 640246 4941191 2495521 1481477 2445670 6360189 19958310 21697109 8625227 35400 40568 33438460 35849793 2002738 2002341 6055157 6664363 8057895 8666704 X 25380565 27183089 25380565 27183089 33438460 35849793 X 1905825 -114369 11068 X 0 1 X 1 0 X 9491700 9982875 12015425 15050170 14771880 61312050 9491700 9982875 12015425 15050170 14771880 61312050 0 0 0 61312050 466989 610883 455647 390448 1069985 2993952 466989 610883 455647 390448 1069985 2993952 727747 9367 13500 13850 764464 10686436 10603125 12484572 15454468 15841865 65070466 0.94220 0.93720 0.04600 0.03970 X 352289 58714 293575 1136743 814799 321944 3452159 1622008 1830151 2445670 ALTERNATIVE INVESTMENT FUNDS 8625227 F 8625227 DEFERRED EXAMINATION FEES 6367525 ACCUMULATED POSTRETIREMENT BENEFIT OBLIGATION 296838 6664363 X 15692232 -114369 -35264 -149633 15841865 0 15841865 13889708 -11068 -11068 13900776 35264 35264 13936040 PART X, LINE 2: THE BOARD HAS A TAX DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE STATING THAT IT QUALIFIES UNDER THE PROVISION OF INTERNAL REVENUE CODE SECTION 501(C)(3) AND IS EXEMPT FROM FEDERAL INCOME TAXES. THEREFORE, NO PROVISION FOR INCOME TAXES HAS BEEN REFLECTED IN THE ACCOMPANYING FINANCIAL STATEMENTS. MANAGEMENT EVALUATED THE BOARD'S TAX POSITIONS AND CONCLUDED THAT THE BOARD HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE INCOME TAXES TOPIC OF THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION (ASC). WITH FEW EXCEPTIONS, THE BOARD IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR FISCAL 2011 AND PRIOR. PART XI, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT BROKER AND CUSTODIAL FEES -35,264. PART XII, LINE 2D - OTHER ADJUSTMENTS: NET ACTURIAL GAIN ON POSTRETIREMENT BENEFIT COSTS -11,068. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 MARY E POST EXEC DIR, ADMIN AFFAIRS 255133 0 5234 0 4698 0 26000 0 22016 0 313081 0 0 0 JOHN MARKEY CHIEF FINANCIAL OFFICER 195990 0 3942 0 1901 0 19707 0 9759 0 231299 0 0 0 ANN E HARMAN CHIEF ASSESSMENT OFFICER 153470 0 3101 0 2585 0 15506 0 9789 0 184451 0 0 0 DAVID L PINAULA DIRECTOR, INFORMATION SERV 123877 0 0 0 1536 0 12600 0 12990 0 151003 0 0 0 PART I, LINE 1A DIRECTORS, EXECUTIVE STAFF, AND THEIR SPOUSE/GUEST ARE REIMBURSED AIRFARE FOR TWO OF THE THREE YEARLY BOARD MEETINGS. APPROXIMATELY, 8-9 SPOUSES/GUESTS ATTEND THE WINTER MEETING AND 2-3 SPOUSES/GUEST ATTEND THE FALL MEETING. AS PART OF THEIR WELLNESS PROGRAM, ABA REIMBURSES EMPLOYEES' HEALTH-CLUB FEES BASED ON A SELF-REPORTED NUMBER OF DAYS PER MONTH THE EMPLOYEE HAS ENGAGED IN AT LEAST 30 MINUTES OF PHYSICAL ACTIVITY. FORM 990, PART VI, SECTION A, LINE 7A THE 13 DIRECTORS ELECT NEW DIRECTORS TO SERVE ON THE BOARD. THE NOMINEES ARE SELECTED BY THE TRIPLE COMMITTEE COMPOSED OF THREE ABA MEMBERS, THREE MEMBERS FROM THE AMERICAN SOCIETY OF ANESTHESIOLOGISTS AND THREE FROM THE AMERICAN MEDICAL ASSOCIATION. DIRECTORS SERVE FOUR TERMS AND CAN BE RE-ELECTED TWICE (FOR A TOTAL OF 12 YEARS). FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS DISTRIBUTED TO ALL 13 DIRECTORS ON THE BOARD OF DIRECTORS FOR REVIEW AND COMMENT PRIOR TO MAILING. EACH DIRECTOR AFFIRMATIVELY INDICATES BY EMAIL THAT S/HE HAS REVIEWED THE DOCUMENT. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS AND OTHER APPOINTEES ATTEST TO THEIR ADHERENCE TO THE CONFLICT OF INTEREST POLICY UPON APPOINTMENT AND RE-APPOINTMENT AS WELL AS ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE ABA HAS A FORMAL SALARY ADMINISTRATION SYSTEM. ALL POSITIONS ARE ASSIGNED TO A GRADE, WITH MINIMUM, MEDIAN AND MAXIMUM SALARY LEVELS CALIBRATED TO MARKET LEVELS BY AN INDEPENDENT COMPENSATION CONSULTANT. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS APPRAISES THE EXECUTIVE DIRECTOR'S PERFORMANCE AND ADJUSTS THE SALARY ANNUALLY USING A STANDARD SALARY MODEL THAT TAKES INTO ACCOUNT THE PERFORMANCE RATING AND THE CURRENT SALARY AS A PERCENTAGE OF MEDIAN. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST AND APPROVAL BY THE EXECUTIVE COMMITTEE, THE ORGANIZATION WILL MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND/OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: NET ACTURARIAL GAINS ON POSTRETIREMENT BENEFIT COSTS 11,068. ABA INTERNATIONAL LLC 4208 SIX FORKS ROAD STE 1500 RALEIGH NC 27609 461346525 INTERNATIONAL EXAMINATION AND ASSESSMENT SERVICES DE 110534 126294 THE AMERICAN BOARD OF ANESTHESIOLOGY INC