2015-11-11T14:59:51-06:00 2014-12-31 GRANT THORNTON LLP 2001 MARKET STREET SUITE 700 PHILADELPHIA PA 19103 990 2014-01-01 530196932 National Academy of Sciences % LAURA DOUGLAS/NAS NATI 2023343003 2101 Constitution Avenue NW Washington DC 204180007 MARY SALMON Chief Financial Officer 2023343003 2015-11-11 true Andrea Kyzyma P01273279 2155614200 2014 2016-02-25 16:41:14Z Ralph J Cicerone 2101 Constitution Ave NW Washington DC 20418 543479278 false X www.nas.edu X 1863 DC THE NATIONAL ACADEMY OF SCIENCES (NAS) IS DEDICATED TO THE FURTHERANCE OF SCIENCE AND ITS USE FOR THE GENERAL WELFARE. 17 12 1236 5600 155202 74649 762037788 306805815 6119904 7296037 22410022 27990241 3386279 1846949 793953993 343939042 38599601 41707941 0 0 123292259 132528799 0 0 2453419 145821797 141383365 307713657 315620105 486240336 28318937 1274243062 1299714329 288856377 288003360 985386685 1011710969 X THE NATIONAL ACADEMY OF SCIENCES (NAS) WAS FORMED UNDER A CHARTER PASSED AS AN ACT OF INCORPORATION BY THE UNITED STATES CONGRESS AND SIGNED INTO LAW ON MARCH 3, 1863. THE NAS OPERATES AS A PRIVATE MEMBERSHIP ORGANIZATION OF DISTINGUISHED SCHOLARS ENGAGED IN SCIENTIFIC, ENGINEERING, OR MEDICAL RESEARCH. NAS IS DEDICATED TO THE FURTHERANCE OF SCIENCE AND ITS USE FOR THE GENERAL WELFARE. NAS PROVIDES ADVICE AND OTHER SERVICES TO THE U.S. GOVERNMENT AND OTHER PRIVATE SPONSORS. 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false false false false true true true true true false false true true true true true true true true false CA CT DC FL MD MA NJ NY NC PA VA X LAURA DOUGLASNAS 2023343003 500 FIFTH STREET NW Washington DC 20001 RALPH J CICERONE PRESIDENT 37.5 2.0 X X 726231 0 181600 DIANE E GRIFFIN VICE PRESIDENT 19.0 0.0 X X 0 0 0 SUSAN R WESSLER HOME SECRETARY 19.0 0.0 X X 0 0 0 MICHAEL T CLEGG-end 63014 FOREIGN SECRETARY 19.0 0.0 X X 0 0 0 JOHN G HILDEBRAND-Council Mbr (End 6/30/14)FGN SEC (Beg 7/1) 19.0 0.0 X X 0 0 0 JEREMIAH P OSTRIKER TREASURER 19.0 1.0 X X 0 0 0 KAREN S COOK-BEG 7114 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 R JAMES COOK-BEG 7114 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 STEPHEN E FIENBERG NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 CAROL A GROSS-end 63014 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 MARY-CLAIRE KING NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 RICHARD P LIFTON NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 JOYCE MARCUS-end 63014 NAS COUNCIL MEMBER 4.0 0.0 X 0 0 0 DOUGLAS S MASSEY-end 63014 NAS COUNCIL MEMBER 4.0 0.0 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RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 2595 false false 2595 false Schedule C, Lobbying Activity DURING THE YEAR ENDED DECEMBER 31, 2014, THE INSTITUTION INCURRED COSTS (INCLUDING SALARY EXPENSES, OVERHEAD, AND G&A) RELATED TO COMMUNICATION WITH MEMBERS OF CONGRESS AND CONGRESSIONAL STAFF IN CONNECTION WITH NATIONAL, STATE, OR LOCAL LEGISLATION, INCLUDING (BUT NOT LIMITED TO) THE FOLLOWING: LEGISLATION THAT WOULD UNDERMINE THE INDEPENDENCE, OBJECTIVITY AND EXPERTISE RELATING TO GULF WAR VETERANS' HEALTH ISSUES. 412502540 3310460 20858353 13681966 422989387 375949351 4346301 46543058 14336170 412502540 352176812 5252452 34580462 16060375 375949351 383928936 3887842 -22273904 13366062 352176812 344380097 4936531 51743680 17131372 383928936 0.21000 0.79000 false false 29688876 29688876 177757756 47440415 130317341 3389597 2577374 812223 40017102 29127231 10889871 7597093 5673643 1923450 173631761 NEXUS INDIA, LP II 4268361 F CEYUAN VENTURES I, LP 2779984 F COMMONFUND IPEP, III 130097 F COMMONFUND EPEP, IV 278178 F GOLDMAN SACHS 696918 F CAPITAL Z 131106 F MIT PRIVATE EQUITY FUND 1072173 F CEYUAN VENTURES II, LP 1897593 F TIFF PARTNERS, II 47622 F NEXUS INDIA, LP 3177638 F MAKENA CAPITAL ASSOCIATES 28575194 F CEYUAN VENTURES III, LP 2797493 F RENAISSANCE INST'L FUTURES 12601458 F NEXUS INDIA III, LP 1622161 F BOWERY OPPORTUNITY FUND 8950387 F DAVIDSON KEMPNER DISTRESSD OPP 10318811 F TACTICIAN WINDWARD FUND LLP 4880241 F HIGHBRIDGE TACTICAL CREDIT 3381525 F JPS CREDIT OPPORTUNITIES FUND 3532080 F MAVERICK FUND LTD 22165873 F PLATINUM FUND 11110302 F RENAISSANCE INST'L EQUITIES 21472641 F 145887836 0 OTHER LIABILITIES 3638902 FUNDS HELD ON BEHALF OF OTHERS 11582251 ACCRUED LEASE LIAB. & DEFERRED GAIN 24661 ACCRUED EMPLOYEE BENEFITS 8207446 DERIVATIVE LIABILITY 9788984 LINE OF CREDIT 7061041 40303285 X 358632082 -1405168 16098208 14693040 343939042 343939042 332307798 16687693 16687693 315620105 315620105 Part V, line 4 Earnings from the Endowment are used to further the exempt purposes of the organization. Approximately 1/3 each for unrestricted, prizes & awards, various scientific programs. Part XI, line 2d AMOUNT REPORTED INCLUDES: COST OF GOODS SOLD $ 17,053,513 RENTAL EXPENSE 369,009 INVESTMENT-RELATED EXPENSES (734,829) UNREALIZED LOSS ON DERIVATIVES (498,484) UNREALIZED LOSS ON CHARITABLE GIFT ANNUITIES (91,001) ------------- TOTAL $ 16,098,208 FIN 48 (ASC 740) NAS is exempt from federal income taxes under Section 501(c)(3) of the Internal Revenue Code, except for unrelated business income. NAS recognizes the effect of income tax positions only if those positions are more likely than not of being sustained. NAS does not believe its financial statements include any uncertain tax positions. Part XII, line 2d AMOUNT REPORTED INCLUDES: COST OF GOODS SOLD $ 17,053,513 RENTAL EXPENSE 369,009 INVESTMENT-RELATED EXPENSES (734,829) ------------ TOTAL $ 16,687,693 true East Asia and the Pacific 6 Program Services RADIATION EFFECTS RES 1444951 Sub-Saharan Africa Grantmaking AFRICAN ACADEMY DEV 485432 Central America and the Caribbean Investments 56864000 Middle East and North Africa Grantmaking 329848 South America Grantmaking 516799 South Asia Grantmaking 2213762 Sub-Saharan Africa Grantmaking 2145543 East Asia and the Pacific Grantmaking 644349 North America Grantmaking 50000 6 6 64694684 64694684 Sub-Saharan Africa African Science 75000 Wire Sub-Saharan Africa African Science 25000 Wire Sub-Saharan Africa African Science 175000 Wire Sub-Saharan Africa African Science 210432 Wire South Asia Research Grant 10000 Wire South Asia Research Grant 11000 Wire East Asia and the Pacific Research Grant 13905 Wire South Asia Research Grant 30000 Wire South Asia Research Grant 33000 Wire Middle East and North Africa Research Grant 46500 Wire South Asia Research Grant 46800 Wire South America Research Grant 48450 Wire Sub-Saharan Africa Research Grant 49789 Wire Middle East and North Africa Research Grant 49920 Wire Middle East and North Africa Research Grant 50000 Wire North America Research Grant 50000 Wire South Asia Research Grant 50000 Wire South Asia Research Grant 50100 Wire Sub-Saharan Africa Research Grant 51700 Wire Sub-Saharan Africa Research Grant 51816 Wire South Asia Research Grant 51888 Wire South America Research Grant 52743 Wire East Asia and the Pacific Research Grant 53350 Wire Sub-Saharan Africa Research Grant 54752 Wire South Asia Research Grant 55578 Wire South Asia Research Grant 55747 Wire East Asia and the Pacific Research Grant 55912 Wire East Asia and the Pacific Research Grant 56650 Wire South Asia Research Grant 58117 Wire Sub-Saharan Africa Research Grant 59000 Wire Middle East and North Africa Research Grant 59328 Wire Sub-Saharan Africa Research Grant 59550 Wire South America Research Grant 59625 Wire South America Research Grant 59663 Wire Sub-Saharan Africa Research Grant 59723 Wire Sub-Saharan Africa Research Grant 59772 Wire Middle East and North Africa Research Grant 59900 Wire South America Research Grant 60000 Wire Sub-Saharan Africa Research Grant 60000 Wire Sub-Saharan Africa Research Grant 60000 Wire South America Research Grant 60500 Wire South America Research Grant 60818 Wire Middle East and North Africa Research Grant 64200 Wire East Asia and the Pacific Research Grant 65880 Wire South Asia Research Grant 67235 Wire East Asia and the Pacific Research Grant 71000 Wire South Asia Research Grant 77788 Wire East Asia and the Pacific Research Grant 77953 Wire Sub-Saharan Africa Research Grant 79786 Wire South Asia Research Grant 80000 Wire South Asia Research Grant 81930 Wire Sub-Saharan Africa Research Grant 89610 Wire Sub-Saharan Africa Research Grant 91542 Wire Sub-Saharan Africa Research Grant 93143 Wire Sub-Saharan Africa Research Grant 100278 Wire South Asia Research Grant 101316 Wire East Asia and the Pacific Research Grant 105719 Wire South Asia Research Grant 109749 Wire Sub-Saharan Africa Research Grant 113000 Wire South America Research Grant 115000 Wire Sub-Saharan Africa Research Grant 119910 Wire South Asia Research Grant 134750 Wire South Asia Research Grant 139959 Wire East Asia and the Pacific Research Grant 143980 Wire South Asia Research Grant 147862 Wire South Asia Research Grant 149752 Wire Sub-Saharan Africa Research Grant 149998 Wire South Asia Research Grant 150000 Wire Sub-Saharan Africa Research Grant 150000 Wire Sub-Saharan Africa Research Grant 150000 Wire South Asia Research Grant 153500 Wire South Asia Research Grant 160681 Wire Sub-Saharan Africa Research Grant 164468 Wire South Asia Research Grant 207010 Wire Sub-Saharan Africa Research Grant 277706 Wire 75 Fellowship Europe (Including Iceland and Greenland) 1 5765 Wire Fellowship East Asia and the Pacific 1 5000 Wire Honoraria Prizes & Awards Sub-Saharan Africa 1 30000 Check Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 500 Wire Honoraria Prizes & Awards South Asia 1 20000 Check Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 1250 Wire Honoraria Prizes & Awards North America 1 2000 Check Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 1000 Wire Honoraria Prizes & Awards Europe (Including Iceland and Greenland) 1 1500 Wire true false false true true false Schedule F, Part 1, line 2 NAS programmatic staff review grant budgets submitted by recipient organizations prior to awarding the grant funds. NAS policy is to comply with restrictions on grant awards to countries on the US Government's current list of sanctioned countries. Post award, the progress budget reports are submitted by the recipient organizations and reviewed by the NAS staff during the grant period. true Duke University 2200 West Main St Durham NC 27705 560532129 501(c)(3) 8968 Research Grant Massachusetts Institute of Technology 77 Massachusetts Ave Cambridge MA 02139 042103594 501(c)(3) 9750 Research Grant University of North Carolina - Chapel Hill Jackson Hall Campus Box 2200 Chapel Hill NC 27599 566001393 GOVT 10500 Research Grant Colorado State University CUS 8035 Campus Delivery Fort Collins CO 80523 846000545 GOVT 11600 Research Grant University of Chicago 1225 East 60th St Chicago IL 60637 362177139 501(c)(3) 12250 Research Grant University of South Florida 3650 Spectrum Blvd Tampa FL 33612 593102112 GOVT 15000 Research Grant The Regents of the University of Michigan 3003 S State Street Ann Arbor MI 48109 386006309 GOVT 19500 Research Grant Research Foundation of CUNY 230 West 41st St New York NY 10036 131988190 501(c)(3) 24000 Research Grant Florida State University 874 Traditions Way Tallahassee FL 32306 591961248 GOVT 25000 Research Grant Massachusetts General Hospital 50 Staniford Street Boston MA 02114 042697983 501(c)(3) 25000 Research Grant University of Florida PO Box 100484 Gainsville FL 32610 596002052 GOVT 25000 Research Grant Case Western Reserve University 10900 Euclid Avenue Cleveland OH 44106 341018992 501(c)(3) 30000 Research Grant Regents of the University of California-San Diego 9500 Gillman Dr La Jolla CA 92093 946002123 GOVT 30000 Research Grant Michigan State University 426 Auditorium Rd East Lansing MI 48824 386005984 GOVT 32217 Research Grant Kansas State University 220 Anderson Hall Manhattan KS 66506 480771751 GOVT 36688 Research Grant Defense Forensic Science Center 4930 N 31st St Forest Park GA 30297 068905888 GOVT 38245 Research Grant US Army Med Research Inst of Chemical Dfns 3100 Richetts Point Rd Aberdeen MD 21010 020186166 GOVT 38245 Research Grant Fogarty Intl Center for Adv Study in Health 9000 Rockville Pike Bethesda MD 20892 520858115 GOVT 44200 Research Grant Georgetown University 1316 36th Street Washington DC 20007 530196603 501(c)(3) 50000 Research Grant Massachusetts General Hospital 50 Staniford Street Boston MA 02114 042697983 501(c)(3) 50000 Research Grant Sloan-Kettering Inst for Cancer Research PO Box 0263338 New York NY 10087 131624182 501(c)(3) 50000 Research Grant Univ of Texas at Austin Pickle Rsch Campus Bldg 159 Austin TX 78712 746000203 GOVT 67000 Research Grant Brown University 164 Angell St Providence RI 02912 050258809 501(c)(3) 75000 Research Grant Regents of the University of California 2195 Hearst Ave Berkeley CA 94720 946036493 GOVT 75000 Research Grant Georgia State University G-76 Alumni Hall Atlanta GA 30303 031269843 GOVT 75699 Research Grant Georgia State University G-76 Alumni Hall Atlanta GA 30303 031269843 GOVT 78239 Research Grant Florida State University 874 Traditions Way Tallahassee FL 32306 591961248 GOVT 80800 Research Grant University of Massachusetts 140 Hicks Way Amherst MA 01003 043167352 GOVT 82848 Research Grant Smith College 7 College Lane Northhampton MA 01063 041843040 501(c)(3) 92503 Research Grant Wildlife Conservation Society 2300 Southern Blvd Bronx NY 10460 131740011 501(c)(3) 99841 Research Grant California Institute of Technology 1200 E California Blvd Pasadena CA 91125 951643307 501(c)(3) 100000 Research Grant Curartors of the University of Missouri 310 Jesse Hall Columbia MO 65211 436003859 GOVT 100000 Research Grant Iowa State University 3609 Administrative Services Bldg Ames IA 50011 426004224 GOVT 103732 Research Grant US Army Research Development & Engineering 5183 Black Hawk Rd Gunpowder MD 21010 043234304 GOVT 114735 Research Grant Sigma XI 3106 East NC Hwy Research Triange PK NC 27709 060655494 501(c)(3) 132801 Research Grant University of California - Davis PO Box 989062 West Sacramento CA 95798 946036494 GOVT 224128 Research Grant US Army Natick Soldier Rsrch Dvlpmt & Engineering 15 Kansas Street Natick MA 01760 062946906 GOVT 227244 Research Grant SMITHSONIAN SCIENCE EDUCATION CENTER 901 D Street SW Ste 704B Washington DC 20024 530206027 501(c)(3) 275000 Research Grant US AMRIID 1425 Porter St Frederick MD 21702 521283120 GOVT 376885 Research Grant 39 Stipends/Rel Expense 1370 27664015 Travel Grants 937 3079377 Fellowships 21 240832 Honoraria Prizes & Awards 80 1003919 Tuition & Fees 4 299432 Schedule I, Part IV Disbursements for grants, scholarships, and fellowships are made in furtheRance of the institution's exempt purposes and in accordance with procedures or subject to conditions established by the institution's governing board designed to ensure that individuals and organizations receiving disbursements from the organization in furtherance of its exempt purposes are adequately investigated to ensure that they are qualifying recipients. X X X true true X X X false false false false false false false true false RALPH J CICERONE PRESIDENT 644478 0 0 0 81753 0 48100 0 133500 0 907831 0 0 0 C Dan Mote Jr President- NAE 650855 0 0 0 87062 0 48100 0 3272 0 789289 0 0 0 Harvey Fineberg President - END 6/30/14 359608 0 0 0 23214 0 48100 0 14318 0 445240 0 0 0 Victor Dzau-BEG 7114 President- IOM 302902 0 0 0 152515 0 0 0 11455 0 466872 0 0 0 Bruce Darling EXECUTIVE Officer 429884 0 0 0 37467 0 48100 0 15901 0 531352 0 0 0 Mary Salmon Chief Financial Officer 244581 0 0 0 2241 0 24320 0 15710 0 286852 0 0 0 Richard Bissell Executive Director PGA 237892 0 0 0 5018 0 45731 0 25851 0 314492 0 0 0 James F Hinchman Dep Exec OFCR/ Chief OP OFCR 392537 0 0 0 31492 0 48100 0 6116 0 478245 0 0 0 Clyde Behney Interim Executive Director IOM 255580 0 10000 0 5193 0 47891 0 5740 0 324404 0 0 0 Robert Skinner Executive Director TRB 254761 0 5000 0 6002 0 48100 0 25382 0 339245 0 0 0 Y Leonard Kim Chief Information Officer 275739 0 1550 0 9001 0 48100 0 34094 0 368484 0 0 0 Eric Grant RERF Assistant Chief Research 113470 0 175 0 194825 0 14586 0 451 0 323507 0 0 0 Kenneth Fulton Executive Director 266038 0 0 0 144895 0 48100 0 12930 0 471963 0 0 0 Roy Shore RERF Vice Chair 221430 0 175 0 153730 0 41947 0 23596 0 440878 0 0 0 Reid Landes RERF Assoc Sr Scientist 101999 0 175 0 229096 0 10422 0 34753 0 376445 0 0 0 SCHEDULE J, PART I, LINE 1, HOUSING ALLOWANCE THE PRESIDENT OF THE Institute of Medicine RECEIVED A SUPPLEMENT TO SALARY FOR THE COST OF RENTAL HOUSING IN THE WASHINGTON, DC AREA FOR PERSONAL USE AND TRAVEL EXPENSES BETWEEN NORTH CAROLINA AND WASHINGTON, DC. THE ALLOWANCE IS REPORTED AS TAXABLE INCOME ON FORM W-2. SCHEDULE J, PART I, LINE 1, TRAVEL FOR COMPANIONS NAS PROVIDES REIMBURSEMENT FOR THE TRAVEL EXPENSES OF ONLY THE SPOUSES OF THE PRESIDENTS OF THE NAS, NAE AND IOM, AND ONLY IN CIRCUMSTANCES IN WHICH THE SPOUSE'S PRESENCE SERVES A BONA FIDE BUSINESS PURPOSE OF THE NAS AND THE EXPENSES HAVE BEEN PROPERLY SUBSTANTIATED, IN ACCORDANCE WITH THE NAS POLICY ON PRESIDENTIAL EXPENSES. COMPLIANCE WITH THE POLICY IS VERIFIED EACH YEAR THROUGH A SURVEY OF THE EXECUTIVE OFFICES OF THE PRESIDENTS. SCHEDULE J, PART I, LINE 1, TAX INDEMNIFICATION AND GROSS-UP PAYMENTS NAS PROVIDES TAX EQUALIZATION PAYMENTS FOR EMPLOYEES ON INTERNATIONAL ASSIGNMENT GREATER THAN SIX MONTHS. THE OBJECTIVE OF THE NAS TAX EQUALIZATION GUIDELINES IS TO PROVIDE A FRAMEWORK WHEREBY AN EMPLOYEE MAY BE TRANSFERRED TO AND AMONG INTERNATIONAL LOCATIONS(S) WHILE INCURRING AN INDIVIDUAL TAX BURDEN SIMILAR TO THAT WHICH THE EMPLOYEE WOULD HAVE BEEN PAID HAD THE EMPLOYEE NOT RECEIVED ALLOWANCES AND SPECIAL TAX CONSIDERATIONS RESULTING FROM A FOREIGN ASSIGNMENT. SCHEDULE J, PART-TIME OFFICERS COMPENSATION FOR THE VICE PRESIDENT, TREASURER, FOREIGN SECRETARY AND HOME SECRETARY, WORK IS BASED ON A PERCENTAGE LEVEL OF EFFORT, WHICH RANGES BETWEEN 25% AND 50%. NAS REIMBURSES EACH PART-TIME OFFICER'S HOME INSTITUTION FOR THE APPLICABLE PERCENTAGE OF SALARY PAID BY THE HOME INSTITUTION. INSTITUTE OF MEDICINE (IOM) PRESIDENT TRANSITION AS OF JULY 1, 2014, VICTOR DZAU SUCCEEDED HARVEY FINEBERG AS THE PRESIDENT OF NATIONAL ACADEMY OF SCIENCES, INSTITUTE OF MEDICINE (IOM). THE COMPENSATION AMOUNTS REPORTED FOR THOSE TWO INDIVIDUALS ARE FOR THE PARTIAL YEAR THEY SERVED AS PRESIDENT - IOM. SCHEDULE J, PART I, LINE 7, NON-FIXED PAYMENTS CERTAIN KEY EMPLOYEES OF NAS RECEIVED LUMP-SUM MERIT AWARDS. MERIT AWARDS WERE DETERMINED BY A NUMBER OF VARIABLES INCLUDING BUT NOT LIMITED TO INDIVIDUAL PERFORMANCE AS WELL AS ORGANIZATION OPERATIONAL ACHIEVEMENTS. THE MERIT AWARDS PAYMENTS ARE REPORTED IN PART II, COLUMN B(II). A DISTRICT OF COLUMBIA 536001131 2548394D2 2008-06-09 66325000 REFUND SERIES 1999B & 1999C BONDS false false false B DISTRICT OF COLUMBIA 536001131 2548395A7 2009-04-30 57500000 REFUND SERIES 1999A BONDS false false false C DISTRICT OF COLUMBIA 536001131 2548398N6 2010-05-20 60876507 RESTORE CONSTITUTION AVE FACILITY false false false A 0 0 66325000 0 0 0 561808 0 0 0 0 0 2002 true false true true B 0 0 57500000 0 0 0 309719 0 0 0 0 0 2002 true false true true C 0 0 60876507 0 4931470 0 297750 0 0 52866639 2780648 0 2012 false false true true A 0 B 0 C false false true true true true 0.04880 0.00006 0.04886 false false false true A false true true true true false 0 false 0 false true B false true true true true false 0 false 0 false true C false false true true false false 0 false 0 false true A true B true C true SCHEDULE K, PART III, LINE 3A, COLUMN C NAS HAS ENTERED INTO A MANAGEMENT OR SERVICE CONTRACT, WHICH NAS BELIEVES SATISFIES THE SAFE HARBOR STANDARDS UNDER REV. PROC. 97-13. SCHEDULE K, PART III, LINE 3B, COLUMN C THE NAS HAS ENTERED INTO RESEARCH AGREEMENTS, WHICH NAS BELIEVES SATISFIES THE SAFE HARBOR STANDARDS UNDER REV. PROC. 2007-47. SCHEDULE K, PART IV, LINE 2C, COLUMN A FOR BOND CUSIP #2548394D2, THE REBATE COMPUTATION WAS PERFORMED ON DECEMBER 3, 2012. SCHEDULE K, PART IV, LINE 2C, COLUMN B FOR BOND CUSIP #2548395A7, THE REBATE COMPUTATION WAS PERFORMED ON DECEMBER 3, 2012. SCHEDULE K, PART IV, LINE 2C, COLUMN C FOR BOND CUSIP #2548398N6, THE REBATE COMPUTATION WAS PERFORMED ON MAY 1, 2014. AN ADDITIONAL REBATE COMPUTATION WAS PERFORMED ON MAY 1, 2015. Ralph J Cicerone PRESIDENT Purchase Residence X 2250000 2250000 false true true C DAN MOTE JR PRESIDENT - NAE PURCHASE RESIDENCE X 1500000 1500000 false true true 3750000 X 8 195870 Sale Price false true true Schedule M Line 32a The organization utilizes a third-party investment firm to receive and sell donated securities. PART VI, SECTION A, LINES 6, 7A AND 7B GOVERNANCE THE ORGANIZATION IS A PRIVATE MEMBERSHIP ORGANIZATION. THE NAS CONSTITUTION PROVIDES THAT THE ACADEMY SHALL CONSIST OF MEMBERS, MEMBERS EMERITI AND FOREIGN ASSOCIATES. MEMBERS OF NAS ARE ELECTED BY THE MEMBERS IN RECOGNITION OF THEIR DISTINGUISHED AND CONTINUING ACHIEVEMENTS IN ORIGINAL RESEARCH. THE OFFICERS OF THE ACADEMY ARE CHOSEN FROM THE MEMBERSHIP, AND AMENDMENTS TO THE ORGANIZATION'S CONSTITUTION AND BYLAWS, AND ELECTION OF NEW MEMBERS, OFFICERS, AND COUNCIL MEMBERS REQUIRE A VOTE OF THE MEMBERS. THE OFFICERS OF THE ORGANIZATION, TOGETHER WITH TWELVE MEMBERS TO BE ELECTED, SHALL CONSTITUTE THE NATIONAL ACADEMY OF SCIENCES (NAS) COUNCIL FOR THE TRANSACTION OF SUCH BUSINESS AS MAY BE ASSIGNED TO IT BY THE CONSTITUTION, BYLAWS, OR THE MEMBERSHIP. THE NAS COUNCIL HAS GENERAL SUPERVISION OVER THE ELECTION OF THE OFFICERS OF THE ORGANIZATION, AND SHALL SET THE DATE FOR ELECTION AND APPOINTING NOMINATING COMMITTEES. THE NAS COUNCIL MAY DELEGATE ITS AUTHORITY TO APPROPRIATE OFFICIALS OF THE ORGANIZATION EXCEPT WITH RESPECT TO THOSE AUTHORITIES CONCERNING MEMBERSHIP AFFAIRS. Part VI, Section B, Line 11 Policies The Draft 990 is prepared by the Office of the Chief Financial Officer. It is reviewed by the Office of General Counsel and an external tax advisor before being reviewed by the auditing committee. The final form is then provided to the full NAS Council prior to its submission. Part VI, Section B, Lines 12b, 12c Policies ANNUALLY, THE GENERAL COUNSEL LEADS A DISCUSSION AT A MEETING OF OFFICERS AND DIRECTORS AT WHICH THE CONFLICT OF INTEREST POLICY IS REVIEWED. ALL OFFICERS/DIRECTORS ARE ASKED ABOUT ANY CURRENT CONFLICTS AND REQUIRED TO SIGN A STATEMENT THAT THEY UNDERSTAND AND WILL ABIDE BY ALL CONFLICT OF INTEREST POLICIES AND PROCEDURES. OFFICERS, COUNCIL MEMBERS, AND KEY EMPLOYEES ARE ALSO ASKED TO COMPLETE AN ANNUAL QUESTIONNAIRE REGARDING CERTAIN BUSINESS TRANSACTIONS THAT COULD POTENTIALLY RESULT IN A CONFLICT OF INTEREST. Part VI, Section B, Line 15 COMPENSATION DECISIONS FOR ALL DISQUALIFIED PERSONS AS DEFINED IN IRC SECTION 4958 ARE MADE ANNUALLY BY AN EXECUTIVE COMPENSATION COMMITTEE COMPOSED OF INDEPENDENT DIRECTORS ON THE BASIS OF EXECUTIVE COMPENSATION COMPATIBILITY DATA, INCLUDING A MARKET COMPENSATION SURVEY CONDUCTED BY THE OFFICE OF HUMAN RESOURCES THAT REVIEWS THE COMPENSATION OF THE HEADS OF THE LEADING UNIVERSITIES AND CHIEF EXECUTIVE OFFICERS OF SIMILAR ORGANIZATIONS. THERE IS A RECORD OF THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATIONS AND DECISIONS. COMPENSATION DECISIONS ARE MADE ANNUALLY FOR OTHER KEY AND HIGH PAID EMPLOYEES BY A COMMITTEE OF SENIOR STAFF ON THE BASIS OF COMPARIBILITY DATA. Part VI, Section C Disclosure, Line 17 NAS files returns in the states listed on the 990 Part VI Section C Line 17. In addition, NAS files charitable solicitation registrations with a 990 attached in the following states: AL, AK, AR, CO, FL, GA, HI, KY, ME, MA, MI, MN, MS, NH, NJ, NM, ND, OH, OK, PA, RI, TN, UT, WA, WV, WI. Part VI, Section C Disclosure, Line 19 NAS makes its governing documents, conflict of interest policy, and financial statements available to the public upon request. THE GOVERNING DOCUMENTS AND ANNUAL FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. Part XI, Line 9 Amount consists of (589,485) of unrealized loss on derivatives and unrealized loss on charitable gift annuities. GULF RESEARCH PROGRAM: SIGNIFICANT INCREASE IN NET ASSETS & REVENUE PART X BALANCE SHEET LINES 3 & 28 THE US GOVERNEMENT ANNOUNCED IN 2012 AND EARLY 2013 TWO SETTLEMENT AGREEMENTS CONCERNING THE 2010 DEEPWATER HORIZON DISASTER, ONE WITH BP EXPLORATION AND PRODUCTION INC (BP) AND THE OTHER WITH TRANSOCEAN DEEPWATER, INC (TRANSOCEAN). AS PART OF THESE SETTLEMENT AGREEMENTS, NAS WILL RECEIVE $500 MILLION OVER A 5-YEAR PERIOD TO ESTABLISH A NEW 30-YEAR PROGRAM ON HUMAN HEALTH AND ENVIRONMENTAL PROTECTION IN THE GULF OF MEXICO. BP WILL PAY $350 MILLION OVER 5-YEARS AND TRANSOCEAN WILL PAY $150 MILLION OVER 4-YEARS UNDER THE TERMS OF THE RESPECTIVE SETTLEMENT AGREEMENTS, WHICH AMOUNTS WILL BE INVESTED AND WILL BE FULLY EXPENDED BY THE END OF THE 30-YEAR PERIOD. PRESENT VALUE OF THE BALANCE OF THESE PAYMENTS IS $452.9 MILLION AS OF DECEMBER 31, 2014. THE UNPAID BALANCE DUE FOR EACH AGREEMENT IS REFLECTED IN PLEDGES AND GRANTS RECEIVABLE, NET. NAS Title Holding LLC 5635 Bent Branch Road Bethesda MD 20816 530196932 Title Holding MD 0 123236297 NAS The National Academies Corporation 100 ACADEMY Irvine CA 92617 942994279 Support Org CA 501(c)(3) 11a NAS true NAS Retiree Welfare Benefit Plan Trust 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 526976965 Support Org DC 501(c)(3) 11a NAS true National Academy of Engineering Fund 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 237284092 Support Org DC 501(c)(3) 11a NAS true false false true false false false false false false false false true false true true false true true false THE NATIONAL ACADEMIES CORPORATION Q 58711 CASH RETIREE WELFARE BENEFIT PLAN TRUST R 216195 CASH National Academy of Engineering Fund c 4932108 CASH National Academy of Engineering Fund Q 1686761 CASH