2015-09-30T14:08:56-05:00 2015-03-31 420714325 MCGLADREY LLP 9737 WASHINGTONIAN BLVD 400 GAITHERSBURG MD 208787340 990 2014-04-01 521974904 TOBACCO-FREE KIDS ACTION FUND TOBA 2022965469 1400 I STREET NW STE 1200 WASHINGTON DC 20005 MATTHEW L MYERS PRESIDENT 2022965469 2015-09-30 1 WILLIAM E TURCO CPA P00369217 3012963600 2014 2016-03-07 17:11:31Z MATTHEW L MYERS 1400 I STREET NW STE 1200 WASHINGTON DC 20005 30464004 0 X WWW.TOBACCOFREEKIDS.ORG X 1996 DC PROMOTE SOCIAL WELFARE BY EDUCATING THE PUBLIC AND CONDUCTING ADVOCACY CONCERNING THE NEED FOR PUBLIC POLICIES TO PROTECT CHILDREN FROM TOBACCO PRODUCTS. 16 15 59 15 0 0 740265 29653935 0 0 19487 19840 0 0 759752 29673775 6539987 7249058 0 0 2580007 2712069 0 0 45272 3367311 3840179 12487305 13801306 -11727553 15872469 23540558 39581300 1271901 1411733 22268657 38169567 PROMOTE SOCIAL WELFARE BY EDUCATING THE PUBLIC AND CONDUCTING ADVOCACY CONCERNING THE NEED FOR PUBLIC POLICIES TO PROTECT CHILDREN FROM TOBACCO PRODUCTS. 0 0 12439545 7244058 INTERNATIONAL PROGRAMS:MANAGED AN INTERNATIONAL PROGRAM TO SUPPORT THE ADOPTION OF STRATEGIES TO REDUCE THE CONSUMPTION OF TOBACCO GLOBALLY; STAFF MANAGE AN INTERNATIONAL GRANT PROGRAM THAT PROVIDES FUNDS TO ORGANIZATIONS IN LOW AND MIDDLE-INCOME COUNTRIES TO ADOPT AND IMPLEMENT TOBACCO CONTROL LAWS, REGULATIONS, POLICIES AND PROGRAMS, INCLUDING TAX AND PRICE MEASURES, ADVERTISING BANS, CONSUMER WARNINGS AND SMOKE-FREE WORKPLACES AND PUBLIC PLACES LAWS; AND PROVIDED ASSISTANCE TO GRANTEE AND PARTNER ORGANIZATIONS IN STRATEGY DEVELOPMENT, CAMPAIGN IMPLEMENTATION, COMMUNICATIONS AND MEDIA OUTREACH, POLICY RESEARCH AND LEGAL DRAFTING AND ANALYSIS. 1177578 5000 (DOMESTIC) ADVOCACY/ COMMUNICATIONS/ RESEARCH/ CONSTITUENT RELATIONS/ OUTREACH:SUPPORTED THE U.S. DEPARTMENT OF JUSTICE'S 1999 CIVIL LAWSUIT AGAINST THE MAJOR TOBACCO COMPANIES; ADVOCATED FOR FUNDING FOR TOBACCO PREVENTION AND TOBACCO CESSATION PROGRAMS AS WELL AS EXPANDED INSURANCE COVERAGE FOR CESSATION SERVICES; CONTINUED TO SUPPORT IMPLEMENTATION OF THE FOOD AND DRUG ADMINISTRATION'S AUTHORITY OVER TOBACCO PRODUCTS; PLANNED AND IMPLEMENTED STATE-WIDE ADVOCACY CAMPAIGNS THAT HOLD ELECTED OFFICIALS ACCOUNTABLE FOR TOBACCO ISSUES, PROMOTE THE PROVEN SOLUTIONS THAT REDUCE TOBACCO USE AND GENERATE VOTER SUPPORT FOR INITIATIVES THAT ADVANCE TOBACCO-CONTROL. 13617123 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 27 0 1 59 1 0 0 0 0 1 1 0 X 16 15 0 0 0 0 1 0 0 1 0 0 0 0 1 1 1 1 1 1 1 0 AK AL AR CA CT FL GA IL KS KY MA MD ME MI MS MN NC NJ NH NM NY OK OR PA RI SC TN UT VA WI WV X JACQUELINE M BOLT 2022965469 1400 I STREET NW STE 1200 WASHINGTON DC 20005 WILLIAM D NOVELLI BOARD CHAIR 1.00 X 0 0 0 CHRISTOPHER CONLEY FINANCE COMMITTEE CHAIR 1.00 X 0 0 0 DOUG ULMAN DIRECTOR 1.00 X 0 0 0 GREG BONTRAGER DIRECTOR 1.00 X 0 0 0 LESLIE E BAINS DIRECTOR 1.00 X 0 0 0 NANCY BROWN DIRECTOR 1.00 X 0 0 0 BARRIE FISKE DEVELOPMENT COMMITTEE 1.00 X 0 0 0 TYLER LONG DIRECTOR 1.00 X 0 0 0 MICHAEL MOORE DIRECTOR 1.00 X 0 0 0 JOHN R SEFFRINPHD DIRECTOR 1.00 X 0 0 0 JONAH SCHACKNAI DEVELOPMENT COMMITTEE 1.00 X 0 0 0 JESSICA NAGLE DIRECTOR 1.00 X 0 0 0 TODD SISITSKY DIRECTOR 1.00 X 0 0 0 GARY M REEDY DIRECTOR 1.00 X 0 0 0 MARGARET LINSCOTT DIRECTOR 1.00 X 0 0 0 MATTHEW MYERS PRESIDENT 12.00 28.00 X X 85757 194394 45354 SUSAN LISS EXECUTIVE DIRECTOR 9.00 31.00 X 55832 195111 34240 JACQUELINE BOLT VP, FINANCE & ADMINISTRATION 14.00 26.00 X 63582 123894 34151 DANIEL MCGOLDRICK VP, RESEARCH 3.00 37.00 X 14193 184779 39951 VINCENT WILLMORE VP, COMMUNICATIONS 3.00 37.00 X 8365 188608 27172 YOLONDA RICHARDSON VP, INTERNATIONAL PROGRAMS 7.00 33.00 X 43082 199905 41535 PETER FISHER VP, STATE ISSUES 6.00 34.00 X 27195 154152 37656 ANNE FORD VP, FEDERAL RELATIONS 18.00 22.00 X 82168 100478 33197 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 34.00 6.00 X 185959 32867 31201 PATRICIA SOSA DIR, LATIN AFFAIRS 8.00 32.00 X 34573 138342 31096 VANDANA AGARWAL DIR, SOUTHEAST ASIA 8.00 32.00 X 32484 129985 33281 JOANNA BIRCKMAYER DIR, INT'L RESEARCH 2.00 38.00 X 29749 119046 16202 DENNIS HENIGAN DIR, LEGAL/POLICY ANALYSIS 8.00 32.00 X 7365 139979 41322 670304 1901540 446358 1 0 1 0 HEALTH AND DEVELOPMENT FOUNDATION 3-5 GERZETNY PEREULOK MOSCOW RS 125993 ADVOCACY SERVICES 186110 ZUCKERMAN SPAEDER LLP 1800 M STREET NW SUITE 1000 WASHINGTON DC 200365802 ADVOCACY SERVICES 120000 4 170 29653765 29653935 30495 30495 779574 790229 -10655 -10655 -10655 29673775 0 0 19840 X 5000 5000 7244058 7244058 540589 490234 11298 39057 1719777 1680497 34348 4932 153930 150395 3091 444 175888 172228 3205 455 121885 118866 2635 384 25025 7845 17180 19900 19900 277641 277641 2245947 2245947 69056 47484 21572 64920 64764 156 193140 193140 267813 266191 1622 220174 220174 8770 8770 PUBLIC SVCS/MEDIA 223229 223229 RESEARCH 162110 162110 TRANSLATIONS 43961 43961 ALLOCATED OVERHEAD 15134 15134 3359 3359 13801306 13617123 138911 45272 23339308 22836975 200000 13700000 58717 1250 2985608 23540558 39581300 950679 1069745 321222 341988 1271901 1411733 X 3672796 4000123 18595861 34169444 22268657 38169567 23540558 39581300 X 15872469 12401 16040 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1272 1272 1272 1 1 0 0 PART I-A, LINE 1: TFKAF ENGAGES IN POLITICAL CAMPAIGN ACTIVITY ONLY TO THE EXTENT PERMITTED BY FEDERAL LAW AND THE APPLICABLE STATE OR LOCAL LAWS. IN 2014, TFKAF ENGAGED IN POLITICAL ACTIVITIES FOR CANDIDATES FOR ELECTED OFFICE. 0 DUE TO RELATED ORGANIZATION 341988 341988 X 29686176 12401 12401 29673775 0 29673775 13785266 -16040 -16040 13801306 0 13801306 PART X, LINE 2: THE ACTION FUND IS EXEMPT, UNDER SECTION 501(C)(4) OF THE INTERNAL REVENUE CODE, FROM FEDERAL INCOME TAX, EXCEPT FOR TAX ON UNRELATED BUSINESS INCOME. FEDERAL INCOME TAX EXPENSE IN THE AMOUNT OF $660 AND $2,105 WAS INCURRED FOR THE YEARS ENDED MARCH 31, 2015 AND 2014, RESPECTIVELY, RELATED TO POLITICAL EXPENDITURES. MANAGEMENT EVALUATED THE ACTION FUND'S TAX POSITIONS AND CONCLUDED THAT THE ACTION FUND HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE GUIDANCE FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES IN THE CODIFICATION. GENERALLY, THE ACTION FUND IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2012. PART XII, LINE 2D - OTHER ADJUSTMENTS: GRANT FUNDS RETURNED REPORTED ON LINE 9, PART XI -16,040. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 105053 EAST ASIA AND THE PACIFIC 2 6 GRANTS TO RECIPIENTS LOCATED IN REGION 3268210 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 90530 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 497881 RUSSIA AND NEIGHBORING STATES 1 1 GRANTS TO RECIPIENTS LOCATED IN REGION 540429 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 1140505 SOUTH ASIA 2 6 GRANTS TO RECIPIENTS LOCATED IN REGION 1601450 5 13 0 0 5 13 7244058 0 7244058 CENTRAL AMERICA AND THE CARIBBEAN TOBACCO CONTROL GRANT 80000 WIRE CENTRAL AMERICA AND THE CARIBBEAN TOBACCO CONTROL GRANT 25053 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 25040 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 68761 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 49915 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 24428 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 82662 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 37080 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 31250 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 61267 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 150000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 327758 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 326535 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 49383 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 57324 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 36665 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 100803 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 63354 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 60000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 86587 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 60109 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 64458 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 58427 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 51941 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 137644 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 66104 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 122599 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 125752 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 47579 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 122698 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 131000 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 64674 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 60398 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 37855 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 308670 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 46200 WIRE EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 123290 WIRE EUROPE (INCLUDING ICELAND & GREENLAND) TOBACCO CONTROL GRANT 90530 WIRE NORTH AMERICA TOBACCO CONTROL GRANT 112850 WIRE NORTH AMERICA TOBACCO CONTROL GRANT 165733 WIRE NORTH AMERICA TOBACCO CONTROL GRANT 213998 WIRE NORTH AMERICA TOBACCO CONTROL GRANT 5300 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 38000 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 37500 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 155830 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 17662 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 40962 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 124961 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 17328 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 6271 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 14820 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 38050 WIRE RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 49045 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 62475 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 49943 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 39254 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 116025 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 164504 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 287490 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 80638 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 105685 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 48100 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 109356 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 50000 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 15012 WIRE SOUTH AMERICA TOBACCO CONTROL GRANT 12023 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 64910 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 5382 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 18945 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 8970 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 6698 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 18911 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 50104 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 81237 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 51600 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 77194 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 104538 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 82858 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 103682 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 90252 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 218685 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 26788 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 76344 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 45000 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 124834 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 130000 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 27270 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 33656 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 53905 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 75647 WIRE SOUTH ASIA TOBACCO CONTROL GRANT 24040 WIRE 88 0 0 0 0 0 0 PART I, LINE 2: THE TOBACCO-FREE KIDS ACTION FUND (TFKAF) INTERNATIONAL GRANTS SUPPORT NON-LOBBYING AND LOBBYING ACTIVITIES OF NON-GOVERNMENTAL AND CIVIL SOCIETY ORGANIZATIONS WORKING TO HELP PASS, IMPLEMENT AND ENFORCE TOBACCO CONTROL POLICIES IN LOW- AND MIDDLE-INCOME FOREIGN COUNTRIES. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE ACTION FUND MAINTAINS THE FOLLOWING POLICIES & PROCEDURES: THE ACTION FUND DOES A CAREFUL PROGRAMMATIC AND FINANCIAL REVIEW OF ALL GRANT APPLICANTS AND PROPOSALS TO ENSURE THAT PROJECT OBJECTIVES AND ACTIVITIES ARE IN LINE WITH TFKAF GOALS AND FIT WITHIN THE APPLICANT ORGANIZATION'S CAPACITY AND EXPERIENCE. THE ACTION FUND DOES NOT FUND ANY GRANT ACTIVITIES THAT MIGHT INCLUDE SUPPORTING OR OPPOSING CANDIDATES FOR ELECTED OFFICE. THE ACTION FUND REQUIRES DETAILED INFORMATION FROM EACH GRANT APPLICANT SO THAT IT CAN FOLLOW THE U.S. DEPARTMENT OF THE TREASURY ANTI-TERRORIST FUNDING GUIDELINES REGARDING CHARITABLE GRANTS TO FOREIGN ENTITIES OR INDIVIDUALS. AMONG OTHER THINGS, THE ACTION FUND ENSURES, PRIOR TO ISSUING ANY GRANT, THAT NEITHER THE RECIPIENT ORGANIZATION NOR ANY OF ITS DIRECTORS, TOP EXECUTIVE STAFF, MAJOR FUNDERS OR MAJOR RECIPIENTS OF ORGANIZATION GRANTS ARE LISTED ON ANY OF THE MAJOR DATABASES OF PERSONS AND ORGANIZATIONS LINKED WITH TERRORISM. THE INTERNATIONAL GRANT AGREEMENTS, THEMSELVES, CONTAIN SPECIFIC PROVISIONS TO PROTECT AGAINST GRANT FUNDS BEING USED TO SUPPORT TERRORIST ORGANIZATIONS OR ACTIVITIES, TO SUPPORT OR OPPOSE ANY CANDIDATES FOR POLITICAL OFFICE, OR IN VIOLATION OF ANY APPLICABLE LAWS. EXCEPT FOR SOME RELATIVELY SMALL GRANTS WITH SHORT TIME FRAMES, THE ACTION FUND BREAKS UP ITS PAYMENT OF THE TOTAL GRANT AMOUNTS INTO INSTALLMENT PAYMENTS TO HELP ENSURE COMPLIANCE WITH THE GRANT AGREEMENTS AND SO THAT THE ENTIRE GRANT AMOUNTS ARE NEVER AT RISK OF IMPROPER USE OR DIVERSION. THE ACTION FUND ALSO REQUIRES INTERIM REPORTS, INCLUDING FINANCIAL REPORTING, THAT MUST BE RECEIVED AND APPROVED TO ENSURE PROPER USE OF RECEIVED GRANT FUNDS BEFORE ADDITIONAL INSTALLMENT PAYMENTS ARE MADE. AS PART OF THE FINANCIAL REPORTING, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT ANNUAL FINANCIAL STATEMENTS AND/OR AUDIT DOCUMENTS. FOR LARGER GRANTS, THE ACTION FUND UNDERTAKES SITE VISITS, AS WELL, TO ENSURE THE PROPER USE OF GRANT FUNDS, TO CHECK THE INTERNAL FINANCIAL CONTROL SYSTEMS OF THE RECIPIENT ORGANIZATIONS, AND TO ENGAGE IN OTHER OVERSIGHT AND SUPPORT ACTIVITIES. AT THE CONCLUSION OF ALL GRANTS, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS, WHICH ARE ANALYZED TO ENSURE THAT ALL GRANT ACTIVITIES HAVE BEEN COMPLETED, ALL FUNDS HAVE BEEN EXPENDED AND EXPENDED IN ACCORDANCE WITH U.S. GOVERNMENT AND LOCAL GOVERNMENT REGULATIONS AND RESTRICTIONS, AND ALL OTHER REQUIREMENTS HAVE BEEN FULFILLED UNDER THE TERMS OF THE GRANT. X X X 0 0 0 0 0 0 0 0 0 MATTHEW MYERS PRESIDENT 84124 190693 0 0 1633 3701 7163 16237 7449 16885 100369 227516 0 0 SUSAN LISS EXECUTIVE DIRECTOR 55215 192956 0 0 617 2155 5119 17888 3606 12605 64557 225604 0 0 JACQUELINE BOLT VP, FINANCE & ADMINISTRATION 63367 123474 0 0 215 420 6086 11859 10173 16838 79841 152591 0 0 DANIEL MCGOLDRICK VP, RESEARCH 14064 183102 0 0 129 1677 1317 17147 1887 24578 17397 226504 0 0 VINCENT WILLMORE VP, COMMUNICATIONS 8338 188000 0 0 27 608 762 17183 500 11293 9627 217084 0 0 YOLONDA RICHARDSON VP, INTERNATIONAL PROGRAMS 42911 199110 0 0 171 795 3997 18549 4782 22185 51861 240639 0 0 PETER FISHER VP, STATE ISSUES 26815 151996 0 0 380 2156 2500 14169 3657 20727 33352 189048 0 0 ANNE FORD VP, FEDERAL RELATIONS 81770 99992 0 0 398 486 7499 9170 8504 10398 98171 120046 0 0 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 184411 32593 0 0 1548 274 16970 2999 11584 2046 214513 37912 0 0 PATRICIA SOSA DIR, LATIN AFFAIRS 34403 137661 0 0 170 681 3220 12886 4002 16017 41795 167245 0 0 VANDANA AGARWAL DIR, SOUTHEAST ASIA 32383 129579 0 0 101 406 2987 11952 4436 16980 39907 158917 0 0 JOANNA BIRCKMAYER DIR, INT'L RESEARCH 29612 118496 0 0 137 550 2707 10832 1152 4604 33608 134482 0 0 DENNIS HENIGAN DIR, LEGAL/POLICY ANALYSIS 7260 137979 0 0 105 2000 711 13507 1539 29265 9615 182751 0 0 FORM 990, PART VI, SECTION A, LINE 6 INDIVIDUALS CAN BECOME MEMBERS BY PAYING AN ANNUAL MEMBERSHIP FEE TO THE ACTION FUND. FORM 990, PART VI, SECTION A, LINE 8B NO COMMITTEES ARE AUTHORIZED TO ACT ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE & ADMINISTRATION STAFF, IN CONSULTATION WITH OUR OUTSIDE ACCOUNTING FIRM, PREPARES THE 990 FORM EACH YEAR. ONCE IT IS COMPLETED AND APPROVED BY THE VICE-PRESIDENT FOR FINANCE & ADMINISTRATION AND THE PRESIDENT, IT IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS (WHICH INCLUDES THE TREASURER) ALONG WITH KEY UNDERLYING DATA AND RECORDS. THE FINANCE COMMITTEE IS GIVEN READY ACCESS TO RELEVANT STAFF AS WELL AS THE ACCOUNTING FIRM IN THE EVENT THAT THE COMMITTEE HAS QUESTIONS OR WANTS TO REVIEW ANY DATA OR RECORDS THAT WERE NOT INITIALLY PROVIDED. FORM 990, PART VI, SECTION B, LINE 12C THE CAMPAIGN FOR TOBACCO-FREE KIDS HAS A FORMAL, WRITTEN CONFLICT OF INTEREST POLICY FOR STAFF THAT IS PERIODICALLY REVIEWED AND, AS NEEDED, UPDATED AND REVISED. THE WRITTEN POLICY IS PERIODICALLY DISTRIBUTED TO ALL STAFF AND BOARD MEMBERS, AND ALWAYS DISTRIBUTED WHEN ANY SIGNIFICANT CHANGES ARE MADE. ALL NEW STAFF MEMBERS AND NEW BOARD MEMBERS ARE GIVEN A COPY OF THE WRITTEN STAFF CONFLICTS OF INTEREST POLICY, AND IT IS INCLUDED IN THE EMPLOYEE MANUAL AND IS AVAILABLE ON THE CAMPAIGN'S INTERNAL COMPUTER NETWORK. THE CONFLICT OF INTEREST POLICY CLEARLY STATES THAT STAFF MUST DISCLOSE ANY OF THEIR EXISTING OR PLANNED ACTIVITIES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST AND THAT THE CAMPAIGN RESERVES THE RIGHT TO TAKE ANY REASONABLE ACTION TO RESOLVE A CONFLICT SITUATION, INCLUDING THE POSSIBLE TERMINATION OF AN EMPLOYEE. A WRITTEN CONFLICT OF INTEREST POLICY FOR BOARD MEMBERS AND RELATED PROCEDURES HAS BEEN COMPLETED AND APPROVED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT AND EXECUTIVE DIRECTOR'S COMPENSATION ARE REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE THAT IS COMPRISED OF FOUR BOARD MEMBERS WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE COMPENSATION COMMITTEE EVALUATES THE PERFORMANCE OF THE PRESIDENT AND EXECUTIVE DIRECTOR ANNUALLY AND MAKES RECOMMENDATIONS TO THE BOARD ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. THE BOARD ALSO REVIEWS THE SALARIES OF THE EXECUTIVE MANAGEMENT TEAM. THE PRESIDENT REVIEWS THE EXECUTIVE MANAGEMENT TEAM'S PERFORMANCE AND COMPENSATION AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON THEIR SALARY INCREASES BASED ON THE AVERAGE RATE OF INFLATION. PERIODICALLY, THE COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM IS REVIEWED TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. WE ALSO USE COMPENSATION SURVEYS TO REVIEW STAFF SALARIES. FORM 990, PART VI, SECTION C, LINE 19 ORGANIZATION MAKES THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE BY PUBLIC FILING AND/OR BY REQUEST. FORM 990, PART IX, LINE 11G PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 2,245,947. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,245,947. FORM 990, PART XI, LINE 9: GRANT FUNDS RETURNED REPORTED ON LINE 9, PART XI 16,040. CAMPAIGN FOR TOBACCO-FREE KIDS 1400 I STREET NW SUITE 1200 WASHINGTON DC 20005 521969967 ADVOCACY SERVICE DC 501(C)(3) LINE 7 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 CAMPAIGN FOR TOBACCO-FREE KIDS N 99970 FMV CAMPAIGN FOR TOBACCO-FREE KIDS O 2712070 FMV CAMPAIGN FOR TOBACCO-FREE KIDS P 461441 FMV