2015-08-27T08:55:16-05:00 2014-12-31 470900880 CALIBRE CPA GROUP PLLC 7501 WISCONSIN AVENUE SUITE 1200 WEST BETHESDA MD 20814 990 2014-01-01 800320904 AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS AMER 2027375900 1133 19TH STREET NW NO 200 WASHINGTON DC 20036 MICHELE GANON SECRETARY/TREASURER 2027375900 2015-08-27 1 SUBRINA WOOD P00365899 2023319880 2014 2016-03-07 17:11:31Z MICHELE GANON 1133 19TH STREET NW NO 200 WASHINGTON DC 20036 2942831 0 X WWW.AAUP.ORG X 2008 DC THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTERESTS OF HIGHER EDUCATION AND RESEARCH, AND IN GENERAL TO INCREASES THE USEFULNESS AND ADVANCES THE STANDARDS, IDEALS AND WELFARE OF THE PROFESSION. 35 35 41 0 69648 49019 353 7000 2962686 2675588 0 0 58589 260243 3021628 2942831 353425 301157 0 0 1618559 1388614 0 0 0 1504601 1202770 3476585 2892541 -454957 50290 2478786 2275353 2933743 2748902 -454957 -473549 THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS FACILITATES COOPERATION AMONG TEACHERS AND RESEARCH SCHOLARS IN UNIVERSITIES AND COLLEGES, AND IN PROFESSIONAL SCHOOLS OF SIMILAR GRADE, FOR THE PROMOTION OF THE INTEREST OF HIGHER EDUCATION AND RESEARCH. 0 0 COMMITTEES - WORK ON A VARIETY OF TOPICS OF IMPORTANCE TO HIGHER EDUCATION AND TO FACULTY, THE MOST SIGNIFICANT OF WHICH IS THE COMMITTEE ON ACADEMIC FREEDOM, TENURE AND GOVERNANCE WHICH PROMOTES PRINCIPLES OF ACADEMIC FREEDOM, SHARED GOVERNANCE AND DUE PROCESS THROUGH THE DEVELOPMENT OF POLICY DOCUMENTS AND REPORTS; AND APPLICATION OF THESE PRINCIPLES TO PARTICULAR SITUATIONS THAT ARE BROUGHT TO ITS ATTENTION (CASEWORK AND INVESTIGATIONS). PUBLICATIONS INCLUDING COMPENDIUM OF MODEL POLICIES FOR COLLEGE AND UNIVERSITIES; PRINTING OF BI-MONTHLY JOURNAL. 0 1 0 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 21 0 1 41 1 1 1 0 0 0 1 1 0 X 35 35 0 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X LYNN QUINN 2025943625 1133 NINETEENTH STREET NW SUITE 200 WASHINGTON DC 20036 RUDY FICHTENBAUM PRESIDENT 3.00 X X 0 0 0 HENRY REICHMAN FIRST VICE PRESIDENT 3.00 X X 0 0 0 SUSAN MICHALCZYK SECOND VICE PRESIDENT 3.00 X X 0 0 0 MICHELE GANON SECRETARY-TREASURER 3.00 X X 0 0 0 CARY NELSON PAST PRESIDENT 3.00 X 0 0 0 HANS-JOERG TIEDE CHAIR, ASC 3.00 X 0 0 0 DONNA L POTTS PAST CHAIR, ASC 3.00 X 0 0 0 HOWARD BUNSIS CHAIR, CBC 3.00 X 0 0 0 BRIAN TURNER ASC CHAIR (THROUGH JUNE 2014) 3.00 X 0 0 0 DEANNA D WOOD COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JACQUELINE ARANTE COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 NATHAN AVANI COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 KENNETH A BARRICK COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 MAYRA BESOSA COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JANE L BUCK COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 RICHARD GOMES COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 RANA JALEEL COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 JEANETTE JENEAULT COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 DAN MURPHY COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 DANIEL O'CONNOR COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 CHARLES J PARRISH COUNCIL MEMBER (AT-LARGE) 3.00 X 0 0 0 MARIA T BACIGALUPO COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 CHARLES BAKER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 BOB BOIKESS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ASHLEE BRAND COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANGELA BROMMEL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JEFFREY BUTTS COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LINDA CARROLL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 PHILIP COLE COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 SALLY DEAR-HEALEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANNE FRIEDMAN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 A LEE FRITSCHLER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 HARRY W JANES COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 JULIAN MADISON COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 NANCY MANSBERGER COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 ANN MCGLASHAN COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 NANCY MCKENNEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LISA MINNICK COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 IRENE MULVEY COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 VIJAY NAIR COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 CHRIS NAGEL COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 LINDA ROUILLARD COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 MEHMET YAYA COUNCIL MEMBER (DISTRICT) 3.00 X 0 0 0 THERESA CHMARA ESQ GENERAL COUNCIL (EX-OFFICIO UNTIL JUNE 2014) 3.00 X 0 0 0 RISA LIEBERWITZ GENERAL COUNCIL (EX-OFFICIO) 3.00 X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 37.50 X 195000 0 39806 LYNN QUINN CHIEF FINANCIAL OFFICER 37.50 X 63811 0 12529 AARON NISENSON SENIOR COUNSEL 37.50 X 158976 0 34431 JORDAN KURLAND ASSOCIATE GENERAL SECRETARY 37.50 X 116654 0 26080 GREGORY SCHOLTZ DIRECTOR 37.50 X 109908 0 17219 JASON ELIAS WESTERN REGIONAL COORDINATOR 37.50 X 108077 0 19230 GWENDOLYN BRADLEY DIRECTOR 37.50 X 110470 0 12145 862896 0 161440 9 0 1 0 0 7000 7000 MEMBERSHIP DUES 900099 2231279 2231279 PUBLICATIONS 541800 365080 305432 59648 MEETING REG. AND FEES 900099 79229 79229 2675588 55071 55071 BAD DEBT EXP RECOVERY 900099 167183 167183 MISCELLANEOUS REVENUE 541800 33196 23196 10000 MAILING LIST 900099 4793 4793 205172 2942831 2811112 69648 55071 301157 311146 790669 88875 118643 79281 8466 177190 134524 255115 200364 105595 200871 68265 12010 UBIT 2410 BANK & CREDIT CARD FEES 16412 JOINT ORGANIZING COSTS 10809 MISCELLANEOUS 9727 1012 2892541 600595 1226969 1617423 829801 10000 10000 6149 41934 695543 528894 244619 166649 2478786 2275353 577719 345161 380699 377239 150000 0 1825325 2026502 2933743 2748902 X -454957 -473549 -454957 -473549 2478786 2275353 X 50290 -68882 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 204173 150302 53871 491370 378592 112778 166649 POSTRETIREMENT BENEFIT OBLIGATION 2016502 SECURITY DEPOSIT 10000 2026502 X 2775648 0 2775648 167183 167183 2942831 2725358 -167183 -167183 2892541 0 2892541 PART X, LINE 2: AAUP IS EXEMPT FROM FEDERAL INCOME TAX UNDER INTERNAL REVENUE CODE SECTION 501(C)(6), EXCEPT FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME. AAUP WILL BE LIABLE FOR INCOME TAXES ON INCOME FROM ADVERTISING IN ACADEME, ITS PROFESSIONAL JOURNAL. AAUP'S INCOME TAX EXPENSE FOR 2014 AND 2013 WAS $2,410 AND $772, RESPECTIVELY. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE INCOME TAX POSITIONS TAKEN AND ACCRUE AN INCOME TAX LIABILITY IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS EVALUATED THE INCOME TAX POSITIONS TAKEN AND CONCLUDED THAT AS OF DECEMBER 31, 2014 THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE ACCRUAL OF A LIABILITY IN THE FINANCIAL STATEMENTS. THE AAUP IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS IN PROGRESS FOR ANY TAX PERIODS. PART XI, LINE 4B - OTHER ADJUSTMENTS: BAD DEBT EXPENSE RECOVERY 167,183. PART XII, LINE 2D - OTHER ADJUSTMENTS: BAD DEBT EXPENSE RECOVERY -167,183. 1 AAUP FOUNDATION 1133 19TH STREET NW 200 WASHINGTON DC 20036 800320933 501(C)(3) 210441 GENERAL SUPPORT AAUP COLLECTIVE BARGAINING CONGRESS 1133 19TH STREET NW 200 WASHINGTON DC 20036 800320969 501(C)(5) 19875 SUMMER INSTITUTE AND GENERAL SUPPORT AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS OF ILLINOIS 245 BOX CAR AVENUE NAPERVILLE IL 60540 200281779 501(C)(4) 5072 GENERAL SUPPORT GEORGIA CONFERENCE OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS PO BOX 4117 ATLANTA GA 303024117 453704844 501(C)(5) 5126 GENERAL SUPPORT NEW YORK CONFERENCE OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS PO BOX 35015 SYRACUSE NY 132350015 161060238 501(C)(3) 8222 GENERAL SUPPORT OREGON STATE CONFERENCE OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSOR PO BOX 16517 PORTLAND OR 97292 900914475 501(C)(5) 8125 FOR PILOT PROJECT TO BUILD MEMBERSHIP AND TO ENHANCE THE CAPACITY TO ORGANIZE EXISTING MEMBERS 2 4 PART I, LINE 2: THERE IS ACTIVE COMMUNICATION WITH THE GRANTEES TO INFORMALLY MONITOR THE USE OF GRANT FUNDS. X X 0 0 0 JULIE SCHMID EXECUTIVE DIRECTOR 195000 0 0 0 0 0 19500 0 20306 0 234806 0 0 0 AARON NISENSON SENIOR COUNSEL 153976 0 0 0 5000 0 15377 0 19034 0 193387 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 FOUR CLASSES OF MEMBERS: A. ACTIVE MEMBERS. ANY PERSON WHO HOLDS A PROFESSIONAL POSITION OF TEACHER OR RESEARCHER OR RELATED PROFESSIONAL APPOINTMENT, EXCLUDING ADMINISTRATORS BUT INCLUDING ANY MEMBER OF A BARGAINING UNIT IN THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS COLLECTIVE BARGAINING CONGRESS ("AAUPCBC") AT A COLLEGE, UNIVERSITY, OR PROFESSIONAL SCHOOL OF SIMILAR GRADE ACCREDITED IN THE UNITED STATES OR CANADA, MAY BE ADMITTED TO ACTIVE MEMBERSHIP IN THE ASSOCIATION. B. GRADUATE STUDENT MEMBERS. ANY PERSON WHO IS, OR WITHIN THE PAST FIVE YEARS HAS BEEN, A GRADUATE STUDENT MAY BE ADMITTED TO GRADUATE STUDENT MEMBERSHIP. GRADUATE STUDENT MEMBERS SHALL HAVE ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. GRADUATE STUDENT MEMBERS SHALL BE TRANSFERRED TO ACTIVE MEMBERSHIP AS SOON AS THEY BECOME ELIGIBLE. C. RETIRED MEMBERS. AN ACTIVE MEMBER WHO RETIRES MAY CHOOSE TO BE TRANSFERRED TO RETIRED MEMBERSHIP. RETIRED MEMBERS RETAIN ALL RIGHTS AND PRIVILEGES ACCORDED TO ACTIVE MEMBERS UNDER THIS CONSTITUTION, INCLUDING THE RIGHT TO HOLD OFFICE AND TO VOTE IN NATIONAL ELECTIONS. D. ASSOCIATE MEMBERS. ANY PERSON NOT ELIGIBLE FOR ONE OF THE OTHER THREE CLASSES OF MEMBERSHIP MAY BE ADMITTED AS AN ASSOCIATE MEMBER, INCLUDING MEMBERS OF THE GENERAL PUBLIC AND PERSONS SERVING AS HIGHER EDUCATION ADMINISTRATORS. HOWEVER, MEMBERS OF BARGAINING UNITS IN THE AAUP-CBC MAY BE ADMITTED TO ACTIVE MEMBERSHIP ONLY IF THEY ARE MEMBERS OF THE LOCAL ORGANIZATION THAT SERVES AS BARGAINING AGENT. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE COUNCIL OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS ARE ELECTED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE DRAFT IRS FORM 990 WAS PROVIDED TO THE EXECUTIVE COMMITTEE OF THE COUNCIL FOR REVIEW AND COMMENT PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES THAT ANNUAL DISCLOSURE FORMS BE COMPLETED. THESE FORMS ARE REVIEWED AND MAINTAINED. AFTER A BOARD DETERMINATION, ANY PARTY WITH A POTENTIAL CONFLICT OF INTEREST WOULD BE REQUIRED TO BE RECUSED FROM ANY DISCUSSIONS OR DECISIONS WITH REGARD TO THE POTENTIAL CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF COUNCIL USES SALARY SURVEYS OF COMPARABLE POSITIONS TO DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS OF THE AMERICAN ASSOCIATION OF UNIVERSITY PROFESSORS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: POSTRETIREMENT-RELATED CHANGES OTHER THAN PERIODIC POSTRETIREMENT BENEFIT -68,882. AAUP FOUNDATION 1133 19TH STREET NW SUITE 200 WASHINGTON DC 20036 800320933 SUPPORTS HIGHER EDUCATION DE 501(C)(3) LINE 7 N/A 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0