2015-08-13T13:25:08-05:00 2014-10-31 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2013-11-01 860135567 ARIZONA HUMANE SOCIETY ARIZ 6029977586 1521 W DOBBINS RD PHOENIX AZ 85041 STEVEN HANSEN PRESIDENT & CEO 6029977586 2015-07-28 1 JEFFREY A BITHER P01428424 4808346030 2013 2016-02-25 16:41:14Z STEVEN HANSEN 1521 W DOBBINS RD PHOENIX AZ 85041 17889550 0 X WWW.AZHUMANE.ORG X 1957 AZ THE SOCIETY PROVIDES SHELTER FOR INJURED, ILL, LOST, STRAY AND UNWANTED ANIMALS OF ALL KINDS, EDUCATES THE PUBLIC AND CONDUCTS PROGRAMS TO FURTHER THE PREVENTION OF CRUELTY TO ANIMALS, ALLEVIATES THE SUFFERING OF ANIMALS, PROMOTES KINDNESS TOWARD TREATMENT OF ANIMALS, AND SECURES HOMES FOR ANIMALS. 25 25 316 1896 2359 1359 9500407 12235799 2752563 3306296 214869 267081 215294 39182 12683133 15848358 0 0 0 0 8357674 9609068 0 0 1983159 4655499 5201148 13013173 14810216 -330040 1038142 36337551 38108179 1242971 1657583 35094580 36450596 X MISSION - OUR MISSION IS TO IMPROVE THE LIVES OF ANIMALS, ALLEVIATE THEIR SUFFERING AND ELEVATE THEIR STATUS IN SOCIETY. WE SAFEGUARD, RESCUE, SHELTER, HEAL, ADOPT AND ADVOCATE FOR ANIMALS IN NEED, WHILE INSPIRING COMMUNITY ACTION AND COMPASSION ON THEIR BEHALF.VISION - WE ENVISION A WORLD IN WHICH ALL PEOPLE REGARD COMPANION ANIMALS AS LIFELONG, VALUED FAMILY MEMBERS; EMBRACE THEIR RESPONSIBILITY FOR THE WELFARE OF ANIMALS; AND RESPECT, VALUE AND PROTECT THE ANIMALS WITH WHOM WE SHARE THIS EARTH. 0 0 12310163 3329564 EVERY PET DESERVES A GOOD LIFE. THIS PASSIONATE BELIEF HAS DRIVEN THE ARIZONA HUMANE SOCIETY TO SERVE A CRITICAL ROLE IN OUR COMMUNITY FOR NEARLY 60 YEARS. WE RESCUE, HEAL, ADOPT AND ADVOCATE FOR HOMELESS, SICK, INJURED AND ABUSED ANIMALS. THROUGH COLLABORATIVE PARTNERSHIPS, AFFORDABLE COMMUNITY SERVICES, EMERGENCY RESCUE AND OUR MEDICAL TRAUMA CENTER, WE ARE COMMITTED TO PROVIDING SECOND CHANCES AND SAVING THE LIVES OF ANIMALS. SINCE OUR ESTABLISHMENT IN 1957, WE HAVE GROWN REMARKABLY TO BECOME ARIZONA'S LARGEST, NONPROFIT ANIMAL-WELFARE AND PROTECTION AGENCY. WE PROVIDE AN ARRAY OF PROGRAMS AND SERVICES, INCLUDING ANIMAL SHELTERING AND PET ADOPTIONS, THE EMERGENCY ANIMAL MEDICAL TECHNICIAN (EAMT) ANIMAL-RESCUE AND CRUELTY INVESTIGATION PROGRAM, LOW-COST SPAY/NEUTER AND WELLNESS SERVICES FOR OWNED ANIMALS, THE SECOND CHANCE ANIMAL HOSPITAL FOR SICK, ABUSED AND INJURED ANIMALS, FOSTER CARE FOR ANIMALS WHO NEED TEMPORARY RESPITE FROM THE SHELTER WHILE THEY HEAL FROM INJURY OR ILLNESS BEFORE GOING UP FOR ADOPTION, AND PROJECT SAFEHOUSE AND PROJECT ACTIVE DUTY TO AID THE PETS OF DOMESTIC VIOLENCE VICTIMS AND ACTIVE MEMBERS OF THE U.S. MILITARY. ANNUALLY, WE SERVE MORE THAN 65,000 ANIMALS IN OUR COMMUNITY, TAKE IN MORE THAN 38,000 PETS AND SAVE THE LIVES OF MORE THAN 17,000 DOGS, CATS AND CRITTERS. WE RESPOND TO MORE THAN 21,000 CALLS TO HELP ANIMALS IN DISTRESS, SPAY OR NEUTER MORE THAN 18,000 PETS AND TREAT MORE THAN 9,000 ILL AND INJURED ANIMALS IN OUR SECOND CHANCE ANIMAL HOSPITAL - THE LARGEST, SHELTER-BASED TRAUMA FACILITY FOR HOMELESS PETS IN THE SOUTHWEST. 12310163 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 80 0 1 316 1 1 1 0 0 0 0 1 1 0 0 0 1 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X X LINDA GENTRY ACCOUNTING MANAGER 6029977586 1521 W DOBBINS ROAD PHOENIX AZ 85041 BRYANT COLMAN DIRECTOR 4.00 X 0 0 0 ANN DAMINAO CHAIR ELECT 5.00 X X 0 0 0 MELINDA MORRISON GULICK CHAIR 10.00 X X 0 0 0 MICHAEL NAPIER DIRECTOR 4.00 X 0 0 0 KIMBERLEE REIMANN PADILLA SECRETARY 5.00 X X 0 0 0 MARY FRANCES EWING DIRECTOR 3.00 X 0 0 0 ANN SINER DIRECTOR 3.00 X 0 0 0 CINDY WATTS DIRECTOR 3.00 X 0 0 0 PATTY WITHYCOMBE DIRECTOR 3.00 X 0 0 0 ANDREW SUSSMAN DIRECTOR 3.00 X 0 0 0 ED TROELL DIRECTOR 3.00 X 0 0 0 ROB KORT DIRECTOR 3.00 X 0 0 0 EILEEN ROGERS DIRECTOR 4.00 X 0 0 0 RONALD WILSON DIRECTOR 3.00 X 0 0 0 MARLA HUMMEL TREASURER 5.00 X X 0 0 0 KATHERINE K CECALA DIRECTOR 3.00 X 0 0 0 SUSANNE INGOLD DIRECTOR 4.00 X 0 0 0 ANDREA MARCONI DIRECTOR 4.00 X 0 0 0 ADAM MILLER DIRECTOR 3.00 X 0 0 0 KERRY MILLIGAN DIRECTOR 4.00 X 0 0 0 SUSANNE PEARL DIRECTOR 4.00 X 0 0 0 AMANDA SHAW DIRECTOR 3.00 X 0 0 0 MARK SOLIE DIRECTOR 3.00 X 0 0 0 DR CRAIG D THATCHER DIRECTOR 3.00 X 0 0 0 KARLENE WENZ KIEFFER DIRECTOR 3.00 X 0 0 0 PATRICK LOFTUS DIRECTOR 2.00 X 0 0 0 MEREDITH SAVAGE DIRECTOR 2.00 X 0 0 0 GUY COLLISON EXECUTIVE DIRECTOR 40.00 X 132342 0 1518 NANCY BRADLEY-SIEMENS VETERINARIAN 40.00 X 111665 0 2491 KATHLEEN CROTEAU VETERINARIAN 40.00 X 106609 0 5490 MICHELLE GIESEN CFO 32.00 X 104848 0 4968 SHANNON VALENZUELA DIRECTOR OF SHELTER OPERATIONS 40.00 X 111082 0 811 566546 0 15278 5 0 0 0 0 990767 11245032 471241 12235799 ADOPTION FEES 541900 1352669 1352669 CLINIC OPERATIONS 541900 1270343 1270343 ANIMAL INTAKE 541900 661756 661756 EDUCATION 611600 21528 21528 3306296 254042 254042 2850 0 2850 2850 2850 502180 54974 485681 58434 16499 -3460 13039 13039 172637 990767 172637 0 11205 500 10705 10705 1277987 1323940 -45953 -45953 OTHER INCOME 541900 71580 69221 2359 71580 15848358 3329564 2359 280636 323143 129257 96943 96943 7667988 7036792 134047 497149 24784 20514 698 3572 1017648 959487 7513 50648 575505 531179 44326 20040 2752 10062 7226 31027 31027 33453 33453 1813 1813 471642 357636 13864 100142 178304 53311 124993 2282257 1437483 37093 807681 135941 29189 11961 94791 464174 392011 72163 212886 188841 11176 12869 9673 4069 259 5345 706560 640133 62647 3780 98274 78780 15558 3936 OUTSIDE ANIMAL SERVICES 132616 132616 REPAIRS & MAINTENANCE 115221 94796 8977 11448 HIRING, TRAINING & DEV 109138 57293 37487 14358 RECOGNITION & AWARDS 40719 6614 2316 31789 157410 157410 14810216 12310163 516894 1983159 7452359 6065763 7716420 6269958 1357386 3788067 18188 16740 192891 134769 193323 260984 19994342 8824787 11175026 11169555 591625 2254848 7640333 8147495 36337551 38108179 926577 1367834 36092 58231 280302 231518 1242971 1657583 X 25909267 24303943 4085313 6764653 5100000 5382000 35094580 36450596 36337551 38108179 X 1038142 19986 297888 X X 0 1 X 1 0 X 9109346 9533268 10627266 9500407 12235799 51006086 9109346 9533268 10627266 9500407 12235799 51006086 2696650 48309436 299183 291393 299453 266040 256892 1412961 1619 4954 2031 1870 2359 12833 32828 60779 88647 31770 69221 283245 52715125 18349336 0.91640 0.90590 X SCHEDULE A PART II LINE 10 EXPLANATION FOR OTHER INCOME: TRAINING FEES, OPERATION MANAGEMENT INCOME, AND OTHER MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 0 0 1 33453 33453 0 PART II-B, LINE 1: THE ORGANIZATION RETAINED A LOBBYIST TO OPPOSE LEGISLATION THAT WOULD HAVE WEAKENED ANIMAL CRUELTY LAWS. STAFF INVOLVEMENT WAS MINIMAL. 2141769 2141769 11579326 4310008 7269318 2192873 1819083 373790 1889493 1279583 609910 2190881 1416113 774768 11169555 UNRESTRICTED INVESTMENTS 2254848 F 2254848 DEPOSITS 38595 BENEFICIARY INTEREST IN REMAINDER TRUSTS 2565000 BENEFICIARY INTEREST IN PERPETUAL TRUSTS 5382000 PROPERTY HELD FOR SALE 161900 8147495 GIFT ANNUITY PAYABLE 231518 231518 X 18473227 19986 2306995 297888 2624869 15848358 0 15848358 17117211 2306995 2306995 14810216 0 14810216 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE ORGANIZATION'S TAX-EXEMPT PURPOSE MAY BE SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. IN ADDITION, THE ORGANIZATION QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION UNDER SECTION 509(A)(1) OF THE IRC. THE ORGANIZATION HAS PROVIDED FOR INCOME TAXES ON ITS UNRELATED BUSINESS INCOME AS REQUIRED BY SECTION 512 OF THE CODE. THE ORGANIZATION FOLLOWS THE GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE ORGANIZATION ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE ORGANIZATION HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. THE ORGANIZATION FILES INFORMATIONAL AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF OCTOBER 31, 2014, U.S. FEDERAL INFORMATIONAL AND INCOME TAX RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2011 AND STATE RETURNS FOR YEARS ENDED PRIOR TO OCTOBER 31, 2010 ARE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF MANAGEMENT AND GENERAL EXPENSES WHEN ASSESSED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 297,888. COMPASSION WITH FASHION 539328 427095 112233 112233 PET TELETHON 477553 417149 60404 60404 1 146523 146523 1163404 990767 172637 172637 172637 0 X X X X 1 0 0 0 0 0 0 0 0 PART I, LINE 4A GUY COLLION SEVERANCE $84,115 X 4 4950 FAIR MARKET VALUE X 3322 FAIR MARKET VALUE X 25000 FAIR MARKET VALUE X 56 66255 AUCTIONED PRICE X 1 8859 VALUE ON DAY OF RECEIPT X 161900 FAIR MARKET VALUE X 3 425 FAIR MARKET VALUE X 6 7030 FAIR MARKET VALUE X EVENT PRIZES 291 108955 FAIR MARKET VALUE X FOOD/CARE 531 81235 FAIR MARKET VALUE X GIFT CARDS 13 3310 STATED VALUE 0 1 1 PART I, LINE 32B: A BROKER IS USED TO SELL DONATED STOCKS, BONDS, ETC. AN AUCTION HOUSE IS USED TO SELL DONATED VEHICLES. PART I, LINE 33: THE ORGANIZATION HAS ONLY INCLUDED THE NET INCREASE OF THRIFT STORE INVENTORY IN CONTRIBUTION REVENUE. TOTAL CONTRIBUTIONS TO THE THRIFT STORES IS ESTIMATED TO BE $505,005. FORM 990, PART IV, LINE 28: CERTAIN OFFICERS, DIRECTORS, KEY EMPLOYEES AND THEIR FAMILIES PURCHASED TICKETS TO FUNDRAISING EVENTS, MADE CONTRIBUTIONS TO THE ORGANIZATION, AND PROVIDED INSIGNIFICANT GOODS AND SERVICES TO THE ORGANIZATION DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 11 THE PREPARED 990 IS REVIEWED BY THE PRESIDENT & CEO, CFO, AND FINANCE COMMITTEE OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY THE BOARD OF DIRECTORS REVIEW AND SIGN OFF ON A CONFLICT OF INTEREST FORM ACKNOWLEDGING WHETHER THEY HAVE ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD CHAIRMAN SOLICITS FEEDBACK FROM THE BOARD OF DIRECTORS REGARDING THE PERFORMANCE OF THE PRESIDENT & CEO AND THEN CONDUCTS AN ANNUAL PERFORMANCE REVIEW BASED ON THE PRE-DETERMINED ANNUAL GOALS ESTABLISHED AT THE BEGINNING OF THE FISCAL YEAR. VARIOUS SOURCES ARE UTILIZED TO DETERMINE THE COMPENSATION RATES FOR THE MARKET. THE ORGANIZATION HIRED THE CURRENT CEO IN OCT. 2013. AT THE TIME, A NATIONAL SEARCH WAS DONE AND SALARY WAS NEGOTIATED. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS ARE AVAILABLE ON THE WEBSITE AND PROVIDED TO THE PUBLIC UPON REQUEST AND ARE ALSO SUPPLIED TO THE ARIZONA CORPORATION COMMISSION, GUIDESTAR AND CHARITY NAVIGATOR. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 297,888. FORM 990, PART XI, LINE 2C: NO CHANGE HAS TAKEN PLACE IN THE PROCESS. IT IS THE SAME AS IN THE PRIOR YEARS. SCHEDULE G, PART II, FUNDRAISING EVENTS THE FUNDRAISING EVENTS REPORTED ON SCHEDULE G, PART II, ARE TREATED FOR TAX PURPOSES IN THE SAME MANNER AS THEY ARE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE, THE DIRECT COSTS TO THE ORGANIZATION ARE TREATED AS THE BENEFIT RECEIVED BY THE DONOR AND AMOUNTS IN EXCESS ARE TREATED AS CONTRIBUTIONS.