2015-06-30T12:33:37-05:00 2014-08-31 ERNST & YOUNG US LLP 155 N Wacker Drive Chicago IL 60606 990 2013-09-01 363357006 Ann & Robert H Lurie Children's Hospital of Chicago Foundation % RON H BLAUSTEIN ANN& 3122277133 225 E CHICAGO AVE PR DEPT BOX 2 Suite CHICAGO IL 606112991 RON H BLAUSTEIN CFO 2015-06-29 KATHERINE KURTZMAN P01236691 2013 2016-03-07 17:11:31Z RON H BLAUSTEIN 225 E CHICAGO AVE BOX 269 CHICAGO IL 606112991 25189439 false X www.luriechildrens.org X 1984 IL TO OPTIMIZE PHILANTHROPY IN SUPPORT OF THE MISSION AND FUTURE OF THE CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER. 136 128 0 156 4398 -2252 22478776 23263912 0 0 -1934 0 -260886 -732804 22215956 22531108 8319828 8981182 0 0 8613867 8753328 662186 1234644 13008064 3949832 3020092 21545713 21989246 670243 541862 260859 558471 2501430 2423057 -2240571 -1864586 X TO OPTIMIZE PHILANTHROPY IN SUPPORT OF THE MISSION AND FUTURE OF THE CHILDREN'S HOSPITAL OF CHICAGO MEDICAL CENTER. false false 8981182 8981182 0 Ann & Robert H. Lurie Children's Hospital of Chicago Foundation ("Lurie Children's Foundation"), an Illinois not for profit corporation and an organization described under Section 501(c)(3) of the Code, is responsible for fundraising for the Children's Hospital of Chicago Medical Center ("Parent") (FEIN 36-3357004), Lurie Children's Foundation's sole corporate member, and the Parent's affiliated tax-exempt organizations. Lurie Children's Foundation works with Ann & Robert H. Lurie Children's Hospital of Chicago ("Lurie Children's") to coordinate fundraising. Much of the fundraising conducted is directly contributed to Lurie Children's. Gifts received by Lurie Children's Foundation are primarily held by and available for distribution to Lurie Children's, Stanley Manne Children's Research Institute ("Stanley Manne Research Institute"), and to the other tax-exempt affiliates of the Parent, as appropriate, or as may be designated by the donor. Lurie Children's Foundation seeks to secure the financial resources for Lurie Children's and its affiliates needed to remain leaders in pediatric health care, research, education and advocacy. Lurie Children's Foundation fundraising activities include programs to develop major gifts, leadership gifts, planned giving and annual gifts. Lurie Children's Foundation receives fundraising support from fundraising organizations and an active team of volunteers to cultivate and secure contributions that advance the mission of Lurie Children's and its affiliates. These organizations devote fundraising efforts entirely or in part to Lurie Children's and its affiliates. Fundraising appeals by such organizations are coordinated with the Foundation's fundraising activities in order to avoid conflicting solicitations and to focus support on identified priorities. 8981182 true true false false false false false false false false true false false false false false false true false false false false false true true true false true false true false false false false false false false true true false false false false true false false false true X 16 5 true 0 true true false false false false true true false false false false X 136 128 true false false false true true true true true false false false true true true true true true true false IL X RON H BLAUSTEIN 3122277133 225 ECHICAGO AVE Chicago IL 606112991 JIMMY ALEXANDER DIRECTOR 1.0 0.0 X 0 0 0 CONSTANTINE ALEXANDRAKIS DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL ALVAREZ DIRECTOR 1.0 0.0 X 0 0 0 SARAH BAINE VICE CHAIRMAN 1.0 2.0 X 0 0 0 ROBERT R BELLICK DIRECTOR 1.0 0.0 X 0 0 0 IRWIN BENUCK MD DIRECTOR 1.0 0.0 X 0 108750 29363 MEREDITH BLUHM-WOLF DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL BORKOWSKI DIRECTOR 1.0 0.0 X 0 0 0 MARGARET W BRENNAN DIRECTOR 1.0 3.0 X 0 0 0 SUZANNE M BURNS DIRECTOR 1.0 0.0 X 0 0 0 JOHN J BUTTITA DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL S CANMANN DIRECTOR 1.0 0.0 X 0 0 0 ALAN S CHAPMAN DIRECTOR 1.0 2.0 X 0 0 0 MOHINI CHOPRA DIRECTOR 1.0 0.0 X 0 0 0 ELEANOR O CLARKE DIRECTOR 1.0 3.0 X 0 0 0 JAMES M CLARY DIRECTOR 1.0 0.0 X 0 0 0 THOMAS COLEMAN JR DIRECTOR 1.0 0.0 X 0 0 0 ADAM C COOPER DIRECTOR 1.0 0.0 X 0 0 0 SAMANTHA A COSTANZO DIRECTOR 1.0 0.0 X 0 0 0 LESTER CROWN VICE CHAIR/DIRECTOR 1.0 2.0 X 0 0 0 THOMAS P DANIS JR DIRECTOR 1.0 0.0 X 0 0 0 SUSAN B DEPREE DIRECTOR 1.0 2.0 X 0 0 0 MAUREEN C DEROSE DIRECTOR 1.0 0.0 X 0 0 0 LABEED DIAB DIRECTOR 1.0 2.0 X 0 0 0 DEBRA DIMAGGIO DIRECTOR 1.0 0.0 X 0 0 0 JOHN O DOERGE JR DIRECTOR 0.0 2.0 X 0 0 0 HOLLY K DURAN DIRECTOR 1.0 0.0 X 0 0 0 LEON G EPSTEIN MD DIRECTOR 1.0 0.0 X 0 349232 25500 MICHAEL C EVANGELIDES VICE CHAIRMAN 1.0 2.0 X 0 0 0 ELEANOR EVANGELIDES DIRECTOR 1.0 0.0 X 0 0 0 LESLI FALK EX-OFFICIO DIRECTOR 1.0 3.0 X 0 0 0 WALTER C FLORENCE DIRECTOR 1.0 0.0 X 0 0 0 KIMBERLY G FRIESEN EX-OFFICIO DIRECTOR 1.0 0.0 X 0 0 0 PHILIP K FUENTES DIRECTOR 1.0 0.0 X 0 0 0 PATRICK R GALLAGHER DIRECTOR 1.0 0.0 X 0 0 0 ROBERT GALLO DIRECTOR 1.0 0.0 X 0 0 0 CATHERINE H GLEDHILL DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL P GOLDMAN DIRECTOR 1.0 0.0 X 0 0 0 LAUREN GORTER EX-OFFICIO DIRECTOR 1.0 2.0 X 0 0 0 LOUIS J GRABOWSKY DIRECTOR 1.0 0.0 X 0 0 0 SABRINA P GRACIAS DIRECTOR 1.0 0.0 X 0 0 0 MATHEW GRAY DIRECTOR 1.0 0.0 X 0 0 0 MELVIN GRAY DIRECTOR 1.0 0.0 X 0 0 0 THOMAS P GREEN MD EX-OFFICIO DIR/PRES&CHAIR PFF 1.0 43.0 X 0 765187 57204 JOHN J GREISCH DIRECTOR 1.0 2.0 X 0 0 0 DAVID D GRUMHAUS JR DIRECTOR 1.0 2.0 X 0 0 0 FRANCIA E HARRINGTON PRES. & EX-OFF DIR (BEGN 8/14) 1.0 1.0 X X 0 0 0 ANDEE HARRIS EX-OFFICIO DIRECTOR 1.0 0.0 X 0 0 0 JOHN A HATHERLY DIRECTOR 1.0 0.0 X 0 0 0 ROBERT W HAUSWIRTH DIRECTOR 1.0 0.0 X 0 0 0 RICHARD A HEISE JR DIRECTOR 1.0 0.0 X 0 0 0 MARY JC HENDRIX PHD EX-OFF DIR PRS/SI OFF RCH. CTR 1.0 43.0 X 0 632391 87930 DAVID I HELLER EX-OFFICIO DIRECTOR 1.0 0.0 X 0 0 0 DANIEL J HENNESSY VICE CHAIR/DIRECTOR 4.0 2.0 X 0 0 0 ELIZABETH B HERRINGTON DIRECTOR 1.0 0.0 X 0 0 0 VICKI S HEYMAN DIRECTOR 1.0 0.0 X 0 0 0 JENIECE HIGGINS EX-OFFICIO DIRECTOR 1.0 0.0 X 0 0 0 MEGAN HODES DIRECTOR 1.0 0.0 X 0 0 0 LAUREN HOLINGER MD DIRECTOR 1.0 0.0 X 0 0 0 DIANE C HOLMES MD DIRECTOR 1.0 0.0 X 0 0 0 ROBERT D HORNE DIRECTOR 1.0 0.0 X 0 0 0 JULIE M HOWARD DIRECTOR 1.0 0.0 X 0 0 0 TIMOTHY M HURD DIRECTOR 1.0 0.0 X 0 0 0 LINDA L IMONTI DIRECTOR 1.0 0.0 X 0 0 0 JUSTIN R ISHBIA DIRECTOR 1.0 0.0 X 0 0 0 KEITH W JAFFEE DIRECTOR 1.0 0.0 X 0 0 0 CHARLES H JAMES III DIRECTOR 1.0 0.0 X 0 0 0 KIRK B JOHNSON DIRECTOR 1.0 4.0 X 0 0 0 JENNIFER JUST DIRECTOR 1.0 0.0 X 0 0 0 MALCOLM S KAMIN DIRECTOR 1.0 1.0 X 0 0 0 RONALD KAMINSKI DIRECTOR 1.0 0.0 X 0 0 0 WILLIAM K KANE DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL D KELLEHER MD EX-OFFICIO DIR/CMO, HOSP. 1.0 42.0 X 0 563573 55211 BRIAN P KERWIN DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL B KLEIN DIRECTOR 1.0 0.0 X 0 0 0 KURT F KOHLMEYER DIRECTOR 1.0 0.0 X 0 0 0 THOMAS J KOTEL DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL B KRAINES DIRECTOR 1.0 0.0 X 0 0 0 ROSS S LASER DIRECTOR 1.0 0.0 X 0 0 0 BERNARD L LAYTON DIRECTOR 1.0 0.0 X 0 0 0 ZACHARY D LAZAR JR DIRECTOR 1.0 0.0 X 0 0 0 PETER I LIBER MD DIRECTOR 1.0 2.0 X 0 0 0 G ANTHONY LORENZ DIRECTOR 1.0 0.0 X 0 0 0 DANIEL T W LUM MD EX-OFFICIO DIRECTOR 1.0 2.0 X 0 0 0 ROBERT D LUSE DIRECTOR 1.0 0.0 X 0 0 0 PATRICK M MAGOON EX-OFF DIR/CEO, MED CTR/HOSP. 1.0 43.0 X 0 1272214 496545 MITCHELL J MANASSA DIRECTOR 1.0 2.0 X 0 0 0 SEAN M MARGIOTTA DIRECTOR 1.0 0.0 X 0 0 0 PETER J MARINO DIRECTOR 1.0 0.0 X 0 0 0 BARRY MASEK DIRECTOR 1.0 0.0 X 0 0 0 PETER D MCDONALD DIRECTOR 1.0 2.0 X 0 0 0 DAVID P MCHUGH EX-OFFICIO DIRECTOR 1.0 3.0 X 0 0 0 WILLIAM J MCKENNA DIRECTOR 1.0 2.0 X 0 0 0 LOUISE C MILLS DIRECTOR 1.0 2.0 X 0 0 0 STEVEN H MOGUL DIRECTOR 1.0 0.0 X 0 0 0 MIMI MURLEY EX-OFFICIO DIRECTOR 1.0 0.0 X 0 0 0 ROBERT S MURLEY CHAIRMAN/DIRECTOR EX-OFFICIO 1.0 2.0 X 0 0 0 JAMES C MURRAY DIRECTOR 1.0 0.0 X 0 0 0 SATISH NANDAPURKAR DIRECTOR 1.0 0.0 X 0 0 0 LISA NAPARSTEK GREEN DIRECTOR 1.0 0.0 X 0 0 0 BRIAN L NEWMAN DIRECTOR 1.0 0.0 X 0 0 0 LESLIE H NEWMAN DIRECTOR 1.0 2.0 X 0 0 0 SUSAN B NOYES DIRECTOR 1.0 0.0 X 0 0 0 TIMOTHY O'BRIEN DIRECTOR 1.0 0.0 X 0 0 0 DAVID ORMESHER DIRECTOR 1.0 0.0 X 0 0 0 SEAN O'SCANNLAIN DIRECTOR 1.0 0.0 X 0 0 0 LORNA S PFAELZER DIRECTOR 1.0 2.0 X 0 0 0 MARC E PIERCE DIRECTOR 1.0 0.0 X 0 0 0 ALEXANDER M PRAMENKO DIRECTOR 1.0 0.0 X 0 0 0 JOSHUA J PRANGLEY DIRECTOR 1.0 1.0 X 0 0 0 SETH A PROSTIC DIRECTOR 1.0 0.0 X 0 0 0 MAUREEN M RAIHLE DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL A REINSDORF DIRECTOR 1.0 0.0 X 0 0 0 J CHRISTOPHER REYES EX-OFFICIO DIRECTOR 1.0 14.0 X 0 0 0 MARLETA REYNOLDS MD EX-OFFICIO DIRECTOR 1.0 3.0 X 0 0 0 ELLEN S ROBBINS DIRECTOR 1.0 0.0 X 0 0 0 ELBERT O ROBINSON DIRECTOR 1.0 0.0 X 0 0 0 LYNN M ROSINSKY DIRECTOR 1.0 0.0 X 0 0 0 NANCY RODKIN ROTERING DIRECTOR 1.0 0.0 X 0 0 0 WILLIAM J RYAN DIRECTOR 1.0 0.0 X 0 0 0 GREGORY H SACHS DIRECTOR 1.0 0.0 X 0 0 0 SCOTT SAGERMAN MD DIRECTOR 1.0 0.0 X 0 0 0 ROBERT E SARAZEN DIRECTOR 1.0 0.0 X 0 0 0 PETER K SHAGORY DIRECTOR 1.0 0.0 X 0 0 0 JEFFREY R SHAW DIRECTOR 1.0 0.0 X 0 0 0 JOSEPH W SHENTON JR DIRECTOR 1.0 0.0 X 0 0 0 JOHN S SMITH DIRECTOR 1.0 0.0 X 0 0 0 KRISTI SNYDERMAN DIRECTOR 1.0 0.0 X 0 0 0 MOLLY M SOUTH DIRECTOR 1.0 0.0 X 0 0 0 THOMAS STAT DIRECTOR 1.0 0.0 X 0 0 0 GARY C STEPHANS DIRECTOR 1.0 0.0 X 0 0 0 LISBETH C STIFFEL DIRECTOR 1.0 0.0 X 0 0 0 DANIEL P SULLIVAN DIRECTOR 1.0 0.0 X 0 0 0 THOMAS J SULLIVAN PRES & EX-OFF DIR - THRU 10/13 1.0 40.0 X X 0 527541 47097 SHELLY A SUN DIRECTOR 1.0 0.0 X 0 0 0 ROSLYNNE SUPERA DIRECTOR 1.0 0.0 X 0 0 0 ROGER R TAYLOR DIRECTOR 1.0 0.0 X 0 0 0 T SANDS THOMPSON DIRECTOR 1.0 0.0 X 0 0 0 TODD W TILLEMANS DIRECTOR 1.0 0.0 X 0 0 0 MONSIGNOR KENNETH J VELO EX-OFFICIO DIRECTOR 1.0 2.0 X 0 0 0 KENNETH A VIELLIEU DIRECTOR 1.0 0.0 X 0 0 0 VICTORIA WILLER DIRECTOR 1.0 0.0 X 0 0 0 DONALD R WILSON JR DIRECTOR 1.0 0.0 X 0 0 0 ROBERT J WINTER JR DIRECTOR 1.0 0.0 X 0 0 0 LINDA S WOLF DIRECTOR 1.0 2.0 X 0 0 0 DON YANNIAS DIRECTOR 1.0 0.0 X X 0 0 0 MS JIA ZHAO DIRECTOR 1.0 2.0 X 0 0 0 ELIZABETH A ZIEGLER DIRECTOR 1.0 0.0 X 0 0 0 RON BLAUSTEIN CFO MED. CNTR. & AFFLTS 1.0 44.0 X 0 348751 42265 PAULA M NOBLE CFO/TREAS/MED CT&AFF-THRU 5/14 1.0 44.0 X 0 592294 223562 DONNA S WETZLER GEN CNSL&CORP SEC/MED. CTR. & 1.0 44.0 X 0 598615 44049 ALICE G ARCHABAL V.P. DEVPMNT FNDTN - THRU 7/13 0.0 0.0 X 0 143131 25217 SHERWOOD D ZELLERMAYER CHIEF COMM OFFCR - THRU 12/12 0.0 0.0 X 0 266937 173 0 6168616 1134116 0 true true false AGENCY EA 311 W WALTON STREET CHICAGO IL 60610 MRKTNG EVENT/CNSLTNG 695431 RUSS REID COMPANY 2 NORTH LAKE AVE PASADENA CA 91101 DIRECT MAIL CNSLTNG 1028678 CHILDREN'S MIRACLE NETWORK 205 WEST 700 SOUTH SALT LAKE CITY UT 84101 FUNDRAISING 823045 HILTON CHICAGO 720 S MICHIGAN AVE CHICAGO IL 60605 FUNDRAISING EVENT 333995 GRP MEDIA 1 E WACKER DR STE 1600 CHICAGO IL 60601 FUNDRAISING 237130 11 9462780 0 0 13801132 281590 23263912 0 0 0 0 0 0 0 0 1306522 9462780 2269416 -962894 -962894 78875 14321 64554 64554 540130 374594 165536 4398 161138 0 22531108 4398 -737202 8981182 8981182 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7282623 0 0 7282623 415110 0 0 415110 680547 0 0 680547 375048 0 0 375048 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1234644 1234644 0 0 0 0 188296 0 0 188296 686483 0 0 686483 453733 0 0 453733 367008 0 0 367008 0 0 0 0 309813 0 0 309813 106362 0 0 106362 0 0 0 0 16012 0 0 16012 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Dues and licenses 558668 0 0 558668 Cultivation event expense 114491 0 0 114491 Event Entertainment 76831 0 0 76831 Professional Development 15367 0 0 15367 127028 127028 21989246 8981182 0 13008064 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 260859 558471 1614953 1614953 0 0 0 0 0 0 0 0 0 0 260859 558471 2501430 2423057 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2501430 2423057 X -2240571 -1864586 0 0 0 0 -2240571 -1864586 260859 558471 X 541862 -165877 X false true X true false X 21014536 24846108 29193377 22478776 23263912 120796709 0 0 21014536 24846108 29193377 22478776 23263912 120796709 5691131 115105578 0 0 0 0 0 0 0 29665 29728 11524 4398 75315 0 120872024 12879540 0.95229 0.89185 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1614953 1614953 0 0 X X X X X X true Russ Reid Company 2 North Lake Avenue Suite 600 Pasadena CA 91101 see part iv false 795728 951766 -156038 RobbinsKersten Direct 201 Summer Street Holliston MA 01746 see part iv false 135381 210104 -74723 Donor Care Center Inc 480 W Tuscarawas Ave Barberton OH 44203 see part iv false 30371 34274 -3903 Thompson Associates 112 Westwood Pl 250 Brentwood TN 37027 see part iv false 0 38500 -38500 961480 1234644 -273164 IL RESC FUND BALL 2211696 2030856 180840 208042 216717 RADIOTHON-MIX 1132702 1132702 241 19473 215 7424904 6299222 1125682 17943 490419 1316581 10769302 9462780 1306522 17943 698702 1552771 2269416 -962894 78875 14321 false 78875 14321 14321 64554 IL true false false false 1.00000 Mary Pelican 225 East Chicago Ave Chicago IL 60611 false Francia Harrington 0 Director/officer X false FORM 990, SCHEDULE G, PART I, LINE 2b,(ii) ACTIVITY RUSS REID: Foundation paid a total of $951,766 to Russ Reid during FY14 to provide direct mail packages, design and services. The total piece that is related to their design/publication fee is only $611,765 and the remaining relates to printing, production, material design, etc. Foundation received $795,728 in contributions as a direct mail efforts which is reported in Statement of Revenue (Part VIII, Line 1f). RobbinsKersten Direct: Professional fundraising efforts for the Direct response / annual giving program including mail acquisition and renewals. Foundation paid a total of $210,104 to RKD in FY14 to provide direct mail packages, design and services. Foundation received $135,381 in contributions as a result of the direct mail efforts which is reported in Statement of Revenue (Part VIII, Line 1f). DONOR CARE: Radiothon and direct response telemarketing vendors. Fundraising phone solicitations. Foundation received $30,371 in contributions as a result of the telemarketing efforts which is reported in Statement of Revenue (Part VIII, Line 1f). Thompson & Associates: Provides planned giving expertise and leads donors through a personalized and comprehensive charitable estate planning process to the Hospital. (no money received in FY14 as these are all deferred gifts; therefore no dollar amount on Part VIII, line 1f). true Lurie Children's 225 East Chicago Ave Chicago IL 60611 362170833 501(c)(3) 8966982 0 MISSION SUPPORT 1 Form 990, Schedule I Description of Organization's Procedures for Monitoring the Use of Grants Foundation Finance Management reviews all philanthropic funds on a regulaY basis. Financial fund management reports are generated monthly and distributed electronically to all Fund Administrators and Directors for review. Fund Accountants work with Administrators and Directors regularly to monitor activity, to ensure compliance with donor intent, and to review appropriateness of expenditures against budgetary guidelines and donor direction. true true false false false false false false false LEON G EPSTEIN MD DIRECTOR 0 316136 0 31572 0 1524 0 25500 0 0 0 374732 0 0 THOMAS P GREEN MD EX-OFFICIO DIR/PRES&CHAIR PFF 0 538805 0 224858 0 1524 0 25500 0 31704 0 822391 0 0 MARY JC HENDRIX PHD EX-OFF DIR PRS/SI OFF RCH. CTR 0 527585 0 104014 0 792 0 66528 0 21402 0 720321 0 0 MICHAEL D KELLEHER MD EX-OFFICIO DIR/CMO, HOSP. 0 408793 0 154264 0 516 0 25500 0 29711 0 618784 0 0 PATRICK M MAGOON EX-OFF DIR/CEO, MED CTR/HOSP. 0 742070 0 485310 0 44834 0 482009 0 14536 0 1768759 0 59857 THOMAS J SULLIVAN PRES & EX-OFF DIR - THRU 10/13 0 337044 0 178686 0 11811 0 25106 0 21991 0 574638 0 0 ALICE G ARCHABAL V.P. DEVPMNT FNDTN - THRU 7/13 0 138594 0 5 0 4532 0 12343 0 12874 0 168348 0 0 RON BLAUSTEIN CFO MED. CNTR. & AFFLTS 0 236302 0 107868 0 4581 0 19193 0 23072 0 391016 0 0 PAULA M NOBLE CFO/TREAS/MED CT&AFF-THRU 5/14 0 398661 0 190837 0 2796 0 209940 0 13622 0 815856 0 0 DONNA S WETZLER GEN CNSL&CORP SEC/MED. CTR. & 0 294847 0 144238 0 159530 0 24079 0 19970 0 642664 0 0 SHERWOOD D ZELLERMAYER CHIEF COMM OFFCR - THRU 12/12 0 31349 0 20303 0 215285 0 173 0 0 0 267110 0 0 Form 990, Schedule J, Part I, Line 3 Pursuant to the bylaws of Children's Hospital of Chicago Medical Center ("Medical Center"), the Governance Committee of the Medical Center is charged to review and approve senior executive compensation for the Medical Center and its affiliates. The Governance Committee has adopted a written executive compensation philosophy which it follows when it reviews and approves the compensation and benefits of the organization's senior management, including the President and the other senior managers. The compensation philosophy is subject to periodic review for continued appropriateness by the Governance Committee. With the assistance of a compensation consultant and information from a variety of sources (specified on Schedule J), the Governance Committee confirmed the total amounts to be paid were reasonable and comparable to amounts paid by similarly situated organizations. Outside legal counsel also serves an integral role in advising the Governance Committee with respect to federal tax requirements in setting compensation and the establishment of the "rebuttable presumption of reasonableness" under the federal tax law intermediate sanctions rules. The process followed by the Governance Committee, including a description of the data relied upon and the Governance Committee's decisions, was thoroughly and contemporaneously documented. The Governance Committee has expressly reviewed the reasonableness of all such payments, and has concluded, as the result of a process that is designed to qualify for the rebuttable presumption of reasonableness, that all such amounts are reasonable and do not exceed fair market value for the services provided. The Governance Committee was comprised of members of the Medical Center and the Ann and Robert H. Lurie Children's Hospital of Chicago Boards of Directors who were determined to be disinterested for these purposes. The Governance Committee conducts an ongoing, regular review of the disinterested status of its members, and will take appropriate action with respect to anyone having an interest with respect to one or more executives so as to preserve the application of the rebuttable presumption of reasonableness. Form 990, Schedule J, part I, Question 4b The following listed individuals have an amount included in Schedule J, Part II, Column C for an amount accrued but not vested under a supplemental executive retirement plan ("SERP"): Patrick M. Magoon $445,645 Paula M. Noble $182,391 Benefits earned under the SERP are non-vested forms of deferred compensation that fund the employee's eventual retirement benefit. These benefits are provided in exchange for all of the employee's years of service to the organization, and the cost of the benefits will vary from year to year based on interest rates, age, and many other factors. The amounts are at risk and will not be paid unless and until the employee has provided substantial future services to the organization. Benefits under the SERP vest at age 62, and are forfeited if the employee leaves the organization voluntarily before age 62 (except upon the sole discretion of the Board, and only if the participant has reached at least age 55 with at least 10 years of service). Participants who voluntarily leave the organization before age 55 forfeit their entire SERP benefit upon termination. Also in response to question 4b, Donna S. Wetzler received a vested payment of $157,524 from the supplemental retirement benefits under the SERP, and therefore had SERP benefits included in her taxable income. In this case, the taxable amount represents the vested value of benefits earned for service to the organization, and which became taxable and paid in 2013. Form 990, Schedule J, part II Supplemental Compensation Information The following individuals are not compensated by the reporting organization for his or her service as a director. Rather, the compensation reported on Form 990, Part VII and on Schedule J, Part II reflects compensation paid by Pediatrics Faculty Foundation for the individual's substantial and full-time services as an employee. For more details, please refer to the 201 Form 990 of Pediatrics Faculty Foundation, FEIN 36-3279680. Leon G. Epstein, MD Thomas P. Green, MD Michael D. Kelleher, MD Mary J.C. Hendrix, PhD The following individuals are not compensated by the reporting organization for his or her service as a director or officer. Rather, the compensation reported on Form 990, Part VII and on Schedule J, Part II reflects compensation paid by Ann & Robert H. Lurie Children's Hospital of Chicago (Lurie Children's) for the individual's substantial and full-time services as an employee. For more details, please refer to the 2013 Form 990 of Lurie Children's, FEIN 36-2170833. Alice G. Archabal Ron Blaustein Patrick M. Magoon Paula M. Noble Thomas J. Sullivan Donna S. Wetzler Sherwood D. Zellermayer JPMORGAN CHASE L. CROWN'S SON IS A DIR 281860 FINANCIAL SERVICES false X 13 281590 Median Price false true true Form 990, Schedule M, Part I-13, Line 32b USE OF OUTSIDE PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS ALL SECURITIES (NON-CASH DONATIONS) ARE SENT DIRECTLY TO NORTHERN TRUST. NORTHERN TRUST AS CUSTODIAN AND BROKER SELLS THE SECURITIES IMMEDIATELY. FOR DONOR RECOGNITION PURPOSES, GIFTS ARE VALUED AT THE MEDIAN PRICES ON THE DAY THE SECURITIES ARE RECEIVED. FOR ACCOUNTING PURPOSES, VALUES ARE RECONCILED MONTHLY FOR ANY GAIN/LOSS ON THE SALE OF SECURITIES. Form 990, Part I, Line 22 Explanation of Negative Net Assets/Fund Balance In 2009, the board of the hospital approved the consolidation of ownership of the investment assets on the books of the hospital. All balances of cash, restricted investments, restricted net assets, pledge receivable, annuities, and securities lending that were previously on the Foundation's books were re-designated to the Hospital's books. While the Foundation no longer reports these restricted assets of cash contributions from donors or donor related events on its books, the Foundation does still bear the expenses related to all fundraising events and activities. Form 990, Part V, Question 2 Allocation of Salary Expenses Ann & Robert H. Lurie Children's Hospital of Chicago ("Lurie Children's") pays and issues Forms W-2 to employees who work for Ann & Robert H. Lurie Children's Hospital of Chicago Foundation (Lurie Children's Foundation). The allocation of the salary costs are disclosed on Form 990, Part IX, Statement of Functional Expenses. Form 990, Part VI, Question 2 Description of Relationships *Eleanor M. Evangelides is the spouse of Micheal C. Evangelides. *Lester Crown and Michael S. Canmann have a business relationship. *Michael P. Goldman and Keith W. Jaffee have a business relationship. *Julie Howard, Linda Wolf and Richard Heise have business relationships. *Susan B. Noyes and Michael Borkowski have a business relationship. *Donald R. Wilson and Gregory H. Sachs have a business relationship. Form 990, Part VI, Question 6 Description of Classes of Members or Stockholders Children's Hospital of Chicago Medical Center ("Medical Center") is the organization's sole corporate member. Form 990, Part VI, Question 7a Description of Classes of Persons and the Nature of Their Rights The organization's sole corporate member, the Medical Center, has certain reserved powers, including the power to appoint and remove all directors of the organization. Form 990, Part VI, Question 7b Describe Classes of Persons, Decisions Requiring Approval & Type of Voting Rights The Medical Center, through its board of directors or designated committee, as the sole corporate member of the organization, has certain reserved powers with respect to appointment and removal of directors, appointment of certain officers, approval of amendments to governing documents, approval of financial matters, and approval of significant transactions including, but not limited to, merger, dissolution, disposition of assets other than in the ordinary course of business, and creation of subsidiaries. Form 990, Part VI, Question 11b Describe the Process Used by Management &/or Governing Body to Review Form 990 A public disclosure copy of the organization's fiscal year 2014 form 990 Was provided to each member of the medical center and Lurie Children's Audit committee (of the board). The audit committee is the committee of The medical center charged with the oversight of audit and tax matters For the parent and affiliates. During a special audit committee meeting, And before the form 990 was filed, the audit committee was provided a Detailed review of the form 990 by the chief financial officer ("CFO"). The cfo and outside tax advisor also responded to the audit committee members' questions and afforded the opportunity for detailed discussion of the Form 990, prior to the audit committee taking action to approve the filing of the form 990. As part of its annual return preparation process, the organization on an ongoing basis consulted its tax consulting firm and outside tax legal Counsel, both of which possess expertise in health care and tax-exempt Return preparation, to advise and assist in the preparation of the form 990. These advisors worked closely with the organization's finance and Internal legal personnel and other members of the organization's team assembled to participate in the preparation of the form 990. Prior to presenting the form 990 to the board's audit committee, the Organization's team, including its advisors, met frequently to discuss And review drafts of the form. Form 990, Part VI, Question 12c Description of Process to Monitor Transactions for Conflicts of Interest On an annual basis, the Medical Center and its affiliates submit a comprehensive questionnaire to Board Members, senior management and purchasing personnel requiring disclosure of all interests that could give rise to actual or potential conflicts of interest. The Medical Center initiates follow up contact with those who do not respond and to clarify responses, where necessary. The Medical Center reviews each disclosure and provides a summary of relevant disclosures for the review and approval of its Governance Committee. Pursuant to the conflicts of interest policy of the Medical Center and affiliates ("Corporation"), directors, officers, physician leaders, and others who are subject to the policy are required To promptly and fully disclose in writing any actual, apparent or potential conflict of interest to the president of the Corporation and General Counsel. This disclosure shall be provided to the Governance Committee of the Corporation which shall consider all conflicts of interest issues and, if appropriate, shall provide such written disclosure to the directors, board committees considering the proposed transaction or other appropriate parties. In addition, on an annual basis, the corporation surveys each individual subject to the policy as to the existence of actual or potential conflicts of interest. The corporation will not enter into an agreement, transaction or other arrangement involving a conflict of interest unless the disinterested members of the governance committee of the corporation's Board of Directors determine by a majority vote that appropriate safeguards to protect the charitable mission of the corporation have been implemented. The subject interested person may not be present when the vote is taken. If it is determined that a conflict of interest exists, a disinterested person or committee of disinterested members may be assigned to investigate alternatives to the proposed transaction or arrangement. After exercising due diligence, the Board or Committee shall determine whether the Corporation can obtain a more advantageous transaction or arrangement, with reasonable efforts, from a person or entity that would not give rise to a conflict of interest. If a more advantageous transaction or arrangement is not reasonably attainable under circumstances that would not give rise to a conflict of interest, the board or committee shall determine by a majority vote of the disinterested directors whether the transaction is in the Corporation's best interest and for its own benefit and whether the transaction is fair and reasonable to the Corporation, and shall make its decision as to whether to enter into the transaction or arrangement. Form 990, Part VI, Questions 15a & 15b Offices & Positions for Which Process was Used, & Year Process was Begun The authority to review and approve executive compensation has been delegated to the Governance Committee of the Medical Center Board of Directors ("Governance Committee"). The Governance Committee has adopted a written executive compensation philosophy which it follows when it reviews and approves the compensation and benefits of the organization's senior management, including the President and the other senior managers. The compensation philosophy is subject to periodic review for continued appropriateness by the Governance Committee. With the assistance of an independent compensation consultant and information from a variety of sources, such as compensation surveys, the Governance Committee confirmed the total amounts to be paid were reasonable and comparable to amounts paid by similarly situated organizations. Outside legal counsel also serves an integral role in advising the governance committee with respect to federal tax requirements in setting compensation and the establishment of the rebuttable presumption of reasonableness. The process followed by the governance committee, including a description of the data relied upon and the governance Committee's decisions, was thoroughly and contemporaneously documented. The Governance committee has expressly reviewed the reasonableness of all such payments, and has concluded, as the result of a process that is designed to qualify for the rebuttable presumption of reasonableness under federal tax law, that all such amounts are reasonable and do not exceed fair market value for the services rendered. The Governance Committee was comprised of members of the Medical Center and the Lurie Children's Boards of Directors who were determined disinterested for these purposes. The Governance Committee conducts an ongoing and periodic review of the disinterested status of its members, and will take appropriate action with respect to anyone having an interest with respect to one or more executives so as to preserve the application of the rebuttable presumption of reasonableness. Form 990, Part VI, Question 19 Avail of Gov Docs, Conflict of Interest Policy, & Fin Stmts to Gen Public The organization's financial statements are publicly available online at www.dacbond.com. The organization's articles of incorporation and annual reports are available through the Illinois Secretary of State. The organization also makes its general governing documents available to the general public upon request. FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCES FOUNDER'S BOARD ACTIVITY ($165,877) STANLEY MANNE CHILDREN'S RESC INSTITUTE 225 E CHICAGO AVE Chicago IL 60611 363357005 RESEARCH IL 501(c)3 4 Medical Ctr false PEDIATRICS FACULTY FOUNDATION INC 225 E CHICAGO AVE CHICAGO IL 60611 363279680 HLTH CRE/RSCH IL 501(c)3 11 III-FI Medical Ctr false CHILDREN'S HOSPITAL OF CHICAGO MED CTR 225 E CHICAGO AVE CHICAGO IL 60611 363357004 Health Care IL 501(c)3 11 III-FI NA false LURIE CHILDREN'S 225 E CHICAGO AVE CHICAGO IL 60611 362170833 Hospital IL 501(c)3 3 Medical Ctr false CMH SELF INSURANCE FOUNDATION 225 E CHICAGO AVE CHICAGO IL 60611 366638400 INSURANCE IL 501(c)3 11 III-FI Medical Ctr false KINDNESS IS DOING SOMETHING SPCL FR KIDS 1 S DEARBORN ST CHICAGO IL 60603 363778441 SUPPORT IL 501(c)3 7 medical ctr false ALMOST HOME KIDS 7 S 721 ROUTE 53 NAPERVILLE IL 60540 363822010 TRANSITION CR IL 501(C)(3) 9 MEDICAL CTR false LURIE CHILDRENS CIN LLC 225 E CHICAGO AVE CHICAGO IL 606112991 901025439 CONTRACTING SVCS IL NA CMMC INSURANCE CO LTD 225 E CHICAGO AVE Chicago IL 60611 981049532 SELF INSURANCE CJ MEDICAL CTR CORPORATION false true true false false false false false false false false false false false false true false false false